-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NYbQKV5Ro3CenlwxCYwt/0tXT4REtJ1Jv8F+ncMOqClorcDVgekhIUDHxh+TrGkk U3RerTwyB6YXoSaJBO/95Q== 0000912147-03-000001.txt : 20030827 0000912147-03-000001.hdr.sgml : 20030827 20030827122911 ACCESSION NUMBER: 0000912147-03-000001 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030827 EFFECTIVENESS DATE: 20030827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE MICRO CAP TRUST INC /MD/ CENTRAL INDEX KEY: 0000912147 IRS NUMBER: 133739778 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08030 FILM NUMBER: 03867913 BUSINESS ADDRESS: STREET 1: C/O ROYCE & ASSOCIATES, INC. STREET 2: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124084587 MAIL ADDRESS: STREET 1: ROYCE MICRO-CAP TRUST, INC. STREET 2: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: ROYCE OTC MICRO CAP FUND INC DATE OF NAME CHANGE: 19930917 NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2003 000 C000000 0000912147 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ROYCE MICRO-CAP TRUST, INC. 001 B000000 811-8030 001 C000000 2125084578 002 A000000 1414 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 ROYCE & ASSOCIATES, LLC 008 B000001 A 008 C000001 801-8268 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10019 012 A000001 STATE STREET BANK AND TRUST COMPANY 012 B000001 84-00896 012 C010001 N. QUINCY 012 C020001 MA 012 C030001 02171 013 A000001 TAIT, WELLER & BAKER 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 013 B040001 2108 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 N. QUINCY PAGE 2 015 C020001 MA 015 C030001 02170 015 E010001 X 015 A000002 STATE STREET BANK AND TRUST COMPANY, LONDON 015 B000002 S 015 C010002 LONDON 015 D010002 UNITED KINGDOM 015 D020002 E145AF 015 E040002 X 018 000000 Y 019 A000000 Y 019 B000000 17 019 C000000 ROYCEFUNDS 020 A000001 ROTH CAPITAL PARTNERS 020 B000001 33-0947643 020 C000001 40 020 A000002 KNIGH SECURITIES 020 B000002 22-3660471 020 C000002 28 020 A000003 CHARLES SCHWAB 020 B000003 94-1727783 020 C000003 20 020 A000004 BROKERAGE AMERICA 020 B000004 94-3333426 020 C000004 14 020 A000005 CS FIRST BOSTON CORP. 020 B000005 13-5659485 020 C000005 10 020 A000006 SUSQUEHANNA INT'L GROUP 020 B000006 23-2666961 020 C000006 9 020 A000007 NEEDHAM & CO. 020 B000007 13-3255839 020 C000007 8 020 A000008 WEISEL THOMAS PARTNERS 020 B000008 94-3310172 020 C000008 8 020 A000009 JEFFERIES & COMPANY, INC. 020 B000009 95-2622900 020 C000009 7 020 A000010 B TRADE 020 B000010 13-3872408 020 C000010 7 021 000000 289 022 A000001 STATE STREET BANK AND TRUST COMPANY 022 B000001 04-1867445 022 C000001 735751 022 D000001 0 022 A000002 WILLIAM BLAIR & CO. 022 B000002 36-2214610 022 C000002 0 PAGE 3 022 D000002 1304 022 A000003 WR HAMBRECHT 022 B000003 94-3289837 022 C000003 450 022 D000003 0 022 A000004 KNIGHT SECURITIES 022 B000004 22-3660471 022 C000004 36 022 D000004 0 022 A000005 CARR SECURITIES CORP. 022 B000005 11-2003950 022 C000005 22 022 D000005 0 022 A000006 BEAR STEARNS SECURITIES 022 B000006 13-3299429 022 C000006 10 022 D000006 0 022 C000007 0 022 D000007 0 022 C000008 0 022 D000008 0 022 C000009 0 022 D000009 0 022 C000010 0 022 D000010 0 023 C000000 736269 023 D000000 1304 024 000000 N 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 PAGE 4 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 N 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 PAGE 5 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 Y 052 000000 N 053 A000000 Y 053 B000000 N 053 C000000 N 054 A000000 N 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 N 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 PAGE 6 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 Y 066 D000000 N 066 E000000 N 066 F000000 N 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 N 070 E020000 N 070 F010000 N 070 F020000 N 070 G010000 N 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 N 070 J020000 N 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 Y 070 O010000 Y 070 O020000 N PAGE 7 070 P010000 Y 070 P020000 Y 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 22800 071 B000000 34026 071 C000000 206145 071 D000000 11 072 A000000 6 072 B000000 73 072 C000000 403 072 D000000 0 072 E000000 0 072 F000000 1459 072 G000000 0 072 H000000 15 072 I000000 16 072 J000000 45 072 K000000 14 072 L000000 22 072 M000000 26 072 N000000 0 072 O000000 1 072 P000000 0 072 Q000000 0 072 R000000 14 072 S000000 16 072 T000000 0 072 U000000 0 072 V000000 12 072 W000000 35 072 X000000 1675 072 Y000000 0 072 Z000000 -1199 072AA000000 14811 072BB000000 2105 072CC010000 21690 072CC020000 0 072DD010000 0 072DD020000 0 072EE000000 10024 073 A010000 0.0000 073 A020000 0.0000 073 B000000 0.4700 073 C000000 0.0900 074 A000000 0 074 B000000 10850 074 C000000 0 074 D000000 5049 PAGE 8 074 E000000 1042 074 F000000 220211 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 127 074 K000000 0 074 L000000 71 074 M000000 8379 074 N000000 245729 074 O000000 194 074 P000000 278 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 8533 074 S000000 40000 074 T000000 196724 074 U010000 18540 074 U020000 0 074 V010000 10.61 074 V020000 0.00 074 W000000 0.0000 074 X000000 403 074 Y000000 0 075 A000000 0 075 B000000 210717 076 000000 9.77 077 A000000 N 078 000000 N 086 A010000 698 086 A020000 5979 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 780915104 087 A030000 OTCM 087 B010000 PREFERRED STOCK 087 B020000 780915203 087 B030000 ROYPFD 088 A000000 N 088 B000000 N PAGE 9 088 C000000 N 088 D000000 Y SIGNATURE DANI ENG TITLE ASSISTANT SECRETARY -----END PRIVACY-ENHANCED MESSAGE-----