N-PX 1 rmt-npx2017.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-08030 Name of Registrant: Royce Micro-Cap Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/16 Date of reporting period: 07/01/2016 - 06/30/2017 Item 1. Proxy Voting Record The report may indicate that the "meeting status" of a particular proposal was "take no action" or "unvoted". The reason for no action being taken or a security being unvoted (i.e., no vote being cast) may include, without limitation: (a) the securities were out on loan at the time of a record date, (b) administrative or operational constraints impeded the ability to cast a timely vote (e.g., late receipt of proxy voting information), (c) systems, administrative or processing errors occurred, including errors by the Adviser or third party vendors, and/or (d) the portfolio manager concluded that the potential benefit of voting was outweighed by the cost, and/or otherwise not in the best interest of the Fund. The "meeting status" of a particular proposal may also appear as "take no action" or "unvoted" in connection with contested meetings at which only one of the agendas is actually voted upon. Item 1: Proxy Voting Record Registrant : Royce Micro-Cap Trust, Inc Fund Name : Royce Micro-Cap Trust, Inc. ________________________________________________________________________________ AAC Holdings Inc Ticker Security ID: Meeting Date Meeting Status AAC CUSIP 000307108 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry D. Mgmt For For For Bostelman 1.2 Elect Lucius E. Burch, Mgmt For For For III 1.3 Elect Michael T. Mgmt For For For Cartwright 1.4 Elect Darrell S. Mgmt For For For Freeman, Sr 1.5 Elect David C. Kloeppel Mgmt For For For 1.6 Elect Jerrod N. Menz Mgmt For For For 1.7 Elect Richard E. Mgmt For For For Ragsdale 1.8 Elect Darryl E. Rouson Mgmt For For For 2 Amendment to the 2014 Mgmt For For For Equity Incentive Plan 3 Approval of Material Mgmt For For For Terms under the 2014 Equity Incentive Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Abeona Therapeutics, Inc Ticker Security ID: Meeting Date Meeting Status ABEO CUSIP 00289Y107 05/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Todd Wider Mgmt For For For 2 Amendment to the 2015 Mgmt For Abstain Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Acacia Research Corporation Ticker Security ID: Meeting Date Meeting Status ACTG CUSIP 003881307 06/06/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William S. Mgmt For For For Anderson 2 Elect Edward W. Frykman Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Adoption of NOL Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ Aceto Corporation Ticker Security ID: Meeting Date Meeting Status ACET CUSIP 004446100 12/01/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert L. Mgmt For For For Eilender 1.2 Elect Salvatore Mgmt For For For Guccione 1.3 Elect Hans C. Noetzli Mgmt For For For 1.4 Elect William N. Mgmt For For For Britton 1.5 Elect Natasha Giordano Mgmt For For For 1.6 Elect Alan Levin Mgmt For For For 1.7 Elect Daniel B. Yarosh Mgmt For For For 1.8 Elect William C. Mgmt For For For Kennally, III 2 Elimination of Mgmt For For For Supermajority Requirement 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Actua Corp. Ticker Security ID: Meeting Date Meeting Status ACTA CUSIP 005094107 06/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter W. Mgmt For For For Buckley, III 2 Elect Michael J. Hagan Mgmt For Against Against 3 Elect Philip J. Ringo Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ ADTRAN, Inc. Ticker Security ID: Meeting Date Meeting Status ADTN CUSIP 00738A106 05/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect William L. Marks Mgmt For For For 1.4 Elect Anthony J. Melone Mgmt For For For 1.5 Elect Balan Nair Mgmt For For For 1.6 Elect Jacqueline H. Mgmt For For For Rice 1.7 Elect Kathryn A. Walker Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aecon Group Inc. Ticker Security ID: Meeting Date Meeting Status ARE CUSIP 00762V109 06/29/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Beck Mgmt For For For 1.2 Elect Michael A. Butt Mgmt For For For 1.3 Elect Joseph A. Mgmt For For For Carrabba 1.4 Elect Anthony P. Mgmt For For For Franceschini 1.5 Elect J. D. Hole Mgmt For For For 1.6 Elect Susan Wolburgh Mgmt For For For Jenah 1.7 Elect Eric S. Rosenfeld Mgmt For For For 1.8 Elect Monica Sloan Mgmt For For For 1.9 Elect Brian Tobin Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Advance Mgmt For For For Notice By-law ________________________________________________________________________________ Agile Therapeutics Inc Ticker Security ID: Meeting Date Meeting Status AGRX CUSIP 00847L100 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Abhijeet Lele Mgmt For For For 1.2 Elect Ajit S. Shetty Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agilysys, Inc. Ticker Security ID: Meeting Date Meeting Status AGYS CUSIP 00847J105 09/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2.1 Elect Donald A. Colvin Mgmt For For For 2.2 Elect James Dennedy Mgmt For For For 2.3 Elect Jerry C. Jones Mgmt For For For 2.4 Elect Michael A. Mgmt For For For Kaufman 2.5 Elect Melvin L. Keating Mgmt For For For 2.6 Elect Keith M. Kolerus Mgmt For For For 2.7 Elect John Mutch Mgmt For For For 2.8 Elect James Dennedy Mgmt For For For 2.9 Elect Jerry C. Jones Mgmt For For For 2.10 Elect Michael A. Mgmt For For For Kaufman 2.11 Elect John Mutch Mgmt For For For 3 2016 Stock Incentive Mgmt For Against Against Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AGT Food and Ingredients Inc. Ticker Security ID: Meeting Date Meeting Status AGT CUSIP 001264100 06/14/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Murad Al-Katib Mgmt For For For 1.2 Elect Huseyin Arslan Mgmt For For For 1.3 Elect Howard N. Rosen Mgmt For For For 1.4 Elect John Gardner Mgmt For For For 1.5 Elect Drew Franklin Mgmt For For For 1.6 Elect Greg Stewart Mgmt For For For 1.7 Elect Marie-Lucie Morin Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Airgain Inc Ticker Security ID: Meeting Date Meeting Status AIRG CUSIP 00938A104 06/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Myers Mgmt For For For 1.2 Elect James R. Sims, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011532108 05/11/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark J. Daniel Mgmt For For For 1.2 Elect Patrick D. Downey Mgmt For For For 1.3 Elect David Fleck Mgmt For For For 1.4 Elect David Gower Mgmt For For For 1.5 Elect Claire Kennedy Mgmt For For For 1.6 Elect John A. McCluskey Mgmt For For For 1.7 Elect Paul J. Murphy Mgmt For For For 1.8 Elect Ronald E. Smith Mgmt For For For 1.9 Elect Kenneth G. Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011532108 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark J. Daniel Mgmt For For For 1.2 Elect Patrick D. Downey Mgmt For For For 1.3 Elect David Fleck Mgmt For For For 1.4 Elect David Gower Mgmt For For For 1.5 Elect Claire Kennedy Mgmt For For For 1.6 Elect John A. McCluskey Mgmt For For For 1.7 Elect Paul J. Murphy Mgmt For For For 1.8 Elect Ronald E. Smith Mgmt For For For 1.9 Elect Kenneth G. Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alterra Power Corp. Ticker Security ID: Meeting Date Meeting Status AXY CUSIP 02153D201 05/11/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect David W. Cornhill Mgmt For For For 1.3 Elect Donald Shumka Mgmt For For For 1.4 Elect Donald A. McInnes Mgmt For For For 1.5 Elect James M.I. Bruce Mgmt For For For 1.6 Elect John B. Carson Mgmt For For For 1.7 Elect Kerri L. Fox Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Altus Group Limited Ticker Security ID: Meeting Date Meeting Status AIF CUSIP 02215R107 04/24/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Angela L. Brown Mgmt For For For 1.2 Elect Robert G. Mgmt For For For Courteau 1.3 Elect Carl Farrel Mgmt For For For 1.4 Elect Anthony Gaffney Mgmt For For For 1.5 Elect Diane MacDiarmid Mgmt For For For 1.6 Elect Raymond C. Mgmt For For For Mikulich 1.7 Elect Eric W. Slavens Mgmt For For For 1.8 Elect Janet P. Woodruff Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Approval of the Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Ameresco, Inc. Ticker Security ID: Meeting Date Meeting Status AMRC CUSIP 02361E108 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David J. Anderson Mgmt For For For 1.2 Elect Thomas S. Murley Mgmt For For For 1.3 Elect Frank V. Wisneski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ American Public Education Inc. Ticker Security ID: Meeting Date Meeting Status APEI CUSIP 02913V103 05/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eric C. Andersen Mgmt For For For 2 Elect Wallace E. Mgmt For For For Boston, Jr. 3 Elect Barbara G. Fast Mgmt For For For 4 Elect Jean C. Halle Mgmt For For For 5 Elect Barbara Kurshan Mgmt For For For 6 Elect Timothy J. Landon Mgmt For For For 7 Elect Westley Moore Mgmt For For For 8 Elect William G. Mgmt For For For Robinson, Jr. 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Approval of the 2017 Mgmt For For For Omnibus Incentive Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Software, Inc. Ticker Security ID: Meeting Date Meeting Status AMSWA CUSIP 029683109 08/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Dennis Hogue Mgmt For For For 2 Elect James B. Miller, Mgmt For For For Jr. 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For For For Equity Compensation Plan 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Ampco-Pittsburgh Corporation Ticker Security ID: Meeting Date Meeting Status AP CUSIP 032037103 05/03/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James J. Abel Mgmt For For For 1.2 Elect William K. Mgmt For For For Lieberman 1.3 Elect Stephen E. Paul Mgmt For For For 1.4 Elect Carl H. Mgmt For For For Pforzheimer III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Amtech Systems, Inc. Ticker Security ID: Meeting Date Meeting Status ASYS CUSIP 032332504 03/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jong S. Whang Mgmt For For For 1.2 Elect Fokko Pentinga Mgmt For For For 1.3 Elect Robert M. Averick Mgmt For For For 1.4 Elect Michael Mgmt For Withhold Against Garnreiter 1.5 Elect Robert F. King Mgmt For For For 1.6 Elect Sukesh Mohan Mgmt For For For 1.7 Elect Paul J. Van der Mgmt For Withhold Against Wansem 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Analogic Corporation Ticker Security ID: Meeting Date Meeting Status ALOG CUSIP 032657207 01/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bernard C. Bailey Mgmt For For For 2 Elect Jeffrey P. Black Mgmt For For For 3 Elect James J. Judge Mgmt For For For 4 Elect Michael T. Modic Mgmt For For For 5 Elect Steve Odland Mgmt For For For 6 Elect Fred B. Parks Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AngioDynamics, Inc. Ticker Security ID: Meeting Date Meeting Status ANGO CUSIP 03475V101 10/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey G. Gold Mgmt For For For 1.2 Elect Kevin J. Gould Mgmt For For For 1.3 Elect Dennis S. Meteny Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2004 Mgmt For For For Stock and Incentive Award Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Applied Micro Circuits Corporation Ticker Security ID: Meeting Date Meeting Status AMCC CUSIP 03822W406 08/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cesar Cesaratto Mgmt For For For 2 Elect Paramesh Gopi Mgmt For For For 3 Elect Paul R. Gray Mgmt For For For 4 Elect Fred A. Shlapak Mgmt For For For 5 Elect Robert F. Sproull Mgmt For For For 6 Elect Duston M. Mgmt For For For Williams 7 Elect Christopher F. Mgmt For For For Zepf 8 Ratification of Auditor Mgmt For For For 9 Amend 2012 Employee Mgmt For For For Stock Purchase Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Applied Optoelectronics, Inc. Ticker Security ID: Meeting Date Meeting Status AAOI CUSIP 03823U102 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Moore Mgmt For For For 1.2 Elect Che-Wei Lin Mgmt For For For 2 Amendment to the 2013 Mgmt For Abstain Against Equity Incentive Plan 3 Approval of Material Mgmt For Abstain Against Terms under the 2013 Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aquinox Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AQXP CUSIP 03842B101 05/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin Neu Mgmt For For For 1.2 Elect Robert Pelzer Mgmt For For For 1.3 Elect Todd Simpson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ARCA Biopharma, Inc. Ticker Security ID: Meeting Date Meeting Status ABIO CUSIP 00211Y407 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Mgmt For For For Bristow 1.2 Elect Robert E. Conway Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ardmore Shipping Corp Ticker Security ID: Meeting Date Meeting Status ASC CUSIP Y0207T100 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter Swift Mgmt For For For 1.2 Elect Albert Enste Mgmt For For For ________________________________________________________________________________ Ariad Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ARIA CUSIP 04033A100 07/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to Mgmt For For For Declassify the Board of Directors 2 Elect Alexander J. Mgmt For For For Denner 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ASA Gold and Precious Metals Limited Ticker Security ID: Meeting Date Meeting Status ASA CUSIP G3156P103 03/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Mgmt For For For Christensen 2 Elect Gary Glynn Mgmt For For For 3 Elect Bruce D. Hansen Mgmt For For For 4 Elect Mary Hoene Mgmt For For For 5 Elect Robert A. Mgmt For For For Pilkington 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Aspen Aerogels Inc Ticker Security ID: Meeting Date Meeting Status ASPN CUSIP 04523Y105 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven R. Mgmt For For For Mitchell 1.2 Elect Richard F. Reilly Mgmt For For For 1.3 Elect Donald R. Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Astronics Corporation Ticker Security ID: Meeting Date Meeting Status ATRO CUSIP 046433108 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond W. Mgmt For For For Boushie 1.2 Elect Robert T. Brady Mgmt For For For 1.3 Elect John B. Drenning Mgmt For For For 1.4 Elect Jeffry D. Frisby Mgmt For For For 1.5 Elect Peter J. Mgmt For For For Gundermann 1.6 Elect Warren C. Johnson Mgmt For For For 1.7 Elect Kevin T. Keane Mgmt For For For 1.8 Elect Neil Kim Mgmt For For For 1.9 Elect Robert J. McKenna Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2017 Mgmt For For For Long Term Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Atento S.A Ticker Security ID: Meeting Date Meeting Status ATTO CUSIP L0427L105 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Management Mgmt For For For Report of Company Accounts 2 Approval of the Mgmt For For For Individual Accounts 3 Approval of Allocation Mgmt For For For of Annual Results 4 Accounts and Reports Mgmt For For For 5 Discharge Members of Mgmt For For For the Board 6 Approve Appointment of Mgmt For For For David Garner, to Fill Board Vacancy 7 Elect Francisco Tosta Mgmt For For For Valim Filho 8 Elect Melissa Bethell Mgmt For For For 9 Elect Devin O'Reilly Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Renumeration of Mgmt For For For Directors of the Company 12 Amendments to Articles Mgmt For Abstain Against ________________________________________________________________________________ Atlas Financial Holdings Inc Ticker Security ID: Meeting Date Meeting Status AFH CUSIP G06207115 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gordon G. Pratt Mgmt For For For 1.2 Elect Jordan Kupinsky Mgmt For For For 1.3 Elect Larry G. Swets, Mgmt For For For Jr. 1.4 Elect John T. Mgmt For For For Fitzgerald 1.5 Elect Scott D. Wollney Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Atrion Corporation Ticker Security ID: Meeting Date Meeting Status ATRI CUSIP 049904105 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emile A. Battat Mgmt For For For 1.2 Elect Ronald N. Mgmt For For For Spaulding 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Autocanada Inc. Ticker Security ID: Meeting Date Meeting Status ACQ CUSIP 05277B209 05/05/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Gordon R. Mgmt For For For Barefoot 2.2 Elect Michael H. Ross Mgmt For For For 2.3 Elect Dennis DesRosiers Mgmt For For For 2.4 Elect Barry L. James Mgmt For For For 2.5 Elect Maryann N. Keller Mgmt For For For 2.6 Elect Arlene Dickinson Mgmt For For For 2.7 Elect Steven J. Landry Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ AV Homes, Inc. Ticker Security ID: Meeting Date Meeting Status AVHI CUSIP 00234P102 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Barnett Mgmt For For For 1.2 Elect Matthew Coleman Mgmt For For For 1.3 Elect Roger A. Cregg Mgmt For For For 1.4 Elect Roger W. Einiger Mgmt For For For 1.5 Elect Paul Hackwell Mgmt For For For 1.6 Elect Joshua Nash Mgmt For For For 1.7 Elect Jonathan M. Mgmt For For For Pertchik 1.8 Elect Michael F. Mgmt For For For Profenius 1.9 Elect Aaron D. Ratner Mgmt For For For 1.10 Elect Joel M. Simon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to the 2015 Mgmt For For For Incentive Compensation Plan 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David B. Fischer Mgmt For For For 1.2 Elect Perry W. Premdas Mgmt For For For 1.3 Elect John Y. Mgmt For For For Televantos 2 Approval of the 2017 Mgmt For For For Omnibus Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Banca Finnat Euramerica S.p.A. Ticker Security ID: Meeting Date Meeting Status BFE CINS T92884112 04/27/2017 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Ratify Cooption of Mgmt For For For Marco Tofanelli 3 Board Chair's Fees Mgmt For Abstain Against 4 Remuneration Policy Mgmt For For For ________________________________________________________________________________ Barnes & Noble Education Inc Ticker Security ID: Meeting Date Meeting Status BNED CUSIP 06777U101 09/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael P. Huseby Mgmt For For For 1.2 Elect David A. Wilson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bel Fuse, Inc. Ticker Security ID: Meeting Date Meeting Status BELFB CUSIP 077347201 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Avi Eden Mgmt For For For 1.2 Elect Robert H. Simandl Mgmt For For For 1.3 Elect Norman Yeung Mgmt For For For 1.4 Elect Vincent Vellucci Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ BG Staffing Inc Ticker Security ID: Meeting Date Meeting Status BGSF CUSIP 05544A109 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect C. David Allen, Mgmt For For For Jr. 1.2 Elect Douglas E. Hailey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2013 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ BG Staffing Inc Ticker Security ID: Meeting Date Meeting Status BGSF CUSIP 05544A109 07/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard L. Baum, Mgmt For For For Jr. 1.2 Elect Paul A. Seid Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BioCryst Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status BCRX CUSIP 09058V103 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George B. Mgmt For For For Abercrombie 1.2 Elect Stanley C. Erck Mgmt For For For 1.3 Elect Jon P. Stonehouse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ BioTelemetry, Inc. Ticker Security ID: Meeting Date Meeting Status BEAT CUSIP 090672106 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph H. Capper Mgmt For For For 2 Elect Joseph A. Frick Mgmt For For For 3 Elect Colin Hill Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Approval of the 2017 Mgmt For For For Omnibus Incentive Plan 7 Approval of the 2017 Mgmt For For For Employee Stock Purchase Plan 8 Adoption of Majority Mgmt For For For Vote for Election of Directors 9 Elimination of Mgmt For For For Supermajority Requirement 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Black Diamond Inc. Ticker Security ID: Meeting Date Meeting Status BDE CUSIP 09202G101 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Warren B. Kanders Mgmt For For For 1.2 Elect Donald L. House Mgmt For For For 1.3 Elect Nicholas Sokolow Mgmt For For For 1.4 Elect Michael A. Mgmt For For For Henning 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Blue Hills Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status BHBK CUSIP 095573101 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David J. Mgmt For For For Houston, Jr 1.2 Elect Peter J. Manning Mgmt For For For 1.3 Elect Janice L. Shields Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Brooks Automation, Inc. Ticker Security ID: Meeting Date Meeting Status BRKS CUSIP 114340102 02/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Robyn C. Davis Mgmt For For For 1.3 Elect Joseph R. Martin Mgmt For For For 1.4 Elect John K. Mgmt For For For McGillicuddy 1.5 Elect Krishna G. Palepu Mgmt For For For 1.6 Elect Kirk P. Pond Mgmt For For For 1.7 Elect Stephen S. Mgmt For For For Schwartz 1.8 Elect Alfred Mgmt For For For Woollacott III 1.9 Elect Mark S. Wrighton Mgmt For For For 1.10 Elect Ellen M. Zane Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2017 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BRT Realty Trust Ticker Security ID: Meeting Date Meeting Status BRT CUSIP 055645303 03/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment Enabling Mgmt For For For Legal Structure Changes 2 Reorganization From a Mgmt For Against Against Massachusetts Business Trust into a Maryland Corporation 3 Amendment Prohibiting Mgmt For Against Against Ownership of More Than 6% 4 Amendment to Director Mgmt For Against Against Removal Clause 5 Adoption of Majority Mgmt For For For Vote for Election of Directors 6 Adoption of Unanimous Mgmt For Against Against Written Consent 7 Increase in Threshold Mgmt For Against Against Required to Call a Special Meeting 8 Elect Fredric H. Gould Mgmt For For For 9 Elect Gary Hurand Mgmt For Against Against 10 Elect Elie Weiss Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bryn Mawr Bank Corporation Ticker Security ID: Meeting Date Meeting Status BMTC CUSIP 117665109 04/20/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wendell F. Mgmt For For For Holland 1.2 Elect David E. Lees Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BSQUARE Corporation Ticker Security ID: Meeting Date Meeting Status BSQR CUSIP 11776U300 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Mgmt For For For Chamberlain 1.2 Elect Andrew Harries Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Stock Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Burnham Holdings Inc. Ticker Security ID: Meeting Date Meeting Status BURCA CUSIP 122295108 04/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Mgmt For For For Dodge, II 1.2 Elect John W. Lyman Mgmt For For For 1.3 Elect Robert P. Mgmt For For For Newcomer 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Calamp Corp. Ticker Security ID: Meeting Date Meeting Status CAMP CUSIP 128126109 07/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert J. Moyer Mgmt For For For 1.2 Elect Kimberly Alexy Mgmt For For For 1.3 Elect Michael Burdiek Mgmt For For For 1.4 Elect Jeffery Gardner Mgmt For For For 1.5 Elect Amal Johnson Mgmt For For For 1.6 Elect Jorge Titinger Mgmt For For For 1.7 Elect Larry Wolfe Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Canadian Energy Services & Technology Corp. Ticker Security ID: Meeting Date Meeting Status CEU CUSIP 13566W108 06/15/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Colin D. Boyer Mgmt For For For 2.2 Elect Rodney L. Mgmt For For For Carpenter 2.3 Elect John M. Hooks Mgmt For For For 2.4 Elect Kyle D. Kitagawa Mgmt For For For 2.5 Elect Thomas J. Simons Mgmt For For For 2.6 Elect D. Michael G. Mgmt For For For Stewart 2.7 Elect Burton J. Ahrens Mgmt For For For 2.8 Elect Philip J. Mgmt For For For Scherman 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Company Name Change Mgmt For For For 5 Amendment to the Mgmt For For For Restricted Share Unit Plan ________________________________________________________________________________ Carbo Ceramics Inc. Ticker Security ID: Meeting Date Meeting Status CRR CUSIP 140781105 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sigmund L. Mgmt For For For Cornelius 1.2 Elect Chad C. Deaton Mgmt For For For 1.3 Elect Gary A. Kolstad Mgmt For For For 1.4 Elect Henry E. Lentz Mgmt For For For 1.5 Elect Randy L. Mgmt For For For Limbacher 1.6 Elect William C. Morris Mgmt For For For 1.7 Elect Robert S. Rubin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Omnibus Incentive Plan 4 Issuance of Common Mgmt For For For Stock 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Care.com Inc Ticker Security ID: Meeting Date Meeting Status CRCM CUSIP 141633107 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sheila Lirio Mgmt For For For Marcelo 1.2 Elect I. Duncan Mgmt For For For Robertson 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cavco Industries, Inc. Ticker Security ID: Meeting Date Meeting Status CVCO CUSIP 149568107 07/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Mgmt For For For Greenblatt 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CBIZ, Inc. Ticker Security ID: Meeting Date Meeting Status CBZ CUSIP 124805102 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph S. Mgmt For For For DiMartino 2 Elect Sherrill W. Mgmt For For For Hudson 3 Elect Donald V. Weir Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Central Garden & Pet Company Ticker Security ID: Meeting Date Meeting Status CENT CUSIP 153527106 02/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John B. Balousek Mgmt For For For 1.2 Elect William E. Brown Mgmt For For For 1.3 Elect Thomas Colligan Mgmt For For For 1.4 Elect Brooks M. Mgmt For For For Pennington III 1.5 Elect Alfred A. Mgmt For For For Piergallini 1.6 Elect John R. Ranelli Mgmt For For For 1.7 Elect George C. Roeth Mgmt For For For 1.8 Elect M. Beth Springer Mgmt For For For 1.9 Elect Andrew K. Woeber Mgmt For For For 2 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Director Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Central Steel & Wire Company Ticker Security ID: Meeting Date Meeting Status CSTW CUSIP 155411101 04/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For Withhold Against Sullivan 1.2 Elect Kevin G. Powers Mgmt For Withhold Against 1.3 Elect Stephen E. Mgmt For Withhold Against Fuhrman 1.4 Elect Ronald V. Kazmar Mgmt For Withhold Against 1.5 Elect Hugh J. Barger Mgmt For Withhold Against III 2 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Century Casinos, Inc. Ticker Security ID: Meeting Date Meeting Status CNTY CUSIP 156492100 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Hoetzinger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cerus Corporation Ticker Security ID: Meeting Date Meeting Status CERS CUSIP 157085101 06/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy B. Mgmt For For For Anderson 1.2 Elect Bruce C. Cozadd Mgmt For For For 1.3 Elect William M. Mgmt For For For Greenman 2 Amendment to the 2008 Mgmt For Abstain Against Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Chart Industries, Inc. Ticker Security ID: Meeting Date Meeting Status GTLS CUSIP 16115Q308 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Samuel F. Thomas Mgmt For For For 1.2 Elect W. Douglas Brown Mgmt For For For 1.3 Elect Richard E. Mgmt For For For Goodrich 1.4 Elect William C. Mgmt For For For Johnson 1.5 Elect Terrence J. Mgmt For For For Keating 1.6 Elect Steven W. Krablin Mgmt For For For 1.7 Elect Michael L. Mgmt For For For Molinini 1.8 Elect Elizabeth G. Mgmt For For For Spomer 1.9 Elect Thomas L. Mgmt For For For Williams 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Omnibus Equity Plan ________________________________________________________________________________ Chemung Financial Corporation Ticker Security ID: Meeting Date Meeting Status CHMG CUSIP 164024101 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce W. Boyea Mgmt For For For 1.2 Elect Stephen M. Mgmt For For For Lounsberry III 1.3 Elect Anders M. Tomson Mgmt For For For 1.4 Elect G. Thomas Mgmt For For For Tranter Jr. 1.5 Elect Larry Becker Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CIRCOR International, Inc. Ticker Security ID: Meeting Date Meeting Status CIR CUSIP 17273K109 05/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott A. Buckhout Mgmt For For For 1.2 Elect John (Andy) Mgmt For For For O'Donnell 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Civeo Corporation Ticker Security ID: Meeting Date Meeting Status CVEO CUSIP 17878Y108 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bradley J. Dodson Mgmt For For For 1.2 Elect Timothy Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Clarkson plc Ticker Security ID: Meeting Date Meeting Status CKN CINS G21840106 05/12/2017 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect James W.J. Mgmt For For For Hughes-Hallett 6 Elect Andi Case Mgmt For For For 7 Elect Peter M. Anker Mgmt For For For 8 Elect Jeff Woyda Mgmt For For For 9 Elect Peter Backhouse Mgmt For For For 10 Elect Birger Nergaard Mgmt For For For 11 Elect Edmond Warner Mgmt For For For 12 Elect Marie-Louise Mgmt For For For Clayton 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Mgmt For For For Repurchase Shares 18 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Clearfield, Inc. Ticker Security ID: Meeting Date Meeting Status CLFD CUSIP 18482P103 02/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cheryl Beranek Mgmt For For For 1.2 Elect Ronald G. Roth Mgmt For For For 1.3 Elect Patrick Goepel Mgmt For For For 1.4 Elect Roger Harding Mgmt For For For 1.5 Elect Charles N. Mgmt For For For Hayssen 1.6 Elect Donald R. Hayward Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Stock Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Collectors Universe, Inc. Ticker Security ID: Meeting Date Meeting Status CLCT CUSIP 19421R200 12/06/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Robert G. Deuster Mgmt For For For 1.3 Elect Deborah Mgmt For For For Farrington 1.4 Elect David G. Hall Mgmt For For For 1.5 Elect Joseph R. Martin Mgmt For For For 1.6 Elect Albert J. Moyer Mgmt For For For 1.7 Elect Van D. Simmons Mgmt For For For 1.8 Elect Bruce A. Stevens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Columbus McKinnon Corporation Ticker Security ID: Meeting Date Meeting Status CMCO CUSIP 199333105 07/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ernest R. Mgmt For For For Verebelyi 1.2 Elect Timothy T. Tevens Mgmt For For For 1.3 Elect Richard H. Mgmt For For For Fleming 1.4 Elect Stephen Mgmt For For For Rabinowitz 1.5 Elect Linda A. Mgmt For For For Goodspeed 1.6 Elect Nicholas T. Mgmt For For For Pinchuk 1.7 Elect Liam G. McCarthy Mgmt For For For 1.8 Elect R. Scott Trumbull Mgmt For For For 1.9 Elect Heath A. Mitts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the 2016 Mgmt For For For Long Term Incentive Plan ________________________________________________________________________________ Computer Modelling Group Ltd. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 205249105 07/14/2016 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kenneth M. Mgmt For For For Dedeluk 2.2 Elect Christopher L. Mgmt For For For Fong 2.3 Elect Patrick R. Mgmt For For For Jamieson 2.4 Elect Peter H. Kinash Mgmt For For For 2.5 Elect Frank L. Meyer Mgmt For For For 2.6 Elect Robert F.M. Smith Mgmt For For For 2.7 Elect John B. Zaozirny Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Computer Task Group, Inc. Ticker Security ID: Meeting Date Meeting Status CTG CUSIP 205477102 05/03/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James R. Helvey Mgmt For For For III 1.2 Elect Owen J Sullivan Mgmt For For For 1.3 Elect Arthur W. Mgmt For For For Crumlish 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2010 Mgmt For For For Equity Award Plan ________________________________________________________________________________ CompX International Inc. Ticker Security ID: Meeting Date Meeting Status CIX CUSIP 20563P101 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas E. Barry Mgmt For For For 1.2 Elect David A. Bowers Mgmt For For For 1.3 Elect Loretta J. Feehan Mgmt For Withhold Against 1.4 Elect Elisabeth C. Mgmt For For For Fisher 1.5 Elect Robert D. Graham Mgmt For For For 1.6 Elect Ann Manix Mgmt For For For 1.7 Elect Cecil H. Moore, Mgmt For Withhold Against Jr. 1.8 Elect Mary A. Tidlund Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Comstock Mining, Inc. Ticker Security ID: Meeting Date Meeting Status LODE CUSIP 205750102 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Corrado De Mgmt For For For Gasperis 1.2 Elect Daniel W. Kappes Mgmt For For For 1.3 Elect William J. Nance Mgmt For For For 1.4 Elect Robert A. Reseigh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Conduent Incorporated Ticker Security ID: Meeting Date Meeting Status CNDT CUSIP 206787103 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Galant Mgmt For For For 2 Elect Joie Gregor Mgmt For For For 3 Elect Vincent J. Mgmt For For For Intrieri 4 Elect Courtney Mather Mgmt For For For 5 Elect Michael Nevin Mgmt For For For 6 Elect Michael A. Nutter Mgmt For For For 7 Elect William G. Mgmt For For For Parrett 8 Elect Ashok Vemuri Mgmt For For For 9 Elect Virginia M. Mgmt For For For Wilson 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Approval of the Mgmt For For For Material Terms of the Performance Goals Under the Performance Incentive Plan ________________________________________________________________________________ Connecture Inc Ticker Security ID: Meeting Date Meeting Status CNXR CUSIP 20786J106 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vickie L. Capps Mgmt For For For 1.2 Elect Paul B. Kusserow Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Connecture Inc Ticker Security ID: Meeting Date Meeting Status CNXR CUSIP 20786J106 09/26/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the 2014 Mgmt For Against Against Equity Incentive Plan ________________________________________________________________________________ CorVel Corporation Ticker Security ID: Meeting Date Meeting Status CRVL CUSIP 221006109 08/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect V. Gordon Mgmt For For For Clemons, Sr. 1.2 Elect Steven J. Mgmt For For For Hamerslag 1.3 Elect Alan R. Hoops Mgmt For For For 1.4 Elect R. Judd Jessup Mgmt For For For 1.5 Elect Jean H. Macino Mgmt For For For 1.6 Elect Jeffrey J. Mgmt For For For Michael 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CPI Aerostructures, Inc. Ticker Security ID: Meeting Date Meeting Status CVU CUSIP 125919308 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey J. Bazaar Mgmt For For For 1.2 Elect Terry D. Stinson Mgmt For For For 1.3 Elect Carey E. Bond Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CRH Medical Corporation Ticker Security ID: Meeting Date Meeting Status CRH CUSIP 12626F105 06/08/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony F. Holler Mgmt For For For 1.2 Elect David Johnson Mgmt For For For 1.3 Elect Todd Patrick Mgmt For For For 1.4 Elect Ian Webb Mgmt For For For 1.5 Elect Edward Wright Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 2017 Share Unit Plan Mgmt For For For ________________________________________________________________________________ Crimson Wine Group, Ltd. Ticker Security ID: Meeting Date Meeting Status CWGL CUSIP 22662X100 07/22/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Cumming Mgmt For For For 1.2 Elect Ian M. Cumming Mgmt For For For 1.3 Elect Joseph S. Mgmt For For For Steinberg 1.4 Elect Avraham M. Mgmt For For For Neikrug 1.5 Elect Douglas M. Mgmt For For For Carlson 1.6 Elect Craig D. Williams Mgmt For For For 1.7 Elect Francesca H. Mgmt For For For Schuler 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cross Country Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status CCRN CUSIP 227483104 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Grubbs Mgmt For For For 1.2 Elect W. Larry Cash Mgmt For For For 1.3 Elect Thomas C. Dircks Mgmt For For For 1.4 Elect Gale S. Mgmt For For For Fitzgerald 1.5 Elect Richard M. Mgmt For For For Mastaler 1.6 Elect Mark C. Perlberg Mgmt For For For 1.7 Elect Joseph A. Trunfio Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2014 Mgmt For For For Omnibus Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Crown Crafts, Inc. Ticker Security ID: Meeting Date Meeting Status CRWS CUSIP 228309100 08/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect E. Randall Mgmt For For For Chestnut 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Culp, Inc. Ticker Security ID: Meeting Date Meeting Status CFI CUSIP 230215105 09/21/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert G. Culp, Mgmt For For For III 1.2 Elect Patrick B. Flavin Mgmt For For For 1.3 Elect Fred A. Jackson Mgmt For For For 1.4 Elect Kenneth R. Larson Mgmt For For For 1.5 Elect Kenneth W. Mgmt For For For McAllister 1.6 Elect Franklin N. Saxon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ CyberOptics Corporation Ticker Security ID: Meeting Date Meeting Status CYBE CUSIP 232517102 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alex B. Mgmt For For For Cimochowski 1.2 Elect Craig D. Gates Mgmt For For For 1.3 Elect Subodh Kulkarni Mgmt For For For 1.4 Elect Irene M. Qualters Mgmt For For For 1.5 Elect Michael M. Mgmt For For For Selzer, Jr. 2 Amendment to the Mgmt For For For Non-Employee Director Stock Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Daqo New Energy Corp. Ticker Security ID: Meeting Date Meeting Status DQ CUSIP 23703Q203 12/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For 2 Amendments to Articles Mgmt For For For of Association and Memorandum of Association ________________________________________________________________________________ Dawson Geophysical Company Ticker Security ID: Meeting Date Meeting Status DWSN CUSIP 239360100 05/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Mgmt For For For Barrett 1.2 Elect Craig W. Cooper Mgmt For For For 1.3 Elect Gary M. Hoover Mgmt For For For 1.4 Elect Stephen C. Jumper Mgmt For For For 1.5 Elect Allen T. McInnes Mgmt For For For 1.6 Elect Ted R. North Mgmt For For For 1.7 Elect Mark A. Vander Mgmt For For For Ploeg 1.8 Elect Wayne A. Whitener Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Del Taco Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status TACO CUSIP 245496104 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence F. Levy Mgmt For For For 1.2 Elect Eileen Aptman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Diamond Hill Investment Group, Inc. Ticker Security ID: Meeting Date Meeting Status DHIL CUSIP 25264R207 04/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R.H. Dillon Mgmt For For For 1.2 Elect Randolph J. Mgmt For For For Fortener 1.3 Elect James F. Laird Mgmt For For For 1.4 Elect Paul A. Reeder Mgmt For For For III 1.5 Elect Bradley C. Shoup Mgmt For For For 1.6 Elect Frances A. Mgmt For For For Skinner 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Elimination of Mgmt For For For Cumulative Voting 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ DIRTT Environmental Solutions Ltd Ticker Security ID: Meeting Date Meeting Status DRT CUSIP 25490H106 05/03/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2.1 Elect Wayne Boulais Mgmt For For For 2.2 Elect Gregory F. Burke Mgmt For For For 2.3 Elect Lawrence D. Mgmt For For For Fairholm 2.4 Elect Richard Haray Mgmt For For For 2.5 Elect Scott Jenkins Mgmt For For For 2.6 Elect Denise Karkkainen Mgmt For For For 2.7 Elect Christine Mgmt For For For McGinley 2.8 Elect Steve Parry Mgmt For For For 2.9 Elect Diana Propper de Mgmt For For For Callejon 2.10 Elect Mogens Smed Mgmt For For For 3 Amendment to Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ Dorchester Minerals, L.P. Ticker Security ID: Meeting Date Meeting Status DMLP CUSIP 25820R105 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Buford P. Berry Mgmt For For For 1.2 Elect C.W. ("Bill") Mgmt For For For Russell 1.3 Elect Ronald P. Trout Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Dorian LPG Ltd. Ticker Security ID: Meeting Date Meeting Status LPG CUSIP Y2106R110 08/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John C. Mgmt For For For Hadjipateras 1.2 Elect Malcolm McAvity Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dundee Corporation Ticker Security ID: Meeting Date Meeting Status DC.A CUSIP 264901109 06/05/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For and Authority to Set Fees 2.1 Elect Virginia Gambale Mgmt For For For 2.2 Elect David J. Goodman Mgmt For For For 2.3 Elect Garth MacRae Mgmt For For For 2.4 Elect Robert McLeish Mgmt For For For 2.5 Elect Andrew T. Molson Mgmt For For For 2.6 Elect A. Murray Mgmt For For For Sinclair 2.7 Elect K. Barry Sparks Mgmt For For For ________________________________________________________________________________ EMCORE Corporation Ticker Security ID: Meeting Date Meeting Status EMKR CUSIP 290846203 03/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerald J. Fine Mgmt For For For 1.2 Elect Ettore J. Mgmt For For For Coringrato 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Encore Wire Corporation Ticker Security ID: Meeting Date Meeting Status WIRE CUSIP 292562105 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald E. Mgmt For For For Courtney 1.2 Elect Gregory J. Fisher Mgmt For For For 1.3 Elect Daniel L. Jones Mgmt For For For 1.4 Elect William R. Mgmt For For For Thomas III 1.5 Elect Scott D. Weaver Mgmt For For For 1.6 Elect John H. Wilson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2010 Mgmt For For For Stock Option Plan ________________________________________________________________________________ Entravision Communications Corp. Ticker Security ID: Meeting Date Meeting Status EVC CUSIP 29382R107 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter F. Ulloa Mgmt For For For 1.2 Elect Paul A. Zevnik Mgmt For For For 1.3 Elect Gilbert R. Mgmt For For For Vasquez 1.4 Elect Patricia Diaz Mgmt For For For Dennis 1.5 Elect Juan Saldivar Mgmt For For For von Wuthenau 1.6 Elect Martha Elena Diaz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ ePlus Inc. Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillip G. Norton Mgmt For For For 1.2 Elect Bruce M. Bowen Mgmt For For For 1.3 Elect C. Thomas Mgmt For For For Faulders, III 1.4 Elect Terrence Mgmt For For For O'Donnell 1.5 Elect Lawrence S. Mgmt For For For Herman 1.6 Elect Ira A. Hunt, III Mgmt For For For 1.7 Elect John E. Callies Mgmt For For For 1.8 Elect Eric D. Hovde Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EQT Holdings Limited Ticker Security ID: Meeting Date Meeting Status EQT CINS Q35952102 10/28/2016 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Anne M. Mgmt For For For O'Donnell 3 Re-elect J.A. (Tony) Mgmt For For For Killen 4 Elect D. Glenn Sedgwick Mgmt For For For 5 Equity Grant (MD Mgmt For For For Michael O'Brien) 6 Approve Retirement Mgmt For For For Benefit Payment (Director David Groves) 7 Remuneration Report Mgmt For For For ________________________________________________________________________________ Era Group Inc. Ticker Security ID: Meeting Date Meeting Status ERA CUSIP 26885G109 06/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Fabrikant Mgmt For For For 1.2 Elect Christopher Mgmt For For For Bradshaw 1.3 Elect Ann Fairbanks Mgmt For For For 1.4 Elect Blaine Fogg Mgmt For For For 1.5 Elect Christopher P. Mgmt For For For Papouras 1.6 Elect Yueping Sun Mgmt For For For 1.7 Elect Steven Webster Mgmt For For For 2 Amendment to the 2013 Mgmt For For For Employee Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ethan Allen Interiors Inc. Ticker Security ID: Meeting Date Meeting Status ETH CUSIP 297602104 11/16/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect M. Farooq Mgmt For For For Kathwari 2 Elect James B. Carlson Mgmt For For For 3 Elect John J. Dooner, Mgmt For For For Jr. 4 Elect Domenick J. Mgmt For For For Esposito 5 Elect Mary Garrett Mgmt For For For 6 Elect James W. Mgmt For For For Schmotter 7 Elect Tara J. Stacom Mgmt For For For 8 Amendment to the Mgmt For For For Bylaws Regarding Advance Notice Provisions 9 Amendment to the Mgmt For For For Bylaws Regarding Proxy Access 10 Adoption of Majority Mgmt For For For Vote for Uncontested Director Elections 11 Amendments to the Mgmt For For For Certificate of Incorporation Regarding Removal of Directors 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exactech, Inc. Ticker Security ID: Meeting Date Meeting Status EXAC CUSIP 30064E109 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Petty Mgmt For For For 1.2 Elect Richard C. Smith Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exco Technologies Limited Ticker Security ID: Meeting Date Meeting Status XTC CUSIP 30150P109 02/01/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Laurie T.F Mgmt For For For Bennett 1.2 Elect Edward H. Mgmt For For For Kernaghan 1.3 Elect Nicole Kirk Mgmt For For For 1.4 Elect Robert B. Magee Mgmt For For For 1.5 Elect Philip B. Mgmt For For For Matthews 1.6 Elect Colleen M. Mgmt For For For McMorrow 1.7 Elect Brian A. Robbins Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Exeter Resource Corporation Ticker Security ID: Meeting Date Meeting Status XRC CUSIP 301835104 06/22/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Bryce Roxburgh Mgmt For For For 2.2 Elect Yale Simpson Mgmt For For For 2.3 Elect Robert Reynolds Mgmt For For For 2.4 Elect John Simmons Mgmt For For For 2.5 Elect Julian Bavin Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Fabrinet Ticker Security ID: Meeting Date Meeting Status FN CUSIP G3323L100 12/15/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Homa Bahrami Mgmt For For For 1.2 Elect Rollance E. Olson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Farmer Bros. Co. Ticker Security ID: Meeting Date Meeting Status FARM CUSIP 307675108 06/20/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in Board Size Mgmt For For For 2 Approval of the 2017 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Farmer Bros. Co. Ticker Security ID: Meeting Date Meeting Status FARM CUSIP 307675108 12/08/2016 Take No Actions Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tom Mortensen Mgmt N/A TNA N/A 1.2 Elect John Samore, Jr. Mgmt N/A TNA N/A 1.3 Elect Jennifer Mgmt N/A TNA N/A Gonzalez-Yousef 2 Ratification of Auditor Mgmt N/A N/A N/A 3 Advisory Vote on Mgmt N/A N/A N/A Executive Compensation ________________________________________________________________________________ Farmer Bros. Co. Ticker Security ID: Meeting Date Meeting Status FARM CUSIP 307675108 12/08/2016 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael H. Keown Mgmt For For For 1.2 Elect Charles F. Marcy Mgmt For For For 1.3 Elect Christopher P. Mgmt For For For Mottern 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ FARO Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FARO CUSIP 311642102 05/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen R. Cole Mgmt For For For 1.2 Elect Marvin R. Sambur Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Fauquier Bankshares, Inc. Ticker Security ID: Meeting Date Meeting Status FBSS CUSIP 312059108 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin T Carter Mgmt For For For 1.2 Elect Donna D. Flory Mgmt For For For 1.3 Elect Randolph T. Mgmt For For For Minter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fiera Capital Corporation Ticker Security ID: Meeting Date Meeting Status FSZ CUSIP 31660A103 06/15/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Davis Mgmt For For For 1.2 Elect Martin Gagnon Mgmt For For For 1.3 Elect Arthur R.A. Scace Mgmt For For For 1.4 Elect David R. Shaw Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to Security Mgmt For Against Against Based Compensation Plans ________________________________________________________________________________ Firan Technology Group Corp Ticker Security ID: Meeting Date Meeting Status FTG CUSIP 318093101 04/18/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Beutel Mgmt For For For 1.2 Elect Bradley C. Bourne Mgmt For For For 1.3 Elect Edward C. Hanna Mgmt For For For 1.4 Elect Raymond G. Harris Mgmt For For For 1.5 Elect David F. Masotti Mgmt For For For 1.6 Elect Mike Andrade Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Flex Pharma Inc Ticker Security ID: Meeting Date Meeting Status FLKS CUSIP 33938A105 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Perez Mgmt For For For 1.2 Elect Stuart A. Randle Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Flexsteel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status FLXS CUSIP 339382103 12/05/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey T. Mgmt For For For Bertsch 1.2 Elect Michael J. Mgmt For For For Edwards 1.3 Elect Nancy E. Uridil Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Cancellation of Mgmt For For For Authorized Preferred Stock ________________________________________________________________________________ FLYHT Aerospace Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status FLY CUSIP 30252U105 05/10/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect John Belcher Mgmt For For For 2.2 Elect Michael Brown Mgmt For For For 2.3 Elect Barry Eccleston Mgmt For For For 2.4 Elect Jacques Kavafian Mgmt For For For 2.5 Elect Douglas G. Marlin Mgmt For For For 2.6 Elect Jack Olcott Mgmt For For For 2.7 Elect Mark Rosenker Mgmt For For For 2.8 Elect Paul Takalo Mgmt For For For 2.9 Elect William T. Mgmt For For For Tempany 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Share Mgmt For For For Consolidation/Reverse Stock Split 5 Approval of the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Forestar Group Inc Ticker Security ID: Meeting Date Meeting Status FOR CUSIP 346233109 06/30/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For Abstain Against 2 Advisory Vote on Mgmt For Abstain Against Golden Parachutes 3 Right to Adjourn Mgmt For Abstain Against Meeting ________________________________________________________________________________ Forestar Group Inc. Ticker Security ID: Meeting Date Meeting Status FOR CUSIP 346233109 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. Ashton Hudson Mgmt For For For 1.2 Elect William C. Mgmt For For For Powers, Jr. 1.3 Elect Richard M. Smith Mgmt For For For 1.4 Elect Philip J. Weber Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Mgmt For For For Shareholder Rights Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FormFactor, Inc. Ticker Security ID: Meeting Date Meeting Status FORM CUSIP 346375108 05/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond A. Link Mgmt For For For 2 Elect Michael D. Mgmt For For For Slessor 3 Elect Thomas M. St. Mgmt For For For Dennis 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2012 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Fox Factory Holding Corp. Ticker Security ID: Meeting Date Meeting Status FOXF CUSIP 35138V102 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dudley Mendenhall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2013 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Franklin Covey Co. Ticker Security ID: Meeting Date Meeting Status FC CUSIP 353469109 01/20/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anne H. Chow Mgmt For For For 1.2 Elect Clayton M. Mgmt For For For Christensen 1.3 Elect Michael Fung Mgmt For For For 1.4 Elect Dennis G. Heiner Mgmt For For For 1.5 Elect Donald J. Mgmt For For For McNamara 1.6 Elect Joel C. Peterson Mgmt For For For 1.7 Elect E. Kay Stepp Mgmt For For For 1.8 Elect Robert A. Whitman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FreightCar America, Inc. Ticker Security ID: Meeting Date Meeting Status RAIL CUSIP 357023100 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas A. Madden Mgmt For For For 1.2 Elect Joseph E. McNeely Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FRP Holdings Inc Ticker Security ID: Meeting Date Meeting Status FRPH CUSIP 30292L107 02/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Baker II Mgmt For For For 1.2 Elect Thompson S. Mgmt For For For Baker II 1.3 Elect Charles E. Mgmt For For For Commander III 1.4 Elect H.W. Shad III Mgmt For For For 1.5 Elect Martin E. Stein, Mgmt For Withhold Against Jr. 1.6 Elect William H. Mgmt For For For Walton III 2 Approval of 2016 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ FTD Companies Inc. Ticker Security ID: Meeting Date Meeting Status FTD CUSIP 30281V108 06/06/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tracey L. Mgmt For For For Belcourt 1.2 Elect Joseph W. Harch Mgmt For For For 1.3 Elect Robin Mgmt For For For Hickenlooper 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2013 Mgmt For Abstain Against Incentive and Compensation Plan ________________________________________________________________________________ Futurefuel Corp. Ticker Security ID: Meeting Date Meeting Status FF CUSIP 36116M106 09/08/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald C. Bedell Mgmt For For For 1.2 Elect Edwin A. Levy Mgmt For For For 1.3 Elect Terrance C. Egger Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Gaia Inc Ticker Security ID: Meeting Date Meeting Status GAIA CUSIP 36269P104 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jirka Rysavy Mgmt For For For 1.2 Elect Kristin Frank Mgmt For For For 1.3 Elect Chris Jaeb Mgmt For For For 1.4 Elect David Maisel Mgmt For For For 1.5 Elect Keyur Patel Mgmt For For For 1.6 Elect Wendy Schoppert Mgmt For For For 1.7 Elect Paul Sutherland Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Geospace Technologies Corporation Ticker Security ID: Meeting Date Meeting Status GEOS CUSIP 37364X109 02/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas L. Davis Mgmt For For For 1.2 Elect Richard F. Miles Mgmt For Withhold Against 1.3 Elect Walter R. Wheeler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 01/04/2017 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Changes to Management ShrHoldr N/A Abstain N/A Board Composition 7 Changes to Supervisory ShrHoldr N/A Abstain N/A Board Composition 8 Coverage of Meeting Mgmt For For For Costs 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 02/22/2017 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Changes to Supervisory Board Composition 7 Coverage of Meeting Mgmt For For For Costs 8 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 06/19/2017 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Election of Presiding Mgmt For For For Chair 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Management Board Report 8 Presentation of Mgmt For For For Financial Statements 9 Presentation of Mgmt For For For Supervisory Board Report (Management Board) 10 Presentation of Mgmt For For For Supervisory Board Report (Financial Statements ) 11 Presentation of Mgmt For For For Supervisory Board Report (Profit Allocation) 12 Presentation of Mgmt For For For Supervisory Board Report (Activities) 13 Presentation of Mgmt For For For Supervisory Board Report (Company's Standing) 14 Presentation of Mgmt For For For Supervisory Board Report (Reporting Requirements) 15 Presentation of Mgmt For For For Supervisory Board Report (Charitable Donations) 16 Presentation of Mgmt For For For Supervisory Board Report (Compliance with Rules of Corporate Governance for Supervised Institutions) 17 Presentation of Mgmt For For For Supervisory Board Report (Remuneration Policy) 18 Accounts and Reports Mgmt For For For 19 Allocation of Mgmt For For For Profits/Dividends 20 Accounts and Reports Mgmt For For For (Consolidated) 21 Ratification of Mgmt For For For Supervisory Board Acts 22 Ratification of Mgmt For For For Management Board Acts 23 Changes to the Mgmt For Abstain Against Supervisory Board Composition 24 Election of Management Mgmt For Abstain Against Board President 25 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendments to Articles of Association 26 Shareholder Proposal ShrHoldr N/A For N/A Regarding Amendment to the Resolution on Management Board Remuneration 27 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 11/30/2016 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Remuneration Policy (Management Board) 7 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Remuneration Policy (Supervisory Board) 8 Shareholder Proposal ShrHoldr N/A Abstain N/A Regarding Changes to Supervisory Board Composition 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Global Brass and Copper Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status BRSS CUSIP 37953G103 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vicki L. Avril Mgmt For For For 2 Elect Donald L. Marsh Mgmt For For For 3 Elect Bradford T. Ray Mgmt For For For 4 Elect John H. Walker Mgmt For For For 5 Elect John J. Wasz Mgmt For For For 6 Elect Martin E. Welch Mgmt For For For III 7 Elect Ronald C. Mgmt For For For Whitaker 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Global Water Resources, Inc. Ticker Security ID: Meeting Date Meeting Status GWRS CUSIP 379463102 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Trevor T. Hill Mgmt For For For 1.2 Elect William S. Levine Mgmt For For For 1.3 Elect Richard M. Mgmt For For For Alexander 1.4 Elect L. Rita Theil Mgmt For For For 1.5 Elect David C. Tedesco Mgmt For For For 1.6 Elect Cindy M. Bowers Mgmt For For For 1.7 Elect Ron L. Fleming Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 06/21/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harvey P. Eisen Mgmt For For For 2 Elect Marshall S. Mgmt For For For Geller 3 Elect Scott N. Mgmt For For For Greenberg 4 Elect Steven E. Koonin Mgmt For For For 5 Elect Richard C. Mgmt For For For Pfenniger 6 Elect Samuel D. Mgmt For For For Robinson 7 Elect A. Marvin Strait Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Graham Corporation Ticker Security ID: Meeting Date Meeting Status GHM CUSIP 384556106 07/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James J. Malvaso Mgmt For For For 1.2 Elect Jonathan W. Mgmt For For For Painter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2000 Mgmt For For For Incentive Plan to Increase Shareholder Value 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Griffin Industrial Realty, Inc. Ticker Security ID: Meeting Date Meeting Status GRIF CUSIP 398231100 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David R. Bechtel Mgmt For For For 1.2 Elect Edgar M. Mgmt For For For Cullman, Jr. 1.3 Elect Frederick M. Mgmt For For For Danziger 1.4 Elect Michael S. Gamzon Mgmt For For For 1.5 Elect Thomas C. Israel Mgmt For For For 1.6 Elect Jonathan P. May Mgmt For For For 1.7 Elect Albert H. Small, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ GSI Technology, Inc. Ticker Security ID: Meeting Date Meeting Status GSIT CUSIP 36241U106 08/25/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lee-Lean Shu Mgmt For For For 1.2 Elect Jack A. Bradley Mgmt For For For 1.3 Elect E. Thomas Hart Mgmt For For For 1.4 Elect Haydn HSIEH Mgmt For For For Hong-Po 1.5 Elect Ruey L. Lu Mgmt For For For 1.6 Elect Arthur O. Whipple Mgmt For For For 1.7 Elect Robert Yau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2016 Equity Incentive Mgmt For For For Plan 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Hallmark Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status HALL CUSIP 40624Q203 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark E. Schwarz Mgmt For For For 1.2 Elect Scott T. Berlin Mgmt For For For 1.3 Elect James H. Graves Mgmt For For For 1.4 Elect Mark E. Pape Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Harmonic Inc. Ticker Security ID: Meeting Date Meeting Status HLIT CUSIP 413160102 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick J. Mgmt For For For Harshman 1.2 Elect Patrick Gallagher Mgmt For For For 1.3 Elect E. Floyd Kvamme Mgmt For For For 1.4 Elect Mitzi Reaugh Mgmt For For For 1.5 Elect William F. Mgmt For For For Reddersen 1.6 Elect Susan Swenson Mgmt For For For 1.7 Elect Nikos Mgmt For For For Theodosopoulos 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the 2002 Mgmt For For For Employee Stock Purchase Plan 5 Amendment to the 1995 Mgmt For For For Stock Plan 6 Amendment to Mgmt For For For Harmonic's 2002 Director Stock Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Harsco Corporation Ticker Security ID: Meeting Date Meeting Status HSC CUSIP 415864107 04/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James .F. Earl Mgmt For For For 2 Elect Kathy G. Eddy Mgmt For For For 3 Elect David C. Everitt Mgmt For For For 4 Elect Stuart E. Graham Mgmt For For For 5 Elect F. Nicholas Mgmt For For For Grasberger, III 6 Elect Terry D. Growcock Mgmt For For For 7 Elect Elaine La Roche Mgmt For For For 8 Elect Phillip C. Widman Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Amendment to the 2013 Mgmt For For For Equity and Incentive Compensation Plan ________________________________________________________________________________ Haverty Furniture Companies, Inc. Ticker Security ID: Meeting Date Meeting Status HVT CUSIP 419596101 05/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect L. Allison Dukes Mgmt For For For 1.2 Elect Vicki R. Palmer Mgmt For For For 1.3 Elect Fred L. Mgmt For For For Schuermann 2 Amendment to the Mgmt For For For Non-Employee Director Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 02/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald C. Campion Mgmt For For For 2 Elect Mark Comerford Mgmt For For For 3 Elect John C. Corey Mgmt For For For 4 Elect Robert H. Getz Mgmt For For For 5 Elect Michael L. Shor Mgmt For For For 6 Elect William P. Wall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Heidrick & Struggles International, Inc. Ticker Security ID: Meeting Date Meeting Status HSII CUSIP 422819102 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elizabeth L. Mgmt For For For Axelrod 1.2 Elect Richard I. Mgmt For For For Beattie 1.3 Elect Clare M. Chapman Mgmt For For For 1.4 Elect Gary E. Knell Mgmt For For For 1.5 Elect Lyle Logan Mgmt For For For 1.6 Elect Willem Mesdag Mgmt For For For 1.7 Elect Tracy R. Mgmt For For For Wolstencroft 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 04/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce C. Mgmt For For For Bruckmann 1.2 Elect Carmine Falcone Mgmt For For For 1.3 Elect Robert W. Mgmt For For For Willmschen, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan 5 Approval of the 2008 Mgmt For For For Omnibus Incentive Plan for purposes of complying with section 162(m) of the Internal Revenue Code 6 Amendment to the Mgmt For For For Employee Stock Purchase Plan 7 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Hopefluent Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status 733 CINS G45992107 06/15/2017 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect FU Wai Chung Mgmt For For For 6 Elect LAM King Pui Mgmt For For For 7 Elect NG Keung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Mgmt For For For Repurchase Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Houston Wire & Cable Company Ticker Security ID: Meeting Date Meeting Status HWCC CUSIP 44244K109 05/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James L. Mgmt For For For Pokluda, III 1.2 Elect Michael T. Mgmt For For For Campbell 1.3 Elect I. Stewart Mgmt For For For Farwell 1.4 Elect Mark A. Ruelle Mgmt For For For 1.5 Elect Wiiliam H. Mgmt For For For Sheffield 1.6 Elect G. Gary Yetman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Hudson Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status HDSN CUSIP 444144109 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vincent P. Mgmt For For For Abbatecola 1.2 Elect Brian F. Coleman Mgmt For For For 1.3 Elect Otto C. Morch Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hurco Companies Inc. Ticker Security ID: Meeting Date Meeting Status HURC CUSIP 447324104 03/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas A. Aaro Mgmt For For For 1.2 Elect Robert W. Mgmt For For For Cruickshank 1.3 Elect Michael Doar Mgmt For For For 1.4 Elect Timothy J. Mgmt For For For Gardner 1.5 Elect Jay C. Longbottom Mgmt For For For 1.6 Elect Andrew Niner Mgmt For For For 1.7 Elect Richard Porter Mgmt For For For 1.8 Elect Janaki Sivanesan Mgmt For For For 1.9 Elect Ronald Strackbein Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Idera Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IDRA CUSIP 45168K306 06/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vincent J. Milano Mgmt For For For 1.2 Elect Kelvin M. Neu Mgmt For For For 1.3 Elect William S. Mgmt For For For Reardon 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 5 Approval of the 2017 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IES Holdings Inc Ticker Security ID: Meeting Date Meeting Status IESC CUSIP 44951W106 02/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph L. Mgmt For For For Dowling, III 1.2 Elect David B. Gendell Mgmt For For For 1.3 Elect Jeffrey L. Mgmt For For For Gendell 1.4 Elect Joe D. Koshkin Mgmt For For For 1.5 Elect Robert W. Lewey Mgmt For For For 1.6 Elect Donald L. Luke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Adoption of NOL Rights Mgmt For For For Plan ________________________________________________________________________________ Imdex Limited Ticker Security ID: Meeting Date Meeting Status IMD CINS Q4878M104 10/13/2016 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Anthony Wooles Mgmt For For For 3 Ratify Placement of Mgmt For For For Securities (Tranche 1 Shares) 4 Approve Issue of Mgmt For For For Securities (Tranche 2 Shares) 5 Approve Issue of Mgmt For For For Securities (Director Placement - Tranche 2 Shares) 6 Approve Issue of Mgmt For For For Securities (SPP Shortfall Shares) 7 Approve Issue of Mgmt For For For Securities (Director Placement - SPP Shortfall Shares) ________________________________________________________________________________ Imdex Limited Ticker Security ID: Meeting Date Meeting Status IMD CINS Q4878M104 11/25/2016 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Kevin A. Dundo Mgmt For Against Against 3 REMUNERATION REPORT Mgmt For For For 4 Equity Grant (MD Mgmt For For For Bernie Ridgeway) ________________________________________________________________________________ inContact, Inc. Ticker Security ID: Meeting Date Meeting Status SAAS CUSIP 45336E109 08/11/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes ________________________________________________________________________________ Independence Contract Drilling Inc Ticker Security ID: Meeting Date Meeting Status ICD CUSIP 453415309 05/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Bates, Mgmt For For For Jr. 1.2 Elect Byron A. Dunn Mgmt For For For 1.3 Elect James Crandell Mgmt For For For 1.4 Elect Matthew D. Mgmt For Withhold Against Fitzgerald 1.5 Elect Daniel F. McNease Mgmt For For For 1.6 Elect Tighe A. Noonan Mgmt For For For ________________________________________________________________________________ Independence Holding Company Ticker Security ID: Meeting Date Meeting Status IHC CUSIP 453440307 11/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry R. Graber Mgmt For For For 1.2 Elect Teresa A. Herbert Mgmt For For For 1.3 Elect David T. Kettig Mgmt For For For 1.4 Elect Allan C. Kirkman Mgmt For For For 1.5 Elect John L. Lahey Mgmt For For For 1.6 Elect Steven B. Lapin Mgmt For For For 1.7 Elect Ronald I. Simon Mgmt For For For 1.8 Elect James G. Tatum Mgmt For For For 1.9 Elect Roy T. K. Thung Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2016 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ Inficon Holding AG Ticker Security ID: Meeting Date Meeting Status IFCN CINS H7190K102 04/11/2017 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Allocation of Mgmt For For For Profits/Dividends from reserves 6 Elect Beat E. Luthi as Mgmt For For For board chair 7 Elect Richard Fischer Mgmt For For For 8 Elect Richard Fischer Mgmt For For For as Compensation Committee Member 9 Elect Vanessa Frey Mgmt For For For 10 Elect Beat Siegrist Mgmt For For For 11 Elect Beat Siegrist as Mgmt For For For Compensation Committee Member 12 Elect Thomas Staehelin Mgmt For For For 13 Elect Thomas Staehelin Mgmt For For For as Compensation Committee Member 14 Appointment of Mgmt For For For Independent Proxy 15 Appointment of Auditor Mgmt For For For 16 Compensation Report Mgmt For For For 17 Board Compensation Mgmt For For For 18 Executive Compensation Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Innerworkings, Inc. Ticker Security ID: Meeting Date Meeting Status INWK CUSIP 45773Y105 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jack M. Greenberg Mgmt For For For 2 Elect Eric D. Belcher Mgmt For For For 3 Elect Charles K. Mgmt For For For Bobrinskoy 4 Elect David Fisher Mgmt For For For 5 Elect J. Patrick Mgmt For For For Gallagher, Jr. 6 Elect Julie M. Howard Mgmt For For For 7 Elect Linda S. Wolf Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Innodata Inc. Ticker Security ID: Meeting Date Meeting Status INOD CUSIP 457642205 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack S. Abuhoff Mgmt For For For 1.2 Elect Haig S. Mgmt For For For Bagerdjian 1.3 Elect Louise C. Mgmt For For For Forlenza 1.4 Elect Stewart R. Massey Mgmt For For For 1.5 Elect Michael J. Opat Mgmt For For For 1.6 Elect Anthea C. Mgmt For For For Stratigos 1.7 Elect Andargachew S. Mgmt For For For Zelleke 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Innovative Solutions and Support, Inc. Ticker Security ID: Meeting Date Meeting Status ISSC CUSIP 45769N105 04/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger A. Carolin Mgmt For For For 1.2 Elect Glen R. Bressner Mgmt For For For 1.3 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 2 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Inogen Inc Ticker Security ID: Meeting Date Meeting Status INGN CUSIP 45780L104 05/11/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Heath Lukatch Mgmt For For For 1.2 Elect Raymond Mgmt For For For Huggenberger 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Insteel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status IIIN CUSIP 45774W108 02/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Allen Rogers Mgmt For For For II 1.2 Elect Jon M. Ruth Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intermolecular Inc. Ticker Security ID: Meeting Date Meeting Status IMI CUSIP 45882D109 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce M. Mgmt For For For McWilliams 1.2 Elect George M. Scalise Mgmt For For For 1.3 Elect Matthew Furnas Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intevac, Inc. Ticker Security ID: Meeting Date Meeting Status IVAC CUSIP 461148108 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Norman H. Pond Mgmt For For For 1.2 Elect Wendell T. Mgmt For For For Blonigan 1.3 Elect Matthew A. Mgmt For For For Drapkin 1.4 Elect David S. Dury Mgmt For For For 1.5 Elect Thomas M. Rohrs Mgmt For Withhold Against 1.6 Elect John F. Schaefer Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Employee Stock Purchase Plan 3 Amendment to the 2012 Mgmt For Against Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ INTL FCStone Inc. Ticker Security ID: Meeting Date Meeting Status INTL CUSIP 46116V105 02/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul G. Anderson Mgmt For For For 1.2 Elect Scott J. Branch Mgmt For For For 1.3 Elect John M. Fowler Mgmt For For For 1.4 Elect Edward J. Mgmt For For For Grzybowski 1.5 Elect Daryl K. Henze Mgmt For For For 1.6 Elect Bruce Krehbiel Mgmt For For For 1.7 Elect Sean M. O'Connor Mgmt For For For 1.8 Elect Eric Parthemore Mgmt For For For 1.9 Elect John Michael Mgmt For For For Radziwill 2 Ratification of Auditor Mgmt For For For 3 2017 Restricted Stock Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation ________________________________________________________________________________ Invacare Corporation Ticker Security ID: Meeting Date Meeting Status IVC CUSIP 461203101 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Susan H. Mgmt For For For Alexander 1.2 Elect Marc M. Gibeley Mgmt For For For 1.3 Elect C. Martin Harris Mgmt For For For 1.4 Elect Michael J. Mgmt For For For Merriman 1.5 Elect Matthew E. Mgmt For For For Monaghan 1.6 Elect Clifford D. Mgmt For For For Nastas 1.7 Elect Baiju R. Shah Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Invitae Corp Ticker Security ID: Meeting Date Meeting Status NVTA CUSIP 46185L103 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Geoffrey S. Mgmt For For For Crouse 1.2 Elect Christine M. Mgmt For For For Gorjanc 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ iRobot Corporation Ticker Security ID: Meeting Date Meeting Status IRBT CUSIP 462726100 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elisha W. Finney Mgmt For For For 1.2 Elect Andrew Miller Mgmt For For For 1.3 Elect Michelle V. Stacy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Mgmt For For For Supermajority Requirement 4 Repeal of Classified Mgmt For For For Board 5 Right to Call a Mgmt For For For Special Meeting 6 2017 Employee Stock Mgmt For For For Purchase Plan 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ IXYS Corporation Ticker Security ID: Meeting Date Meeting Status IXYS CUSIP 46600W106 08/26/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald L. Feucht Mgmt For For For 1.2 Elect Samuel Kory Mgmt For For For 1.3 Elect S. Joon Lee Mgmt For For For 1.4 Elect Timothy A. Mgmt For Withhold Against Richardson 1.5 Elect Uzi Sasson Mgmt For Withhold Against 1.6 Elect James M. Thorburn Mgmt For For For 1.7 Elect Kenneth D. Wong Mgmt For For For 1.8 Elect Nathan Zommer Mgmt For For For 2 Approval of 2016 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ IZEA, Inc. Ticker Security ID: Meeting Date Meeting Status IZEA CUSIP 46603N301 06/21/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward H. Murphy Mgmt For For For 1.2 Elect Ryan S. Schram Mgmt For For For 1.3 Elect Brian W. Brady Mgmt For For For 1.4 Elect John H. Caron Mgmt For For For 1.5 Elect Lindsay A. Mgmt For For For Gardner 1.6 Elect Jill M. Golder Mgmt For For For 1.7 Elect Daniel R. Rua Mgmt For For For 2 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ John B. Sanfilippo & Son, Inc. Ticker Security ID: Meeting Date Meeting Status JBSS CUSIP 800422107 11/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jim Edgar Mgmt For For For 1.2 Elect Ellen C. Taaffe Mgmt For For For 1.3 Elect Daniel M. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ JZ Capital Partners Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 05/16/2017 Voted Meeting Type Country of Trade Other Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For [Technical] ________________________________________________________________________________ JZ Capital Partners Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 05/16/2017 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendments to Articles Mgmt For For For 2 Authority to Mgmt For For For Repurchase Shares 3 Authority to Mgmt For For For Repurchase Shares Off-Market (CFC Buyback Arrangement) 4 Related Party Mgmt For For For Transactions (CFC Buyback Arrangement) 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JZ Capital Partners Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 06/27/2017 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Directors' Fees Mgmt For For For 5 Elect David Macfarlane Mgmt For For For 6 Elect Patrick Firth Mgmt For For For 7 Elect James Jordan Mgmt For For For 8 Elect Tanja Tibaldi Mgmt For For For 9 Elect Christopher Mgmt For For For Waldron 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights ________________________________________________________________________________ Kadant Inc. Ticker Security ID: Meeting Date Meeting Status KAI CUSIP 48282T104 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John M. Albertine Mgmt For For For 2 Elect Thomas C. Leonard Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Approval of the Annual Mgmt For For For Cash Incentive Plan 6 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Keryx Biopharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status KERX CUSIP 492515101 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Butler Mgmt For For For 1.2 Elect Kevin J. Cameron Mgmt For For For 1.3 Elect Steven Gilman Mgmt For For For 1.4 Elect Gregory P. Mgmt For For For Madison 1.5 Elect Daniel P. Regan Mgmt For For For 1.6 Elect Michael T. Mgmt For For For Heffernan 1.7 Elect Jodie P. Morrison Mgmt For For For 1.8 Elect Michael Rogers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to Mgmt For For For Certificate of Incorporation 6 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 04/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John N. Allred Mgmt For For For 1.2 Elect Richard M. Mgmt For For For Cocchiaro 1.3 Elect Ann E. Dunwoody Mgmt For For For 1.4 Elect A. Gordon Mgmt For For For Tunstall 1.5 Elect Randall A Mehl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Kirkland's, Inc. Ticker Security ID: Meeting Date Meeting Status KIRK CUSIP 497498105 06/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey C. Owen Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Knight Therapeutics Inc Ticker Security ID: Meeting Date Meeting Status GUD CUSIP 499053106 05/09/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James C. Gale Mgmt For For For 1.2 Elect Sarit Assouline Mgmt For For For 1.3 Elect Jonathan Ross Mgmt For For For Goodman 1.4 Elect Meir Jakobsohn Mgmt For For For 1.5 Elect Robert Lande Mgmt For For For 1.6 Elect Samira Sakhia Mgmt For For For 1.7 Elect Sylvie Tendler Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Approval of the 2017 Mgmt For For For Stock Option Plan 4 Amendments to Articles Mgmt For Against Against to Reduce Quorum ________________________________________________________________________________ Kopin Corporation Ticker Security ID: Meeting Date Meeting Status KOPN CUSIP 500600101 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John C.C. Fan Mgmt For For For 1.2 Elect James K. Mgmt For For For Brewington 1.3 Elect David E. Brook Mgmt For Withhold Against 1.4 Elect Andrew H. Chapman Mgmt For Withhold Against 1.5 Elect Morton Collins Mgmt For Withhold Against 1.6 Elect HSIEH Chi-Chia Mgmt For Withhold Against 1.7 Elect Michael J. Mgmt For Withhold Against Landine 2 Amendment to the 2010 Mgmt For Against Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Kortek Corporation Ticker Security ID: Meeting Date Meeting Status 052330 CINS Y49617106 03/23/2017 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Elect CHUN Sung Yeol Mgmt For Against Against 3 Elect OH Kyu Hwan Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Corporate Auditors' Mgmt For For For Fees ________________________________________________________________________________ Kulicke and Soffa Industries, Inc. Ticker Security ID: Meeting Date Meeting Status KLIC CUSIP 501242101 03/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Garrett E. Pierce Mgmt For For For 1.2 Elect Chin Hu Lim Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2017 Mgmt For For For Equity Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Bauer Mgmt For For For 1.2 Elect Lee B. Foster II Mgmt For For For 1.3 Elect Dirk Junge Mgmt For For For 1.4 Elect Diane B. Owen Mgmt For For For 1.5 Elect Robert S. Mgmt For For For Purgason 1.6 Elect William H. Mgmt For For For Rackoff 1.7 Elect Suzanne B. Mgmt For For For Rowland 1.8 Elect Bradley S. Vizi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Landauer, Inc. Ticker Security ID: Meeting Date Meeting Status LDR CUSIP 51476K103 02/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey A. Bailey Mgmt For For For 2 Elect William G. Mgmt For For For Dempsey 3 Elect Teri Fontenot Mgmt For For For 4 Elect Michael P. Mgmt For For For Kaminski 5 Elect Michael T. Mgmt For For For Leatherman 6 Elect David E. Meador Mgmt For For For 7 Elect Frank B. Modruson Mgmt For For For 8 Elect Jeffrey A. Strong Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary T. Steele Mgmt For For For 1.2 Elect Steven D. Goldby Mgmt For For For 1.3 Elect Frederick Frank Mgmt For For For 1.4 Elect Catherine Angell Mgmt For For For Sohn 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Layne Christensen Company Ticker Security ID: Meeting Date Meeting Status LAYN CUSIP 521050104 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A.B. Brown Mgmt For For For 1.2 Elect Michael J. Caliel Mgmt For For For 1.3 Elect J. Samuel Butler Mgmt For For For 1.4 Elect Nelson Obus Mgmt For For For 1.5 Elect Robert Gilmore Mgmt For For For 1.6 Elect John T. Nesser Mgmt For For For III 1.7 Elect Alan P. Krusi Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LCI Industries Ticker Security ID: Meeting Date Meeting Status LCII CUSIP 50189K103 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James F. Gero Mgmt For For For 1.2 Elect Frederick B. Mgmt For For For Hegi, Jr. 1.3 Elect David A. Reed Mgmt For For For 1.4 Elect John B. Lowe, Jr. Mgmt For Withhold Against 1.5 Elect Jason D. Lippert Mgmt For For For 1.6 Elect Brendan J. Deely Mgmt For For For 1.7 Elect Frank J. Crespo Mgmt For For For 1.8 Elect Kieran M. Mgmt For For For O'Sullivan 1.9 Elect Tracy D. Graham Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Liberty Tax Inc Ticker Security ID: Meeting Date Meeting Status TAX CUSIP 53128T102 09/09/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Garel Mgmt For For For 1.2 Elect Steven Ibbotson Mgmt For For For 1.3 Elect Ross N. Longfield Mgmt For For For 1.4 Elect George T. Robson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lifetime Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LCUT CUSIP 53222Q103 06/22/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Siegel Mgmt For For For 1.2 Elect Ronald Shiftan Mgmt For For For 1.3 Elect Craig Phillips Mgmt For For For 1.4 Elect Michael Jeary Mgmt For For For 1.5 Elect John Koegel Mgmt For For For 1.6 Elect Cherrie Nanninga Mgmt For For For 1.7 Elect Dennis E. Reaves Mgmt For For For 1.8 Elect Michael J. Regan Mgmt For For For 1.9 Elect Sara Genster Mgmt For For For Robling 1.10 Elect William U. Mgmt For For For Westerfield 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 5 Amendment to the 2000 Mgmt For For For Incentive Bonus Compensation Plan 6 Amendment to the 2000 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Lindblad Expeditions Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LIND CUSIP 535219109 06/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect L. Dyson Dryden Mgmt For For For 1.2 Elect John M. Fahey, Mgmt For For For Jr. 1.3 Elect Catherine B. Mgmt For For For Reynolds 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lindsay Corporation Ticker Security ID: Meeting Date Meeting Status LNN CUSIP 535555106 01/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael N. Mgmt For For For Christodolou 1.2 Elect W. Thomas Mgmt For For For Jagodinski 1.3 Elect David B. Rayburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Lipocine Inc. Ticker Security ID: Meeting Date Meeting Status LPCN CUSIP 53630X104 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mahesh V. Patel Mgmt For For For 1.2 Elect Stephen A. Hill Mgmt For For For 1.3 Elect Jeffrey A. Fink Mgmt For For For 1.4 Elect John W. Higuchi Mgmt For For For 1.5 Elect Richard Dana Ono Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Live Oak Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status LOB CUSIP 53803X105 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H. Mgmt For For For Cameron 1.2 Elect Diane B. Glossman Mgmt For For For 1.3 Elect Glen F. Hoffsis Mgmt For For For 1.4 Elect Howard K. Landis Mgmt For For For III 1.5 Elect David G. Lucht Mgmt For For For 1.6 Elect James S. Mahan Mgmt For For For III 1.7 Elect Miltom E. Petty Mgmt For For For 1.8 Elect Jerald L. Pullins Mgmt For For For 1.9 Elect Neil L. Underwood Mgmt For For For 1.10 Elect William L. Mgmt For For For Williams III 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LRAD Corporation Ticker Security ID: Meeting Date Meeting Status LRAD CUSIP 50213V109 03/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott L. Anchin Mgmt For For For 1.2 Elect Laura M. Clague Mgmt For For For 1.3 Elect John G. Coburn Mgmt For For For 1.4 Elect Richard S. Mgmt For For For Danforth 1.5 Elect Daniel H. Mgmt For For For McCollum 1.6 Elect Richard H. Mgmt For For For Osgood III 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2015 Mgmt For For For Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LSB Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LXU CUSIP 502160104 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph E. Reece Mgmt For For For 1.2 Elect Daniel D. Mgmt For For For Greenwell 1.3 Elect William F. Murdy Mgmt For For For 1.4 Elect Marran H. Ogilvie Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ LSI Industries Inc. Ticker Security ID: Meeting Date Meeting Status LYTS CUSIP 50216C108 11/17/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Beech Mgmt For For For 1.2 Elect Gary P. Kreider Mgmt For Withhold Against 1.3 Elect John K. Morgan Mgmt For For For 1.4 Elect Wilfred T. O'Gara Mgmt For For For 1.5 Elect James P. Sferra Mgmt For For For 1.6 Elect Robert A. Steele Mgmt For For For 1.7 Elect Dennis W. Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For For For Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Luxfer Holdings PLC Ticker Security ID: Meeting Date Meeting Status LXFR CUSIP 550678106 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Elect Adam L. Cohn Mgmt For For For 5 Elect Clive J. Snowdon Mgmt For For For 6 Elect Joseph A. Bonn Mgmt For For For 7 Elect Brian Kushner Mgmt For For For 8 Elect David F. Landless Mgmt For For For 9 Elect Brian G. Purves Mgmt For For For 10 Elect Andrew M. Beaden Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ Lydall, Inc. Ticker Security ID: Meeting Date Meeting Status LDL CUSIP 550819106 04/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dale G. Barnhart Mgmt For For For 1.2 Elect Kathleen Burdett Mgmt For For For 1.3 Elect James J. Cannon Mgmt For For For 1.4 Elect Matthew T. Mgmt For For For Farrell 1.5 Elect Marc T. Giles Mgmt For For For 1.6 Elect William D. Gurley Mgmt For For For 1.7 Elect Suzanne Hammett Mgmt For For For 1.8 Elect S. Carl Mgmt For For For Soderstrom, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CUSIP 55903Q104 06/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter D. Barnes Mgmt For For For 1.2 Elect Richard P. Clark Mgmt For For For 1.3 Elect Richard M. Mgmt For For For Colterjohn 1.4 Elect Jill D. Leversage Mgmt For For For 1.5 Elect Daniel T. Mgmt For For For MacInnis 1.6 Elect George Paspalas Mgmt For For For 1.7 Elect Jonathan A. Mgmt For For For Rubenstein 1.8 Elect Derek C. White Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan 4 Amendment to Share Mgmt For For For Unit Plan 5 Amendment to Deferred Mgmt For For For Share Unit Plan ________________________________________________________________________________ Major Drilling Group International Inc. Ticker Security ID: Meeting Date Meeting Status MDI CUSIP 560909103 09/09/2016 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Breiner Mgmt For For For 1.2 Elect Jean Desrosiers Mgmt For For For 1.3 Elect Fred J. Dyment Mgmt For For For 1.4 Elect David Fennell Mgmt For For For 1.5 Elect Denis Larocque Mgmt For For For 1.6 Elect Francis P. Mgmt For For For McGuire 1.7 Elect Catherine Mgmt For For For McLeod-Seltzer 1.8 Elect Janice Rennie Mgmt For For For 1.9 Elect David B. Tennant Mgmt For For For 1.10 Elect Jo Mark Zurel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Mammoth Energy Services Inc Ticker Security ID: Meeting Date Meeting Status TUSK CUSIP 56155L108 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc McCarthy Mgmt For For For 1.2 Elect Arty Straehla Mgmt For For For 1.3 Elect Paul Heerwagen Mgmt For For For 1.4 Elect Arthur L. Smith Mgmt For For For 1.5 Elect Andre Weiss Mgmt For For For 1.6 Elect Matthew Ross Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Manning & Napier, Inc. Ticker Security ID: Meeting Date Meeting Status MN CUSIP 56382Q102 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Manning Mgmt For For For 1.2 Elect Richard Goldberg Mgmt For For For 1.3 Elect Barbara Goodstein Mgmt For For For 1.4 Elect Edward J. Mgmt For For For Pettinella 1.5 Elect Kenneth A. Mgmt For For For Marvald 1.6 Elect Geoffrey Mgmt For For For Rosenberger 1.7 Elect Edward George Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marcus & Millichap, Inc. Ticker Security ID: Meeting Date Meeting Status MMI CUSIP 566324109 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Heesam Nadji Mgmt For For For 1.2 Elect Norma J. Lawrence Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2013 Mgmt For For For Omnibus Equity Incentive Plan ________________________________________________________________________________ Marinemax, Inc. Ticker Security ID: Meeting Date Meeting Status HZO CUSIP 567908108 02/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael H. McLamb Mgmt For For For 2 Elect Evelyn V. Follit Mgmt For For For 3 Elect Clint Moore Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the 2011 Mgmt For For For Stock-Based Compensation Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marten Transport, Ltd. Ticker Security ID: Meeting Date Meeting Status MRTN CUSIP 573075108 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randolph L. Mgmt For For For Marten 1.2 Elect Larry B. Hagness Mgmt For For For 1.3 Elect Thomas J. Winkel Mgmt For For For 1.4 Elect Jerry M. Bauer Mgmt For For For 1.5 Elect Robert L. Mgmt For For For Demorest 1.6 Elect G. Larry Owens Mgmt For For For 1.7 Elect Ronald R. Booth Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Matrix Service Company Ticker Security ID: Meeting Date Meeting Status MTRX CUSIP 576853105 11/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Hewitt Mgmt For For For 1.2 Elect Michael J. Hall Mgmt For For For 1.3 Elect John W. Gibson Mgmt For For For 1.4 Elect I. Edgar Hendrix Mgmt For For For 1.5 Elect Tom E. Maxwell Mgmt For For For 1.6 Elect Jim W. Mogg Mgmt For For For 1.7 Elect James H. Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendments to the Mgmt For For For Certificate of Incorporation Regarding Removal of Directors 5 Approval of 2016 Stock Mgmt For For For and Incentive Plan ________________________________________________________________________________ McClatchy Company Ticker Security ID: Meeting Date Meeting Status MNI CUSIP 579489303 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elizabeth Mgmt For For For Ballantine 1.2 Elect Clyde W. Ostler Mgmt For For For 1.3 Elect Maria Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 5 Amendment to the 2012 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Medley Management Inc. Ticker Security ID: Meeting Date Meeting Status MDLY CUSIP 58503T106 05/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brook Taube Mgmt For For For 1.2 Elect Seth Taube Mgmt For For For 1.3 Elect Jeffrey Tonkel Mgmt For For For 1.4 Elect James G. Eaton Mgmt For For For 1.5 Elect Jeffrey T. Leeds Mgmt For For For 1.6 Elect Guy Rounsaville, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mercury Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MRCY CUSIP 589378108 10/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James K. Bass Mgmt For For For 1.2 Elect Michael A. Mgmt For For For Daniels 2 Amendment to the 2005 Mgmt For Against Against Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mesa Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status MLAB CUSIP 59064R109 11/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael T. Brooks Mgmt For For For 1.2 Elect H. Stuart Mgmt For For For Campbell 1.3 Elect Robert V. Dwyer Mgmt For For For 1.4 Elect Evan C. Guillemin Mgmt For For For 1.5 Elect David M. Kelly Mgmt For For For 1.6 Elect John B. Schmieder Mgmt For For For 1.7 Elect John J. Sullivan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mindbody Inc Ticker Security ID: Meeting Date Meeting Status MB CUSIP 60255W105 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Court Cunningham Mgmt For For For 1.2 Elect Cipora Herman Mgmt For For For 1.3 Elect Eric Liaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mirati Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status MRTX CUSIP 60468T105 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles M. Baum Mgmt For For For 1.2 Elect Bruce L.A. Carter Mgmt For For For 1.3 Elect Henry J. Fuchs Mgmt For For For 1.4 Elect Michael Grey Mgmt For For For 1.5 Elect Craig Johnson Mgmt For For For 1.6 Elect Rodney W. Lappe Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2013 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Model N, Inc. Ticker Security ID: Meeting Date Meeting Status MODN CUSIP 607525102 02/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tim Adams Mgmt For For For 1.2 Elect David Bonnette Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MoneyGram International, Inc. Ticker Security ID: Meeting Date Meeting Status MGI CUSIP 60935Y208 05/16/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Mgmt For For For Golden Parachutes ________________________________________________________________________________ MoneyGram International, Inc. Ticker Security ID: Meeting Date Meeting Status MGI CUSIP 60935Y208 06/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Coley Clark Mgmt For For For 2 Elect Victor W. Dahir Mgmt For For For 3 Elect Antonio O. Mgmt For For For Garza, Jr. 4 Elect W. Alexander Mgmt For For For Holmes 5 Elect Seth W. Lawry Mgmt For For For 6 Elect Pamela H. Patsley Mgmt For For For 7 Elect Michael P. Mgmt For For For Rafferty 8 Elect Ganesh B. Rao Mgmt For For For 9 Elect W. Bruce Turner Mgmt For For For 10 Elect Peggy Vaughan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Abstain Against Executive Compensation 13 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Monotype Imaging Holdings Inc. Ticker Security ID: Meeting Date Meeting Status TYPE CUSIP 61022P100 05/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert L. Lentz Mgmt For For For 2 Elect Douglas J. Shaw Mgmt For For For 3 Elect Peter J. Simone Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Amendment to the 2007 Mgmt For For For Stock Option and Incentive Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Motorcar Parts of America, Inc. Ticker Security ID: Meeting Date Meeting Status MPAA CUSIP 620071100 03/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Selwyn Joffe Mgmt For For For 2 Elect Scott J. Adelson Mgmt For For For 3 Elect Rudolph Borneo Mgmt For For For 4 Elect David Bryan Mgmt For For For 5 Elect Joseph Ferguson Mgmt For For For 6 Elect Philip Gay Mgmt For For For 7 Elect Duane Miller Mgmt For For For 8 Elect Jeffrey Mirvis Mgmt For For For 9 Elect Timothy D. Vargo Mgmt For For For 10 Elect Barbara L. Mgmt For For For Whittaker 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ MVC Capital, Inc. Ticker Security ID: Meeting Date Meeting Status MVC CUSIP 553829102 08/30/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emilio Dominianni Mgmt For For For 1.2 Elect Phillip Goldstein Mgmt For For For 1.3 Elect Gerald Hellerman Mgmt For For For 1.4 Elect Warren Holtsberg Mgmt For For For 1.5 Elect Robert Knapp Mgmt For For For 1.6 Elect William Taylor Mgmt For For For 1.7 Elect Michael T. Tokarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nanometrics Incorporated Ticker Security ID: Meeting Date Meeting Status NANO CUSIP 630077105 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Thomas Bentley Mgmt For For For 1.2 Elect Edward J. Brown Mgmt For For For Jr. 1.3 Elect Robert G. Deuster Mgmt For For For 1.4 Elect Bruce C. Rhine Mgmt For For For 1.5 Elect Christopher A. Mgmt For For For Seams 1.6 Elect Timothy J. Stultz Mgmt For For For 1.7 Elect Christine A. Mgmt For For For Tsingos 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Approval of the 2017 Mgmt For For For Executive Performance Bonus Plan 5 Amendment to the 2005 Mgmt For For For Equity Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Research Corporation Ticker Security ID: Meeting Date Meeting Status NRCI CUSIP 637372202 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect JoAnn M. Martin Mgmt For For For 1.2 Elect Barbara J. Mowry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Nautilus, Inc. Ticker Security ID: Meeting Date Meeting Status NLS CUSIP 63910B102 04/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald P. Badie Mgmt For For For 1.2 Elect Bruce M. Cazenave Mgmt For For For 1.3 Elect Richard A. Horn Mgmt For For For 1.4 Elect M. Carl Johnson, Mgmt For For For III 1.5 Elect Anne G. Saunders Mgmt For For For 1.6 Elect Marvin G. Siegert Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Neogenomics, Inc. Ticker Security ID: Meeting Date Meeting Status NEO CUSIP 64049M209 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas M. Mgmt For For For VanOort 2 Elect Steven C. Jones Mgmt For For For 3 Elect Kevin C. Johnson Mgmt For For For 4 Elect Raymond R. Hipp Mgmt For For For 5 Elect William J. Mgmt For For For Robinson 6 Elect Bruce K. Crowther Mgmt For For For 7 Elect Lynn A. Tetrault Mgmt For For For 8 Elect Allison L. Hannah Mgmt For For For 9 Elect Kieran Murphy Mgmt For For For 10 Amendment to the Mgmt For For For Equity Incentive Plan 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NeoPhotonics Corporation Ticker Security ID: Meeting Date Meeting Status NPTN CUSIP 64051T100 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dmitry Akhanov Mgmt For For For 1.2 Elect Timothy S. Jenks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Netlist, Inc. Ticker Security ID: Meeting Date Meeting Status NLST CUSIP 64118P109 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chun Ki Hong Mgmt For For For 1.2 Elect Jeff Benck Mgmt For For For 1.3 Elect Charles F. Mgmt For For For Cargile 1.4 Elect Jun S. Cho Mgmt For For For 1.5 Elect Kiho Choi Mgmt For For For 1.6 Elect Blake A. Welcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ New Media Investment Group Inc Ticker Security ID: Meeting Date Meeting Status NEWM CUSIP 64704V106 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wesley R. Edens Mgmt For For For 1.2 Elect Kevin Sheehan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Declassification of the Board ________________________________________________________________________________ Newpark Resources, Inc. Ticker Security ID: Meeting Date Meeting Status NR CUSIP 651718504 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David C. Anderson Mgmt For For For 1.2 Elect Anthony J. Best Mgmt For For For 1.3 Elect G. Stephen Finley Mgmt For For For 1.4 Elect Paul L. Howes Mgmt For For For 1.5 Elect Roderick A. Mgmt For For For Larson 1.6 Elect Gary L. Warren Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the 2015 Mgmt For For For Employee Equity Incentive Plan 5 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Program 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 05/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven T. Warshaw Mgmt For For For 1.2 Elect Carey A. Smith Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 12/14/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 2016 Omnibus Incentive Mgmt For For For Plan 2 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ North American Energy Partners Inc. Ticker Security ID: Meeting Date Meeting Status NOA CUSIP 656844107 04/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin Ferron Mgmt For For For 1.2 Elect Ronald A. Mgmt For For For McIntosh 1.3 Elect William C. Oehmig Mgmt For For For 1.4 Elect Bryan Pinney Mgmt For For For 1.5 Elect Thomas P. Stan Mgmt For For For 1.6 Elect Jay W. Thornton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Northwest Pipe Company Ticker Security ID: Meeting Date Meeting Status NWPX CUSIP 667746101 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michelle Mgmt For For For Applebaum 1.2 Elect Michael C. Mgmt For For For Franson 1.3 Elect Scott Montross Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nova Measuring Instruments Ltd. Ticker Security ID: Meeting Date Meeting Status NVMI CUSIP M7516K103 06/22/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Brunstein Mgmt For For For 2 Elect Alon Dumanis Mgmt For For For 3 Elect Avi Cohen Mgmt For For For 4 Elect Raanan Cohen Mgmt For For For 5 Elect Eli Fruchter Mgmt For For For 6 Elect Zehava Simon as Mgmt For For For External Director 7 Confirmation of Mgmt For Against Against Non-Controlling Shareholder 8 Revised Employment Mgmt For Abstain Against Agreement with CEO 9 Confirmation of Mgmt For Against Against Non-Controlling Shareholder 10 Liability Insurance of Mgmt For For For Directors/Officers 11 Confirmation of Mgmt N/A Against N/A Non-Controlling Shareholder 12 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Novanta Inc Ticker Security ID: Meeting Date Meeting Status NOVT CUSIP 67000B104 05/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen W. Mgmt For For For Bershad 1.2 Elect Dennis J. Fortino Mgmt For For For 1.3 Elect Matthijs Glastra Mgmt For For For 1.4 Elect Brian D King Mgmt For For For 1.5 Elect Ira J. Lamel Mgmt For For For 1.6 Elect Dominic A. Romeo Mgmt For For For 1.7 Elect Thomas N. Secor Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NV5 Global, Inc. Ticker Security ID: Meeting Date Meeting Status NVEE CUSIP 62945V109 06/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dickerson Wright Mgmt For For For 1.2 Elect Alexander A. Mgmt For For For Hockman 1.3 Elect Donald C. Alford Mgmt For For For 1.4 Elect Jeffrey A. Liss Mgmt For For For 1.5 Elect William D. Pruitt Mgmt For For For 1.6 Elect Gerald J. Mgmt For For For Salontai 1.7 Elect Francois Tardan Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oclaro, Inc. Ticker Security ID: Meeting Date Meeting Status OCLR CUSIP 67555N206 11/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kendall Cowan Mgmt For For For 1.2 Elect Joel A. Smith III Mgmt For For For 2 Amendment to the 2001 Mgmt For Against Against Long-Term Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ OHA Investment Corporation Ticker Security ID: Meeting Date Meeting Status OHAI CUSIP 67091U102 06/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Stern Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Olympic Steel, Inc. Ticker Security ID: Meeting Date Meeting Status ZEUS CUSIP 68162K106 04/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael D. Siegal Mgmt For For For 1.2 Elect Arthur F. Anton Mgmt For For For 1.3 Elect Donald R. Mgmt For For For McNeeley 1.4 Elect Michael G. Rippey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ OraSure Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status OSUR CUSIP 68554V108 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronny B. Mgmt For For For Lancaster 1.2 Elect Ronald H. Spair Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to the Stock Mgmt For For For Award Plan ________________________________________________________________________________ ORBCOMM Inc. Ticker Security ID: Meeting Date Meeting Status ORBC CUSIP 68555P100 04/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc J. Eisenberg Mgmt For For For 1.2 Elect Timothy Kelleher Mgmt For For For 1.3 Elect John Major Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Orbotech Ltd. Ticker Security ID: Meeting Date Meeting Status ORBK CUSIP M75253100 06/29/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yochai Richter Mgmt For For For 2 Elect Yehudit Bronicki Mgmt For For For 3 Elect Dan Falk Mgmt For Against Against 4 Elect Miron Kenneth Mgmt For For For 5 Elect Jacob Richter Mgmt For For For 6 Elect Eliezer Tokman Mgmt For For For 7 Elect Shimon Ullman Mgmt For For For 8 Elect Arie Weisberg Mgmt For For For 9 Elect Michael J. Anghel Mgmt For Against Against 10 Declaration of Mgmt N/A Against N/A Material Interest 11 Elect Joseph Tenne Mgmt For For For 12 Declaration of Mgmt N/A Against N/A Material Interest 13 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Orbotech Ltd. Ticker Security ID: Meeting Date Meeting Status ORBK CUSIP M75253100 09/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yochai Richter Mgmt For For For 2 Elect Yehudit Bronicki Mgmt For For For 3 Elect Dan Falk Mgmt For Against Against 4 Elect Miron Kenneth Mgmt For For For 5 Elect Jacob Richter Mgmt For For For 6 Elect Eliezer Tokman Mgmt For For For 7 Elect Shimon Ullman Mgmt For For For 8 Elect Arie Weisberg Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Compensation Policy Mgmt For Against Against 11 Declaration of Mgmt N/A Against N/A Material Interest 12 CEO Equity Bonus Mgmt For Against Against 13 Declaration of Mgmt N/A Against N/A Material Interest ________________________________________________________________________________ Orion Energy Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OESX CUSIP 686275108 08/03/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John H. Scribante Mgmt For For For 1.2 Elect James R. Kackley Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2016 Omnibus Incentive Mgmt For Against Against Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Panhandle Oil and Gas Inc. Ticker Security ID: Meeting Date Meeting Status PHX CUSIP 698477106 03/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Darryl G. Smette Mgmt For For For 1.2 Elect Mark T. Behrman Mgmt For For For 1.3 Elect Paul F. Mgmt For For For Blanchard, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Patrick Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PATK CUSIP 703343103 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph M. Cerulli Mgmt For For For 1.2 Elect Todd M. Cleveland Mgmt For For For 1.3 Elect John A. Forbes Mgmt For For For 1.4 Elect Paul E. Hassler Mgmt For For For 1.5 Elect Michael A. Kitson Mgmt For For For 1.6 Elect Andy L. Nemeth Mgmt For For For 1.7 Elect M. Scott Welch Mgmt For For For 1.8 Elect Walter E. Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Amendment to the 2009 Mgmt For For For Omnibus Incentive Plan ________________________________________________________________________________ Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATI CUSIP 70338W105 01/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Anderson Mgmt For For For 1.2 Elect Edward L. Baker Mgmt For For For 1.3 Elect Thomas S. Baker Mgmt For For For II 1.4 Elect Luke E. Mgmt For For For Fichthorn III 1.5 Elect Charles D. Hyman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PC Connection, Inc. Ticker Security ID: Meeting Date Meeting Status CNXN CUSIP 69318J100 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patricia Gallup Mgmt For For For 1.2 Elect David Hall Mgmt For For For 1.3 Elect Joseph Baute Mgmt For For For 1.4 Elect David Mgmt For For For Beffa-Negrini 1.5 Elect Barbara Duckett Mgmt For For For 1.6 Elect Jack Ferguson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PCTEL, Inc. Ticker Security ID: Meeting Date Meeting Status PCTI CUSIP 69325Q105 06/21/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven D. Levy Mgmt For For For 1.2 Elect Giacomo Marini Mgmt For For For 1.3 Elect David A. Neumann Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PDF Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status PDFS CUSIP 693282105 05/30/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph R. Bronson Mgmt For For For 1.2 Elect Marco Iansiti Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2011 Mgmt For Abstain Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Peapack-Gladstone Financial Corporation Ticker Security ID: Meeting Date Meeting Status PGC CUSIP 704699107 04/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Finn M. W. Mgmt For For For Caspersen, Jr. 1.2 Elect Susan A. Cole Mgmt For For For 1.3 Elect Anthony J. Consi Mgmt For For For II 1.4 Elect Richard Mgmt For For For Daingerfield 1.5 Elect Edward A. Mgmt For For For Gramigna, Jr. 1.6 Elect Douglas L. Mgmt For For For Kennedy 1.7 Elect F. Duffield Mgmt For For For Meyercord 1.8 Elect John D. Kissel Mgmt For For For 1.9 Elect James R. Lamb Mgmt For For For 1.10 Elect Philip W. Smith Mgmt For For For III 1.11 Elect Beth Welsh Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Perceptron, Inc. Ticker Security ID: Meeting Date Meeting Status PRCP CUSIP 71361F100 11/10/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Richard Marz Mgmt For For For 1.2 Elect John F. Bryant Mgmt For For For 1.3 Elect C. Richard Neely Mgmt For For For 1.4 Elect Robert S. Oswald Mgmt For For For 1.5 Elect James A. Ratigan Mgmt For For For 1.6 Elect Terryll R. Smith Mgmt For For For 1.7 Elect William C. Taylor Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pfeiffer Vacuum Technology AG Ticker Security ID: Meeting Date Meeting Status PFV CINS D6058X101 05/23/2017 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For Abstain Against Management Board Acts 7 Ratification of Mgmt For Abstain Against Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ PharMerica Corporation Ticker Security ID: Meeting Date Meeting Status PMC CUSIP 71714F104 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank E. Collins Mgmt For For For 1.2 Elect W. Robert Dahl, Mgmt For For For Jr. 1.3 Elect Marjorie W. Dorr Mgmt For For For 1.4 Elect Patrick G. LePore Mgmt For For For 1.5 Elect Geoffrey G. Mgmt For For For Meyers 1.6 Elect Robert A. Oakley Mgmt For For For 1.7 Elect Gregory S. Mgmt For For For Weishar 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote ________________________________________________________________________________ Photronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLAB CUSIP 719405102 03/07/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter M. Mgmt For For For Fiederowicz 1.2 Elect Joseph A. Mgmt For For For Fiorita, Jr. 1.3 Elect Liang-Choo Hsia Mgmt For For For 1.4 Elect Dr. Peter S. Mgmt For For For Kirlin 1.5 Elect Constantine S. Mgmt For For For Macricostas 1.6 Elect George Mgmt For Withhold Against Macricostas 1.7 Elect Mitchell G. Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ PICO Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PICO CUSIP 693366205 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory Bylinsky Mgmt For For For 2 Elect Andrew F. Cates Mgmt For For For 3 Elect Daniel B. Silvers Mgmt For Against Against 4 Elect Eric H. Speron Mgmt For For For 5 Elect Maxim C.W. Webb Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Combining the Positions of Chair and CEO 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Reincorporation from Mgmt For For For California to Delaware 11 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ PICO Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PICO CUSIP 693366205 07/11/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Howard Brownstein Mgmt For For For 2 Elect Kenneth J. Mgmt For Against Against Slepicka 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Reincorporation from Mgmt For For For California to Delaware 6 Eliminate Classified Mgmt For For For Board Structure 7 Right to Adjourn Mgmt For For For Meeting ________________________________________________________________________________ Pioneer Energy Services Corp. Ticker Security ID: Meeting Date Meeting Status PES CUSIP 723664108 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dean A. Burkhardt Mgmt For For For 1.2 Elect Scott D. Urban Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Powell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status POWL CUSIP 739128106 02/22/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eugene L. Butler Mgmt For For For 1.2 Elect Christopher E. Mgmt For For For Cragg 1.3 Elect Bonnie V. Hancock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Preformed Line Products Company Ticker Security ID: Meeting Date Meeting Status PLPC CUSIP 740444104 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Matthew D. Mgmt For For For Frymier 1.2 Elect Richard R. Mgmt For For For Gascoigne 1.3 Elect Maegan A. Ruhlman Mgmt For For For 1.4 Elect Robert G. Ruhlman Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 05/12/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Robert Mgmt For For For Quartermain 2.2 Elect C. Noel Dunn Mgmt For For For 2.3 Elect Joseph J. Ovsenek Mgmt For For For 2.4 Elect George Paspalas Mgmt For For For 2.5 Elect Peter Birkey Mgmt For For For 2.6 Elect Shaoyang Shen Mgmt For For For 2.7 Elect Nicole S. Mgmt For For For Adshead-Bell 2.8 Elect David Smith Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Primo Water Corporation Ticker Security ID: Meeting Date Meeting Status PRMW CUSIP 74165N105 04/27/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Billy D. Prim Mgmt For For For 1.2 Elect Jack C. Kilgore Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Amendment to the 2010 Mgmt For Abstain Against Omnibus Long-Term Incentive Plan 5 Amendment to the 2010 Mgmt For For For Employee Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Progenics Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status PGNX CUSIP 743187106 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter J. Crowley Mgmt For For For 2 Elect Mark R. Baker Mgmt For For For 3 Elect Bradley L. Mgmt For For For Campbell 4 Elect Karen J. Ferrante Mgmt For For For 5 Elect Michael D. Mgmt For For For Kishbauch 6 Elect David A. Mgmt For For For Scheinberg 7 Elect Nicole S. Mgmt For For For Williams 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PSI AG Ticker Security ID: Meeting Date Meeting Status PSAN CINS D6230L173 05/16/2017 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Supervisory Board Mgmt For For For Members' Fees 11 Elect Karsten Trippel Mgmt For For For 12 Elect Ulrich Wilhelm Mgmt For For For Jaroni 13 Elect Andreas Bowing Mgmt For For For 14 Elect Uwe Hack Mgmt For For For 15 Authority to Mgmt For For For Repurchase and Reissue Shares 16 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 17 Change of Company Name Mgmt For For For ________________________________________________________________________________ Psychemedics Corporation Ticker Security ID: Meeting Date Meeting Status PMD CUSIP 744375205 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond C. Mgmt For For For Kubacki 1.2 Elect A. Clinton Allen Mgmt For For For 1.3 Elect Harry F. Connick Mgmt For For For 1.4 Elect Walter S. Mgmt For For For Tomenson, Jr. 1.5 Elect Fred J. Weinert Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pzena Investment Management, Inc. Ticker Security ID: Meeting Date Meeting Status PZN CUSIP 74731Q103 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard S. Pzena Mgmt For For For 1.2 Elect John P. Goetz Mgmt For For For 1.3 Elect William L. Lipsey Mgmt For For For 1.4 Elect Steven M. Mgmt For For For Galbraith 1.5 Elect Joel M. Mgmt For For For Greenblatt 1.6 Elect Richard P. Mgmt For For For Meyerowich 1.7 Elect Charles D. Mgmt For For For Johnston 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 5 Amendment to the 2006 Mgmt For Abstain Against PIM LLC Equity Incentive Plan 6 Amendment to the 2007 Mgmt For Abstain Against Equity Incentive Plan 7 Amended Certificate of Mgmt For For For Incorporation ________________________________________________________________________________ Quaker Chemical Corporation Ticker Security ID: Meeting Date Meeting Status KWR CUSIP 747316107 05/10/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Barry Mgmt For For For 1.2 Elect Robert E. Mgmt For For For Chappell 1.3 Elect Robert H. Rock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Queen City Investments Inc. Ticker Security ID: Meeting Date Meeting Status QUCT CUSIP 74823W109 08/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry Gross Mgmt For For For 1.2 Elect Whitney Latimer Mgmt For For For 1.3 Elect Randall Nicholson Mgmt For For For 1.4 Elect Darrel Van Es Mgmt For For For 1.5 Elect Daniel Walker Mgmt For For For ________________________________________________________________________________ QuinStreet, Inc. Ticker Security ID: Meeting Date Meeting Status QNST CUSIP 74874Q100 10/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stuart M. Mgmt For Withhold Against Huizinga 1.2 Elect David J. Pauldine Mgmt For For For 1.3 Elect James Simons Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Raven Industries, Inc. Ticker Security ID: Meeting Date Meeting Status RAVN CUSIP 754212108 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason M. Andringa Mgmt For For For 1.2 Elect David L. Chicoine Mgmt For For For 1.3 Elect Thomas S. Everist Mgmt For For For 1.4 Elect Mark E. Griffin Mgmt For For For 1.5 Elect Kevin T. Kirby Mgmt For For For 1.6 Elect Marc E. LeBaron Mgmt For For For 1.7 Elect Daniel A. Rykhus Mgmt For For For 1.8 Elect Heather A. Wilson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Renewal of the 2010 Mgmt For For For Stock Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Realnetworks, Inc. Ticker Security ID: Meeting Date Meeting Status RNWK CUSIP 75605L708 09/19/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher R. Mgmt For For For Jones 1.2 Elect Dawn G. Lepore Mgmt For For For 1.3 Elect Dominique Mgmt For For For Trempont 1.4 Elect Bruce A. Jaffe Mgmt For For For 2 Approval of the Stock Mgmt For Against Against Option Exchange Program 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Red Lion Hotels Corporation Ticker Security ID: Meeting Date Meeting Status RLH CUSIP 756764106 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond R. Mgmt For For For Brandstrom 2 Elect James P. Evans Mgmt For For For 3 Elect Enrico Marini Mgmt For For For Fichera 4 Elect Joseph B. Megibow Mgmt For For For 5 Elect Gregory T. Mount Mgmt For For For 6 Elect Bonny W Simi Mgmt For For For 7 Elect Michael Vernon Mgmt For For For 8 Elect Alexander Mgmt For For For Washburn 9 Elect Robert G. Wolfe Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Approval of the Mgmt For For For Executive Officers Bonus Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 14 Amendment to the 2015 Mgmt For Abstain Against Stock Incentive Plan 15 Amendment to the 2008 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Reis, Inc. Ticker Security ID: Meeting Date Meeting Status REIS CUSIP 75936P105 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lloyd Lynford Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Resources Connection, Inc. Ticker Security ID: Meeting Date Meeting Status RECN CUSIP 76122Q105 10/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony Cherbak Mgmt For For For 2 Elect Neil F. Dimick Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Revolution Lighting Technologies Inc Ticker Security ID: Meeting Date Meeting Status RVLT CUSIP 76155G206 05/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert V. LaPenta Mgmt For For For 1.2 Elect James A. DePalma Mgmt For For For 1.3 Elect William D. Ingram Mgmt For For For 1.4 Elect Dennis McCarthy Mgmt For For For 1.5 Elect Stephen G. Virtue Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Richardson Electronics, Ltd. Ticker Security ID: Meeting Date Meeting Status RELL CUSIP 763165107 10/04/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Mgmt For For For Richardson 1.2 Elect Paul J. Plante Mgmt For For For 1.3 Elect Jacques Belin Mgmt For For For 1.4 Elect James Benham Mgmt For For For 1.5 Elect Kenneth Halverson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ RMR Group Inc Ticker Security ID: Meeting Date Meeting Status RMR CUSIP 74967R106 03/29/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ann Logan Mgmt For For For 2 Elect Rosen Plevneliev Mgmt For For For 3 Elect Adam D. Portnoy Mgmt For For For 4 Elect Barry M. Portnoy Mgmt For For For 5 Elect Walter C. Watkins Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Keith L. Barnes Mgmt For For For 1.2 Elect Michael F. Barry Mgmt For For For 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect Ganesh Moorthy Mgmt For For For 1.6 Elect Helene Simonet Mgmt For For For 1.7 Elect Peter C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RPX Corporation Ticker Security ID: Meeting Date Meeting Status RPXC CUSIP 74972G103 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shelby W. Bonnie Mgmt For For For 2 Elect Sanford R. Mgmt For For For Robertson 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RPX Corporation Ticker Security ID: Meeting Date Meeting Status RPXC CUSIP 74972G103 07/08/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Amster Mgmt For For For 1.2 Elect Steven L. Mgmt For For For Fingerhood 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ San Juan Basin Royalty Trust Ticker Security ID: Meeting Date Meeting Status SJT CUSIP 798241105 09/21/2016 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal ShrHoldr For TNA N/A to Call a Special Meeting ________________________________________________________________________________ San Juan Basin Royalty Trust Ticker Security ID: Meeting Date Meeting Status SJT CUSIP 798241105 09/21/2016 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal ShrHoldr N/A For N/A to Call a Special Meeting ________________________________________________________________________________ San Juan Basin Royalty Trust Ticker Security ID: Meeting Date Meeting Status SJT CUSIP 798241105 11/21/2016 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Removal of Compass Mgmt Against TNA N/A Bank as Trustee of the Trust 2 Nomination of Mgmt Against TNA N/A Southwest Bank as the Successor Trustee of the Trust 3 Election of Southwest Mgmt Against TNA N/A Bank as Trustee of the Trust ________________________________________________________________________________ San Juan Basin Royalty Trust Ticker Security ID: Meeting Date Meeting Status SJT CUSIP 798241105 11/21/2016 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Removal of Compass Mgmt N/A For N/A Bank as Trustee of the Trust 2 Nomination of Mgmt N/A For N/A Southwest Bank as the Successor Trustee of the Trust 3 Election of Southwest Mgmt N/A For N/A Bank as Trustee of the Trust ________________________________________________________________________________ Sangamo Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status SGMO CUSIP 800677106 06/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Stewart Parker Mgmt For For For 2 Elect Robert F. Carey Mgmt For For For 3 Elect Stephen G. Dilly Mgmt For For For 4 Elect Alexander D. Mgmt For For For Macrae 5 Elect Steven J. Mento Mgmt For For For 6 Elect Saira Ramasastry Mgmt For For For 7 Elect William Ringo Mgmt For For For 8 Advisory Vote on Mgmt For Abstain Against Executive Compensation 9 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SciQuest Inc. Ticker Security ID: Meeting Date Meeting Status SQI CUSIP 80908T101 07/26/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting 3 Advisory Vote on Mgmt For For For Golden Parachutes ________________________________________________________________________________ SeaChange International, Inc. Ticker Security ID: Meeting Date Meeting Status SEAC CUSIP 811699107 07/13/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven Craddock Mgmt For For For 2 Elect William Francis Mgmt For For For Markey, III 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For For For Compensation and Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SEBANG GLOBAL BATTERY CO.,LTD Ticker Security ID: Meeting Date Meeting Status 004490 CINS Y2723M106 03/16/2017 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Mgmt For Against Against Allocation of Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors Mgmt For For For (Slate) 4 Election of Audit Mgmt For For For Committee Members (Slate) 5 Directors' Fees Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Seneca Foods Corporation Ticker Security ID: Meeting Date Meeting Status SENEA CUSIP 817070105 07/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Gaylord Mgmt For For For 1.2 Elect Susan A. Henry Mgmt For For For 1.3 Elect Susan W. Stuart Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Shizuoka Gas Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9543 CINS J7444M100 03/22/2017 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Seigo Iwasaki Mgmt For For For 4 Elect Hiroshi Tonoya Mgmt For For For 5 Elect Hiroyuki Kishida Mgmt For For For 6 Elect Masakazu Endoh Mgmt For For For 7 Elect Shigeru Katsumata Mgmt For For For 8 Elect Akihiro Sugiyama Mgmt For For For 9 Elect Mitsunobu Kosugi Mgmt For For For 10 Elect Juichi Nozue Mgmt For For For 11 Elect Yoshikuni Kanai Mgmt For For For 12 Elect Katsunori Mgmt For For For Nakanishi 13 Elect Hajime Nakai as Mgmt For For For Statutory Auditor ________________________________________________________________________________ Shoe Carnival, Inc. Ticker Security ID: Meeting Date Meeting Status SCVL CUSIP 824889109 06/13/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Wayne Weaver Mgmt For For For 2 Elect Jeffrey C. Mgmt For For For Gerstel 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Equity Incentive Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SIFCO Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SIF CUSIP 826546103 01/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey P. Mgmt For For For Gotschall 1.2 Elect Peter W. Knapper Mgmt For For For 1.3 Elect Donald C. Mgmt For Withhold Against Molten, Jr. 1.4 Elect Alayne L. Reitman Mgmt For Withhold Against 1.5 Elect Hudson D. Smith Mgmt For Withhold Against 1.6 Elect Mark J. Silk Mgmt For Withhold Against 1.7 Elect Norman E. Wells, Mgmt For Withhold Against Jr. 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2016 Mgmt For For For Amended and Restated LTIP ________________________________________________________________________________ Sigma Designs, Inc. Ticker Security ID: Meeting Date Meeting Status SIGM CUSIP 826565103 08/18/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Michael Dodson Mgmt For For For 1.2 Elect Martin Manniche Mgmt For For For 1.3 Elect Pete Thompson Mgmt For For For 1.4 Elect Thinh Q. Tran Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Silicon Motion Technology Corporation Ticker Security ID: Meeting Date Meeting Status SIMO CUSIP 82706C108 09/23/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yung-Chien Wang Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Silvercrest Asset Management Group Inc Ticker Security ID: Meeting Date Meeting Status SAMG CUSIP 828359109 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian D. Dunn Mgmt For For For 1.2 Elect Wilmot H. Kidd Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Smith & Wesson Holding Corporation Ticker Security ID: Meeting Date Meeting Status SWHC CUSIP 831756101 09/20/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry M. Monheit Mgmt For For For 1.2 Elect Robert L. Scott Mgmt For For For 1.3 Elect Robert H. Brust Mgmt For For For 1.4 Elect P. James Debney Mgmt For For For 1.5 Elect John B. Furman Mgmt For For For 1.6 Elect Gregory J. Mgmt For For For Gluchowski, Jr 1.7 Elect Michael F. Golden Mgmt For For For 1.8 Elect Mitchell A. Saltz Mgmt For For For 1.9 Elect I. Marie Wadecki Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Smith & Wesson Holding Corporation Ticker Security ID: Meeting Date Meeting Status SWHC CUSIP 831756101 12/13/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ Solium Capital Inc. Ticker Security ID: Meeting Date Meeting Status SUM CUSIP 83425Q105 06/01/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shawn Abbott Mgmt For For For 1.2 Elect Michael G. Mgmt For For For Broadfoot 1.3 Elect Laura A. Cillis Mgmt For For For 1.4 Elect Brian N. Craig Mgmt For For For 1.5 Elect Marcos A. Lopez Mgmt For For For 1.6 Elect Colleen J. Mgmt For For For Moorehead 1.7 Elect Tom P. Muir Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Sprott Inc. Ticker Security ID: Meeting Date Meeting Status SII CUSIP 852066109 05/10/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald Dewhurst Mgmt For For For 1.2 Elect Marc Faber Mgmt For For For 1.3 Elect Peter Grosskopf Mgmt For For For 1.4 Elect Jack C. Lee Mgmt For For For 1.5 Elect Sharon Ranson Mgmt For For For 1.6 Elect James T. Roddy Mgmt For For For 1.7 Elect Arthur R. Rule IV Mgmt For For For 1.8 Elect Rosemary Zigrossi Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Employee Profit Mgmt For For For Sharing Plan Renewal 5 Equity Incentive Plan Mgmt For For For Renewal ________________________________________________________________________________ Stage Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SSI CUSIP 85254C305 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan J. Barocas Mgmt For For For 2 Elect Elaine D. Crowley Mgmt For For For 3 Elect Diane M. Ellis Mgmt For For For 4 Elect Michael L. Glazer Mgmt For For For 5 Elect Earl J. Mgmt For For For Hesterberg, Jr. 6 Elect Lisa R. Kranc Mgmt For For For 7 Elect William J. Mgmt For For For Montgoris 8 Elect C. Clayton Reasor Mgmt For For For 9 Approval of the 2017 Mgmt For For For Long-Term Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stamps.com Inc. Ticker Security ID: Meeting Date Meeting Status STMP CUSIP 852857200 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth McBride Mgmt For For For 1.2 Elect Theodore R. Mgmt For For For Samuels 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Standard Motor Products, Inc. Ticker Security ID: Meeting Date Meeting Status SMP CUSIP 853666105 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Gethin Mgmt For For For 1.2 Elect Pamela Forbes Mgmt For For For Lieberman 1.3 Elect Patrick S. Mgmt For For For McClymont 1.4 Elect Joseph W. Mgmt For For For McDonnell 1.5 Elect Alisa C. Norris Mgmt For For For 1.6 Elect Eric P. Sills Mgmt For For For 1.7 Elect Lawrence I. Sills Mgmt For For For 1.8 Elect Frederick D. Mgmt For For For Sturdivant 1.9 Elect William H. Turner Mgmt For For For 1.10 Elect Richard S. Ward Mgmt For For For 1.11 Elect Roger M. Widmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Stanley Furniture Company, Inc. Ticker Security ID: Meeting Date Meeting Status STLY CUSIP 854305208 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Mgmt For For For Gilliam 1.2 Elect Steven A. Hale Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 NOL Shareholder Rights Mgmt For For For Plan 5 Reapproval of Material Mgmt For For For Terms under the 2012 Incentive Compensation Plan ________________________________________________________________________________ State Auto Financial Corporation Ticker Security ID: Meeting Date Meeting Status STFC CUSIP 855707105 05/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David R. Meuse Mgmt For For For 1.2 Elect S. Elaine Roberts Mgmt For For For 1.3 Elect Kym M. Hubbard Mgmt For For For 2 Approval of the 2017 Mgmt For For For Long-Term Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ StealthGas, Inc. Ticker Security ID: Meeting Date Meeting Status GASS CUSIP Y81669106 09/14/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael G. Mgmt For For For Jolliffe 1.2 Elect John Kostoyannis Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Stoneridge, Inc. Ticker Security ID: Meeting Date Meeting Status SRI CUSIP 86183P102 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan B. Mgmt For For For DeGaynor 1.2 Elect Jeffrey P. Draime Mgmt For For For 1.3 Elect Douglas C. Jacobs Mgmt For For For 1.4 Elect Ira C. Kaplan Mgmt For For For 1.5 Elect Kim Korth Mgmt For For For 1.6 Elect William M. Lasky Mgmt For For For 1.7 Elect George S. Mayes, Mgmt For For For Jr. 1.8 Elect Paul J. Schlather Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Stratec Biomedical AG Ticker Security ID: Meeting Date Meeting Status SBS CINS D8171G205 06/14/2017 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Mgmt For For For Profits/Dividends 7 Ratification of Mgmt For For For Management Board Acts 8 Ratification of Mgmt For For For Supervisory Board Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Rainer Baule as Mgmt For For For Supervisory Board Member 11 Approval of Mgmt For For For Intra-Company Control Agreement with STRATEC PS HOLDING GmbH ________________________________________________________________________________ Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christine L. Mgmt For For For Koski 1.2 Elect Alexander Schuetz Mgmt For For For 1.3 Elect Douglas M. Britt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ SunOpta Inc. Ticker Security ID: Meeting Date Meeting Status STKL CUSIP 8676EP108 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Margaret Shan Mgmt For For For Atkins 2 Elect Albert D. Bolles Mgmt For For For 3 Elect David J. Colo Mgmt For For For 4 Elect Michael Detlefsen Mgmt For For For 5 Elect Dean Hollis Mgmt For For For 6 Elect Katrina Houde Mgmt For For For 7 Elect Brendan B. Mgmt For For For Springstubb 8 Elect Gregg A. Tanner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 12 The Preferred Stock Mgmt For For For Resolution ________________________________________________________________________________ Surmodics, Inc. Ticker Security ID: Meeting Date Meeting Status SRDX CUSIP 868873100 02/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jose H. Bedoya Mgmt For For For 1.2 Elect Susan E. Knight Mgmt For For For 2 Set Board Size Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Syneron Medical Ltd. Ticker Security ID: Meeting Date Meeting Status ELOS CUSIP M87245102 06/15/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 1A. ARE YOU MERGER Mgmt N/A Against N/A SUB, PARENT, OR A PERSON OR ENTITY, DIRECTLY OR INDIRECTLY, HOLDING AT LEAST 25% OF THE MEANS OF CONTROL OF MERGER SUB OR PARENT, OR ANYONE ACTING ON BEHALF OF MERGER SUB, PARENT OR A PERSON OR ENTITY DESCRIBED IN THE PREVIOUS CLAUSE, INCLUDING ANY OF THEIR AFFILIATES (YOU MUST MARK THIS ITEM 1A FOR YOUR VOTE TO BE COUNTED)? MARK FOR = YES OR AGAINST = NO. ________________________________________________________________________________ Syneron Medical Ltd. Ticker Security ID: Meeting Date Meeting Status ELOS CUSIP M87245102 09/12/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Stephen J. Mgmt For For For Fanning 3 Elect Yaffa Krindel Mgmt For For For 4 Elect Michael J. Anghel Mgmt For Against Against 5 Declaration of Mgmt N/A Against N/A Material Interest 6 Elect Dan Suesskind Mgmt For For For 7 Declaration of Mgmt N/A Against N/A Material Interest 8 Compensation Policy Mgmt For Against Against 9 Declaration of Mgmt N/A Against N/A Material Interest 10 Equity Grants of Mgmt For For For Non-Executive Directors ________________________________________________________________________________ Team, Inc. Ticker Security ID: Meeting Date Meeting Status TISI CUSIP 878155100 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Louis A. Waters Mgmt For For For 1.2 Elect Jeffery G. Davis Mgmt For For For 1.3 Elect Gary G. Yesavage Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Approval of the Mgmt For For For Amended and Restated Executive Incentive Compensation Plan ________________________________________________________________________________ TearLab Corporation Ticker Security ID: Meeting Date Meeting Status TEAR CUSIP 878193101 02/23/2017 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ TearLab Corporation Ticker Security ID: Meeting Date Meeting Status TEAR CUSIP 878193200 06/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elias Vamvakas Mgmt For For For 1.2 Elect Anthony E. Altig Mgmt For For For 1.3 Elect Thomas N. Mgmt For For For Davidson, Jr. 1.4 Elect Adrienne Graves Mgmt For For For 1.5 Elect Joseph Jensen Mgmt For For For 1.6 Elect Paul M. Karpecki Mgmt For For For 1.7 Elect Richard L. Mgmt For For For Lindstrom 1.8 Elect Donald Rindell Mgmt For For For 1.9 Elect Brock Wright Mgmt For For For 2 Amendment to the 2002 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tejon Ranch Co. Ticker Security ID: Meeting Date Meeting Status TRC CUSIP 879080109 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Bielli Mgmt For For For 1.2 Elect Anthony L. Leggio Mgmt For For For 1.3 Elect Norman Metcalfe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carol S. Eicher Mgmt For For For 1.2 Elect Donal L. Mulligan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Approval of the 2017 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ TerraVest Capital Inc. Ticker Security ID: Meeting Date Meeting Status TVK CUSIP 88104J108 02/08/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Blair A. Cook Mgmt For For For 1.2 Elect Dustin Haw Mgmt For For For 1.3 Elect Dale H. Laniuk Mgmt For For For 1.4 Elect Charles Pellerin Mgmt For For For 1.5 Elect Rocco Rossi Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Tesco Corporation Ticker Security ID: Meeting Date Meeting Status TESO CUSIP 88157K101 05/16/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando R. Mgmt For For For Assing 2 Elect John P. Dielwart Mgmt For For For 3 Elect R. Vance Milligan Mgmt For For For 4 Elect Douglas R. Ramsay Mgmt For For For 5 Elect Rose M. Robeson Mgmt For For For 6 Elect Elijio V. Serrano Mgmt For For For 7 Elect Michael W. Mgmt For For For Sutherlin 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 11 Approval of the 2017 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ The Bank of N.T. Butterfield & Son Limited Ticker Security ID: Meeting Date Meeting Status NTB CUSIP G0772R208 04/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Board Size Mgmt For For For 4 Elect E. Barclay Mgmt For For For Simmons 5 Elect Michael Collins Mgmt For For For 6 Elect Alastair W.S. Mgmt For For For Barbour 7 Elect James Burr Mgmt For For For 8 Elect Caroline Foulger Mgmt For For For 9 Elect Conor O'Dea Mgmt For For For 10 Elect Wolfgang Mgmt For For For Schoellkopf 11 Elect John R. Wright Mgmt For For For 12 Elect David K. Zwiener Mgmt For For For 13 Authority to Fill Mgmt For For For Vacancies 14 Authority to Issue Mgmt For Abstain Against Treasury Shares and Unissued Authorized Capital ________________________________________________________________________________ The Bank of N.T. Butterfield & Son Limited Ticker Security ID: Meeting Date Meeting Status NTB.BH CINS G0772R109 08/30/2016 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Capital Mgmt For Abstain Against Restructuring 2 Amendments to By-Laws Mgmt For Abstain Against ________________________________________________________________________________ The Eastern Company Ticker Security ID: Meeting Date Meeting Status EML CUSIP 276317104 05/03/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Everets Mgmt For For For 1.2 Elect August M. Vlak Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Hackett Group, Inc. Ticker Security ID: Meeting Date Meeting Status HCKT CUSIP 404609109 05/03/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Harris Mgmt For For For 2 Amendment to the 1998 Mgmt For For For Stock Option and Incentive Plan 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The J.G. Wentworth Company Ticker Security ID: Meeting Date Meeting Status JGWE CUSIP 46618D108 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alexander R. Mgmt For For For Castaldi 1.2 Elect Robert C. Griffin Mgmt For For For 1.3 Elect Robert N. Pomroy Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Monarch Cement Company Ticker Security ID: Meeting Date Meeting Status MCEM CUSIP 609031307 04/12/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David L. Deffner Mgmt For For For 1.2 Elect Gayle C. McMillen Mgmt For For For 1.3 Elect Steve W. Sloan Mgmt For For For ________________________________________________________________________________ The Rubicon Project Inc. Ticker Security ID: Meeting Date Meeting Status RUBI CUSIP 78112V102 05/23/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis W. Coleman Mgmt For For For 2 Elect Lisa L. Troe Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Theravance Biopharma, Inc. Ticker Security ID: Meeting Date Meeting Status TBPH CUSIP G8807B106 05/17/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dean J. Mitchell Mgmt For For For 2 Elect Peter S. Ringrose Mgmt For For For 3 Elect George M. Mgmt For For For Whitesides 4 Elect William D. Young Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Titan International, Inc. Ticker Security ID: Meeting Date Meeting Status TWI CUSIP 88830M102 06/14/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard M. Mgmt For For For Cashin, Jr. 1.2 Elect Gary L. Cowger Mgmt For For For 1.3 Elect Albert J. Febbo Mgmt For For For 1.4 Elect Peter B. McNitt Mgmt For For For 1.5 Elect Mark H. Rachesky Mgmt For For For 1.6 Elect Maurice M. Mgmt For For For Taylor, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Travelcenters of America LLC Ticker Security ID: Meeting Date Meeting Status TA CUSIP 894174101 05/19/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph L. Morea Mgmt For For For 2 Elect Barry M. Portnoy Mgmt For For For 3 Management Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Trecora Resources Ticker Security ID: Meeting Date Meeting Status TREC CUSIP 894648104 06/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Nicholas N. Mgmt For For For Carter 1.2 Elect Joseph P. Palm Mgmt For For For 1.3 Elect Pamela R. Butcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Amendment to the 2012 Mgmt For For For Incentive Plan 6 Approval of Awards Mgmt For For For Granted Pursuant to the Incentive Plan 7 Ratify Adoption of Mgmt For For For Incentive Plan Resolutions ________________________________________________________________________________ Twin Disc, Incorporated Ticker Security ID: Meeting Date Meeting Status TWIN CUSIP 901476101 10/28/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John H. Batten Mgmt For For For 1.2 Elect Harold M. Mgmt For For For Stratton II 1.3 Elect Michael C. Smiley Mgmt For For For 1.4 Elect David W. Johnson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ U.S. Concrete, Inc. Ticker Security ID: Meeting Date Meeting Status USCR CUSIP 90333L201 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eugene I. Davis Mgmt For Against Against 2 Elect William J. Mgmt For For For Sandbrook 3 Elect Kurt M. Cellar Mgmt For For For 4 Elect Michael D. Lundin Mgmt For For For 5 Elect Robert M. Rayner Mgmt For For For 6 Elect Colin M. Mgmt For Against Against Sutherland 7 Elect Theodore P. Rossi Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Approval of the 2017 Mgmt For For For Cash Incentive Plan ________________________________________________________________________________ UFP Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status UFPT CUSIP 902673102 06/06/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert W. Mgmt For For For Pierce, Jr. 1.2 Elect Daniel C. Croteau Mgmt For For For 1.3 Elect Cynthia Feldmann Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ultra Clean Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UCTT CUSIP 90385V107 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Clarence L. Mgmt For For For Granger 2 Elect James P. Mgmt For For For Scholhamer 3 Elect David T. ibnAle Mgmt For For For 4 Elect Leonid Mezhvinsky Mgmt For For For 5 Elect Emily Maddox Mgmt For For For Liggett 6 Elect Thomas T. Edman Mgmt For For For 7 Elect Barbara V. Mgmt For For For Scherer 8 Elect Jeffrey S. Mgmt For For For Andreson 9 Amendment to the Stock Mgmt For For For Incentive Plan 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Uni-Select Inc. Ticker Security ID: Meeting Date Meeting Status UNS CUSIP 90457D100 05/04/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry Buckley Mgmt For For For 1.2 Elect Michelle Ann Mgmt For For For Cormier 1.3 Elect Andre Courville Mgmt For For For 1.4 Elect Patricia Mgmt For For For Curadeau-Grou 1.5 Elect Jeffrey Ian Hall Mgmt For For For 1.6 Elect Richard L. Mgmt For For For Keister 1.7 Elect Robert Molenaar Mgmt For For For 1.8 Elect Richard G. Roy Mgmt For For For 1.9 Elect Dennis M. Mgmt For For For Welvaert 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Unique Fabricating, Inc. Ticker Security ID: Meeting Date Meeting Status UFAB CUSIP 90915J103 06/08/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Frascoia Mgmt For For For 1.2 Elect Donn Viola Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status UEIC CUSIP 913483103 06/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Arling Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Logistics Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ULH CUSIP 91388P105 04/27/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Grant E Belanger Mgmt For For For 1.2 Elect Frederick P. Mgmt For For For Calderone 1.3 Elect Joseph J. Mgmt For For For Casaroll 1.4 Elect Daniel J. Deane Mgmt For For For 1.5 Elect Manuel J. Moroun Mgmt For For For 1.6 Elect Matthew T. Moroun Mgmt For For For 1.7 Elect Michael A. Regan Mgmt For For For 1.8 Elect Jefferey A. Mgmt For For For Rogers 1.9 Elect Daniel C. Mgmt For For For Sullivan 1.10 Elect Richard P. Urban Mgmt For For For 1.11 Elect H.E. Wolfe Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Stainless & Alloy Products, Inc. Ticker Security ID: Meeting Date Meeting Status USAP CUSIP 913837100 05/03/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher L Mgmt For For For Ayers 1.2 Elect Douglass M. Dunn Mgmt For For For 1.3 Elect M. David Mgmt For For For Kornblatt 1.4 Elect Dennis M. Oates Mgmt For For For 1.5 Elect Udi Toledano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Approval of the 2017 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Technical Institute, Inc. Ticker Security ID: Meeting Date Meeting Status UTI CUSIP 913915104 03/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David A. Mgmt For For For Blaszkiewicz 2 Elect Conrad A. Conrad Mgmt For For For 3 Elect Kimberly J. Mgmt For For For McWaters 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 7 Amendment to the 2003 Mgmt For Against Against Incentive Compensation Plan ________________________________________________________________________________ Urbana Corporation Ticker Security ID: Meeting Date Meeting Status URB CUSIP 91707P109 05/10/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas S. Mgmt For For For Caldwell 1.2 Elect Bethann Colle Mgmt For For For 1.3 Elect George D. Elliott Mgmt For For For 1.4 Elect Michael B.C. Mgmt For For For Gundy 1.5 Elect Charles A.V. Mgmt For For For Pennock 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Utah Medical Products, Inc. Ticker Security ID: Meeting Date Meeting Status UTMD CUSIP 917488108 05/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ernst G. Hoyer Mgmt For For For 1.2 Elect James H. Beeson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Value Line, Inc. Ticker Security ID: Meeting Date Meeting Status VALU CUSIP 920437100 09/29/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Howard A. Brecher Mgmt For For For 1.2 Elect Stephen R. Mgmt For For For Anastasio 1.3 Elect Mary Bernstein Mgmt For For For 1.4 Elect Alfred R. Fiore Mgmt For For For 1.5 Elect Stephen P. Davis Mgmt For For For 1.6 Elect Glenn J. Muenzer Mgmt For For For ________________________________________________________________________________ Varonis Systems Inc Ticker Security ID: Meeting Date Meeting Status VRNS CUSIP 922280102 05/05/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Yakov Faitelson Mgmt For For For 1.2 Elect Ohad Korkus Mgmt For For For 1.3 Elect Thomas F. Mendoza Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Veeco Instruments Inc. Ticker Security ID: Meeting Date Meeting Status VECO CUSIP 922417100 05/04/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kathleen A. Mgmt For For For Bayless 1.2 Elect Gordon Hunter Mgmt For For For 1.3 Elect Peter J. Simone Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Victoria Gold Corp. Ticker Security ID: Meeting Date Meeting Status VIT CUSIP 92625W101 08/08/2016 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Terence S. Harvey Mgmt For For For 2.2 Elect John McConnell Mgmt For For For 2.3 Elect Christopher Hill Mgmt For For For 2.4 Elect Leendert Krol Mgmt For For For 2.5 Elect Michael D. Mgmt For For For McInnis 2.6 Elect Heather White Mgmt For For For 2.7 Elect Patrick Downey Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Virtu Financial, Inc. Ticker Security ID: Meeting Date Meeting Status VIRT CUSIP 928254101 06/30/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas A. Cifu Mgmt For For For 1.2 Elect John F. Sandner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2015 Mgmt For For For Management Incentive Plan ________________________________________________________________________________ Vishay Precision Group Inc. Ticker Security ID: Meeting Date Meeting Status VPG CUSIP 92835K103 05/25/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Zandman Mgmt For For For 1.2 Elect Janet M. Clarke Mgmt For For For 1.3 Elect Saul V. Reibstein Mgmt For For For 1.4 Elect Timothy V. Mgmt For For For Talbert 1.5 Elect Ziv Shoshani Mgmt For For For 1.6 Elect Cary B. Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Vocera Communications, Inc. Ticker Security ID: Meeting Date Meeting Status VCRA CUSIP 92857F107 06/02/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Burkland Mgmt For For For 2 Elect John B. Grotting Mgmt For For For 3 Elect Howard E. Janzen Mgmt For For For 4 Elect Alexa King Mgmt For For For 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ West Marine, Inc. Ticker Security ID: Meeting Date Meeting Status WMAR CUSIP 954235107 06/01/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara L. Rambo Mgmt For For For 2 Elect Matthew L. Hyde Mgmt For For For 3 Elect Dennis F. Madsen Mgmt For For For 4 Elect James F. Mgmt For For For Nordstrom Jr. 5 Elect Robert D. Olsen Mgmt For For For 6 Elect Randolph K. Mgmt For For For Repass 7 Elect Alice M. Richter Mgmt For For For 8 Elect Christiana Shi Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Amendment to the Mgmt For For For Omnibus Equity Incentive Plan 13 Amendment to the Stock Mgmt For For For Buying Plan ________________________________________________________________________________ Westaim Corporation Ticker Security ID: Meeting Date Meeting Status WED CUSIP 956909303 05/18/2017 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen R. Cole Mgmt For For For 1.2 Elect Ian W. Delaney Mgmt For For For 1.3 Elect John Gildner Mgmt For For For 1.4 Elect J. Cameron Mgmt For For For MacDonald 1.5 Elect Peter H. Puccetti Mgmt For For For 1.6 Elect Bruce V. Walter Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Incentive Stock Option Mgmt For For For Plan Renewal ________________________________________________________________________________ Westport Fuel Systems Inc. Ticker Security ID: Meeting Date Meeting Status WPRT CUSIP 960908309 06/28/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brenda J. Eprile Mgmt For For For 1.2 Elect Warren J. Baker Mgmt For For For 1.3 Elect Nancy S. Gougarty Mgmt For For For 1.4 Elect Anthony Harris Mgmt For For For 1.5 Elect Colin S. Johnston Mgmt For For For 1.6 Elect Scott Mackie Mgmt For For For 1.7 Elect Rodney T. Nunn Mgmt For For For 1.8 Elect Peter M. Yu Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Westwood Holdings Group, Inc. Ticker Security ID: Meeting Date Meeting Status WHG CUSIP 961765104 04/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian O. Casey Mgmt For For For 1.2 Elect Richard M. Frank Mgmt For For For 1.3 Elect Susan M. Byrne Mgmt For For For 1.4 Elect Ellen H. Mgmt For For For Masterson 1.5 Elect Robert D. McTeer Mgmt For For For 1.6 Elect Geoffrey R. Mgmt For For For Norman 1.7 Elect Martin J. Weiland Mgmt For For For 1.8 Elect Raymond E. Mgmt For For For Wooldridge 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Amendments to Mgmt For For For Certificate of Incorporation Regarding Removal of Directors Without Cause ________________________________________________________________________________ Weyco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WEYS CUSIP 962149100 05/09/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas W. Mgmt For For For Florsheim, Jr. 1.2 Elect Robert Feitler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2017 Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Xcerra Corporation Ticker Security ID: Meeting Date Meeting Status XCRA CUSIP 98400J108 12/07/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark S. Ain Mgmt For For For 2 Elect Jorge Titinger Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ YGM Trading Limited Ticker Security ID: Meeting Date Meeting Status 0375 CINS Y98250106 04/19/2017 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Divestiture Mgmt For For For ________________________________________________________________________________ YGM Trading Limited Ticker Security ID: Meeting Date Meeting Status 0375 CINS Y98250106 09/14/2016 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Samuel CHAN Mgmt For For For Wing Sun 6 Elect Andrew CHAN Mgmt For For For 7 Elect CHAN Wing Kee Mgmt For For For 8 Elect CHOI Ting Ki Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Authority to Mgmt For For For Repurchase Shares 13 Authority to Issue Mgmt For For For Repurchased Shares ________________________________________________________________________________ Zafgen Inc Ticker Security ID: Meeting Date Meeting Status ZFGN CUSIP 98885E103 06/21/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas E. Hughes Mgmt For For For 1.2 Elect John L. LaMattina Mgmt For For For 1.3 Elect Frank E. Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zagg Inc Ticker Security ID: Meeting Date Meeting Status ZAGG CUSIP 98884U108 06/22/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randall L. Hales Mgmt For For For 2 Elect Cheryl A. Larabee Mgmt For For For 3 Elect E. Todd Heiner Mgmt For For For 4 Elect Daniel R. Maurer Mgmt For For For 5 Elect P. Scott Stubbs Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Amendment to the 2013 Mgmt For For For Equity Incentive Award Plan ________________________________________________________________________________ ZAIS Group Holdings Inc Ticker Security ID: Meeting Date Meeting Status ZAIS CUSIP 98887G106 08/02/2016 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christian Zugel Mgmt For For For 1.2 Elect Michael Szymanski Mgmt For For For 1.3 Elect John Burke Mgmt For For For 1.4 Elect Paul B. Guenther Mgmt For For For 1.5 Elect James Zinn Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zealand Pharma AS Ticker Security ID: Meeting Date Meeting Status ZEAL CINS K9898X127 04/05/2017 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Mgmt For For For Profits/Dividends 8 Elect Rosemary A. Crane Mgmt For For For 9 Elect Catherine Mgmt For For For Moukheibir 10 Elect Alain Munoz Mgmt For For For 11 Elect Martin Nicklasson Mgmt For For For 12 Elect Michael J. Owen Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Mgmt For For For Repurchase Shares 15 Remuneration Guidelines Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Nomination Committee Mgmt For For For 18 Amendments to Articles Mgmt For For For Regarding Nomination Committee 19 Amendments to Mgmt For For For Nomination Committee Charter 20 Elect Agnete Mgmt For For For Raaschou-Nielsen 21 Elect Peter Benson Mgmt For For For 22 Amendments to Articles Mgmt For For For Regarding Company Announcements 23 Non-Voting Agenda Item N/A N/A N/A N/A SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Micro-Cap Trust, Inc. By (Signature) /s/ Christopher D. Clark Name Christopher D. Clark Title President Date 08/17/2017