0000912147-14-000001.txt : 20140813 0000912147-14-000001.hdr.sgml : 20140813 20140813101140 ACCESSION NUMBER: 0000912147-14-000001 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 EFFECTIVENESS DATE: 20140813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE MICRO-CAP TRUST, INC /MD/ CENTRAL INDEX KEY: 0000912147 IRS NUMBER: 133739778 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08030 FILM NUMBER: 141036040 BUSINESS ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2124084587 MAIL ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 745 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE MICRO CAP TRUST INC /MD/ DATE OF NAME CHANGE: 20010430 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE OTC MICRO CAP FUND INC DATE OF NAME CHANGE: 19930917 N-PX 1 rmt-npx2014.txt RMT N-PX 6/30/14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-08030 Name of Registrant: Royce Micro-Cap Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/13 Date of reporting period: 07/01/2013 - 06/30/2014 Item 1. Proxy Voting Record The report may indicate that the "meeting status" of a particular proposal was "take no action" or "unvoted". The reason for no action being taken or a security being unvoted, i.e., no vote being cast, may include among other things, (a) the securities were out on loan at the time of a record date, (b) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting information, (c) systems, administrative or processing errors occurred (including errors by the Adviser or third party vendors), and/or (d) the portfolio manager concluded that the potential benefit of voting was outweighed by the cost, and/or otherwise not in the best interest of the Fund. Registrant : Royce Micro-Cap Trust, Inc Fund Name : Royce Micro-Cap Trust, Inc. ________________________________________________________________________________ AAON, Inc. Ticker Security ID: Meeting Date Meeting Status AAON CUSIP 000360206 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jack E. Short Mgmt For For For 2 Elect Jerry R. Levine Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Amend Long-Term Mgmt For For For Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Acacia Research Corporation Ticker Security ID: Meeting Date Meeting Status ACTG CUSIP 003881307 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward W. Frykman Mgmt For For For 1.2 Elect William S. Mgmt For For For Anderson 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aceto Corporation Ticker Security ID: Meeting Date Meeting Status ACET CUSIP 004446100 12/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert L. Eilender Mgmt For For For 1.2 Elect Salvatore Guccione Mgmt For For For 1.3 Elect Hans C. Noetzli Mgmt For For For 1.4 Elect William N. Britton Mgmt For For For 1.5 Elect Richard P. Randall Mgmt For For For 1.6 Elect Natasha Giordano Mgmt For For For 1.7 Elect Alan G. Levin Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Miscellaneous Mgmt For For For Amendments to Certificate 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Achillion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ACHN CUSIP 00448Q201 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael D. Mgmt For For For Kishbauch 2 Elect Robert L. Van Mgmt For For For Nostrand 3 Elect Nicole Vitullo Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ACI Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status ACIW CUSIP 004498101 06/18/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Curtis Mgmt For For For 1.2 Elect Philip G. Heasley Mgmt For For For 1.3 Elect James C. McGroddy Mgmt For For For 1.4 Elect David A. Poe Mgmt For For For 1.5 Elect Harlan F. Seymour Mgmt For For For 1.6 Elect John M. Shay, Jr. Mgmt For For For 1.7 Elect John E. Stokely Mgmt For For For 1.8 Elect Jan H. Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Actuate Corporation Ticker Security ID: Meeting Date Meeting Status BIRT CUSIP 00508B102 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter I. Cittadini Mgmt For For For 1.2 Elect Kenneth E. Mgmt For For For Marshall 1.3 Elect Nicholas C. Mgmt For For For Nierenberg 1.4 Elect Arthur C. Mgmt For For For Patterson 1.5 Elect Steven D. Whiteman Mgmt For For For 1.6 Elect Raymond L. Mgmt For For For Ocampo, Jr. 1.7 Elect Timothy B. Yeaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Addus HomeCare Corporation Ticker Security ID: Meeting Date Meeting Status ADUS CUSIP 006739106 06/18/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven I. Geringer Mgmt For Withhold Against 1.2 Elect Michael M. Earley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Advanced Energy Industries, Inc. Ticker Security ID: Meeting Date Meeting Status AEIS CUSIP 007973100 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frederick A. Ball Mgmt For For For 1.2 Elect Richard P. Beck Mgmt For For For 1.3 Elect Garry W. Rogerson Mgmt For For For 1.4 Elect Edward C. Grady Mgmt For For For 1.5 Elect Terry Hudgens Mgmt For For For 1.6 Elect Thomas M. Rohrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Short Term Incentive Mgmt For For For Plan ________________________________________________________________________________ Aeropostale Inc Ticker Security ID: Meeting Date Meeting Status ARO CUSIP 007865108 06/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald R. Beegle Mgmt For For For 1.2 Elect Robert B. Chavez Mgmt For For For 1.3 Elect Michael J. Mgmt For For For Cunningham 1.4 Elect Evelyn Dilsaver Mgmt For For For 1.5 Elect Kenneth B. Gilman Mgmt For For For 1.6 Elect Janet E. Grove Mgmt For For For 1.7 Elect John N. Haugh Mgmt For For For 1.8 Elect Karin Mgmt For For For Hirtler-Garvey 1.9 Elect John D. Howard Mgmt For For For 1.10 Elect Thomas P. Johnson Mgmt For For For 1.11 Elect David B. Vermylen Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 2014 Omnibus Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AeroVironment, Inc. Ticker Security ID: Meeting Date Meeting Status AVAV CUSIP 008073108 10/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles T. Burbage Mgmt For For For 1.2 Elect Charles R. Holland Mgmt For For For 1.3 Elect Edward R. Muller Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Affymetrix, Inc. Ticker Security ID: Meeting Date Meeting Status AFFX CUSIP 00826T108 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen P.A. Fodor Mgmt For For For 2 Elect Frank Witney Mgmt For For For 3 Elect Nelson C. Chan Mgmt For For For 4 Elect Gary S. Guthart Mgmt For For For 5 Elect Jami Dover Mgmt For For For Nachtsheim 6 Elect Robert H. Trice Mgmt For For For 7 Elect Robert P. Wayman Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Agilysys, Inc. Ticker Security ID: Meeting Date Meeting Status AGYS CUSIP 00847J105 11/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Max Carnecchia Mgmt For For For 1.2 Elect R. Andrew Cueva Mgmt For For For 1.3 Elect Keith M. Kolerus Mgmt For For For 1.4 Elect Peter F. Mgmt For For For Sinisgalli 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alamo Group Inc. Ticker Security ID: Meeting Date Meeting Status ALG CUSIP 011311107 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roderick R. Baty Mgmt For For For 2 Elect Helen Cornell Mgmt For For For 3 Elect Jerry E. Goldress Mgmt For Against Against 4 Elect David W. Grzelak Mgmt For For For 5 Elect Gary L. Martin Mgmt For For For 6 Elect Ronald A. Robinson Mgmt For For For 7 Elect James B. Skaggs Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Alliance Bancorp, Inc. of Pennsylvania Ticker Security ID: Meeting Date Meeting Status ALLB CUSIP 01890A108 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip K. Stonier Mgmt For For For 1.2 Elect Timothy E. Flatley Mgmt For For For 1.3 Elect Howard Henick Mgmt For For For 1.4 Elect Peter J. Meier Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allied Healthcare Products, Inc. Ticker Security ID: Meeting Date Meeting Status AHPI CUSIP 019222108 11/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith T. Graves Mgmt For For For 1.2 Elect Joseph E. Root Mgmt For For For 1.3 Elect William A. Peck Mgmt For For For 1.4 Elect Earl R. Refsland Mgmt For For For 1.5 Elect John D. Weil Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 5 2013 Incentive Stock Mgmt For For For Plan for Non-Employee Directors ________________________________________________________________________________ Alterra Power Corp. Ticker Security ID: Meeting Date Meeting Status AXY CUSIP 02153D102 05/12/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect David W. Cornhill Mgmt For For For 1.3 Elect Donald Shumka Mgmt For For For 1.4 Elect Donald A. McInnes Mgmt For For For 1.5 Elect James M.I. Bruce Mgmt For For For 1.6 Elect John B. Carson Mgmt For For For 1.7 Elect Kerri L. Fox Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Ameresco, Inc. Ticker Security ID: Meeting Date Meeting Status AMRC CUSIP 02361E108 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David J. Anderson Mgmt For For For 1.2 Elect Frank V. Wisneski Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ America's Car-Mart, Inc. Ticker Security ID: Meeting Date Meeting Status CRMT CUSIP 03062T105 08/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel J. Mgmt For For For Englander 1.2 Elect William H. Mgmt For For For Henderson 1.3 Elect William M. Sams Mgmt For For For 1.4 Elect John David Simmons Mgmt For For For 1.5 Elect Robert C. Smith Mgmt For For For 1.6 Elect Jeffrey A. Mgmt For For For Williams 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Public Education Inc. Ticker Security ID: Meeting Date Meeting Status APEI CUSIP 02913V103 06/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Eric C. Andersen Mgmt For For For 2 Elect Wallace E. Mgmt For For For Boston, Jr. 3 Elect Barbara G. Fast Mgmt For For For 4 Elect Jean C. Halle Mgmt For For For 5 Elect Timothy J. Landon Mgmt For For For 6 Elect Westley Moore Mgmt For For For 7 Elect Timothy T. Mgmt For For For Weglicki 8 Amendment to Employee Mgmt For For For Stock Purchase Plan 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Railcar Industries, Inc. Ticker Security ID: Meeting Date Meeting Status ARII CUSIP 02916P103 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carl C. Icahn Mgmt For For For 2 Elect James C. Pontious Mgmt For For For 3 Elect J. Mike Laisure Mgmt For For For 4 Elect Harold First Mgmt For For For 5 Elect Hunter C. Gary Mgmt For For For 6 Elect SungHwan Cho Mgmt For For For 7 Elect Andrew Roberto Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ American Software, Inc. Ticker Security ID: Meeting Date Meeting Status AMSWA CUSIP 029683109 08/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Dennis Hogue Mgmt For For For 1.2 Elect John J. Jarvis Mgmt For For For 1.3 Elect James B. Miller, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2011 Mgmt For Abstain Against Equity Compensation Plan ________________________________________________________________________________ American Woodmark Corporation Ticker Security ID: Meeting Date Meeting Status AMWD CUSIP 030506109 08/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William F. Mgmt For For For Brandt, Jr. 2 Elect Andrew B. Cogan Mgmt For For For 3 Elect Martha M. Dally Mgmt For For For 4 Elect James G. Davis, Mgmt For For For Jr. 5 Elect Kent B. Guichard Mgmt For For For 6 Elect Daniel T. Hendrix Mgmt For For For 7 Elect Kent J. Hussey Mgmt For For For 8 Elect Carol B. Moerdyk Mgmt For For For 9 Elect Vance W. Tang Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Mgmt For For For Stock Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Amicus Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status FOLD CUSIP 03152W109 06/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. James Barrett Mgmt For For For 1.2 Elect Robert Essner Mgmt For For For 1.3 Elect Ted W. Love Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Amira Nature Foods Ltd. Ticker Security ID: Meeting Date Meeting Status ANFI CUSIP G0335L102 07/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Karan A. Chanana Mgmt For For For 2 Elect Sunjay Chanana Mgmt For For For 3 Elect Bimal Kishore Mgmt For For For Raizada 4 Elect Neal Cravens Mgmt For For For 5 Elect Daniel I. Malina Mgmt For For For 6 Elect Shiv Surinder Mgmt For For For Kumar ________________________________________________________________________________ Amtech Systems, Inc. Ticker Security ID: Meeting Date Meeting Status ASYS CUSIP 032332504 05/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jong S. Whang Mgmt For For For 1.2 Elect Fokko Pentinga Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 1.4 Elect Alfred W. Giese Mgmt For For For 1.5 Elect Egbert Jan Geert Mgmt For For For Goudena 1.6 Elect Robert F. King Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Employee Stock Incentive Plan 4 Amendment to the Mgmt For For For Non-employee Directors Stock Option Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AngioDynamics, Inc. Ticker Security ID: Meeting Date Meeting Status ANGO CUSIP 03475V101 10/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey G. Gold Mgmt For For For 1.2 Elect Kevin J. Gould Mgmt For For For 1.3 Elect Dennis S. Meteny Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Marzec Mgmt For For For 1.2 Elect Donald A. Nolan Mgmt For For For 1.3 Elect David E. Weiss Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2009 Mgmt For For For Non-Employee Director Stock Incentive Plan 4 2014 Deferred Mgmt For For For Compensation Plan for Non-Employee Directors 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Approach Resources Inc. Ticker Security ID: Meeting Date Meeting Status AREX CUSIP 03834A103 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan D. Bell Mgmt For For For 1.2 Elect Sheldon B. Lubar Mgmt For For For 1.3 Elect Christopher J. Mgmt For For For Whyte 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arctic Cat Inc. Ticker Security ID: Meeting Date Meeting Status ACAT CUSIP 039670104 08/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Claude J. Jordan Mgmt For For For 1.2 Elect Susan E. Lester Mgmt For Withhold Against 2 2013 Omnibus Stock and Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ariad Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ARIA CUSIP 04033A100 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jay R. LaMarche Mgmt For For For 2 Elect Norbert G. Riedel Mgmt For For For 3 Elect Robert M. Whelan, Mgmt For For For Jr. 4 Adoption of Shareholder Mgmt For For For Rights Plan 5 2014 Long-Term Mgmt For Abstain Against Incentive Plan 6 Amendment to the 1997 Mgmt For For For Employee Stock Purchase Plan 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Armstrong Industrial Corporation Limited Ticker Security ID: Meeting Date Meeting Status A14 CINS Y0205A103 10/21/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Cash Out and Delisting Mgmt For Abstain Against ________________________________________________________________________________ ArQule, Inc. Ticker Security ID: Meeting Date Meeting Status ARQL CUSIP 04269E107 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald M. Lindsay Mgmt For For For 1.2 Elect William G. Mgmt For For For Messenger 1.3 Elect Patrick J. Zenner Mgmt For For For 2 2014 Equity Incentives Mgmt For For For Plan 3 Amendment to the 1996 Mgmt For For For Director Stock Option Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ASA Gold and Precious Metals Limited Ticker Security ID: Meeting Date Meeting Status ASA CUSIP G3156P103 03/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Mgmt For For For Christensen 2 Elect Gary Glynn Mgmt For For For 3 Elect Bruce Hansen Mgmt For For For 4 Elect Mary Hoene Mgmt For For For 5 Elect Robert A. Mgmt For For For Pilkington 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Asian Citrus Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0073 CINS G0620W201 11/12/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect YANG Zhen Han Mgmt For For For 6 Elect NG Hoi Yue Mgmt For For For 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 9 Authority to Issue Mgmt For Against Against Repurchased Shares 10 Authority to Repurchase Mgmt For For For Shares 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Astronics Corporation Ticker Security ID: Meeting Date Meeting Status ATRO CUSIP 046433207 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond W. Boushie Mgmt For For For 1.2 Elect Robert T. Brady Mgmt For For For 1.3 Elect John B. Drenning Mgmt For For For 1.4 Elect Peter J. Mgmt For For For Gundermann 1.5 Elect Kevin T. Keane Mgmt For For For 1.6 Elect Robert J. McKenna Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ATMI Inc. Ticker Security ID: Meeting Date Meeting Status ATMI CUSIP 00207R101 04/15/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Atrion Corporation Ticker Security ID: Meeting Date Meeting Status ATRI CUSIP 049904105 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emile A. Battat Mgmt For For For 1.2 Elect Ronald N. Mgmt For For For Spaulding 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Audience Inc. Ticker Security ID: Meeting Date Meeting Status ADNC CUSIP 05070J102 06/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter B. Santos Mgmt For For For 1.2 Elect Marvin D. Burkett Mgmt For For For 1.3 Elect Barry L. Cox Mgmt For For For 1.4 Elect Rich Geruson Mgmt For For For 1.5 Elect Mohan S. Gyani Mgmt For For For 1.6 Elect George A. Pavlov Mgmt For For For 1.7 Elect Patrick Scaglia Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AuRico Gold Inc. Ticker Security ID: Meeting Date Meeting Status AUQ CUSIP 05155C105 05/09/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Edwards Mgmt For For For 1.2 Elect Mark J. Daniel Mgmt For For For 1.3 Elect Scott G. Perry Mgmt For For For 1.4 Elect Luis M. Chavez Mgmt For For For 1.5 Elect Patrick D. Downey Mgmt For For For 1.6 Elect Ronald E. Smith Mgmt For For For 1.7 Elect Richard M. Mgmt For For For Colterjohn 1.8 Elect Joseph G. Spiteri Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advance Notice Provision Mgmt For For For 4 Amendments to By-Laws Mgmt For For For (Bundled) 5 Amendment to the Mgmt For For For Employee Share Purchase Plan 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AV Homes, Inc. Ticker Security ID: Meeting Date Meeting Status AVHI CUSIP 00234P102 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Barnett Mgmt For For For 1.2 Elect Roger A. Cregg Mgmt For For For 1.3 Elect Kelvin L. Davis Mgmt For For For 1.4 Elect Roger W. Einiger Mgmt For For For 1.5 Elect Paul Hackwell Mgmt For For For 1.6 Elect Greg Kranias Mgmt For For For 1.7 Elect Joshua Nash Mgmt For For For 1.8 Elect Joel M. Simon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ AZZ Incorporated Ticker Security ID: Meeting Date Meeting Status AZZ CUSIP 002474104 07/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David H. Dingus Mgmt For For For 1.2 Elect Dana L. Perry Mgmt For For For 1.3 Elect Daniel E. Berce Mgmt For For For 1.4 Elect Martin C. Bowen Mgmt For For For 1.5 Elect Sam Rosen Mgmt For For For 1.6 Elect Kevern R. Joyce Mgmt For For For 1.7 Elect H. Kirk Downey Mgmt For For For 1.8 Elect Daniel R. Feehan Mgmt For For For 1.9 Elect Peter A. Hegedus Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David B. Fischer Mgmt For For For 1.2 Elect Perry W. Premdas Mgmt For For For 1.3 Elect John Y. Televantos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Banca Finnat Euramerica S.p.A. Ticker Security ID: Meeting Date Meeting Status BFE CINS T92884112 04/28/2014 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 2 Authority to Repurchase Mgmt For For For and Reissue Shares 3 Remuneration Report Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Bel Fuse, Inc. Ticker Security ID: Meeting Date Meeting Status BELFA CUSIP 077347300 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Avi Eden Mgmt For For For 1.2 Elect Robert H. Simandl Mgmt For For For 1.3 Elect Norman Yeung Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bio-Reference Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status BRLI CUSIP 09057G602 07/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc D. Grodman Mgmt For For For 1.2 Elect Howard Dubinett Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BofI Holding, Inc. Ticker Security ID: Meeting Date Meeting Status BOFI CUSIP 05566U108 10/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James S. Argalas Mgmt For For For 1.2 Elect James J. Court Mgmt For For For 1.3 Elect Edward J. Ratinoff Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bravo Brio Restaurant Group, Inc. Ticker Security ID: Meeting Date Meeting Status BBRG CUSIP 10567B109 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alton F. Doody, Mgmt For For For III 2 Elect David B. Pittaway Mgmt For For For 3 Elect Harold O. Rosser, Mgmt For For For II 4 Elect Fortunato N. Mgmt For For For Valenti 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Breeze-Eastern Corporation Ticker Security ID: Meeting Date Meeting Status BZC CUSIP 106764103 09/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Kelly Mgmt For For For 1.2 Elect Nelson Obus Mgmt For For For 1.3 Elect William J. Recker Mgmt For For For 1.4 Elect Charles A. Vehlow Mgmt For For For 1.5 Elect William M. Mgmt For For For Shockley 1.6 Elect Frederick G. Mgmt For For For Wasserman 1.7 Elect Brad Pedersen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ BRT Realty Trust Ticker Security ID: Meeting Date Meeting Status BRT CUSIP 055645303 03/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kenneth F. Mgmt For For For Bernstein 2 Elect Fredric H. Gould Mgmt For For For 3 Elect Gary Hurand Mgmt For For For 4 Elect Elie Weiss Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bryn Mawr Bank Corporation Ticker Security ID: Meeting Date Meeting Status BMTC CUSIP 117665109 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Francis J. Leto Mgmt For For For 1.2 Elect Britton H. Murdoch Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BSQUARE Corporation Ticker Security ID: Meeting Date Meeting Status BSQR CUSIP 11776U300 06/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew Harries Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ BSQUARE Corporation Ticker Security ID: Meeting Date Meeting Status BSQR CUSIP 11776U300 11/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elliott H. Mgmt For For For Jurgensen, Jr. 1.2 Elect Harel Kodesh Mgmt For For For 1.3 Elect Kendra Mgmt For For For VanderMeulen 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Burnham Holdings Inc. Ticker Security ID: Meeting Date Meeting Status BURCA CUSIP 122295108 04/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Dodge, Mgmt For For For II 1.2 Elect John W. Lyman Mgmt For For For 1.3 Elect Robert P. Newcomer Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cache, Inc. Ticker Security ID: Meeting Date Meeting Status CACH CUSIP 127150308 06/09/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay Margolis Mgmt For For For 1.2 Elect Gene G. Gage Mgmt For Withhold Against 1.3 Elect Michael F. Price Mgmt For For For 1.4 Elect Charles J. Hinkaty Mgmt For For For 1.5 Elect Robert C. Grayson Mgmt For For For 1.6 Elect J. David Scheiner Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Calamp Corp. Ticker Security ID: Meeting Date Meeting Status CAMP CUSIP 128126109 07/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank Perna, Jr. Mgmt For For For 1.2 Elect Kimberly Alexy Mgmt For For For 1.3 Elect Michael Burdiek Mgmt For For For 1.4 Elect Albert J. Moyer Mgmt For For For 1.5 Elect Thomas E. Pardun Mgmt For For For 1.6 Elect Larry Wolfe Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Calavo Growers, Inc. Ticker Security ID: Meeting Date Meeting Status CVGW CUSIP 128246105 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lecil E. Cole Mgmt For For For 1.2 Elect George H. Barnes Mgmt For For For 1.3 Elect James D. Helin Mgmt For For For 1.4 Elect Donald M. Sanders Mgmt For For For 1.5 Elect Marc L. Brown Mgmt For For For 1.6 Elect Michael A. Mgmt For For For DiGregorio 1.7 Elect Scott Van Der Kar Mgmt For For For 1.8 Elect J. Link Leavens Mgmt For For For 1.9 Elect Dorcas H. Thille Mgmt For For For 1.10 Elect John M. Hunt Mgmt For For For 1.11 Elect Egidio Carbone, Mgmt For For For Jr. 1.12 Elect Harold Edwards Mgmt For For For 1.13 Elect Steven Hollister Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Capella Education Company Ticker Security ID: Meeting Date Meeting Status CPLA CUSIP 139594105 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Kevin Gilligan Mgmt For For For 1.2 Elect Michael A. Linton Mgmt For For For 1.3 Elect Michael L. Lomax Mgmt For For For 1.4 Elect Jody G. Miller Mgmt For For For 1.5 Elect Stephen G. Shank Mgmt For For For 1.6 Elect Andrew M. Slavitt Mgmt For For For 1.7 Elect David W. Smith Mgmt For For For 1.8 Elect Jeffrey W. Taylor Mgmt For For For 1.9 Elect Darrell R. Tukua Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2014 Equity Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cass Information Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CASS CUSIP 14808P109 04/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric H. Mgmt For For For Brunngraber 1.2 Elect Benjamin F. Mgmt For For For Edwards IV 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cavco Industries, Inc. Ticker Security ID: Meeting Date Meeting Status CVCO CUSIP 149568107 07/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Mgmt For For For Greenblatt 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Acquisition Mgmt For For For ________________________________________________________________________________ CB Industrial Product Holdings Berhad Ticker Security ID: Meeting Date Meeting Status CBIP CINS Y1228S105 05/29/2014 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect LIM Chai Beng Mgmt For For For 2 Elect WONG Chee Beng Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Repurchase Mgmt For For For Shares 6 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 7 Retention of Michael Mgmt For For For TING Sii Ching as Independent Director 8 Retention of Wong Chee Mgmt For For For Beng as Independent Director ________________________________________________________________________________ CBIZ, Inc. Ticker Security ID: Meeting Date Meeting Status CBZ CUSIP 124805102 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph S. Mgmt For For For DiMartino 2 Elect Donald V. Weir Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 2014 Stock Incentive Mgmt For For For Plan 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Celsion Corporation Ticker Security ID: Meeting Date Meeting Status CLSN CUSIP 15117N404 06/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Augustine Chow Mgmt For For For 1.2 Elect Frederick J. Fritz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Celsion Corporation Ticker Security ID: Meeting Date Meeting Status CLSN CUSIP 15117N305 07/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Max Link Mgmt For For For 1.2 Elect Michael H. Mgmt For For For Tardugno 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Central Steel & Wire Company Ticker Security ID: Meeting Date Meeting Status CSTW CUSIP 155411101 04/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Sullivan 1.2 Elect Kevin G. Powers Mgmt For For For 1.3 Elect Stephen E. Fuhrman Mgmt For For For 1.4 Elect Ronald V. Kazmar Mgmt For For For 1.5 Elect James E. Rinn Mgmt For For For 2 Ratification of Auditor Mgmt For Abstain Against ________________________________________________________________________________ CEVA, Inc. Ticker Security ID: Meeting Date Meeting Status CEVA CUSIP 157210105 05/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eliyahu Ayalon Mgmt For For For 1.2 Elect Zvi Limon Mgmt For Withhold Against 1.3 Elect Bruce A. Mann Mgmt For For For 1.4 Elect Peter McManamon Mgmt For For For 1.5 Elect Sven-Christer Mgmt For Withhold Against Nilsson 1.6 Elect Louis Silver Mgmt For Withhold Against 1.7 Elect Dan Tocatly Mgmt For For For 1.8 Elect Gideon Wertheizer Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Director Stock Option Plan 3 Amendment to the 2011 Mgmt For Abstain Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For Abstain Against 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ChemoCentryx, Inc. Ticker Security ID: Meeting Date Meeting Status CCXI CUSIP 16383L106 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger C. Lucas Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chemung Financial Corporation Ticker Security ID: Meeting Date Meeting Status CHMG CUSIP 164024101 05/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry Becker Mgmt For For For 1.2 Elect Bruce W. Boyea Mgmt For For For 1.3 Elect Stephen M. Mgmt For For For Lounsberry III 1.4 Elect Eugene M. Mgmt For For For Sneeringer Jr. 1.5 Elect G. Thomas Tranter Mgmt For For For Jr 1.6 Elect Thomas R. Tyrrell Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ China Hydroelectric Corporation Ticker Security ID: Meeting Date Meeting Status CHC CUSIP 16949D101 10/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amit Gupta Mgmt For For For 2 Elect Moonkyung Kim Mgmt For For For 3 Elect Shadron Lee Mgmt For For For Stastney 4 Elect Allard Nooy Mgmt For For For 5 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ China Zenix Auto International Ltd. Ticker Security ID: Meeting Date Meeting Status ZX CUSIP 16951E104 11/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jianhui Lai Mgmt For For For 2 Elect Junqiu Gao Mgmt For For For 3 Elect William J. Sharp Mgmt For For For 4 Elect Ian F. Wade Mgmt For For For 5 Elect Yichun Zhang Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CIRCOR International, Inc. Ticker Security ID: Meeting Date Meeting Status CIR CUSIP 17273K109 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott A. Buckhout Mgmt For For For 1.2 Elect John O'Donnell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2014 Stock Option and Mgmt For For For Incentive Plan ________________________________________________________________________________ Clarkson plc Ticker Security ID: Meeting Date Meeting Status CKN CINS G21840106 05/09/2014 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Remuneration Policy Mgmt For For For (Binding) 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect Jeff Woyda Mgmt For For For 6 Elect Edmond Warner Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Mgmt For For For Auditor's Fees 10 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 14 Increase in Directors' Mgmt For For For Fee Cap 15 Approval of Long Term Mgmt For For For Incentive Plan 16 Approval of Share Mgmt For For For Option Plan ________________________________________________________________________________ ClearOne, Inc. Ticker Security ID: Meeting Date Meeting Status CLRO CUSIP 18506U104 12/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Zeynep Hakimoglu Mgmt For For For 1.2 Elect Brad R. Baldwin Mgmt For For For 1.3 Elect Larry R. Hendricks Mgmt For For For 1.4 Elect Scott M. Huntsman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation 5 Approval to Not Restore Mgmt For For For Voting Rights to Certain Control Shares ________________________________________________________________________________ Columbus McKinnon Corporation Ticker Security ID: Meeting Date Meeting Status CMCO CUSIP 199333105 07/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ernest R. Mgmt For For For Verebelyi 1.2 Elect Timothy T. Tevens Mgmt For For For 1.3 Elect Richard H. Fleming Mgmt For For For 1.4 Elect Stephen Rabinowitz Mgmt For For For 1.5 Elect Linda A. Goodspeed Mgmt For For For 1.6 Elect Nicholas T. Mgmt For For For Pinchuk 1.7 Elect Liam G. McCarthy Mgmt For For For 1.8 Elect Stephanie K. Mgmt For For For Kushner 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Computer Programs and Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CPSI CUSIP 205306103 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David A. Dye Mgmt For For For 2 Elect Robert Outlaw Jr. Mgmt For For For 3 2014 Incentive Plan Mgmt For For For 4 Amendment to the 2005 Mgmt For For For Restricted Stock Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Computer Task Group, Inc. Ticker Security ID: Meeting Date Meeting Status CTG CUSIP 205477102 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas E. Baker Mgmt For For For 1.2 Elect William D. McGuire Mgmt For For For 1.3 Elect James R. Boldt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2010 Mgmt For For For Equity Award Plan ________________________________________________________________________________ CompX International Inc. Ticker Security ID: Meeting Date Meeting Status CIX CUSIP 20563P101 05/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Bowers Mgmt For For For 1.2 Elect Norman S. Edelcup Mgmt For For For 1.3 Elect Loretta J. Feehan Mgmt For For For 1.4 Elect Edward J. Hardin Mgmt For For For 1.5 Elect Ann Manix Mgmt For For For 1.6 Elect Bobby D. O'Brien Mgmt For For For 1.7 Elect George E. Poston Mgmt For For For 1.8 Elect Steven L. Watson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ comScore, Inc. Ticker Security ID: Meeting Date Meeting Status SCOR CUSIP 20564W105 07/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gian M. Fulgoni Mgmt For For For 1.2 Elect Jeffrey E. Ganek Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Comstock Mining, Inc. Ticker Security ID: Meeting Date Meeting Status LODE CUSIP 205750102 06/27/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John V. Winfield Mgmt For For For 1.2 Elect Corrado De Mgmt For For For Gasperis 1.3 Elect Daniel W. Kappes Mgmt For For For 1.4 Elect William J. Nance Mgmt For For For 1.5 Elect Robert A. Reseigh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Consolidated-Tomoka Land Co. Ticker Security ID: Meeting Date Meeting Status CTO CUSIP 210226106 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John P. Albright Mgmt For For For 2 Elect John J. Allen Mgmt For For For 3 Elect Jeffry B. Fuqua Mgmt For For For 4 Elect William L. Olivari Mgmt For For For 5 Elect Howard C. Serkin Mgmt For For For 6 Elect A. Chester Mgmt For For For Skinner III 7 Elect Thomas P. Warlow Mgmt For For For III 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 2010 Mgmt For Abstain Against Equity Incentive Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Contrans Group Inc. Ticker Security ID: Meeting Date Meeting Status CSS CUSIP 21233T101 04/28/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stanley G. Dunford Mgmt For For For 1.2 Elect Gregory W. Rumble Mgmt For For For 1.3 Elect G. Ross Amos Mgmt For For For 1.4 Elect Robert B. Burgess Mgmt For For For 1.5 Elect Archie M. Leach Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Core-Mark Holding Company, Inc. Ticker Security ID: Meeting Date Meeting Status CORE CUSIP 218681104 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Allen Mgmt For For For 2 Elect Stuart W. Booth Mgmt For For For 3 Elect Gary F. Colter Mgmt For For For 4 Elect Robert G. Gross Mgmt For For For 5 Elect Thomas B. Perkins Mgmt For For For 6 Elect Harvey L. Tepner Mgmt For For For 7 Elect Randolph I. Mgmt For For For Thornton 8 Elect J. Michael Walsh Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2010 Mgmt For For For Long-Term Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Coronado Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status CNDO CUSIP 21976U109 06/16/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lindsay A. Mgmt For For For Rosenwald 2 Elect Eric K. Rowinsky Mgmt For For For 3 Elect David J. Barrett Mgmt For For For 4 Elect Jimmie Harvey, Jr. Mgmt For For For 5 Elect J. Jay Lobell Mgmt For For For 6 Elect Michael S. Weiss Mgmt For For For 7 Elect Malcolm Hoenlein Mgmt For For For 8 Advisory Vote on Mgmt For Abstain Against Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CorVel Corporation Ticker Security ID: Meeting Date Meeting Status CRVL CUSIP 221006109 08/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect V. Gordon Clemons Mgmt For For For 1.2 Elect Steven J. Mgmt For For For Hamerslag 1.3 Elect Alan R. Hoops Mgmt For For For 1.4 Elect R. Judd Jessup Mgmt For For For 1.5 Elect Jean H. Macino Mgmt For For For 1.6 Elect Jeffrey J. Michael Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cowen Group, Inc. Ticker Security ID: Meeting Date Meeting Status COWN CUSIP 223622101 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter A. Cohen Mgmt For For For 1.2 Elect Katherine Mgmt For For For Elizabeth Dietze 1.3 Elect Steven Kotler Mgmt For For For 1.4 Elect Jerome S. Mgmt For For For Markowitz 1.5 Elect Jack H. Nusbaum Mgmt For For For 1.6 Elect Jeffrey M. Solomon Mgmt For For For 1.7 Elect Thomas W. Strauss Mgmt For For For 1.8 Elect Joseph R. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ CPI Aerostructures, Inc. Ticker Security ID: Meeting Date Meeting Status CVU CUSIP 125919308 06/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey J. Bazaar Mgmt For For For 1.2 Elect Kenneth McSweeney Mgmt For For For 1.3 Elect Terry D. Stinson Mgmt For For For 1.4 Elect Michael Faber Mgmt For For For 1.5 Elect Douglas McCrosson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cross Country Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status CCRN CUSIP 227483104 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Grubbs Mgmt For For For 1.2 Elect W. Larry Cash Mgmt For Withhold Against 1.3 Elect Thomas C. Dircks Mgmt For For For 1.4 Elect Gale S. Fitzgerald Mgmt For Withhold Against 1.5 Elect Richard M. Mgmt For For For Mastaler 1.6 Elect Joseph Trunfio Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Crown Crafts, Inc. Ticker Security ID: Meeting Date Meeting Status CRWS CUSIP 228309100 08/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect E. Randall Mgmt For For For Chestnut 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Cryolife, Inc. Ticker Security ID: Meeting Date Meeting Status CRY CUSIP 228903100 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven G. Anderson Mgmt For For For 1.2 Elect Thomas F. Ackerman Mgmt For For For 1.3 Elect James S. Benson Mgmt For For For 1.4 Elect Daniel J. Bevevino Mgmt For For For 1.5 Elect Ronald C. Elkins Mgmt For For For 1.6 Elect Ronald D. McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 1.8 Elect Jon W. Salveson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2009 Mgmt For Abstain Against Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CSE Global Limited Ticker Security ID: Meeting Date Meeting Status 544 CINS Y8346J107 04/16/2014 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect LIM Ming Seong Mgmt For For For 4 Elect SIN Boon Ann Mgmt For For For 5 Elect LIM Boon Kheng Mgmt For For For 6 Elect Phillip LEE Soo Mgmt For For For Hoon 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights ________________________________________________________________________________ CSE Global Limited Ticker Security ID: Meeting Date Meeting Status 544 CINS Y8346J107 11/28/2013 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Divestment of Servelec Mgmt For For For Group ________________________________________________________________________________ Cynosure, Inc. Ticker Security ID: Meeting Date Meeting Status CYNO CUSIP 232577205 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Davin Mgmt For For For 1.2 Elect Ettore V. Biagioni Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dawson Geophysical Company Ticker Security ID: Meeting Date Meeting Status DWSN CUSIP 239359102 01/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig W. Cooper Mgmt For For For 1.2 Elect Gary M. Hoover Mgmt For For For 1.3 Elect Stephen C. Jumper Mgmt For For For 1.4 Elect Ted R. North Mgmt For For For 1.5 Elect Tim C. Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ dELiA*s, Inc. Ticker Security ID: Meeting Date Meeting Status DLIA CUSIP 246911101 06/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mario Ciampi Mgmt For For For 1.2 Elect Seth A. Cohen Mgmt For For For 1.3 Elect Tracy Gardner Mgmt For For For 1.4 Elect Paul J. Raffin Mgmt For For For 1.5 Elect Scott M. Rosen Mgmt For For For 1.6 Elect Joshua M. Schwartz Mgmt For For For 1.7 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Common Stock 5 2014 Stock Incentive Mgmt For Abstain Against Plan 6 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ Derma Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status DSCI CUSIP 249827502 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Quilty Mgmt For For For 1.2 Elect Srini Conjeevaram Mgmt For For For 1.3 Elect Stephen T. Wills Mgmt For For For 1.4 Elect C. Richard Mgmt For For For Stafford 1.5 Elect Robert G. Moussa Mgmt For For For 1.6 Elect Bruce F. Wesson Mgmt For For For 1.7 Elect Brett D. Hewlett Mgmt For For For 1.8 Elect Amy Paul Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment to the 2012 Mgmt For Abstain Against Equity Incentive Plan 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Destination Maternity Corporation Ticker Security ID: Meeting Date Meeting Status DEST CUSIP 25065D100 01/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnaud Ajdler Mgmt For For For 1.2 Elect Michael J. Blitzer Mgmt For For For 1.3 Elect Barry Erdos Mgmt For For For 1.4 Elect Joseph A. Goldblum Mgmt For For For 1.5 Elect Edward M. Krell Mgmt For For For 1.6 Elect Melissa Mgmt For For For Payner-Gregor 1.7 Elect William A. Mgmt For For For Schwartz, Jr. 1.8 Elect B. Allen Weinstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Deswell Industries Inc Ticker Security ID: Meeting Date Meeting Status DSWL CUSIP 250639101 09/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Lau Mgmt For For For 1.2 Elect Chin Pang Li Mgmt For For For 1.3 Elect Hung-Hum Leung Mgmt For For For 1.4 Elect Allen Yau-Nam Cham Mgmt For For For 1.5 Elect Wing-Ki Hui Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Stock Option Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Diamond Hill Investment Group, Inc. Ticker Security ID: Meeting Date Meeting Status DHIL CUSIP 25264R207 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R.H. Dillon Mgmt For For For 1.2 Elect Randolph J. Mgmt For For For Fortener 1.3 Elect James F. Laird Mgmt For For For 1.4 Elect Donald B. Mgmt For For For Shackelford 1.5 Elect Bradley C. Shoup Mgmt For For For 1.6 Elect Frances A. Skinner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2014 Equity and Cash Mgmt For For For Incentive Plan 4 Amendments to Code Mgmt For For For Regarding Separation of President and CEO 5 Amendments to Code Mgmt For For For Regarding Board's Authority to Amend the Code 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Douglas Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status PLOW CUSIP 25960R105 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James D. Staley Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the Annual Mgmt For For For Incentive Plan 5 Amendment to the 2010 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Drew Industries Incorporated Ticker Security ID: Meeting Date Meeting Status DW CUSIP 26168L205 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward W. Rose, Mgmt For For For III 1.2 Elect Leigh J. Abrams Mgmt For For For 1.3 Elect James F. Gero Mgmt For For For 1.4 Elect Frederick B. Mgmt For For For Hegi, Jr. 1.5 Elect David A. Reed Mgmt For For For 1.6 Elect John B. Lowe, Jr. Mgmt For For For 1.7 Elect Jason D. Lippert Mgmt For For For 1.8 Elect Brendan J. Deely Mgmt For For For 2 Amendment to the Equity Mgmt For Abstain Against Award and Incentive Plan 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ DTS, Inc. Ticker Security ID: Meeting Date Meeting Status DTSI CUSIP 23335C101 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David C. Habiger Mgmt For For For 1.2 Elect Jon E. Kirchner Mgmt For For For 2 Amendment to the 2012 Mgmt For Against Against Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ducommun Incorporated Ticker Security ID: Meeting Date Meeting Status DCO CUSIP 264147109 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard A. Mgmt For For For Baldridge 1.2 Elect Joseph C. Berenato Mgmt For For For 1.3 Elect Robert D. Paulson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Eastern Company Ticker Security ID: Meeting Date Meeting Status EML CUSIP 276317104 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard F. Leganza Mgmt For For For 1.2 Elect John W. Everets Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Echo Global Logistics, Inc. Ticker Security ID: Meeting Date Meeting Status ECHO CUSIP 27875T101 06/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Samuel K. Skinner Mgmt For For For 1.2 Elect Douglas R. Mgmt For For For Waggoner 1.3 Elect Bradley A. Keywell Mgmt For For For 1.4 Elect Matthew Ferguson Mgmt For For For 1.5 Elect David Habiger Mgmt For For For 1.6 Elect Nelda J. Connors Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ eClerx Services Limited Ticker Security ID: Meeting Date Meeting Status ECLERX CINS Y22385101 08/22/2013 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Anjan Malik Mgmt For For For 4 Elect Biren Gabhawala Mgmt For For For 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Amendment to the Mgmt For For For Employee Stock Option Plans 7 Amendment to the Mgmt For For For Employee Stock Option Scheme 2008 8 Amendment to the Mgmt For For For Employee Stock Option Plan 2011 9 Amendment to the Mgmt For For For Employee Share Option Scheme 2011 10 Amendment to the Mgmt For For For Employee Share Option Scheme 2011 for Employees of Subsidiaries 11 Directors' Commission Mgmt For For For 12 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 13 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Ellie Mae, Inc. Ticker Security ID: Meeting Date Meeting Status ELLI CUSIP 28849P100 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig Davis Mgmt For For For 1.2 Elect Robert J. Levin Mgmt For For For 1.3 Elect Jeb S. Spencer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Elimination of Mgmt For For For Supermajority Voting Provisions ________________________________________________________________________________ Emulex Corporation Ticker Security ID: Meeting Date Meeting Status ELX CUSIP 292475209 02/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey W. Benck Mgmt For For For 1.2 Elect Gregory S. Clark Mgmt For For For 1.3 Elect Gary J. Daichendt Mgmt For For For 1.4 Elect Bruce C. Edwards Mgmt For For For 1.5 Elect Paul F. Folino Mgmt For For For 1.6 Elect Eugene J. Frantz Mgmt For For For 1.7 Elect Beatriz V. Infante Mgmt For For For 1.8 Elect John A. Kelley, Mgmt For For For Jr. 1.9 Elect Rahul N. Merchant Mgmt For For For 1.10 Elect Nersi Nazari Mgmt For For For 1.11 Elect Dean A. Yoost Mgmt For For For 2 Amended Employee Stock Mgmt For For For Purchase Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Encore Wire Corporation Ticker Security ID: Meeting Date Meeting Status WIRE CUSIP 292562105 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald E. Courtney Mgmt For For For 1.2 Elect Gregory J. Fisher Mgmt For For For 1.3 Elect Daniel L. Jones Mgmt For For For 1.4 Elect William R. Thomas Mgmt For For For III 1.5 Elect Scott D. Weaver Mgmt For For For 1.6 Elect John H. Wilson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Energy Recovery, Inc. Ticker Security ID: Meeting Date Meeting Status ERII CUSIP 29270J100 06/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert Y.L. Mao Mgmt For For For 2 Elect Thomas S. Rooney, Mgmt For For For Jr. 3 Elect Dominique Trempont Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Entropic Communications, Inc. Ticker Security ID: Meeting Date Meeting Status ENTR CUSIP 29384R105 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick Henry Mgmt For For For 1.2 Elect William G. Bock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Envivio, Inc. Ticker Security ID: Meeting Date Meeting Status ENVI CUSIP 29413T106 07/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward A. Gilhuly Mgmt For For For 1.2 Elect Corentin du Roy Mgmt For For For de Blicquy 1.3 Elect Julien Signes Mgmt For For For 2 Amendment to the 2012 Mgmt For Abstain Against Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Equity Trustees Limited Ticker Security ID: Meeting Date Meeting Status EQT CINS Q35952102 10/25/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Anne O'Donnell Mgmt For For For 4 Re-elect J. A. Tony Mgmt For For For Killen 5 Equity Grant (MD Robin Mgmt For For For Burns - EPSP) 6 Equity Grant (MD Robin Mgmt For For For Burns - Share Grant) ________________________________________________________________________________ Ethan Allen Interiors Inc. Ticker Security ID: Meeting Date Meeting Status ETH CUSIP 297602104 12/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clinton A. Clark Mgmt For For For 1.2 Elect Kristin Gamble Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Exa Corporation Ticker Security ID: Meeting Date Meeting Status EXA CUSIP 300614500 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Schechter Mgmt For For For 1.2 Elect John J. Shields Mgmt For For For 2 Amendment to the 2011 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exactech, Inc. Ticker Security ID: Meeting Date Meeting Status EXAC CUSIP 30064E109 05/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Petty Mgmt For For For 1.2 Elect Richard C. Smith Mgmt For For For 1.3 Elect W. Andrew Krusen, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2009 Mgmt For For For Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exar Corporation Ticker Security ID: Meeting Date Meeting Status EXAR CUSIP 300645108 09/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Behrooz Abdi Mgmt For For For 1.2 Elect Izak Bencuya Mgmt For For For 1.3 Elect Louis DiNardo Mgmt For For For 1.4 Elect Pierre Guilbault Mgmt For For For 1.5 Elect Brian Hilton Mgmt For For For 1.6 Elect Richard L. Leza Mgmt For For For 1.7 Elect Gary Meyers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exeter Resource Corporation Ticker Security ID: Meeting Date Meeting Status XRC CUSIP 301835104 06/18/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Bryce G. Roxburgh Mgmt For For For 2.2 Elect Yale R. Simpson Mgmt For For For 2.3 Elect Robert G. Reynolds Mgmt For For For 2.4 Elect John C Simmons Mgmt For For For 2.5 Elect Julian Bavin Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Policy Mgmt For For For ________________________________________________________________________________ ExlService Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status EXLS CUSIP 302081104 06/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David B. Kelso Mgmt For For For 1.2 Elect Clyde W. Ostler Mgmt For For For 1.3 Elect Som Mittal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the Mgmt For For For material terms of the 2006 Omnibus Award Plan for Section 162(m) ________________________________________________________________________________ Exponent, Inc. Ticker Security ID: Meeting Date Meeting Status EXPO CUSIP 30214U102 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael R. Gaulke Mgmt For For For 2 Elect Paul R. Johnston Mgmt For For For 3 Elect Karen A. Mgmt For For For Richardson 4 Elect Stephen C. Riggins Mgmt For For For 5 Elect John B. Shoven Mgmt For For For 6 Elect Debra L. Zumwalt Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Extreme Networks, Inc Ticker Security ID: Meeting Date Meeting Status EXTR CUSIP 30226D106 11/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward B. Mgmt For For For Meyercord III 1.2 Elect John H. Kispert Mgmt For For For 1.3 Elect Charles W. Berger Mgmt For For For 1.4 Elect Charles Carinalli Mgmt For For For 1.5 Elect Maury Austin Mgmt For For For 1.6 Elect John C. Shoemaker Mgmt For For For 1.7 Elect Edward H. Kennedy Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2013 Equity Incentive Mgmt For Abstain Against Plan ________________________________________________________________________________ FAG Bearings India Limited Ticker Security ID: Meeting Date Meeting Status FAGBEARING CINS Y2407S114 04/24/2014 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Avinash Gandhi Mgmt For Against Against 4 Elect Moreshwar Garde Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Robert Schullan Mgmt For For For 7 Elect Dietmar Heinrich Mgmt For For For 8 Elect Dharmesh Arora Mgmt For For For 9 Re-Appointment of Mgmt For For For Rajendra Anandpara (Managing Director); Approval of Remuneration 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Farmer Bros. Co. Ticker Security ID: Meeting Date Meeting Status FARM CUSIP 307675108 12/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael H. Keown Mgmt For For For 1.2 Elect Charles F. Marcy Mgmt For For For 1.3 Elect Christopher P. Mgmt For For For Mottern 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Amendment to the 2007 Mgmt For For For Long-term Incentive Plan ________________________________________________________________________________ Fauquier Bankshares, Inc. Ticker Security ID: Meeting Date Meeting Status FBSS CUSIP 312059108 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric P. Graap Mgmt For For For 1.2 Elect Randolph T. Minter Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FBR & Co. Ticker Security ID: Meeting Date Meeting Status FBRC CUSIP 30247C400 10/22/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Fiera Capital Corporation Ticker Security ID: Meeting Date Meeting Status FSZ CUSIP 31660A103 05/21/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian Davis Mgmt For For For 1.2 Elect Arthur R.A. Scace Mgmt For For For 1.3 Elect David R. Shaw Mgmt For For For 1.4 Elect Louis Vachon Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Authority to Create Mgmt For For For Preferred Shares 4 PSU Plan Applicable to Mgmt For For For Business Units ________________________________________________________________________________ First Bancorp Inc. Ticker Security ID: Meeting Date Meeting Status FNLC CUSIP 31866P102 04/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Katherine M. Boyd Mgmt For For For 2 Elect Daniel R. Mgmt For For For Daigneault 3 Elect Robert B. Gregory Mgmt For For For 4 Elect Tony C. McKim Mgmt For For For 5 Elect Carl S. Poole, Jr. Mgmt For For For 6 Elect Mark N. Rosborough Mgmt For For For 7 Elect Cornelius J. Mgmt For For For Russell 8 Elect Stuart G. Smith Mgmt For For For 9 Elect David B. Soule, Mgmt For For For Jr. 10 Elect Bruce B. Tindal Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Internet Bancorp Ticker Security ID: Meeting Date Meeting Status INBK CUSIP 320557101 05/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David B. Becker Mgmt For For For 1.2 Elect John K. Keach, Jr. Mgmt For For For 1.3 Elect David R. Lovejoy Mgmt For For For 1.4 Elect Ann D. Murtlow Mgmt For For For 1.5 Elect Ralph R. Whitney Mgmt For For For Jr. 1.6 Elect Jerry Williams Mgmt For For For 1.7 Elect Jean L. Wojtowicz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Flexsteel Industries, Inc Ticker Security ID: Meeting Date Meeting Status FLXS CUSIP 339382103 12/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey T. Bertsch Mgmt For For For 1.2 Elect Lynn J. Davis Mgmt For For For 1.3 Elect Eric S. Rangen Mgmt For For For 1.4 Elect Nancy E. Uridil Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Cash Incentive Mgmt For For For Compensation Plan 5 Long-Term Incentive Mgmt For For For Compensation Plan 6 Omnibus Stock Plan Mgmt For For For ________________________________________________________________________________ FLYHT Aerospace Solutions Ltd. Ticker Security ID: Meeting Date Meeting Status FLY CUSIP 30252U105 06/24/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect William T. Tempany Mgmt For For For 2.2 Elect Douglas G. Marlin Mgmt For For For 2.3 Elect Michael Brown Mgmt For For For 2.4 Elect Richard Hayden Mgmt For For For 2.5 Elect Jack Olcott Mgmt For For For 2.6 Elect Paul Takalo Mgmt For For For 2.7 Elect Jacques Kavafian Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Adoption of New Bylaws Mgmt For For For 5 Share Consolidation Mgmt For For For 6 Stock Option Plan Mgmt For For For ________________________________________________________________________________ Forestar Group Inc. Ticker Security ID: Meeting Date Meeting Status FOR CUSIP 346233109 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen Brown Mgmt For For For 2 Elect Michael E. Mgmt For For For Dougherty 3 Elect William Powers, Mgmt For For For Jr. 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Forrester Research, Inc. Ticker Security ID: Meeting Date Meeting Status FORR CUSIP 346563109 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George F. Colony Mgmt For For For 1.2 Elect Michael H. Welles Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Franklin Covey Co. Ticker Security ID: Meeting Date Meeting Status FC CUSIP 353469109 01/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clayton M. Mgmt For For For Christensen 1.2 Elect Michael Fung Mgmt For For For 1.3 Elect Dennis G. Heiner Mgmt For For For 1.4 Elect Donald J. McNamara Mgmt For For For 1.5 Elect Joel C. Peterson Mgmt For For For 1.6 Elect E. Kay Stepp Mgmt For For For 1.7 Elect Robert A. Whitman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FreightCar America, Inc. Ticker Security ID: Meeting Date Meeting Status RAIL CUSIP 357023100 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas A. Madden Mgmt For For For 1.2 Elect Joseph E. McNeely Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Frontier Services Group Limited Ticker Security ID: Meeting Date Meeting Status 0500 CINS G3729C100 05/29/2014 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Erik D Prince Mgmt For For For 5 Elect Gregg H Smith Mgmt For For For 6 Elect HU Qinggang Mgmt For For For 7 Elect LEE Hau Leung Mgmt For For For 8 Elect William J Fallon Mgmt For For For 9 Elect Harold O Demuren Mgmt For For For 10 Elect Henry YAP Fat Suan Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 14 Authority to Repurchase Mgmt For For For Shares 15 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ FTD Companies Inc. Ticker Security ID: Meeting Date Meeting Status FTD CUSIP 30281V108 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tracey L. Belcourt Mgmt For For For 1.2 Elect Joseph W. Harch Mgmt For For For 1.3 Elect Michael J. Mgmt For For For Silverstein 2 Ratification of Auditor Mgmt For For For 3 Approval of Material Mgmt For For For Terms for Performance-based Awards under the 2013 Incentive Compensation Plan ________________________________________________________________________________ Fuel Systems Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status FSYS CUSIP 35952W103 05/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph E. Pompeo Mgmt For For For 1.2 Elect Colin S. Johnston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Furiex Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status FURX CUSIP 36106P101 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect June S. Almenoff Mgmt For For For 1.2 Elect Peter B. Corr Mgmt For For For 1.3 Elect Stephen R. Davis Mgmt For For For 1.4 Elect Wendy L. Dixon Mgmt For For For 1.5 Elect Fredric N. Mgmt For For For Eshelman 1.6 Elect Stephen W. Kaldor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ G-III Apparel Group, Ltd. Ticker Security ID: Meeting Date Meeting Status GIII CUSIP 36237H101 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Morris Goldfarb Mgmt For For For 1.2 Elect Sammy Aaron Mgmt For For For 1.3 Elect Thomas J. Brosig Mgmt For For For 1.4 Elect Alan Feller Mgmt For For For 1.5 Elect Jeffrey Goldfarb Mgmt For For For 1.6 Elect Jeanette Nostra Mgmt For Withhold Against 1.7 Elect Laura H. Pomerantz Mgmt For For For 1.8 Elect Allen E. Sirkin Mgmt For For For 1.9 Elect Willem van Mgmt For For For Bokhorst 1.10 Elect Cheryl Vitali Mgmt For For For 1.11 Elect Richard D. White Mgmt For For For 2 Approval of the Mgmt For For For Performance-Based Bonus Provision of Morris Goldfarb's Employment Agreement 3 Approval of the Mgmt For For For Performance-Based Bonus Provision of Sammy Aaron's Employment Agreement 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GAIN Capital Holdings Inc. Ticker Security ID: Meeting Date Meeting Status GCAP CUSIP 36268W100 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Quick Mgmt For For For 2 Elect Glenn H. Stevens Mgmt For For For 3 Elect Thomas Bevilacqua Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Geeknet, Inc. Ticker Security ID: Meeting Date Meeting Status GKNT CUSIP 36846Q203 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kathryn K McCarthy Mgmt For For For 1.2 Elect Matthew C. Blank Mgmt For For For 1.3 Elect Matthew Carey Mgmt For Withhold Against 1.4 Elect Thomas M. Coughlin Mgmt For For For 1.5 Elect Peter A. Georgescu Mgmt For For For 1.6 Elect Sir Ronald Hampel Mgmt For Withhold Against 1.7 Elect Kenneth G. Langone Mgmt For For For 1.8 Elect Frank A. Riddick Mgmt For Withhold Against III 1.9 Elect Eric Semler Mgmt For For For 1.10 Elect Derek Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gentiva Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status GTIV CUSIP 37247A102 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert S. Forman, Mgmt For For For Jr. 2 Elect Victor F. Ganzi Mgmt For For For 3 Elect R. Steven Hicks Mgmt For For For 4 Elect Philip R. Mgmt For For For Lochner, Jr. 5 Elect Stuart Olsten Mgmt For For For 6 Elect Sheldon M. Retchin Mgmt For For For 7 Elect Tony Strange Mgmt For For For 8 Elect Raymond S. Troubh Mgmt For For For 9 Elect Rodney D. Windley Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Geodrill Limited Ticker Security ID: Meeting Date Meeting Status GEO CUSIP G3828T103 05/12/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Harper Mgmt For For For 1.2 Elect John Bingham Mgmt For For For 1.3 Elect Colin Jones Mgmt For For For 1.4 Elect Ronald Sellwood Mgmt For For For 1.5 Elect Daniel Im Mgmt For For For 1.6 Elect Adrian Reynolds Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Geospace Technologies Corporation Ticker Security ID: Meeting Date Meeting Status GEOS CUSIP 37364X109 02/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas L. Davis Mgmt For For For 1.2 Elect Richard F. Miles Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2014 Long-Term Mgmt For For For Incentive Plan 5 Approval of Material Mgmt For For For Terms of Performance Goals Under the 2014 Long-Term Incentive Plan ________________________________________________________________________________ Geospace Technologies Corporation Ticker Security ID: Meeting Date Meeting Status GEOS CUSIP 37364X109 08/20/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the 1997 Mgmt For For For Key Employee Stock Option Plan 2 Approval of Options Mgmt For For For Granted After Expiration of Equity Plan ________________________________________________________________________________ Global Power Equipment Group Inc. Ticker Security ID: Meeting Date Meeting Status GLPW CUSIP 37941P306 05/01/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Luis Manuel Mgmt For For For Ramirez 1.2 Elect Charles Macaluso Mgmt For For For 1.3 Elect Carl Bartoli Mgmt For For For 1.4 Elect Terence J. Cryan Mgmt For For For 1.5 Elect Michael E. Salvati Mgmt For For For 1.6 Elect Frank E. Mgmt For For For Williams, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey P. Eisen Mgmt For For For 1.2 Elect Marshall S. Geller Mgmt For For For 1.3 Elect Daniel M Friedberg Mgmt For For For 1.4 Elect Scott N. Greenberg Mgmt For For For 1.5 Elect Sue W. Kelly Mgmt For For For 1.6 Elect Richard C. Mgmt For For For Pfenniger, Jr. 1.7 Elect A. Marvin Strait Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Graham Corporation Ticker Security ID: Meeting Date Meeting Status GHM CUSIP 384556106 07/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerald D. Bidlack Mgmt For For For 1.2 Elect James J. Malvaso Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Griffin Land & Nurseries, Inc. Ticker Security ID: Meeting Date Meeting Status GRIF CUSIP 398231100 05/13/2014 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher P. Mgmt N/A TNA N/A Haley 1.2 Elect Walter M. Schenker Mgmt N/A TNA N/A 2 Ratification of Auditor Mgmt N/A TNA N/A 3 Advisory Vote on Mgmt N/A TNA N/A Executive Compensation 4 Enable Qualification as ShrHldr N/A TNA N/A a REIT or MLP ________________________________________________________________________________ Griffin Land & Nurseries, Inc. Ticker Security ID: Meeting Date Meeting Status GRIF CUSIP 398231100 05/13/2014 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Winston J. Mgmt For For For Churchill, Jr. 1.2 Elect David M. Danziger Mgmt For For For 1.3 Elect Frederick M. Mgmt For For For Danziger 1.4 Elect Thomas C. Israel Mgmt For For For 1.5 Elect John J. Kirby, Jr. Mgmt For For For 1.6 Elect Jonathan P. May Mgmt For For For 1.7 Elect Albert H. Small, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal to ShrHldr Against Against For Enable Qualification as a REIT or MLP ________________________________________________________________________________ Griffon Corporation Ticker Security ID: Meeting Date Meeting Status GFF CUSIP 398433102 01/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert G. Harrison Mgmt For For For 1.2 Elect Ronald J. Kramer Mgmt For For For 1.3 Elect Victor Eugene Mgmt For For For Renuart 1.4 Elect Martin S. Sussman Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Amendment to the 2011 Mgmt For Abstain Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GSI Technology, Inc. Ticker Security ID: Meeting Date Meeting Status GSIT CUSIP 36241U106 08/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lee-Lean Shu Mgmt For For For 1.2 Elect Haydn HSIEH Mgmt For For For Hong-Po 1.3 Elect Ruey L. Lu Mgmt For For For 1.4 Elect Arthur O. Whipple Mgmt For For For 1.5 Elect Robert Yau Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ GTT Communications Inc Ticker Security ID: Meeting Date Meeting Status GTT CUSIP 362393100 06/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard D. Mgmt For For For Calder, Jr. 1.2 Elect H. Brian Thompson Mgmt For For For 1.3 Elect S. Joseph Bruno Mgmt For For For 1.4 Elect Rhodric C. Hackman Mgmt For For For 1.5 Elect Howard Janzen Mgmt For For For 1.6 Elect Morgan O'Brien Mgmt For For For 1.7 Elect Theodore B. Smith Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gulf Island Fabrication, Inc. Ticker Security ID: Meeting Date Meeting Status GIFI CUSIP 402307102 04/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory J. Cotter Mgmt For For For 1.2 Elect Christopher M. Mgmt For For For Harding 1.3 Elect John P. Laborde Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hallmark Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status HALL CUSIP 40624Q203 05/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark E. Schwarz Mgmt For For For 1.2 Elect Scott T. Berlin Mgmt For For For 1.3 Elect James H. Graves Mgmt For For For 1.4 Elect Jim W. Henderson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Harvest Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status HNR CUSIP 41754V103 05/07/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Hawkins, Inc. Ticker Security ID: Meeting Date Meeting Status HWKN CUSIP 420261109 08/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John S. McKeon Mgmt For For For 2 Elect Patrick H. Hawkins Mgmt For For For 3 Elect James A. Mgmt For For For Faulconbridge 4 Elect Duane M. Jergenson Mgmt For For For 5 Elect Mary J. Schumacher Mgmt For For For 6 Elect Daryl I. Skaar Mgmt For For For 7 Elect James T. Thompson Mgmt For For For 8 Elect Jeffrey L. Wright Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 02/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald C. Campion Mgmt For For For 2 Elect Mark Comerford Mgmt For For For 3 Elect John C. Corey Mgmt For Against Against 4 Elect Robert H. Getz Mgmt For For For 5 Elect Timothy J. Mgmt For For For McCarthy 6 Elect Michael L. Shor Mgmt For For For 7 Elect William P. Wall Mgmt For Against Against 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HealthStream, Inc. Ticker Security ID: Meeting Date Meeting Status HSTM CUSIP 42222N103 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey L. McLaren Mgmt For For For 1.2 Elect Linda Rebrovick Mgmt For For For 1.3 Elect Michael Shmerling Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hecla Mining Company Ticker Security ID: Meeting Date Meeting Status HL CUSIP 422704106 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Phillips S. Mgmt For For For Baker, Jr. 1.2 Elect Anthony P. Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Restoration of Right to Mgmt For For For Call a Special Meeting ________________________________________________________________________________ HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806208 03/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adolfo Henriques Mgmt For For For 1.2 Elect Samuel L. Mgmt For For For Higginbottom 1.3 Elect Mark H. Mgmt For For For Hildebrandt 1.4 Elect Wolfgang Mayrhuber Mgmt For For For 1.5 Elect Eric A. Mendelson Mgmt For For For 1.6 Elect Laurans A. Mgmt For For For Mendelson 1.7 Elect Victor H. Mgmt For For For Mendelson 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank J. Schwitter Mgmt For For For 2 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Heidrick & Struggles International, Inc. Ticker Security ID: Meeting Date Meeting Status HSII CUSIP 422819102 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Mgmt For For For Knowling, Jr. 1.2 Elect V. Paul Unruh Mgmt For For For 1.3 Elect Tracy R. Mgmt For For For Wolstencroft 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to 2012 Mgmt For Against Against GlobalShare Program 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 02/11/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce C. Bruckmann Mgmt For For For 1.2 Elect Carmine Falcone Mgmt For Withhold Against 1.3 Elect Robert W. Mgmt For For For Willmschen, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of the Mgmt For For For Perfomance Based Annual Incentive Plan 5 Amendment to the Mgmt For For For Employee Stock Purchase Plan 6 Adoption of Exclusive Mgmt For Against Against Forum Provision 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Higher One Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ONE CUSIP 42983D104 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Volchek Mgmt For For For 1.2 Elect David Cromwell Mgmt For For For 1.3 Elect Lowell W. Robinson Mgmt For For For 2 Repeal of Classified Mgmt For For For Board 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Short Term Incentive Mgmt For For For Plan ________________________________________________________________________________ Hopefluent Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status 733 CINS G45992107 06/06/2014 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect FU Wai Chung Mgmt For For For 6 Elect FU Man Mgmt For For For 7 Elect Karen WONG LAW Mgmt For For For Kwai Wah 8 Directors' Fees Mgmt For For For 9 Adoption of Share Mgmt For For For Option Scheme 10 Appointment of Auditor Mgmt For For For and Authority to Set Fees 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Repurchase Mgmt For For For Shares 13 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Horsehead Holding Corp. Ticker Security ID: Meeting Date Meeting Status ZINC CUSIP 440694305 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack W. Shilling Mgmt For For For 1.2 Elect John C. van Mgmt For For For Roden, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Houston Wire & Cable Company Ticker Security ID: Meeting Date Meeting Status HWCC CUSIP 44244K109 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James L. Pokluda Mgmt For For For III 1.2 Elect Michael T. Mgmt For For For Campbell 1.3 Elect I. Stewart Farwell Mgmt For For For 1.4 Elect Mark A. Ruelle Mgmt For For For 1.5 Elect Wilson B. Sexton Mgmt For For For 1.6 Elect Wiiliam H. Mgmt For For For Sheffield 1.7 Elect Scott L. Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2006 Mgmt For For For Stock Plan ________________________________________________________________________________ Hurco Companies Inc. Ticker Security ID: Meeting Date Meeting Status HURC CUSIP 447324104 03/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert W. Mgmt For For For Cruickshank 1.2 Elect Michael Doar Mgmt For For For 1.3 Elect Philip James Mgmt For For For 1.4 Elect Michael P. Mazza Mgmt For For For 1.5 Elect Andrew Niner Mgmt For For For 1.6 Elect Richard Porter Mgmt For For For 1.7 Elect Janaki Sivanesan Mgmt For For For 1.8 Elect Ronald Strackbein Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ICF International, Inc. Ticker Security ID: Meeting Date Meeting Status ICFI CUSIP 44925C103 06/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward H. Bersoff Mgmt For For For 1.2 Elect Sudhakar Kesavan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Idenix Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IDIX CUSIP 45166R204 06/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wayne T. Hockmeyer Mgmt For For For 1.2 Elect Thomas R. Hodgson Mgmt For For For 1.3 Elect Tamar D. Howson Mgmt For For For 1.4 Elect Denise Mgmt For For For Pollard-Knight 1.5 Elect Ronald C. Renaud, Mgmt For For For Jr. 1.6 Elect Charles A. Mgmt For For For Rowland, Jr 1.7 Elect Michael S. Wyzga Mgmt For For For 2 2014 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Imdex Limited Ticker Security ID: Meeting Date Meeting Status IMD CINS Q4878M104 10/17/2013 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Elizabeth A. Mgmt For For For Donaghey 3 Equity Grant (MD Bernie Mgmt For For For Ridgeway) 4 Ratify Placement of Mgmt For For For Securities 5 Remuneration Report Mgmt For For For ________________________________________________________________________________ Independence Holding Company Ticker Security ID: Meeting Date Meeting Status IHC CUSIP 453440307 05/16/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry R. Graber Mgmt For For For 1.2 Elect David T. Kettig Mgmt For For For 1.3 Elect Allan C. Kirkman Mgmt For For For 1.4 Elect John L. Lahey Mgmt For For For 1.5 Elect Steven B. Lapin Mgmt For For For 1.6 Elect James G. Tatum Mgmt For For For 1.7 Elect Roy T. K. Thung Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Inficon Holding AG Ticker Security ID: Meeting Date Meeting Status IFCN CINS H7190K102 04/29/2014 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Board Mgmt For For For Acts 4 Dividend from Reserves Mgmt For For For 5 Elect Beat E. Luthi as Mgmt For For For Chairman 6 Elect Richard Fischer Mgmt For For For 7 Elect Richard Fischer Mgmt For For For as Compensation and Nominating Committee Member 8 Elect Vanessa C. Frey Mgmt For For For 9 Elect Beat Siegrist Mgmt For For For 10 Elect Beat Siegrist as Mgmt For For For Compensation and Nominating Committee Member 11 Elect Thomas Staehelin Mgmt For For For 12 Elect Thomas Staehelin Mgmt For For For as Compensation and Nominating Committee Member 13 Appointment of Mgmt For For For Independent Proxy 14 Appointment of Auditor Mgmt For For For 15 Amendments to Articles Mgmt For Against Against Relating to VeguV 16 Board Fees Mgmt For For For 17 Executive Remuneration Mgmt For For For 18 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Infinity Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status INFI CUSIP 45665G303 06/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jose Baselga Mgmt For For For 2 Elect Jeffrey Berkowitz Mgmt For For For 3 Elect Anthony B. Evnin Mgmt For For For 4 Elect Gwen A. Fyfe Mgmt For For For 5 Elect Eric S. Lander Mgmt For For For 6 Elect Adelene Q. Perkins Mgmt For For For 7 Elect Noman C. Selby Mgmt For For For 8 Elect Ian F. Smith Mgmt For For For 9 Elect Michael C. Venuti Mgmt For For For 10 Advisory Vote on Mgmt For Abstain Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Innodata Inc. Ticker Security ID: Meeting Date Meeting Status INOD CUSIP 457642205 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Abuhoff Mgmt For For For 1.2 Elect Haig S. Bagerdjian Mgmt For For For 1.3 Elect Louise C. Forlenza Mgmt For For For 1.4 Elect Stewart R. Massey Mgmt For For For 1.5 Elect Anthea C. Mgmt For For For Stratigos 1.6 Elect Andargachew S. Mgmt For For For Zelleke 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2013 Mgmt For For For Stock Plan ________________________________________________________________________________ Innovative Solutions and Support, Inc. Ticker Security ID: Meeting Date Meeting Status ISSC CUSIP 45769N105 04/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glen R. Bressner Mgmt For For For 1.2 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Insteel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status IIIN CUSIP 45774W108 02/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary L. Pechota Mgmt For For For 1.2 Elect W. Allen Rogers II Mgmt For For For 2 Approval of Material Mgmt For For For Terms of the Return on Capital Incentive Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Integrated Electrical Services, Inc. Ticker Security ID: Meeting Date Meeting Status IESC CUSIP 45811E301 02/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph L. Mgmt For For For Dowling, III 1.2 Elect David B. Gendell Mgmt For For For 1.3 Elect Joe D. Koshkin Mgmt For For For 1.4 Elect James M. Lindstrom Mgmt For For For 1.5 Elect Donald L. Luke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Integrated Electrical Services, Inc. Ticker Security ID: Meeting Date Meeting Status IESC CUSIP 45811E301 09/12/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Integrated Silicon Solution, Inc. Ticker Security ID: Meeting Date Meeting Status ISSI CUSIP 45812P107 02/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jimmy S. M. Lee Mgmt For For For 1.2 Elect Scott D. Howarth Mgmt For For For 1.3 Elect Kong Yeu Han Mgmt For For For 1.4 Elect Paul Chien Mgmt For For For 1.5 Elect Jonathan Khazam Mgmt For For For 1.6 Elect Keith McDonald Mgmt For For For 1.7 Elect Stephen Pletcher Mgmt For For For 1.8 Elect Bruce A. Wooley Mgmt For For For 1.9 Elect John Zimmerman Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Inter Parfums, Inc. Ticker Security ID: Meeting Date Meeting Status IPAR CUSIP 458334109 07/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean Madar Mgmt For For For 1.2 Elect Philippe Benacin Mgmt For For For 1.3 Elect Russell Greenberg Mgmt For For For 1.4 Elect Philippe Santi Mgmt For Withhold Against 1.5 Elect Francois Heilbronn Mgmt For Withhold Against 1.6 Elect Jean Levy Mgmt For For For 1.7 Elect Robert Mgmt For For For Bensoussan-Torres 1.8 Elect Serge Rosinoer Mgmt For For For 1.9 Elect Patrick Choel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2004 Mgmt For For For Stock Option Plan 4 Amendment to the 2004 Mgmt For For For Nonemployee Director Stock Option Plan ________________________________________________________________________________ Intermolecular Inc. Ticker Security ID: Meeting Date Meeting Status IMI CUSIP 45882D109 05/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Baruch Mgmt For For For 1.2 Elect Bruce M. Mgmt For For For McWilliams 1.3 Elect George M. Scalise Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intevac, Inc. Ticker Security ID: Meeting Date Meeting Status IVAC CUSIP 461148108 05/29/2014 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Norman H. Pond Mgmt For For For 1.2 Elect Wendell T. Mgmt For For For Blonigan 1.3 Elect Matthew A. Drapkin Mgmt For For For 1.4 Elect David S. Dury Mgmt For For For 1.5 Elect Marc T. Giles Mgmt For For For 1.6 Elect Stanley J. Hill Mgmt For For For 1.7 Elect Thomas M. Rohrs Mgmt For For For 1.8 Elect John F. Schaefer Mgmt For For For 1.9 Elect Ping Yang Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Employee Stock Purchase Plan 3 Amendment to the 2012 Mgmt For For For Equity Compensation Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ INTL FCStone Inc. Ticker Security ID: Meeting Date Meeting Status INTL CUSIP 46116V105 02/27/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul G. Anderson Mgmt For Withhold Against 1.2 Elect Scott J. Branch Mgmt For For For 1.3 Elect John M. Fowler Mgmt For For For 1.4 Elect Daryl K. Henze Mgmt For Withhold Against 1.5 Elect Bruce Krehbiel Mgmt For Withhold Against 1.6 Elect Sean M. O'Connor Mgmt For For For 1.7 Elect Eric Parthemore Mgmt For For For 1.8 Elect John Radziwill Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Invacare Corporation Ticker Security ID: Meeting Date Meeting Status IVC CUSIP 461203101 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Delaney Mgmt For For For 1.2 Elect C. Martin Harris Mgmt For For For 1.3 Elect A. Malachi Mixon, Mgmt For For For III 1.4 Elect Gerald B. Blouch Mgmt For For For 1.5 Elect Charles S. Robb Mgmt For For For 1.6 Elect Baiju R. Shah Mgmt For For For 1.7 Elect James L. Jones Mgmt For For For 1.8 Elect Dan T. Moore III Mgmt For For For 1.9 Elect Dale C. LaPorte Mgmt For For For 1.10 Elect Ellen O. Tauscher Mgmt For For For 1.11 Elect Michael J. Mgmt For For For Merriman 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ iRobot Corporation Ticker Security ID: Meeting Date Meeting Status IRBT CUSIP 462726100 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gail Deegan Mgmt For For For 1.2 Elect Andrea Geisser Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr N/A For N/A Regarding Simple Majority Vote ________________________________________________________________________________ J. G. Boswell Co. Ticker Security ID: Meeting Date Meeting Status BWEL CUSIP 101205102 10/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James Boswell Mgmt For For For 2 Elect Gary M. Cusumano Mgmt For For For 3 Elect James B. Fisher Mgmt For For For 4 Elect Mitchell J. Milias Mgmt For For For 5 Elect William T. Ostrem Mgmt For For For 6 Elect R. Sherman Mgmt For For For Railsback 7 Elect George W. Wurzel Mgmt For For For 8 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ JGWPT Holdings Inc Ticker Security ID: Meeting Date Meeting Status JGW CUSIP 46617M109 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alexander R. Mgmt For For For Castaldi 1.2 Elect Robert C. Griffin Mgmt For For For 1.3 Elect Robert N. Pomroy Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Jinpan International Limited Ticker Security ID: Meeting Date Meeting Status JST CUSIP G5138L100 10/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Zhiyuan Li Mgmt For For For 1.2 Elect Xiangsheng Ling Mgmt For For For 1.3 Elect Stephan R. Clark Mgmt For For For 1.4 Elect Donald S. Burris Mgmt For For For 1.5 Elect Li-Wen Zhang Mgmt For For For 1.6 Elect Xu Cai Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Jobstreet Corp. Berhad Ticker Security ID: Meeting Date Meeting Status JOBS CINS Y44474107 08/21/2013 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Share Split Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 06/19/2014 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Meeting Chairman Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Mgmt For For For Auditor's Fees 5 Remuneration Report Mgmt For For For (Advisory) 6 Elect Christopher Mgmt For For For Waldron 7 Elect Patrick Firth Mgmt For For For 8 Elect Tanja Tibaldi Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Amendment to Investment Mgmt For For For Policy ________________________________________________________________________________ Kadant Inc. Ticker Security ID: Meeting Date Meeting Status KAI CUSIP 48282T104 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Albertine Mgmt For For For 1.2 Elect Thomas C. Leonard Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2006 Mgmt For Abstain Against Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Karolinska Development AB Ticker Security ID: Meeting Date Meeting Status KDEV CINS ADPV13072 05/14/2014 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Mgmt For For For Profits/Dividends 15 Ratification of Board Mgmt For For For and Management Acts 16 Report of the Mgmt For For For Nomination Committee 17 Board Size; Number of Mgmt For For For Auditors 18 Directors' and Mgmt For For For Auditors' Fees 19 Election of Directors; Mgmt For For For Appointment of Auditor 20 Nomination Committee Mgmt For For For 21 Remuneration Guidelines Mgmt For For For 22 Long-term Incentive Plan Mgmt For For For 23 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 24 Authority to Transfer Mgmt For For For Shares 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Kennedy-Wilson Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KW CUSIP 489398107 06/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry R. Solomon Mgmt For For For 1.2 Elect David A. Minella Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Amendment to the 2009 Mgmt For For For Equity Participation Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 04/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John N. Allred Mgmt For For For 1.2 Elect Richard M. Mgmt For For For Cocchiaro 1.3 Elect A. Gordon Tunstall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kirkland's, Inc. Ticker Security ID: Meeting Date Meeting Status KIRK CUSIP 497498105 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Alderson Mgmt For For For 1.2 Elect Carl T. Kirkland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Majority Vote for Election of Directors ________________________________________________________________________________ KMG Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status KMG CUSIP 482564101 12/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gerald G. Mgmt For For For Ermentrout 1.2 Elect Christopher T. Mgmt For For For Fraser 1.3 Elect George W. Gilman Mgmt For For For 1.4 Elect John C. Hunter III Mgmt For For For 1.5 Elect Fred C. Leonard Mgmt For For For III 1.6 Elect Stephen A. Mgmt For For For Thorington 1.7 Elect Karen A. Twitchell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Koss Corporation Ticker Security ID: Meeting Date Meeting Status KOSS CUSIP 500692108 10/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John C. Koss Mgmt For For For 1.2 Elect Thomas L. Doerr Mgmt For For For 1.3 Elect Michael J. Koss Mgmt For For For 1.4 Elect Lawrence S. Mgmt For For For Mattson 1.5 Elect Theodore H. Nixon Mgmt For For For 1.6 Elect John J. Mgmt For For For Stollenwerk 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kratos Defense & Security Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status KTOS CUSIP 50077B207 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott I. Anderson Mgmt For For For 2 Elect Bandel L. Carano Mgmt For For For 3 Elect Eric M. DeMarco Mgmt For For For 4 Elect William A. Hoglund Mgmt For For For 5 Elect Scot B. Jarvis Mgmt For For For 6 Elect Jane Judd Mgmt For For For 7 Elect Samuel Liberatore Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 2014 Equity Incentive Mgmt For For For Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kulicke and Soffa Industries, Inc. Ticker Security ID: Meeting Date Meeting Status KLIC CUSIP 501242101 02/18/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect MacDonell Roehm, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ KVH Industries, Inc. Ticker Security ID: Meeting Date Meeting Status KVHI CUSIP 482738101 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert W. B. Kits Mgmt For For For van Heyningen 2 Elect Bruce J. Ryan Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Bauer Mgmt For For For 1.2 Elect Lee B. Foster II Mgmt For For For 1.3 Elect Peter McIlroy II Mgmt For For For 1.4 Elect G. Thomas McKane Mgmt For For For 1.5 Elect Diane B. Owen Mgmt For For For 1.6 Elect William H. Rackoff Mgmt For For For 1.7 Elect Suzanne B. Rowland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dean Hollis Mgmt For For For 1.2 Elect Robert Tobin Mgmt For For For 1.3 Elect Nicholas Tompkins Mgmt For For For 1.4 Elect Tonia L. Pankopf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2013 Stock Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lawson Products, Inc. Ticker Security ID: Meeting Date Meeting Status LAWS CUSIP 520776105 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald B. Port Mgmt For For For 1.2 Elect Wilma J. Smelcer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2009 Mgmt For For For Equity Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Layne Christensen Company Ticker Security ID: Meeting Date Meeting Status LAYN CUSIP 521050104 06/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A.B. Brown Mgmt For Withhold Against 1.2 Elect J. Samuel Butler Mgmt For Withhold Against 1.3 Elect Robert Gilmore Mgmt For Withhold Against 1.4 Elect John T. Nesser III Mgmt For For For 1.5 Elect Nelson Obus Mgmt For Withhold Against 1.6 Elect Rene J. Robichaud Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LeapFrog Enterprises, Inc Ticker Security ID: Meeting Date Meeting Status LF CUSIP 52186N106 06/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Barbour Mgmt For For For 1.2 Elect William B. Mgmt For For For Chiasson 1.3 Elect Thomas J. Kalinske Mgmt For For For 1.4 Elect Stanley E. Maron Mgmt For Withhold Against 1.5 Elect E. Stanton McKee, Mgmt For Withhold Against Jr. 1.6 Elect Joanna Rees Mgmt For For For 1.7 Elect Randy O. Rissman Mgmt For For For 1.8 Elect Caden Wang Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lewis Group Ltd. Ticker Security ID: Meeting Date Meeting Status LEW CINS S460FN109 08/16/2013 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Zarina Bassa Mgmt For For For 3 Re-elect Sizakele (Za) Mgmt For For For Marutlulle 4 Re-elect Ben van der Mgmt For For For Ross 5 Elect Audit Committee Mgmt For For For Members (Bassa) 6 Elect Audit Committee Mgmt For For For Members (Saven) 7 Election Audit Mgmt For For For Committee Members (Ross) 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Mgmt For For For Shares Pursuant to Scheme 10 Authority to Issue Mgmt For For For Shares Pursuant to Scheme 11 Approve Remuneration Mgmt For For For Policy 12 Approve NEDs' Fees Mgmt For For For 13 Approve Financial Mgmt For For For Assistance 14 Authority to Repurchase Mgmt For For For Shares 15 Authorization of Legal Mgmt For For For Formalities 16 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Lifetime Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LCUT CUSIP 53222Q103 06/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Siegel Mgmt For For For 1.2 Elect Ronald Shiftan Mgmt For For For 1.3 Elect Craig Phillips Mgmt For For For 1.4 Elect David E. R. Mgmt For For For Dangoor 1.5 Elect Michael Jeary Mgmt For For For 1.6 Elect John Koegel Mgmt For For For 1.7 Elect Cherrie Nanninga Mgmt For For For 1.8 Elect Dennis E. Reaves Mgmt For For For 1.9 Elect Michael J. Regan Mgmt For For For 1.10 Elect William U. Mgmt For For For Westerfield 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lincoln Educational Services Corporation Ticker Security ID: Meeting Date Meeting Status LINC CUSIP 533535100 05/02/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alvin O. Austin Mgmt For Withhold Against 1.2 Elect Peter S. Burgess Mgmt For Withhold Against 1.3 Elect James J. Burke, Mgmt For Withhold Against Jr. 1.4 Elect Celia H. Currin Mgmt For Withhold Against 1.5 Elect Paul E. Glaske Mgmt For Withhold Against 1.6 Elect Charles F. Mgmt For Withhold Against Kalmbach 1.7 Elect Shaun E. McAlmont Mgmt For Withhold Against 1.8 Elect Alexis P. Michas Mgmt For Withhold Against 1.9 Elect J. Barry Morrow Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LRAD Corporation Ticker Security ID: Meeting Date Meeting Status LRAD CUSIP 50213V109 03/26/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Brown Mgmt For For For 1.2 Elect Laura M. Clague Mgmt For For For 1.3 Elect John G. Coburn Mgmt For For For 1.4 Elect Dennis J. Wend Mgmt For For For 1.5 Elect Richard H. Osgood Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LRAD Corporation Ticker Security ID: Meeting Date Meeting Status LRAD CUSIP 50213V109 07/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Brown Mgmt For For For 1.2 Elect Laura Clague Mgmt For For For 1.3 Elect John Coburn Mgmt For For For 1.4 Elect Dennis Wend Mgmt For For For 1.5 Elect Richard Osgood III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LSI Industries Inc. Ticker Security ID: Meeting Date Meeting Status LYTS CUSIP 50216C108 11/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Beech Mgmt For For For 1.2 Elect Gary P. Kreider Mgmt For Withhold Against 1.3 Elect Dennis B. Meyer Mgmt For For For 1.4 Elect Wilfred T. O'Gara Mgmt For For For 1.5 Elect Robert J. Ready Mgmt For For For 1.6 Elect Mark A. Serrianne Mgmt For Withhold Against 1.7 Elect James P. Sferra Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LTX-Credence Corporation Ticker Security ID: Meeting Date Meeting Status LTXC CUSIP 502403207 05/16/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ LTX-Credence Corporation Ticker Security ID: Meeting Date Meeting Status LTXC CUSIP 502403207 12/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark S. Ain Mgmt For For For 1.2 Elect David G. Tacelli Mgmt For For For 1.3 Elect Jorge L. Titinger Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHldr Against For Against Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Luxfer Holdings PLC Ticker Security ID: Meeting Date Meeting Status LXFR CUSIP 550678106 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Joseph Bonn Mgmt For For For 3 Elect Kevin S. Flannery Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Mgmt For For For Auditor's Fees 6 Remuneration Report Mgmt For For For (Advisory) 7 Remuneration Policy Mgmt For For For (Binding) 8 Stock Split Mgmt For For For 9 Authority to Repurchase Mgmt For For For Shares (Employee Share Schemes) 10 Employee Stock Purchase Mgmt For For For Plan 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CUSIP 55903Q104 06/24/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect George N. Paspalas Mgmt For For For 2.2 Elect Jonathan A. Mgmt For For For Rubenstein 2.3 Elect Richard M. Mgmt For For For Colterjohn 2.4 Elect Derek C. White Mgmt For For For 2.5 Elect Peter D. Barnes Mgmt For For For 2.6 Elect Richard P. Clark Mgmt For For For 2.7 Elect Daniel T. MacInnis Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to the Stock Mgmt For For For Option Plan 5 Share Unit Plan Mgmt For For For 6 Deferred Share Unit Plan Mgmt For For For ________________________________________________________________________________ Major Drilling Group International Inc. Ticker Security ID: Meeting Date Meeting Status MDI CUSIP 560909103 09/11/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Breiner Mgmt For For For 1.2 Elect Jean Desrosiers Mgmt For For For 1.3 Elect Fred J. Dyment Mgmt For For For 1.4 Elect David A. Fennell Mgmt For For For 1.5 Elect Francis P. McGuire Mgmt For For For 1.6 Elect Catherine Mgmt For For For McLeod-Seltzer 1.7 Elect Janice G. Rennie Mgmt For For For 1.8 Elect David B. Tennant Mgmt For For For 1.9 Elect Jo Mark Zurel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Provision Mgmt For For For 5 Amendment to the Stock Mgmt For For For Option Plan 6 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Major Drilling Group International Inc. Ticker Security ID: Meeting Date Meeting Status MDI CUSIP 560909202 09/11/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward J. Breiner Mgmt For For For 1.2 Elect Jean Desrosiers Mgmt For For For 1.3 Elect Fred J. Dyment Mgmt For For For 1.4 Elect David A. Fennell Mgmt For For For 1.5 Elect Francis P. McGuire Mgmt For For For 1.6 Elect Catherine Mgmt For For For McLeod-Seltzer 1.7 Elect Janice G. Rennie Mgmt For For For 1.8 Elect David B. Tennant Mgmt For For For 1.9 Elect Jo Mark Zurel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Provision Mgmt For For For 5 Amendment to the Stock Mgmt For For For Option Plan 6 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Manning & Napier, Inc. Ticker Security ID: Meeting Date Meeting Status MN CUSIP 56382Q102 06/18/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Manning Mgmt For For For 1.2 Elect Patrick Cunningham Mgmt For For For 1.3 Elect Richard Goldberg Mgmt For For For 1.4 Elect Barbara Goodstein Mgmt For For For 1.5 Elect Richard M. Hurwitz Mgmt For Withhold Against 1.6 Elect Edward J. Mgmt For Withhold Against Pettinella 1.7 Elect Robert M. Zak Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Marchex, Inc. Ticker Security ID: Meeting Date Meeting Status MCHX CUSIP 56624R108 05/02/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Russell C. Mgmt For For For Horowitz 1.2 Elect Dennis Cline Mgmt For Withhold Against 1.3 Elect Anne Mgmt For Withhold Against Devereux-Mills 1.4 Elect Nicolas J. Hanauer Mgmt For For For 1.5 Elect M. Wayne Wisehart Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Abstain Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Marimekko Oyj Ticker Security ID: Meeting Date Meeting Status MMO1V CINS X51905101 04/23/2014 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Ratification of Board Mgmt For For For Acts 13 Directors' Fees Mgmt For For For 14 Board Size Mgmt For For For 15 Election of Directors Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Appointment of Auditor Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Marten Transport, Ltd. Ticker Security ID: Meeting Date Meeting Status MRTN CUSIP 573075108 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randolph L. Marten Mgmt For For For 1.2 Elect Larry B. Hagness Mgmt For For For 1.3 Elect Thomas J. Winkel Mgmt For For For 1.4 Elect Jerry M. Bauer Mgmt For For For 1.5 Elect Robert L. Demorest Mgmt For For For 1.6 Elect G. Larry Owens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Mgmt For Abstain Against Business ________________________________________________________________________________ Materion Corp. Ticker Security ID: Meeting Date Meeting Status MTRN CUSIP 576690101 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward F. Crawford Mgmt For For For 1.2 Elect Joseph P. Keithley Mgmt For Withhold Against 1.3 Elect N. Mohan Reddy Mgmt For Withhold Against 1.4 Elect Craig S. Shular Mgmt For Withhold Against 2 Amendment to the 2006 Mgmt For Abstain Against Stock Incentive Plan 3 Amendment to the 2006 Mgmt For For For Non-employee Director Equity Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Opting Out of Ohio Mgmt For For For Control Share Acquisition Statute 7 Repeal of Classified Mgmt For For For Board 8 Elimination of Mgmt For For For Cumulative Voting ________________________________________________________________________________ Matrix Service Company Ticker Security ID: Meeting Date Meeting Status MTRX CUSIP 576853105 11/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Hewitt Mgmt For For For 1.2 Elect Michael J. Hall Mgmt For For For 1.3 Elect I. Edgar Hendrix Mgmt For For For 1.4 Elect Paul K. Lackey Mgmt For For For 1.5 Elect Tom E. Maxwell Mgmt For For For 1.6 Elect Jim W. Mogg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Maxwell Technologies Inc. Ticker Security ID: Meeting Date Meeting Status MXWL CUSIP 577767106 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Guyett Mgmt For For For 1.2 Elect Yon Y. Jorden Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Maxwell Technologies Inc. Ticker Security ID: Meeting Date Meeting Status MXWL CUSIP 577767106 12/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Rossi Mgmt For Withhold Against 1.2 Elect Burkhard Goeschel Mgmt For For For 1.3 Elect David L. Mgmt For For For Schlotterbeck 2 2013 Omnibus Equity Mgmt For For For Incentive Plan 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Medical Action Industries Inc. Ticker Security ID: Meeting Date Meeting Status MDCI CUSIP 58449L100 08/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Meringolo Mgmt For For For 1.2 Elect Kenneth Newsome Mgmt For Withhold Against 1.3 Elect Pamela Levy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mesa Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status MLAB CUSIP 59064R109 10/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Luke Schmieder Mgmt For For For 1.2 Elect Stuart Campbell Mgmt For For For 1.3 Elect Michael Brooks Mgmt For For For 1.4 Elect Robert Dwyer Mgmt For For For 1.5 Elect Evan Guillemin Mgmt For For For 1.6 Elect John Sullivan Mgmt For For For 1.7 Elect David Kelly Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Midway Gold Corp. Ticker Security ID: Meeting Date Meeting Status MDW CUSIP 598153104 06/18/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kenneth A. Brunk Mgmt For For For 2.2 Elect Martin M. Hale, Mgmt For For For Jr. 2.3 Elect Roger A. Newell Mgmt For For For 2.4 Elect Richard P. Sawchak Mgmt For For For 2.5 Elect John W. Sheridan Mgmt For For For 2.6 Elect Frank S. Yu Mgmt For For For 2.7 Elect Nathaniel E. Klein Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendments to Articles Mgmt For Against Against Regarding Preferred Shareholder Nomination Rights ________________________________________________________________________________ Miraial Company Limited Ticker Security ID: Meeting Date Meeting Status 4238 CINS J4352A103 04/24/2014 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Shinichi Waki Mgmt For For For 3 Elect Sohichiroh Yano Mgmt For For For 4 Elect Natsuya Matsunaga Mgmt For For For ________________________________________________________________________________ Monarch Casino & Resort, Inc. Ticker Security ID: Meeting Date Meeting Status MCRI CUSIP 609027107 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Farahi Mgmt For For For 1.2 Elect Craig F. Sullivan Mgmt For For For 1.3 Elect Paul Andrews Mgmt For For For 2 2014 Equity Incentive Mgmt For Abstain Against Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ MoSys, Inc. Ticker Security ID: Meeting Date Meeting Status MOSY CUSIP 619718109 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tommy Eng Mgmt For For For 1.2 Elect Chi-Ping Hsu Mgmt For For For 1.3 Elect Stephen L. Domenik Mgmt For For For 1.4 Elect Victor K. Lee Mgmt For For For 1.5 Elect Leonard Perham Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to 2010 Mgmt For For For Equity Incentive Plan 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Motorcar Parts of America, Inc. Ticker Security ID: Meeting Date Meeting Status MPAA CUSIP 620071100 03/31/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Selwyn Joffe Mgmt For For For 1.2 Elect Mel Marks Mgmt For For For 1.3 Elect Scott J. Adelson Mgmt For For For 1.4 Elect Rudolph Borneo Mgmt For For For 1.5 Elect Philip Gay Mgmt For For For 1.6 Elect Duane Miller Mgmt For For For 1.7 Elect Jeffrey Mirvis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase in Authorized Mgmt For For For Common Stock 4 Amendment to the 2010 Mgmt For Abstain Against Incentive Award Plan 5 2014 Director Incentive Mgmt For For For Plan 6 Advisory Vote on Mgmt For Abstain Against Executive Compensation 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Movado Group, Inc. Ticker Security ID: Meeting Date Meeting Status MOV CUSIP 624580106 06/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Hayes Mgmt For For For Adame 1.2 Elect Peter A. Bridgman Mgmt For For For 1.3 Elect Richard J. Cote Mgmt For For For 1.4 Elect Alex Grinberg Mgmt For For For 1.5 Elect Efraim Grinberg Mgmt For For For 1.6 Elect Alan H. Howard Mgmt For For For 1.7 Elect Richard Isserman Mgmt For For For 1.8 Elect Nathan Leventhal Mgmt For For For 1.9 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Executive Performance Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Move, Inc. Ticker Security ID: Meeting Date Meeting Status MOVE CUSIP 62458M207 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joe F. Hanauer Mgmt For For For 1.2 Elect Steven H. Mgmt For For For Berkowitz 1.3 Elect Jennifer Dulski Mgmt For For For 1.4 Elect Kenneth K. Klein Mgmt For For For 1.5 Elect V. Paul Unruh Mgmt For For For 1.6 Elect Bruce G. Willison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ MVC Capital, Inc. Ticker Security ID: Meeting Date Meeting Status MVC CUSIP 553829102 04/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emilio Dominianni Mgmt For For For 1.2 Elect Phillip Goldstein Mgmt For For For 1.3 Elect Gerald Hellerman Mgmt For For For 1.4 Elect Warren Holtsberg Mgmt For For For 1.5 Elect Robert Knapp Mgmt For For For 1.6 Elect William Taylor Mgmt For For For 1.7 Elect Michael T. Tokarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MYR Group Inc. Ticker Security ID: Meeting Date Meeting Status MYRG CUSIP 55405W104 05/01/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry W. Fayne Mgmt For For For 1.2 Elect Gary R. Johnson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the 2007 Mgmt For For For Long-Term Incentive Plan 4 Approval of the MYR Mgmt For For For Group Inc. Senior Management Incentive Plan 5 Change in Board Size Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Research Corporation Ticker Security ID: Meeting Date Meeting Status NRCIB CUSIP 637372202 05/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect JoAnn M. Martin Mgmt For For For 1.2 Elect Barbara J. Mowry Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ National Western Life Insurance Company Ticker Security ID: Meeting Date Meeting Status NWLI CUSIP 638522102 06/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen E. Glasgow Mgmt For For For 1.2 Elect E. Douglas McLeod Mgmt For For For 1.3 Elect Louis E. Pauls, Mgmt For For For Jr. 1.4 Elect E.J. Pederson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Nautilus, Inc. Ticker Security ID: Meeting Date Meeting Status NLS CUSIP 63910B102 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald P. Badie Mgmt For For For 1.2 Elect Bruce M. Cazenave Mgmt For For For 1.3 Elect Richard A. Horn Mgmt For For For 1.4 Elect M. Carl Johnson, Mgmt For For For III 1.5 Elect Anne G. Saunders Mgmt For For For 1.6 Elect Marvin G. Siegert Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Netsol Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status NTWK CUSIP 64115A402 06/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Najeeb U. Ghauri Mgmt For For For 1.2 Elect Naeem Ghauri Mgmt For For For 1.3 Elect Asad Ghauri Mgmt For For For 1.4 Elect Eugen Beckert Mgmt For For For 1.5 Elect Mark Caton Mgmt For For For 1.6 Elect Shahid J. Burki Mgmt For For For 1.7 Elect Jeffry Bilbrey Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Newpark Resources, Inc. Ticker Security ID: Meeting Date Meeting Status NR CUSIP 651718504 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David C. Anderson Mgmt For For For 1.2 Elect Anthony J. Best Mgmt For For For 1.3 Elect George S. Finley Mgmt For For For 1.4 Elect Paul L. Howes Mgmt For For For 1.5 Elect Roderick A. Larson Mgmt For For For 1.6 Elect James W. McFarland Mgmt For For For 1.7 Elect Gary L. Warren Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2014 Non-Employee Mgmt For Abstain Against Directors' Restricted Stock Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Newport Corporation Ticker Security ID: Meeting Date Meeting Status NEWP CUSIP 651824104 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Cox Mgmt For For For 1.2 Elect Oleg Khaykin Mgmt For For For 1.3 Elect Cherry A. Murray Mgmt For For For 1.4 Elect Robert J. Mgmt For For For Phillippy 1.5 Elect Kenneth F. Mgmt For For For Potashner 1.6 Elect Peter J. Simone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect G. Ronald Morris Mgmt For For For 1.2 Elect Steven T. Warshaw Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ North American Energy Partners Inc. Ticker Security ID: Meeting Date Meeting Status NOA CUSIP 656844107 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin Ferron Mgmt For For For 1.2 Carl F. Giesler Mgmt For For For 1.3 Elect Ronald McIntosh Mgmt For For For 1.4 Elect William C. Oehmig Mgmt For For For 1.5 Elect Allen R. Sello Mgmt For For For 1.6 Elect Jay W. Thornton Mgmt For For For 1.7 Elect K. Rick Turner Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ North American Energy Partners, Inc. Ticker Security ID: Meeting Date Meeting Status NOA CUSIP 656844107 09/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martin Ferron Mgmt For For For 1.2 Elect Carl F. Giesler Mgmt For For For 1.3 Elect Ronald McIntosh Mgmt For For For 1.4 Elect William C. Oehmig Mgmt For For For 1.5 Elect Allen R. Sello Mgmt For For For 1.6 Elect Jay W. Thornton Mgmt For For For 1.7 Elect Peter W. Tomsett Mgmt For For For 1.8 Elect K. Rick Turner Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Nova Measuring Instruments Ltd. Ticker Security ID: Meeting Date Meeting Status NVMI CUSIP M7516K103 06/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ratification of Auditor Mgmt For For For 2 Approval of Employment Mgmt For For For Terms of the President and CEO 3 Certification of Mgmt N/A Against N/A Personal Interest 4 Elect Michael Brunstein Mgmt For For For 5 Elect Alon Dumanis Mgmt For For For 6 Elect Avi Cohen Mgmt For For For 7 Elect Raanan Cohen Mgmt For For For 8 Elect Zehava Simon as Mgmt For For For an External Director 9 Certification of Mgmt N/A Against N/A Personal Interest ________________________________________________________________________________ Nuverra Environmental Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status NES CUSIP 67091K203 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward A. Barkett Mgmt For For For 1.2 Elect Robert B. Mgmt For For For Simonds, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2009 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Olympic Steel, Inc. Ticker Security ID: Meeting Date Meeting Status ZEUS CUSIP 68162K106 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Wolfort Mgmt For For For 1.2 Elect Ralph M. Della Mgmt For For For Ratta 1.3 Elect Howard L. Mgmt For For For Goldstein 1.4 Elect Dirk A. Kempthorne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Oplink Communications, Inc. Ticker Security ID: Meeting Date Meeting Status OPLK CUSIP 68375Q403 11/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Y. Liu Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Orbit Garant Drilling Inc. Ticker Security ID: Meeting Date Meeting Status OGD CUSIP 68556N104 11/27/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric Alexandre Mgmt For For For 1.2 Elect Pierre Alexandre Mgmt For For For 1.3 Elect Patrick Godin Mgmt For For For 1.4 Elect Jean-Yves Mgmt For For For Laliberte 1.5 Elect Guthrie J. Stewart Mgmt For For For 1.6 Elect Edmund Stuart Mgmt For For For 1.7 Elect William N. Gula Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advance Notice Provision Mgmt For For For ________________________________________________________________________________ Orchids Paper Products Inc. Ticker Security ID: Meeting Date Meeting Status TIS CUSIP 68572N104 04/09/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approval of CEO Option Mgmt For Against Against Grant 2 2014 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ Orchids Paper Products Inc. Ticker Security ID: Meeting Date Meeting Status TIS CUSIP 68572N104 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven R. Berlin Mgmt For For For 1.2 Elect John C. Guttilla Mgmt For For For 1.3 Elect Douglas E. Hailey Mgmt For For For 1.4 Elect Mark H. Ravich Mgmt For For For 1.5 Elect Elaine MacDonald Mgmt For For For 1.6 Elect Jeffrey S. Schoen Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Orion Energy Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OESX CUSIP 686275108 08/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth L. Mgmt For For For Goodson, Jr. 1.2 Elect James R. Kackley Mgmt For For For 1.3 Elect James D. Leslie Mgmt For For For 1.4 Elect Thomas N. Mgmt For For For Schueller 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pacer International, Inc. Ticker Security ID: Meeting Date Meeting Status PACR CUSIP 69373H106 03/27/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For Abstain Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Parametric Sound Corporation Ticker Security ID: Meeting Date Meeting Status PAMT CUSIP 699172201 12/27/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For 4 2013 Stock-Based Mgmt For For For Incentive Compensation Plan 5 Annual Incentive Bonus Mgmt For For For Plan ________________________________________________________________________________ Park Electrochemical Corp. Ticker Security ID: Meeting Date Meeting Status PKE CUSIP 700416209 07/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dale Blanchfield Mgmt For For For 1.2 Elect Emily J. Groehl Mgmt For For For 1.3 Elect Peter Maurer Mgmt For For For 1.4 Elect Brian E. Shore Mgmt For For For 1.5 Elect Steven T. Warshaw Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pason Systems Inc. Ticker Security ID: Meeting Date Meeting Status PSI CUSIP 702925108 05/07/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James D. Hill Mgmt For For For 2.2 Elect James B. Howe Mgmt For For For 2.3 Elect Murray L. Cobbe Mgmt For For For 2.4 Elect G. Allen Brooks Mgmt For For For 2.5 Elect Franz J. Fink Mgmt For For For 2.6 Elect Marcel Kessler Mgmt For For For 2.7 Elect T. Jay Collins Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Provision Mgmt For For For 5 Amendment to Articles Mgmt For For For Regarding Quorum 6 Modernization Amendments Mgmt For For For ________________________________________________________________________________ Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATR CUSIP 70337B102 02/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thompson S. Baker Mgmt For For For II 1.2 Elect Martin E. Stein, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PC Connection, Inc. Ticker Security ID: Meeting Date Meeting Status PCCC CUSIP 69318J100 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patricia Gallup Mgmt For For For 1.2 Elect David Hall Mgmt For For For 1.3 Elect Joseph Baute Mgmt For For For 1.4 Elect David Mgmt For For For Beffa-Negrini 1.5 Elect Barbara Duckett Mgmt For For For 1.6 Elect Donald Weatherson Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PCTEL, Inc. Ticker Security ID: Meeting Date Meeting Status PCTI CUSIP 69325Q105 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven D. Levy Mgmt For For For 1.2 Elect Giacomo Marini Mgmt For For For 1.3 Elect Martin H. Singer Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ PDI, Inc. Ticker Security ID: Meeting Date Meeting Status PDII CUSIP 69329V100 06/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Stover Mgmt For For For 1.2 Elect John M. Climaco Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2004 Mgmt For Against Against Stock Award and Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Peapack-Gladstone Financial Corporation Ticker Security ID: Meeting Date Meeting Status PGC CUSIP 704699107 04/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Finn M. W. Mgmt For For For Caspersen, Jr. 1.2 Elect Susan A. Cole Mgmt For For For 1.3 Elect Anthony J. Consi Mgmt For For For II 1.4 Elect Edward A. Mgmt For For For Gramigna, Jr. 1.5 Elect Douglas L. Kennedy Mgmt For For For 1.6 Elect Frank A. Kissel Mgmt For For For 1.7 Elect John D. Kissel Mgmt For For For 1.8 Elect James R. Lamb Mgmt For For For 1.9 Elect Edward A. Merton Mgmt For For For 1.10 Elect F. Duffield Mgmt For For For Meyercord 1.11 Elect Philip W. Smith Mgmt For For For III 1.12 Elect Beth Welsh Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to 2012 Mgmt For For For Long-Term Stock Incentive Plan 4 2014 Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PharMerica Corporation Ticker Security ID: Meeting Date Meeting Status PMC CUSIP 71714F104 06/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Weishar Mgmt For For For 1.2 Elect W. Robert Dahl, Mgmt For For For Jr. 1.3 Elect Frank E. Collins Mgmt For For For 1.4 Elect Thomas P. Mac Mgmt For For For Mahon 1.5 Elect Marjorie W. Dorr Mgmt For For For 1.6 Elect Thomas P. Gerrity Mgmt For For For 1.7 Elect Robert A. Oakley Mgmt For For For 1.8 Elect Geoffrey G. Meyers Mgmt For For For 1.9 Elect Patrick G. LePore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Photronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLAB CUSIP 719405102 04/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter M. Mgmt For For For Fiederowicz 1.2 Elect Joseph A. Mgmt For For For Fiorita, Jr. 1.3 Elect Liang-Choo Hsia Mgmt For For For 1.4 Elect Constantine S. Mgmt For For For Macricostas 1.5 Elect George Macricostas Mgmt For For For 1.6 Elect Mitchell G. Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Mgmt For For For Long-Term Equity Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ PICO Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PICO CUSIP 693366205 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Hart Mgmt For For For 2 Elect Michael J. Machado Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 2014 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ Pike Electric Corporation Ticker Security ID: Meeting Date Meeting Status PIKE CUSIP 721283109 10/31/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Eric Pike Mgmt For For For 1.2 Elect Charles E. Bayless Mgmt For For For 1.3 Elect James R. Helvey Mgmt For For For III 1.4 Elect Peter Pace Mgmt For For For 1.5 Elect Daniel J. Sullivan Mgmt For For For 1.6 Elect James L. Turner Mgmt For For For 2 Reincorporation from Mgmt For For For Delaware to North Carolina 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pioneer Energy Services Corp. Ticker Security ID: Meeting Date Meeting Status PES CUSIP 723664108 05/14/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dean A. Burkhardt Mgmt For For For 1.2 Elect Scott D. Urban Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PMFG, Inc. Ticker Security ID: Meeting Date Meeting Status PMFG CUSIP 69345P103 11/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth R. Hanks Mgmt For For For 1.2 Elect R. Clayton Mulford Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Powell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status POWL CUSIP 739128106 02/26/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eugene L. Butler Mgmt For For For 1.2 Elect Christopher E. Mgmt For For For Cragg 1.3 Elect Bonnie V. Hancock Mgmt For For For 2 2014 Equity Incentive Mgmt For For For Plan 3 2014 Non-Employee Mgmt For For For Director Equity Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PowerSecure International Inc. Ticker Security ID: Meeting Date Meeting Status POWR CUSIP 73936N105 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Collins Mgmt For For For 2 Elect A. Dale Jenkins Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Preformed Line Products Company Ticker Security ID: Meeting Date Meeting Status PLPC CUSIP 740444104 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glenn E. Corlett Mgmt For For For 1.2 Elect Michael E. Gibbons Mgmt For For For 1.3 Elect R. Steven Kestner Mgmt For For For 1.4 Elect Randall M. Ruhlman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Premiere Global Services, Inc. Ticker Security ID: Meeting Date Meeting Status PGI CUSIP 740585104 06/18/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Boland T. Jones Mgmt For For For 1.2 Elect Wilkie S. Colyer Mgmt For For For 1.3 Elect K. Robert Draughon Mgmt For For For 1.4 Elect John R. Harris Mgmt For For For 1.5 Elect W. Steven Jones Mgmt For For For 1.6 Elect Raymond H. Mgmt For For For Pirtle, Jr. 1.7 Elect J. Walker Smith, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2014 Incentive Plan Mgmt For For For ________________________________________________________________________________ Pretium Resources Inc. Ticker Security ID: Meeting Date Meeting Status PVG CUSIP 74139C102 05/14/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Robert A. Mgmt For For For Quartermain 2.2 Elect Christopher Noel Mgmt For For For Dunn 2.3 Elect Ross A. Mitchell Mgmt For For For 2.4 Elect Joseph J. Ovsenek Mgmt For For For 2.5 Elect Tom S.Q. Yip Mgmt For For For 2.6 Elect George Paspalas Mgmt For For For 2.7 Elect Peter Birkey Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Adoption of Advance Mgmt For For For Notice Requirement ________________________________________________________________________________ Psychemedics Corporation Ticker Security ID: Meeting Date Meeting Status PMD CUSIP 744375205 05/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond C. Kubacki Mgmt For For For 1.2 Elect Harry F. Connick Mgmt For For For 1.3 Elect Walter S. Mgmt For For For Tomenson, Jr. 1.4 Elect Fred J. Weinert Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pulse Electronics Corporation Ticker Security ID: Meeting Date Meeting Status PULS CUSIP 74586W205 06/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven G. Crane Mgmt For For For 1.2 Elect Ralph E. Faison Mgmt For For For 1.3 Elect David W. Heinzmann Mgmt For For For 1.4 Elect John E. Major Mgmt For For For 1.5 Elect Gary E. Sutton Mgmt For For For 1.6 Elect Robert E. Switz Mgmt For For For 1.7 Elect Kaj Vazales Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2012 Mgmt For For For Omnibus Incentive Compensation Plan 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Quaker Chemical Corporation Ticker Security ID: Meeting Date Meeting Status KWR CUSIP 747316107 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Barry Mgmt For For For 1.2 Elect Robert E. Chappell Mgmt For For For 1.3 Elect Robert H. Rock Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Queen City Investments Inc. Ticker Security ID: Meeting Date Meeting Status QUCT CUSIP 74823W109 07/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry C. Gross Mgmt For For For 1.2 Elect R. Whitney Latimer Mgmt For For For 1.3 Elect Randall W. Mgmt For For For Nicholson 1.4 Elect Darrel R. Van Es Mgmt For For For 1.5 Elect Daniel K. Walker Mgmt For For For ________________________________________________________________________________ QuinStreet, Inc. Ticker Security ID: Meeting Date Meeting Status QNST CUSIP 74874Q100 10/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Simons Mgmt For For For 1.2 Elect Dana Stalder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Qumu Corporation Ticker Security ID: Meeting Date Meeting Status QUMU CUSIP 749063103 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sherman L. Black Mgmt For For For 1.2 Elect Lawrence M. Mgmt For For For Benveniste 1.3 Elect Daniel R. Fishback Mgmt For For For 1.4 Elect Thomas F. Madison Mgmt For For For 1.5 Elect Kimberly K. Nelson Mgmt For For For 1.6 Elect Robert F. Olson Mgmt For For For 1.7 Elect Justin A Orlando Mgmt For For For 1.8 Elect Steven M. Quist Mgmt For For For 1.9 Elect James L. Reissner Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Qumu Corporation Ticker Security ID: Meeting Date Meeting Status QUMU CUSIP 749063103 06/27/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Disposal of Disc Mgmt For For For Publishing Business 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Raven Industries, Inc. Ticker Security ID: Meeting Date Meeting Status RAVN CUSIP 754212108 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason M. Andringa Mgmt For For For 1.2 Elect Thomas S. Everist Mgmt For For For 1.3 Elect Mark E. Griffin Mgmt For For For 1.4 Elect Kevin T. Kirby Mgmt For For For 1.5 Elect Marc E. LeBaron Mgmt For For For 1.6 Elect Cynthia H. Mgmt For For For Milligan 1.7 Elect Daniel A. Rykhus Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Realnetworks, Inc. Ticker Security ID: Meeting Date Meeting Status RNWK CUSIP 75605L708 11/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael T. Galgon Mgmt For For For 1.2 Elect Dawn G. Lepore Mgmt For For For 1.3 Elect Dominique Trempont Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Regional Management Corp. Ticker Security ID: Meeting Date Meeting Status RM CUSIP 75902K106 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roel C. Campos Mgmt For For For 1.2 Elect Alvaro G. de Mgmt For For For Molina 1.3 Elect Thomas F. Fortin Mgmt For For For 1.4 Elect Richard A. Godley Mgmt For For For 1.5 Elect Carlos Palomares Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Reis, Inc. Ticker Security ID: Meeting Date Meeting Status REIS CUSIP 75936P105 06/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lloyd Lynford Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rentrak Corporation Ticker Security ID: Meeting Date Meeting Status RENT CUSIP 760174102 08/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Engel Mgmt For For For 1.2 Elect Richard Hochhauser Mgmt For For For 1.3 Elect William Livek Mgmt For For For 1.4 Elect Anne MacDonald Mgmt For For For 1.5 Elect Martin O'Connor Mgmt For For For 1.6 Elect Brent Rosenthal Mgmt For For For 1.7 Elect Ralph Shaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Resolute Energy Corporation Ticker Security ID: Meeting Date Meeting Status REN CUSIP 76116A108 05/27/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James M. Piccone Mgmt For For For 1.2 Elect Robert M. Swartz Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RHJ International SA Ticker Security ID: Meeting Date Meeting Status RHJI CINS B70883101 06/17/2014 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Mgmt For For For Allocation of Losses 7 Remuneration Report Mgmt For For For 8 Ratification of Board Mgmt For For For Acts 9 Ratification of Mgmt For For For Auditor's Acts 10 Elect Mathias Dopfner Mgmt For For For 11 Elect Leonhard Fischer Mgmt For For For 12 Elect Peter Foy Mgmt For For For 13 Elect Lucio A. Noto Mgmt For For For 14 Elect Konstantin von Mgmt For For For Schweinitz 15 Directors' Fees Mgmt For For For 16 Ratification of Mgmt For For For Directors' Independence ________________________________________________________________________________ RHJ International SA Ticker Security ID: Meeting Date Meeting Status RHJI CINS B70883101 06/17/2014 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Increase in Authorized Mgmt For Against Against Capital 4 Amendments to Articles Mgmt For Against Against (Capital Increase) 5 Authority to Repurchase Mgmt For For For Shares 6 Amendments to Articles Mgmt For For For (Share Repurchase) 7 Amendments to Articles Mgmt For For For (Dematerialization of Shares) 8 Amendments to Articles Mgmt For For For (Reissue of Treasury Shares) 9 Amendments to Articles Mgmt For For For (Share Repurchase as Takeover Defense) 10 Authorization of Legal Mgmt For For For Formalities 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Richardson Electronics, Ltd. Ticker Security ID: Meeting Date Meeting Status RELL CUSIP 763165107 10/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Richardson Mgmt For For For 1.2 Elect Scott Hodes Mgmt For For For 1.3 Elect Paul Plante Mgmt For For For 1.4 Elect Jacques Belin Mgmt For For For 1.5 Elect James Benham Mgmt For For For 1.6 Elect Kenneth Halverson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rigel Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status RIGL CUSIP 766559603 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter H. Moos Mgmt For For For 1.2 Elect Stephen A. Sherwin Mgmt For For For 2 Amendment to the 2000 Mgmt For For For Employee Stock Purchase Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For Abstain Against ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/09/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Barry Mgmt For For For 1.2 Elect Bruce D. Hoechner Mgmt For For For 1.3 Elect Gregory B. Howey Mgmt For For For 1.4 Elect Carol R. Jensen Mgmt For For For 1.5 Elect William E. Mgmt For For For Mitchell 1.6 Elect Ganesh Moorthy Mgmt For For For 1.7 Elect Robert G. Paul Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the Annual Mgmt For For For Incentive Compensation Plan 4 Amendment to the 2009 Mgmt For For For Long-Term Equity Compensation Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RPX Corporation Ticker Security ID: Meeting Date Meeting Status RPXC CUSIP 74972G103 06/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shelby W. Bonnie Mgmt For For For 1.2 Elect Sanford R. Mgmt For For For Robertson 1.3 Elect Thomas O. Ryder Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RTI International Metals, Inc. Ticker Security ID: Meeting Date Meeting Status RTI CUSIP 74973W107 04/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel I. Booker Mgmt For For For 1.2 Elect Ronald L. Gallatin Mgmt For Withhold Against 1.3 Elect Robert M. Mgmt For Withhold Against Hernandez 1.4 Elect Dawne S. Hickton Mgmt For For For 1.5 Elect Edith E. Holiday Mgmt For For For 1.6 Elect Jerry Howard Mgmt For For For 1.7 Elect Bryan T. Moss Mgmt For For For 1.8 Elect James A. Williams Mgmt For Withhold Against 1.9 Elect Arthur B. Mgmt For For For Winkleblack 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Common Stock 5 2014 Stock and Mgmt For Against Against Incentive Plan ________________________________________________________________________________ Rubicon Technology, Inc. Ticker Security ID: Meeting Date Meeting Status RBCN CUSIP 78112T107 06/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raja M. Parvez Mgmt For For For 1.2 Elect Raymond J. Spencer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rudolph Technologies, Inc Ticker Security ID: Meeting Date Meeting Status RTEC CUSIP 781270103 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Whitten Mgmt For For For 2 Elect Aubrey C. Tobey Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Saga Communications, Inc. Ticker Security ID: Meeting Date Meeting Status SGA CUSIP 786598300 05/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clarke R. Brown, Mgmt For For For Jr. 1.2 Elect Edward K. Mgmt For For For Christian 1.3 Elect Timothy J. Clarke Mgmt For For For 1.4 Elect Roy F. Coppedge Mgmt For For For III 1.5 Elect David B. Stephens Mgmt For For For 1.6 Elect Gary Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Saga Communications, Inc. Ticker Security ID: Meeting Date Meeting Status SGA CUSIP 786598300 10/16/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the 2005 Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Sandvine Corporation Ticker Security ID: Meeting Date Meeting Status SVC CUSIP 800213100 04/10/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger J. Maggs Mgmt For For For 1.2 Elect Mark Guibert Mgmt For For For 1.3 Elect John Keating Mgmt For For For 1.4 Elect Kenneth Taylor Mgmt For For For 1.5 Elect David Caputo Mgmt For For For 1.6 Elect Dermot O'Carroll Mgmt For For For 1.7 Elect Scott Hamilton Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Sapient Corporation Ticker Security ID: Meeting Date Meeting Status SAPE CUSIP 803062108 05/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Benson Mgmt For For For 2 Elect Jerry A. Greenberg Mgmt For For For 3 Elect Alan J. Herrick Mgmt For For For 4 Elect Silvia Lagnado Mgmt For For For 5 Elect J. Stuart Moore Mgmt For For For 6 Elect Robert L. Rosen Mgmt For Against Against 7 Elect Eva M. Sage-Gavin Mgmt For For For 8 Elect Ashok Shah Mgmt For For For 9 Elect Vijay Singal Mgmt For Against Against 10 Elect Curtis R. Welling Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sarin Technologies Ltd Ticker Security ID: Meeting Date Meeting Status U77 CINS M8234Z109 04/29/2014 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Avraham Eshed Mgmt For For For 3 Elect Daniel Benjamin Mgmt For For For Glinert 4 Elect Ehud Harel Mgmt For For For 5 Elect Uzi Levami Mgmt For For For 6 Elect Eyal Mashiah Mgmt For For For 7 Elect Hanoh Stark Mgmt For For For 8 Elect Yehezkel Pinhas Mgmt For For For Blum 9 Elect CHAN Kam Loon Mgmt For For For 10 Elect Valerie ONG Choo Mgmt For For For Lin 11 Appointment of CHAN Kam Mgmt For For For Loon as Lead Independent Director 12 Allocation of Mgmt For For For Profits/Dividends 13 Authority to Grant Mgmt For For For Awards to Independent Directors 14 Appointment of Auditor Mgmt For For For and Authority to Set Fees 15 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 16 Authority to Grant Mgmt For For For Awards and Issue Shares under the Sarin Technologies Ltd. 2005 Share Option Plan 17 Transaction of Other Mgmt For Against Against Business 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sarin Technologies Ltd Ticker Security ID: Meeting Date Meeting Status U77 CINS M8234Z109 04/29/2014 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Sarin Technologies Ltd Ticker Security ID: Meeting Date Meeting Status U77 CINS M8234Z109 12/30/2013 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Company Name Correction Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Seneca Foods Corporation Ticker Security ID: Meeting Date Meeting Status SENEA CUSIP 817070105 08/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Gaylord Mgmt For For For 1.2 Elect Susan A. Henry Mgmt For For For 1.3 Elect Susan W. Stuart Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Shoe Carnival, Inc. Ticker Security ID: Meeting Date Meeting Status SCVL CUSIP 824889109 06/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Wayne Weaver Mgmt For For For 2 Elect Gerald W. Schoor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sierra Wireless, Inc. Ticker Security ID: Meeting Date Meeting Status SW CUSIP 826516106 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason W. Cohenour Mgmt For For For 1.2 Elect Gregory D. Aasen Mgmt For For For 1.3 Elect Robin A. Abrams Mgmt For For For 1.4 Elect Paul G. Cataford Mgmt For For For 1.5 Elect Charles E. Levine Mgmt For For For 1.6 Elect Thomas Sieber Mgmt For For For 1.7 Elect Kent P. Thexton Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Amendments to By-Law Mgmt For For For No. 1 ________________________________________________________________________________ SIFCO Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SIF CUSIP 826546103 01/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey P. Mgmt For For For Gotschall 1.2 Elect John G. Chapman, Mgmt For For For Sr. 1.3 Elect Michael S. Mgmt For For For Lipscomb 1.4 Elect Donald C. Molten, Mgmt For For For Jr. 1.5 Elect Alayne L. Reitman Mgmt For For For 1.6 Elect Hudson D. Smith Mgmt For For For 1.7 Elect Norman E. Wells, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 2 Years Abstain Against Vote on Executive Compensation 5 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Silicon Image, Inc. Ticker Security ID: Meeting Date Meeting Status SIMG CUSIP 82705T102 05/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Mgmt For For For Raduchel 1.2 Elect Camillo Martino Mgmt For For For 2 Amendment to 1999 Mgmt For Abstain Against Employee Stock Purchase Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Silicon Motion Technology Corporation Ticker Security ID: Meeting Date Meeting Status SIMO CUSIP 82706C108 09/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lien-Chun Liu Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Silvercrest Asset Management Group Inc Ticker Security ID: Meeting Date Meeting Status SAMG CUSIP 828359109 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wilmot H. Kidd Mgmt For For For 1.2 Elect Richard S. Pechter Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spartan Motors, Inc. Ticker Security ID: Meeting Date Meeting Status SPAR CUSIP 846819100 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard R. Current Mgmt For For For 1.2 Elect Hugh W. Sloan, Jr. Mgmt For For For 1.3 Elect Andrew Rooke Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sparton Corporation Ticker Security ID: Meeting Date Meeting Status SPA CUSIP 847235108 11/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James D. Fast Mgmt For For For 2 Elect Joseph J. Hartnett Mgmt For For For 3 Elect Charles R. Kummeth Mgmt For For For 4 Elect David P. Molfenter Mgmt For For For 5 Elect Douglas R. Schrank Mgmt For For For 6 Elect James R. Swartwout Mgmt For For For 7 Elect Cary B. Wood Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Spectrum Group International Ticker Security ID: Meeting Date Meeting Status SPGZ CUSIP 84763M102 05/12/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Stock Split Mgmt For Against Against 2 Authority to Reduce Mgmt For Against Against Authorized Share Capital ________________________________________________________________________________ Sprott Inc. Ticker Security ID: Meeting Date Meeting Status SII CUSIP 852066109 05/14/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Faber Mgmt For For For 1.2 Elect Peter Grosskopf Mgmt For For For 1.3 Elect Jack C. Lee Mgmt For For For 1.4 Elect Sharon Ranson Mgmt For For For 1.5 Elect James T. Roddy Mgmt For For For 1.6 Elect Arthur R. Rule IV Mgmt For For For 1.7 Elect Eric S. Sprott Mgmt For For For 1.8 Elect Paul H. Stephens Mgmt For For For 1.9 Elect Rosemary Zigrossi Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Employee Profit Sharing Mgmt For For For Plan Renewal 5 Equity Incentive Plan Mgmt For For For Renewal ________________________________________________________________________________ Sprott Resource Corp. Ticker Security ID: Meeting Date Meeting Status SCP CUSIP 85207D103 05/14/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lenard F. Boggio Mgmt For For For 1.2 Elect Joan E. Dunne Mgmt For For For 1.3 Elect John P. Embry Mgmt For For For 1.4 Elect Peter Grosskopf Mgmt For For For 1.5 Elect Ron F. Hochstein Mgmt For For For 1.6 Elect Terrence A. Lyons Mgmt For For For 1.7 Elect Stephen Yuzpe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Stock Mgmt For For For Option Plan 4 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Stage Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SSI CUSIP 85254C305 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan J. Barocas Mgmt For For For 2 Elect Diane M. Ellis Mgmt For For For 3 Elect Michael L. Glazer Mgmt For For For 4 Elect Gabrielle E. Mgmt For For For Greene 5 Elect Earl J. Mgmt For For For Hesterberg, Jr. 6 Elect Lisa R. Kranc Mgmt For For For 7 Elect William J. Mgmt For For For Montgoris 8 Elect C. Clayton Reasor Mgmt For For For 9 Elect Ralph P. Mgmt For For For Scozzafava 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stamps.com Inc. Ticker Security ID: Meeting Date Meeting Status STMP CUSIP 852857200 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth McBride Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Standard Motor Products, Inc. Ticker Security ID: Meeting Date Meeting Status SMP CUSIP 853666105 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pamela Forbes Mgmt For For For Lieberman 1.2 Elect Joseph W. Mgmt For For For McDonnell 1.3 Elect Alisa C. Norris Mgmt For For For 1.4 Elect Arthur S. Sills Mgmt For For For 1.5 Elect Lawrence I. Sills Mgmt For For For 1.6 Elect Peter J. Sills Mgmt For For For 1.7 Elect Frederick D. Mgmt For For For Sturdivant 1.8 Elect William H. Turner Mgmt For For For 1.9 Elect Richard S. Ward Mgmt For For For 1.10 Elect Roger M. Widmann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Standex International Corporation Ticker Security ID: Meeting Date Meeting Status SXI CUSIP 854231107 12/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William R. Mgmt For For For Fenoglio 1.2 Elect Thomas J. Hansen Mgmt For For For 1.3 Elect H. Nicholas Mgmt For For For Muller III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stanley Furniture Company, Inc. Ticker Security ID: Meeting Date Meeting Status STLY CUSIP 854305208 04/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect T. Scott Mgmt For Withhold Against McIlhenny, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ State Auto Financial Corporation Ticker Security ID: Meeting Date Meeting Status STFC CUSIP 855707105 05/02/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David J. D'Antoni Mgmt For For For 1.2 Elect David R. Meuse Mgmt For For For 1.3 Elect S. Elaine Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ StealthGas, Inc. Ticker Security ID: Meeting Date Meeting Status GASS CUSIP Y81669106 09/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Jolliffe Mgmt For For For 1.2 Elect John Kostoyannis Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ STEC, Inc. Ticker Security ID: Meeting Date Meeting Status STEC CUSIP 784774101 09/12/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Stein Mart, Inc. Ticker Security ID: Meeting Date Meeting Status SMRT CUSIP 858375108 06/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay Stein Mgmt For For For 1.2 Elect John H. Williams, Mgmt For For For Jr. 1.3 Elect Alvin R. Carpenter Mgmt For For For 1.4 Elect Irwin Cohen Mgmt For Withhold Against 1.5 Elect Susan Falk Mgmt For Withhold Against 1.6 Elect Linda M. Farthing Mgmt For Withhold Against 1.7 Elect Mitchell W. Legler Mgmt For Withhold Against 1.8 Elect Richard L. Sisisky Mgmt For Withhold Against 1.9 Elect Burton M. Tansky Mgmt For For For 1.10 Elect J. Wayne Weaver Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stratec Biomedical Systems Ticker Security ID: Meeting Date Meeting Status SBS CINS D8171G106 06/18/2014 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Fred Bruckner Mgmt For For For 10 Elect Wolfgang Wehmeyer Mgmt For For For 11 Elect Stefanie Remmele Mgmt For For For ________________________________________________________________________________ Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/02/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christine L. Koski Mgmt For For For 1.2 Elect David N. Wormley Mgmt For For For 1.3 Elect Alexander Schuetz Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ SunOpta Inc. Ticker Security ID: Meeting Date Meeting Status STKL CUSIP 8676EP108 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jay Amato Mgmt For For For 2 Elect Steven Bromley Mgmt For For For 3 Elect Michael Detlefsen Mgmt For For For 4 Elect Peter Fraser Mgmt For For For 5 Elect Douglas Greene Mgmt For For For 6 Elect Victor Hepburn Mgmt For For For 7 Elect Katrina Houde Mgmt For For For 8 Elect Jeremy Kendall Mgmt For For For 9 Elect Alan Murray Mgmt For For For 10 Elect Allan Routh Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Support.com Inc. Ticker Security ID: Meeting Date Meeting Status SPRT CUSIP 86858W101 06/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shawn Farshchi Mgmt For For For 1.2 Elect Mark Fries Mgmt For For For 1.3 Elect J. Martin O'Malley Mgmt For For For 1.4 Elect Toni Portmann Mgmt For For For 1.5 Elect Jim Stephens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sykes Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status SYKE CUSIP 871237103 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James S. MacLeod Mgmt For For For 2 Elect William D. Muir, Mgmt For For For Jr. 3 Elect Lorraine Leigh Mgmt For For For Lutton 4 Elect James K. Murray, Mgmt For For For Jr. 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Symmetricom, Inc. Ticker Security ID: Meeting Date Meeting Status SYMM CUSIP 871543104 10/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James A. Chiddix Mgmt For For For 2 Elect Robert T. Clarkson Mgmt For For For 3 Elect Elizabeth A. Mgmt For For For Fetter 4 Elect Robert M. Mgmt For For For Neumeister, Jr. 5 Elect Richard N. Snyder Mgmt For For For 6 Elect Robert J. Mgmt For For For Stanzione 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Amendment to the 2006 Mgmt For For For Incentive Award Plan ________________________________________________________________________________ Symmetry Medical Inc. Ticker Security ID: Meeting Date Meeting Status SMA CUSIP 871546206 04/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Francis T. Mgmt For For For Nusspickel 1.2 Elect Thomas J. Sullivan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synergetics USA, Inc. Ticker Security ID: Meeting Date Meeting Status SURG CUSIP 87160G107 12/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lawrence C. Mgmt For For For Cardinale 2 Elect Guy R. Guarch Mgmt For For For 3 Elect D. Graeme Thomas Mgmt For For For 4 Amendment to the 2001 Mgmt For For For Stock and Performance Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Syneron Medical Ltd. Ticker Security ID: Meeting Date Meeting Status ELOS CUSIP M87245102 07/18/2013 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Yaffa Krindel Mgmt For For For 3 Elect Michael J. Anghel Mgmt For For For 4 Elect Dan Suesskind Mgmt For For For 5 Declaration of Material Mgmt N/A Against N/A Interest 6 Approval of Mgmt For For For Compensation Policy Under Israeli Law 7 Declaration of Material Mgmt N/A Against N/A Interest 8 Compensation of CEO Mgmt For For For 9 Declaration of Material Mgmt N/A Against N/A Interest 10 Compensation of Chairman Mgmt For For For 11 Compensation of Interim Mgmt For For For CFO 12 Directors' Fees Mgmt For For For 13 Option Grants from Mgmt For For For Subsidiary to Certain Directors ________________________________________________________________________________ Synthetic Biologics, Inc. Ticker Security ID: Meeting Date Meeting Status SYN CUSIP 87164U102 06/10/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey J. Kraws Mgmt For For For 1.2 Elect Jeffrey Riley Mgmt For For For 1.3 Elect Scott L. Tarriff Mgmt For For For 1.4 Elect Jeffrey Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synthetic Biologics, Inc. Ticker Security ID: Meeting Date Meeting Status SYN CUSIP 87164U102 10/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steve H. Kanzer Mgmt For For For 1.2 Elect Jeffrey J. Kraws Mgmt For For For 1.3 Elect Jeffrey Riley Mgmt For For For 1.4 Elect Scott L. Tarriff Mgmt For For For 1.5 Elect Jeffrey Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Mgmt For For For Option Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Systemax Inc. Ticker Security ID: Meeting Date Meeting Status SYX CUSIP 871851101 06/09/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Leeds Mgmt For For For 1.2 Elect Bruce Leeds Mgmt For For For 1.3 Elect Robert Leeds Mgmt For For For 1.4 Elect Lawrence P. Mgmt For For For Reinhold 1.5 Elect Stacy S. Dick Mgmt For For For 1.6 Elect Robert D. Mgmt For For For Rosenthal 1.7 Elect Marie Mgmt For For For Adler-Kravecas 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tandy Leather Factory, Inc. Ticker Security ID: Meeting Date Meeting Status TLF CUSIP 87538X105 06/09/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark Angus Mgmt For For For 1.2 Elect Jefferson Gramm Mgmt For For For 1.3 Elect Shannon L. Greene Mgmt For For For 1.4 Elect T. Field Lange Mgmt For For For 1.5 Elect Joseph R. Mannes Mgmt For For For 1.6 Elect L. Edward Martin Mgmt For For For III 1.7 Elect Michael A. Nery Mgmt For For For 1.8 Elect Jon Thompson Mgmt For For For 1.9 Elect William M. Warren Mgmt For For For 1.10 Elect J. Bryan Wilkinson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Team, Inc. Ticker Security ID: Meeting Date Meeting Status TISI CUSIP 878155100 09/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emmett J. Mgmt For For For Lescroart 1.2 Elect Sidney B. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ TearLab Corporation Ticker Security ID: Meeting Date Meeting Status TEAR CUSIP 878193101 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elias Vamvakas Mgmt For For For 1.2 Elect Anthony E. Altig Mgmt For For For 1.3 Elect Thomas N. Mgmt For For For Davidson, Jr. 1.4 Elect Adrienne L. Graves Mgmt For For For 1.5 Elect Paul M. Karpecki Mgmt For For For 1.6 Elect Richard L. Mgmt For For For Lindstrom 1.7 Elect Donald Rindell Mgmt For For For 1.8 Elect Brock Wright Mgmt For For For 2 Amendment to the 2002 Mgmt For Abstain Against Stock Incentive Plan 3 2014 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Tejon Ranch Co. Ticker Security ID: Meeting Date Meeting Status TRC CUSIP 879080109 05/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Bielli Mgmt For For For 1.2 Elect John L. Goolsby Mgmt For For For 1.3 Elect Norman Metcalfe Mgmt For For For 1.4 Elect Kent G. Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carol S. Eicher Mgmt For For For 1.2 Elect David Mathieson Mgmt For For For 1.3 Elect Donal L. Mulligan Mgmt For For For 1.4 Elect Stephen G. Shank Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tesco Corporation Ticker Security ID: Meeting Date Meeting Status TESO CUSIP 88157K101 05/09/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Dielwart Mgmt For For For 1.2 Elect Fred J. Dyment Mgmt For For For 1.3 Elect Gary L. Kott Mgmt For For For 1.4 Elect R. Vance Milligan Mgmt For For For 1.5 Elect Julio M. Quintana Mgmt For For For 1.6 Elect John T. Reynolds Mgmt For For For 1.7 Elect Elijio V. Serrano Mgmt For For For 1.8 Elect Michael W. Mgmt For For For Sutherlin 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Notice and Access Mgmt For For For Provisions 5 Advance Notice Provision Mgmt For For For 6 Other Updates and Mgmt For For For Changes to Bylaws ________________________________________________________________________________ The Advisory Board Company Ticker Security ID: Meeting Date Meeting Status ABCO CUSIP 00762W107 09/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sanju K. Bansal Mgmt For For For 1.2 Elect David L. Mgmt For For For Felsenthal 1.3 Elect Peter J. Grua Mgmt For For For 1.4 Elect Nancy Killefer Mgmt For For For 1.5 Elect Kelt Kindick Mgmt For For For 1.6 Elect Robert W. Mgmt For For For Musslewhite 1.7 Elect Mark R. Neaman Mgmt For For For 1.8 Elect Leon D. Shapiro Mgmt For For For 1.9 Elect Frank J. Williams Mgmt For For For 1.10 Elect LeAnne M. Zumwalt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Mgmt For Abstain Against Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Bank of N.T. Butterfield & Son Limited Ticker Security ID: Meeting Date Meeting Status NTBBH CINS G0772R109 04/29/2014 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Board Size Mgmt For For For 5 Elect Alastair W.S. Mgmt For For For Barbour 6 Elect Wendall S.F. Brown Mgmt For For For 7 Elect Victor G. Dodig Mgmt For For For 8 Elect Caroline Foulger Mgmt For For For 9 Elect Brendan McDonagh Mgmt For For For 10 Elect Olivier Sarkozy Mgmt For For For 11 Elect Wolfgang Mgmt For For For Schoellkopf 12 Elect E. Barclay Simmons Mgmt For For For 13 Elect Richard E. Venn Mgmt For For For 14 Elect John R. Wright Mgmt For For For 15 Authority to Fill Board Mgmt For For For Vacancies 16 Amendments to Bye-Laws Mgmt For For For 17 General Authority to Mgmt For For For Issue Shares ________________________________________________________________________________ The Hackett Group, Inc. Ticker Security ID: Meeting Date Meeting Status HCKT CUSIP 404609109 05/02/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John R. Harris Mgmt For For For 1.2 Elect Edwin A. Huston Mgmt For For For 2 Amendment of the 1998 Mgmt For Abstain Against Stock Option and Incentive Plan 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Monarch Cement Company Ticker Security ID: Meeting Date Meeting Status MCEM CUSIP 609031109 04/09/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David L. Deffner Mgmt For For For 1.2 Elect Gayle C. McMillen Mgmt For For For 1.3 Elect Steve W. Sloan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Touax S.A. Ticker Security ID: Meeting Date Meeting Status TOUP CINS F92135114 06/11/2014 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non-Tax Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Ratification of Mgmt For For For Management, Supervisory Board and Auditor Acts. 7 Allocation of Mgmt For For For Profits/Dividends 8 Scrip Dividend Mgmt For For For 9 Related Party Mgmt For For For Transactions 10 Supervisory Board Mgmt For For For Members' Fees 11 Elect Alexandre Walewski Mgmt For Against Against 12 Elect Jean-Jacques Ogier Mgmt For For For 13 Elect Jerome Bethbeze Mgmt For For For 14 Elect Francois Soulet Mgmt For For For de Brugiere 15 Elect Sophie Mgmt For For For Defforey-Crepet 16 Elect Sophie Servaty Mgmt For For For 17 Authority to Repurchase Mgmt For Against Against Shares 18 Authority to Issue Mgmt For For For Warrants 19 Authority to Issue Mgmt For Against Against Warrants to Societe Holding de Gestion et de Participation 20 Authority to Issue Mgmt For Against Against Warrants to Societe Holding de Gestion et de Location 21 Employee Stock Purchase Mgmt For For For Plan 22 Authority to Cancel Mgmt For For For Shares and Reduce Capital 23 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ TransAct Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TACT CUSIP 892918103 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas R. Schwarz Mgmt For For For 1.2 Elect Bart C. Shuldman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2014 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ Trex Company, Inc. Ticker Security ID: Meeting Date Meeting Status TREX CUSIP 89531P105 04/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay M. Gratz Mgmt For For For 1.2 Elect Ronald W. Kaplan Mgmt For For For 1.3 Elect Gerald Volas Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Approval of the 2014 Mgmt For Abstain Against Stock Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Trinity Biotech Plc Ticker Security ID: Meeting Date Meeting Status TRIB CUSIP 896438306 06/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Peter Coyne Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Allocation of Mgmt For For For Profits/Dividends 5 Authority to Repurchase Mgmt For For For Shares 6 Authority to Set Price Mgmt For For For Range (Issuance of Treasury Shares) ________________________________________________________________________________ TTM Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TTMI CUSIP 87305R109 04/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenton K. Alder Mgmt For Withhold Against 1.2 Elect Philip G. Franklin Mgmt For For For 2 Approval of 2014 Mgmt For For For Incentive Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ U.S. Auto Parts Network, Inc. Ticker Security ID: Meeting Date Meeting Status PRTS CUSIP 90343C100 07/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shane Evangelist Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Option Exchange Program Mgmt For Abstain Against ________________________________________________________________________________ U.S. Physical Therapy, Inc. Ticker Security ID: Meeting Date Meeting Status USPH CUSIP 90337L108 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerald L. Pullins Mgmt For For For 1.2 Elect Christopher J. Mgmt For For For Reading 1.3 Elect Lawrance W. McAfee Mgmt For For For 1.4 Elect Daniel C. Arnold Mgmt For For For 1.5 Elect Mark J. Brookner Mgmt For For For 1.6 Elect Harry S. Chapman Mgmt For For For 1.7 Elect Bernard A. Mgmt For For For Harris, Jr. 1.8 Elect Marlin W. Johnston Mgmt For For For 1.9 Elect Reginald E. Mgmt For For For Swanson 1.10 Elect Clayton K. Trier Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Fire Group, Inc. Ticker Security ID: Meeting Date Meeting Status UFCS CUSIP 910340108 05/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott L. Carlton Mgmt For For For 1.2 Elect Douglas M. Mgmt For For For Hultquist 1.3 Elect Casey D. Mahon Mgmt For For For 1.4 Elect Randy A. Ramlo Mgmt For For For 1.5 Elect Susan E. Voss Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Stock Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Online, Inc. Ticker Security ID: Meeting Date Meeting Status UNTD CUSIP 911268209 06/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Francis Lobo Mgmt For For For 2 Elect Howard G. Mgmt For For For Phanstiel 3 Elect Carol A. Scott Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Universal Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status UEIC CUSIP 913483103 06/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Arling Mgmt For For For 1.2 Elect Satjiv S. Chahil Mgmt For For For 1.3 Elect William C. Mgmt For For For Mulligan 1.4 Elect J.C. Sparkman Mgmt For For For 1.5 Elect Gregory P. Mgmt For For For Stapleton 1.6 Elect Carl E. Vogel Mgmt For For For 1.7 Elect Edward K. Zinser Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2014 Stock Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Stainless & Alloy Products, Inc. Ticker Security ID: Meeting Date Meeting Status USAP CUSIP 913837100 05/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher L Mgmt For For For Ayers 1.2 Elect Douglass M. Dunn Mgmt For For For 1.3 Elect M. David Kornblatt Mgmt For For For 1.4 Elect Dennis M. Oates Mgmt For For For 1.5 Elect Udi Toledano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Truckload Services, Inc. Ticker Security ID: Meeting Date Meeting Status UACL CUSIP 91388P105 06/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald B. Cochran Mgmt For For For 1.2 Elect Matthew T. Moroun Mgmt For For For 1.3 Elect Manuel J. Moroun Mgmt For For For 1.4 Elect Frederick P. Mgmt For For For Calderone 1.5 Elect Joseph J. Casaroll Mgmt For For For 1.6 Elect Daniel J. Deane Mgmt For For For 1.7 Elect Michael A. Regan Mgmt For For For 1.8 Elect Daniel C. Sullivan Mgmt For For For 1.9 Elect Richard P. Urban Mgmt For For For 1.10 Elect Ted B. Wahby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2004 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Urbana Corporation Ticker Security ID: Meeting Date Meeting Status URB CUSIP 91707P109 05/07/2014 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas S. Caldwell Mgmt For For For 1.2 Elect Bethann Colle Mgmt For For For 1.3 Elect George D. Elliott Mgmt For For For 1.4 Elect Michael B.C. Gundy Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Utah Medical Products, Inc. Ticker Security ID: Meeting Date Meeting Status UTMD CUSIP 917488108 05/02/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ernst G. Hoyer Mgmt For For For 1.2 Elect James H. Beeson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ VAALCO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status EGY CUSIP 91851C201 06/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen P Guidry Mgmt For For For 1.2 Elect W. Russell Mgmt For For For Scheirman 1.3 Elect Frederick W. Mgmt For For For Brazelton 1.4 Elect O. Donaldson Mgmt For For For Chapoton 1.5 Elect James B. Jennings Mgmt For For For 1.6 Elect John J. Myers, Jr. Mgmt For For For 2 2014 Long Term Mgmt For Abstain Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Vicor Corporation Ticker Security ID: Meeting Date Meeting Status VICR CUSIP 925815102 06/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Samuel J. Anderson Mgmt For For For 1.2 Elect Estia J. Eichten Mgmt For For For 1.3 Elect Barry Kelleher Mgmt For For For 1.4 Elect David T. Riddiford Mgmt For For For 1.5 Elect James A. Simms Mgmt For For For 1.6 Elect Claudio Tuozzolo Mgmt For For For 1.7 Elect Patrizio Mgmt For For For Vinciarelli 1.8 Elect Jason L. Carlson Mgmt For For For 1.9 Elect Liam K. Griffin Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Victoria Gold Corp. Ticker Security ID: Meeting Date Meeting Status VIT CUSIP 92625W101 10/02/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect T. Sean Harvey Mgmt For For For 2.2 Elect John McConnell Mgmt For For For 2.3 Elect Edward C. Mgmt For For For Dowling, Jr. 2.4 Elect Christopher Hill Mgmt For For For 2.5 Elect Leendert Krol Mgmt For For For 2.6 Elect Michael D. McInnis Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Policy Mgmt For For For 5 Renewal of Stock Option Mgmt For For For Plan 6 Reapproval of Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ Virtus Investment Partners, Inc. Ticker Security ID: Meeting Date Meeting Status VRTS CUSIP 92828Q109 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George R. Aylward Mgmt For For For 1.2 Elect Edward M. Swan, Mgmt For For For Jr. 1.3 Elect Mark C. Treanor Mgmt For For For 2 Amendment to the Mgmt For For For Omnibus Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vishay Precision Group Inc. Ticker Security ID: Meeting Date Meeting Status VPG CUSIP 92835K103 05/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Zandman Mgmt For For For 1.2 Elect Samuel Broydo Mgmt For For For 1.3 Elect Saul V. Reibstein Mgmt For For For 1.4 Elect Timothy V. Talbert Mgmt For For For 1.5 Elect Ziv Shoshani Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Vocera Communications, Inc. Ticker Security ID: Meeting Date Meeting Status VCRA CUSIP 92857F107 05/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian D. Ascher Mgmt For For For 1.2 Elect John B. Grotting Mgmt For For For 1.3 Elect Howard E. Janzen Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Warsaw Stock Exchange Ticker Security ID: Meeting Date Meeting Status CINS X980AG100 06/26/2014 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Presentation of Mgmt For For For Management Board Report 7 Presentation of Mgmt For For For Supervisory Board Report 8 Presentation of Mgmt For For For Supervisory Board Report (Activities) 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Accounts and Reports Mgmt For For For (Consolidated) 12 Ratification of Mgmt For For For Supervisory Board Acts 13 Ratification of Mgmt For For For Management Board Acts 14 Supervisory Board Size Mgmt For For For 15 Election of Supervisory Mgmt For Abstain Against Board Members 16 Supervisory Board Mgmt For Abstain Against Members' Fees 17 Election of Management Mgmt For Abstain Against Board Chairman (Current Member) 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ WaterFurnace Renewable Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WFI CUSIP 9415EQ108 05/08/2014 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas F. Mgmt For For For Huntington 1.2 Elect Timothy E. Shields Mgmt For For For 1.3 Elect Thomas C. Dawson Mgmt For For For 1.4 Elect Charles R. Diltz Mgmt For For For 1.5 Elect Jeffrey C. Lozon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Deferred Compensation Plan ________________________________________________________________________________ West Marine, Inc. Ticker Security ID: Meeting Date Meeting Status WMAR CUSIP 954235107 05/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Randolph K. Repass Mgmt For For For 2 Elect Matthew L. Hyde Mgmt For For For 3 Elect Dennis F. Madsen Mgmt For For For 4 Elect James F. Mgmt For For For Nordstrom JR. 5 Elect Robert D. Olsen Mgmt For For For 6 Elect Barbara L. Rambo Mgmt For For For 7 Elect Alice M. Richter Mgmt For For For 8 Elect Christiana Shi Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Westwood Holdings Group, Inc. Ticker Security ID: Meeting Date Meeting Status WHG CUSIP 961765104 04/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Susan M. Byrne Mgmt For For For 1.2 Elect Brian O. Casey Mgmt For For For 1.3 Elect Richard M. Frank Mgmt For For For 1.4 Elect Ellen H. Masterson Mgmt For For For 1.5 Elect Robert D. McTeer Mgmt For For For 1.6 Elect Geoffrey R. Norman Mgmt For For For 1.7 Elect Martin J. Weiland Mgmt For For For 1.8 Elect Raymond E. Mgmt For For For Wooldridge 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Weyco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WEYS CUSIP 962149100 05/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Feitler Mgmt For For For 1.2 Elect Thomas W. Mgmt For For For Florsheim, Jr. 2 Ratification of Auditor Mgmt For For For 3 2014 Incentive Plan Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Willbros Group, Inc. Ticker Security ID: Meeting Date Meeting Status WG CUSIP 969203108 05/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward J. DiPaolo Mgmt For For For 2 Elect Daniel E. Lonegran Mgmt For For For 3 Amendment to the 2010 Mgmt For For For Stock and Incentive Compensation Plan 4 Amendment to the 2006 Mgmt For For For Director Restricted Stock Plan 5 Advisory Vote on Mgmt For Against Against Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ XPO Logistics Inc. Ticker Security ID: Meeting Date Meeting Status XPO CUSIP 983793100 05/27/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bradley S. Jacobs Mgmt For For For 1.2 Elect Michael G. Mgmt For For For Jesselson 1.3 Elect Adrian P. Mgmt For For For Kingshott 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Zale Corporation Ticker Security ID: Meeting Date Meeting Status ZLC CUSIP 988858106 12/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Neale Attenborough Mgmt For For For 1.2 Elect Yuval Braverman Mgmt For For For 1.3 Elect Terry Burman Mgmt For For For 1.4 Elect David F. Dyer Mgmt For For For 1.5 Elect Kenneth B. Gilman Mgmt For For For 1.6 Elect Theo Killion Mgmt For For For 1.7 Elect John B. Lowe, Jr. Mgmt For For For 1.8 Elect Joshua Olshanksy Mgmt For For For 1.9 Elect Beth M. Pritchard Mgmt For For For 2 Amendment to the 2011 Mgmt For For For Omnibus Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Zealand Pharma AS Ticker Security ID: Meeting Date Meeting Status ZEAL CINS K9898X127 04/29/2014 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendments to Articles Mgmt For For For Regarding Language of Annual Report 7 Accounts and Reports Mgmt For For For 8 Allocation of Mgmt For For For Profits/Dividends 9 Elect Peter Benson Mgmt For For For 10 Elect Daniel J. Ellens Mgmt For Abstain Against 11 Elect Jorgen Lindegaard Mgmt For For For 12 Elect Alain Munoz Mgmt For For For 13 Elect Michael J. Owen Mgmt For For For 14 Elect Florian Reinaud Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Elect Peter Benson Mgmt For For For 17 Elect Jorgen Lindegaard Mgmt Abstain N/A N/A 18 Elect Alain Munoz Mgmt Abstain N/A N/A 19 Elect Michael J. Owen Mgmt Abstain N/A N/A 20 Elect Florian Reinaud Mgmt Abstain N/A N/A 21 Elect Bente Anderskouv Mgmt For For For as a Shareholder Representative 22 Elect Remi Droller as a Mgmt For For For Shareholder Representative 23 Appointment of Auditor Mgmt For For For 24 Authority to Repurchase Mgmt For For For Shares 25 Directors' Fees Mgmt For Against Against 26 Authority to Issue Mgmt For Against Against Shares w/ or w/o Preemptive Rights 27 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Ziopharm Oncology, Inc. Ticker Security ID: Meeting Date Meeting Status ZIOP CUSIP 98973P101 06/18/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan Lewis Mgmt For For For 1.2 Elect Murray Brennan Mgmt For For For 1.3 Elect James A. Cannon Mgmt For For For 1.4 Elect Wyche Fowler, Jr. Mgmt For For For 1.5 Elect Randal J. Kirk Mgmt For For For 1.6 Elect Timothy G. Mgmt For For For McInerney 1.7 Elect Michael Weiser Mgmt For For For 2 Amendment to the 2012 Mgmt For For For Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ZipRealty, Inc. Ticker Security ID: Meeting Date Meeting Status ZIPR CUSIP 98974V107 06/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elisabeth H. Mgmt For For For DeMarse 1.2 Elect Donald F. Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2004 Mgmt For For For Omnibus Equity Incentive Plan ________________________________________________________________________________ Zix Corporation Ticker Security ID: Meeting Date Meeting Status ZIXI CUSIP 98974P100 06/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark J. Bonney Mgmt For For For 1.2 Elect Michael E. Dailey Mgmt For For For 1.3 Elect Taher Elgamal Mgmt For For For 1.4 Elect Robert C. Hausmann Mgmt For For For 1.5 Elect Maribess L. Miller Mgmt For For For 1.6 Elect Richard D. Spurr Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Zygo Corporation Ticker Security ID: Meeting Date Meeting Status ZIGO CUSIP 989855101 11/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stephen D. Fantone Mgmt For Withhold Against 1.2 Elect Samuel H. Fuller Mgmt For For For 1.3 Elect Michael A. Kaufman Mgmt For For For 1.4 Elect Seymour E. Liebman Mgmt For For For 1.5 Elect Carol P. Wallace Mgmt For Withhold Against 1.6 Elect Gary K. Willis Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Micro-Cap Trust, Inc. By (Signature) /s/ Charles M. Royce Name Charles M. Royce Title President Date 08/13/2014