N-PX 1 rmt-npx2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-08030 Name of Registrant: Royce Micro-Cap Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/11 Date of reporting period: 07/01/2010 - 06/30/2011 Item 1. Proxy Voting Record The report may indicate that the "meeting status" of a particular proposal was "take no action" or "unvoted". The reason for no action being taken or a security being unvoted, i.e., no vote being cast, may include among other things, (a) the securities were out on loan at the time of a record date, (b) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting information, (c) systems, administrative or processing errors occurred (including errors by the Adviser or third party vendors), and/or (d) the portfolio manager concluded that the potential benefit of voting was outweighed by the cost, and not in the best interest of the Fund.
Fund Name : Royce Micro-Cap Trust, Inc. Date of fiscal year end: 12/31/2011 =============================================================================================================== 3SBio Inc. Ticker Security ID: Meeting Date Meeting Status SSRX CUSIP 88575Y105 10/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect HUANG Bin Mgmt For For For 2 Elect Peiguo Cong Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to Articles of Association Mgmt For For For 5 Amendments to Articles of Mgmt For Against Against Association Regarding Board Size and the Removal of Directors 6 Amendments to Articles Regarding the Mgmt For Against Against Removal of Directors by the Board =============================================================================================================== AAON, Inc. Ticker Security ID: Meeting Date Meeting Status AAON CUSIP 000360206 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Short Mgmt For For For 1.2 Elect Jerry Levine Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation =============================================================================================================== Acacia Research Corporation Ticker Security ID: Meeting Date Meeting Status ACTG CUSIP 003881307 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Frykman Mgmt For For For 1.2 Elect William Anderson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation ===============================================================================================================> Aceto Corporation Ticker Security ID: Meeting Date Meeting Status ACET CUSIP 004446100 12/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Eilender Mgmt For For For 1.2 Elect Vincent Miata Mgmt For For For 1.3 Elect Robert Wiesen Mgmt For For For 1.4 Elect Hans Noetzli Mgmt For For For 1.5 Elect William Britton Mgmt For For For 1.6 Elect Richard Randall Mgmt For For For 2 2010 Equity Participation Plan Mgmt For Abstain Against 3 Ratification of Auditor Mgmt For For For =============================================================================================================== ACI Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status ACIW CUSIP 004498101 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Berkeley III Mgmt For For For 1.2 Elect John Curtis Mgmt For For For 1.3 Elect Philip Heasley Mgmt For For For 1.4 Elect James McGroddy Mgmt For For For 1.5 Elect Harlan Seymour Mgmt For For For 1.6 Elect John Shay, Jr. Mgmt For For For 1.7 Elect John Stokely Mgmt For For For 1.8 Elect Jan Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Actuate Corporation Ticker Security ID: Meeting Date Meeting Status BIRT CUSIP 00508B102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Cittadini Mgmt For For For 1.2 Elect Kenneth Marshall Mgmt For Withhold Against 1.3 Elect Nicholas Nierenberg Mgmt For For For 1.4 Elect Arthur Patterson Mgmt For For For 1.5 Elect Steven Whiteman Mgmt For Withhold Against 1.6 Elect Raymond Ocampo, Jr. Mgmt For For For 1.7 Elect Timothy Yeaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Adolor Corporation Ticker Security ID: Meeting Date Meeting Status ADLR CUSIP 00724X102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Armando Anido Mgmt For For For 1.2 Elect Michael Dougherty Mgmt For For For 1.3 Elect George Hager, Jr. Mgmt For For For 2 Amendment to the 2011 Stock-Based Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Agilysys, Inc. Ticker Security ID: Meeting Date Meeting Status AGYS CUSIP 00847J105 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Kolerus Mgmt For For For 1.2 Elect Robert Lauer Mgmt For For For 1.3 Elect Robert McCreary III Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Alliance Bancorp, Inc. of Pennsylvania Ticker Security ID: Meeting Date Meeting Status ALLB CUSIP 01890A108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Stonier Mgmt For For For 1.2 Elect Timothy Flatley Mgmt For For For 1.3 Elect Peter Meier Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Alliance Bancorp, Inc. of Pennsylvania Ticker Security ID: Meeting Date Meeting Status ALLB CUSIP 018921106 12/29/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Mutual Holding Conversion Mgmt For For For 2 Increase of Authorized Common and Mgmt For Against Against Preferred Stock 3 Adoption of Supermajority Mgmt For Against Against Requirement for Mergers, Consolidations and Similar Transactions 4 Adoption of Supermajority Mgmt For Against Against Requirement for Certain Amendments 5 Limit the Voting Rights of Shares Mgmt For Against Against Beneficially Owned in Excess of 10% of Common Stock 6 Right to Adjourn Meeting Mgmt For For For =============================================================================================================== Allied Healthcare Products, Inc. Ticker Security ID: Meeting Date Meeting Status AHPI CUSIP 019222108 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Graves Mgmt For For For 1.2 Elect Joseph Root Mgmt For For For 1.3 Elect William Peck Mgmt For For For 1.4 Elect Earl Refsland Mgmt For For For 1.5 Elect John Weil Mgmt For For For =============================================================================================================== Allied Nevada Gold Corp. Ticker Security ID: Meeting Date Meeting Status ANV CUSIP 019344100 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Buchan Mgmt For For For 1.2 Elect Scott Caldwell Mgmt For For For 1.3 Elect John Ivany Mgmt For For For 1.4 Elect Cameron Mingay Mgmt For For For 1.5 Elect Terry Palmer Mgmt For For For 1.6 Elect Carl Pescio Mgmt For For For 1.7 Elect D. Bruce Sinclair Mgmt For For For 1.8 Elect Robert Wardell Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Alloy, Inc. Ticker Security ID: Meeting Date Meeting Status ALOY CUSIP 019855303 07/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Johnson, Jr. Mgmt For For For 1.2 Elect Anthony Fiore Mgmt For For For 1.3 Elect Samuel Gradess Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== America's Car-Mart, Inc. Ticker Security ID: Meeting Date Meeting Status CRMT CUSIP 03062T105 10/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tilman Falgout, III Mgmt For For For 1.2 Elect John David Simmons Mgmt For For For 1.3 Elect William Sams Mgmt For For For 1.4 Elect William Henderson Mgmt For For For 1.5 Elect Daniel Englander Mgmt For For For 1.6 Elect William Swanston Mgmt For Withhold Against 1.7 Elect Robert Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Stock Option Mgmt For For For Plan =============================================================================================================== American Oriental Bioengineering, Inc. Ticker Security ID: Meeting Date Meeting Status AOB CUSIP 028731107 12/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tony Liu Mgmt For For For 1.2 Elect Jun Min Mgmt For For For 1.3 Elect Yanchun Li Mgmt For For For 1.4 Elect Binsheng Li Mgmt For For For 1.5 Elect Cosimo Patti Mgmt For For For 1.6 Elect Xianmin Wang Mgmt For For For 1.7 Elect Eileen Brody Mgmt For For For 1.8 Elect Lawrence Wizel Mgmt For For For 1.9 Elect Baiqing Zhang Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== American Software, Inc. Ticker Security ID: Meeting Date Meeting Status AMSWA CUSIP 029683109 08/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Dennis Hogue Mgmt For For For 1.2 Elect John Jarvis Mgmt For For For 1.3 Elect James Miller, Jr. Mgmt For For For 2 2011 Equity Compensation Plan Mgmt For Abstain Against 3 Ratification of Auditor Mgmt For For For =============================================================================================================== American Woodmark Corporation Ticker Security ID: Meeting Date Meeting Status AMWD CUSIP 030506109 08/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Brandt, Jr. Mgmt For For For 2 Elect Andrew Cogan Mgmt For For For 3 Elect Martha Dally Mgmt For Against Against 4 Elect James Davis, Jr. Mgmt For For For 5 Elect Kent Guichard Mgmt For For For 6 Elect Daniel Hendrix Mgmt For For For 7 Elect Kent Hussey Mgmt For For For 8 Elect Carol Moerdyk Mgmt For For For 9 Elect Vance Tang Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2004 Incentive Plan Mgmt For For For for Employees =============================================================================================================== Anaren, Inc. Ticker Security ID: Meeting Date Meeting Status ANEN CUSIP 032744104 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patricia Civil Mgmt For For For 1.2 Elect Matthew Robison Mgmt For For For 1.3 Elect John Smucker Mgmt For For For 1.4 Elect Louis DeSantis Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Marzec Mgmt For For For 1.2 Elect Stephen Mitchell Mgmt For For For 1.3 Elect David Weiss Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 5 Amendment to the 2009 Non-Employee Mgmt For Against Against Director Stock Incentive Plan 6 Ratification of Auditor Mgmt For For For =============================================================================================================== Approach Resources Inc. Ticker Security ID: Meeting Date Meeting Status AREX CUSIP 03834A103 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Bell Mgmt For For For 1.2 Elect Sheldon Lubar Mgmt For For For 1.3 Elect Christopher Whyte Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For Abstain Against COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Amendment to the 2007 Stock Mgmt For Abstain Against Incentive Plan 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Arden Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARDNA CUSIP 039762109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect M. Mark Albert Mgmt For For For 1.2 Elect Robert Davidow Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Armstrong Industrial Corporation Limited Ticker Security ID: Meeting Date Meeting Status A14 CINS Y0205A103 04/21/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Anthony ANG Meng Huat Mgmt For For For 5 Elect TAN Peng Chin Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Grant Awards and Issue Mgmt For Abstain Against Shares Under the Armstrong Industrial Corporation Limited Share Option Scheme 2000 and 2008 12 Authority to Grant Awards and Issue Mgmt For Abstain Against Shares under the Armstrong Industrial Corporation Limited Performance Share Plan 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A =============================================================================================================== ASA Limited Ticker Security ID: Meeting Date Meeting Status ASA CUSIP G3156P103 03/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Christensen Mgmt For For For 2 Elect Phillip Goldstein Mgmt For For For 3 Elect Michael Mead Mgmt For For For 4 Elect Andrew Pegge Mgmt For For For 5 Elect Robert Pilkington Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Company Name Change Mgmt For For For =============================================================================================================== Ascent Media Corporation Ticker Security ID: Meeting Date Meeting Status ASCMA CUSIP 043632108 07/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Holthouse Mgmt For For For 1.2 Elect Brian Mulligan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Shareholder Vote on Poison Pill =============================================================================================================== Asian Citrus Holdings Limited Ticker Security ID: Meeting Date Meeting Status ACHL CINS G0620W201 11/26/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Acquisition Mgmt For For For 4 Issuance of Shares in Connection Mgmt For For For with Acquisition 5 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== Asian Citrus Holdings Limited Ticker Security ID: Meeting Date Meeting Status ACHL CINS G0620W201 12/03/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect PANG Yi Mgmt For For For 5 Elect YANG Zhen Han Mgmt For For For 6 Elect Andrew MA Chiu Cheung Mgmt For For For 7 Elect Nicholas Smith Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Issue Repurchased Shares Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For =============================================================================================================== Asian Citrus Holdings Limited Ticker Security ID: Meeting Date Meeting Status ACHL CINS G0620W201 12/28/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Shares w/o Preemptive Mgmt For For For Rights Pursuant to Placing =============================================================================================================== Atlantic Tele-Network, Inc. Ticker Security ID: Meeting Date Meeting Status ATNI CUSIP 049079205 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2008 Equity Mgmt For Abstain Against Incentive Plan 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4.1 Elect Martin Budd Mgmt For For For 4.2 Elect Thomas Cunningham Mgmt For For For 4.3 Elect Michael Flynn Mgmt For For For 4.4 Elect Cornelius Prior, Jr. Mgmt For For For 4.5 Elect Michael Prior Mgmt For For For 4.6 Elect Charles Roesslein Mgmt For For For 4.7 Elect Brian Schuchman Mgmt For For For 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Atrion Corporation Ticker Security ID: Meeting Date Meeting Status ATRI CUSIP 049904105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emile Battat Mgmt For For For 1.2 Elect Ronald Spaulding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Aurizon Mines Ltd. Ticker Security ID: Meeting Date Meeting Status ARZ CUSIP 05155P106 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect George Brack Mgmt For For For 2.2 Elect Andre Falzon Mgmt For For For 2.3 Elect Diane Francis Mgmt For For For 2.4 Elect Ian Walton Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Transaction of Other Business Mgmt For Against Against =============================================================================================================== Avatar Holdings Inc. Ticker Security ID: Meeting Date Meeting Status AVTR CUSIP 053494100 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allen Anderson Mgmt For For For 1.2 Elect Paul Barnett Mgmt For For For 1.3 Elect Jon Donnell Mgmt For For For 1.4 Elect Milton Dresner Mgmt For For For 1.5 Elect Roger Einiger Mgmt For For For 1.6 Elect Reuben Leibowitz Mgmt For For For 1.7 Elect Joshua Nash Mgmt For For For 1.8 Elect Kenneth Rosen Mgmt For For For 1.9 Elect Joel Simon Mgmt For For For 1.10 Elect Beth A. Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Incentive and Mgmt For Abstain Against Capital Accumulation Plan 4 Amendment to the 2005 Executive Mgmt For Abstain Against Incentive Compensation Plan 5 Advisory Vote on Executive Mgmt For Abstain Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== AZZ Incorporated Ticker Security ID: Meeting Date Meeting Status AZZ CUSIP 002474104 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Kirk Downey Mgmt For For For 1.2 Elect Daniel Feehan Mgmt For For For 1.3 Elect Peter Hegedus Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Fisher Mgmt For For For 1.2 Elect Perry Premdas Mgmt For For For 1.3 Elect John Televantos Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation =============================================================================================================== Banca Finnat Euramerica S.p.A. Ticker Security ID: Meeting Date Meeting Status BFE CINS T92884112 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Election of Director Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Authority to Repurchase and Reissue Mgmt For For For Shares 6 Stock Option Plan Mgmt For Abstain Against 7 Remuneration Policy Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights =============================================================================================================== Bangkok Chain Hospital Public Comp Ltd Ticker Security ID: Meeting Date Meeting Status KH CINS Y060BQ115 04/26/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve meeting minutes Mgmt For For For 2 Results of Operations Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Decrease in Authorized Capital Mgmt For For For 6 Increase in Authorized Capital Mgmt For For For 7 Authority to Issue Shares with Mgmt For For For Preemptive Rights 8 Elect Somporn Harnphanich Mgmt For For For 9 Elect Naporn Sunthornchitcharoen Mgmt For For For 10 Elect Saifons Chamimongkol Mgmt For For For 11 Elect Siripong Sombutsiri Mgmt For For For 12 Directors and Auditors' Fees Mgmt For For For 13 Directors' Pension Mgmt For Abstain Against 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Issue Debentures Mgmt For For For 16 Transaction of Other Business Mgmt For Against Against 17 Non-Voting Meeting Note N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== Bel Fuse Inc. Ticker Security ID: Meeting Date Meeting Status BELFA CUSIP 077347201 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Avi Eden Mgmt For Withhold Against 1.2 Elect Robert Simandl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Equity Compensation Plan Mgmt For Against Against =============================================================================================================== Bing-Grae Company Limited Ticker Security ID: Meeting Date Meeting Status 5180 CINS Y0887G105 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors (Slate) Mgmt For For For 4 Election of Corporate Auditor Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Corporate Auditor's Fee Mgmt For For For =============================================================================================================== BofI Holding, Inc. Ticker Security ID: Meeting Date Meeting Status BOFI CUSIP 05566U108 10/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Ratinoff Mgmt For For For 1.2 Elect Gordon Witter, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Bottomline Technologies (de), Inc. Ticker Security ID: Meeting Date Meeting Status EPAY CUSIP 101388106 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel McGurl Mgmt For For For 1.2 Elect James Loomis Mgmt For For For 1.3 Elect Garen Staglin Mgmt For For For 2 Amendment to the 2000 Employee Stock Mgmt For Abstain Against Purchase Plan 3 Ratification of Auditor Mgmt For For For =============================================================================================================== BPZ Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BPZ CUSIP 055639108 06/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gordon Gray Mgmt For For For 1.2 Elect Stephen Beasley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For Abstain Against 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Broadway Industrial Group Limited Ticker Security ID: Meeting Date Meeting Status B69 CINS Y0973Y101 04/21/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Richard EU Yee Ming Mgmt For For For 4 Elect LEE Po Lo @ LEE Khong Kee Mgmt For For For 5 Elect LEE Chow Soon Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Grant Awards and Issue Mgmt For Abstain Against Shares under the BIGL Share Option Scheme 2001 11 Authority to Grant Awards and Issue Mgmt For Abstain Against Shares under the BIGL Share Plan 12 Bonus Share Issuance Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A =============================================================================================================== Bukwang Pharmaceutical Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3000 CINS Y1001U103 05/27/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Election of Directors (Slate) Mgmt For For For 5 Directors' Fees Mgmt For For For =============================================================================================================== Burckhardt Compression Holding AG Ticker Security ID: Meeting Date Meeting Status BCHN CINS H12013100 07/02/2010 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board and Management Mgmt For For For Acts 7 Amendments to Articles Mgmt For For For 8 Amendments to Board Composition Mgmt For For For 9 Amendment Regarding Share Register Mgmt For For For 10 Elect Heinz Bachmann Mgmt For For For 11 Elect Urs Fankhauser Mgmt For For For 12 Elect Hans Hess Mgmt For For For 13 Elect Urs Leinhauser Mgmt For For For 14 Elect Valentin Vogt Mgmt For For For 15 Appointment of Auditor Mgmt For For For =============================================================================================================== Burnham Holdings Inc. Ticker Security ID: Meeting Date Meeting Status BURCA CUSIP 122295108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Dodge, II Mgmt For For For 1.2 Elect John Lyman Mgmt For For For 1.3 Elect Robert Newcomer Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== C Uyemura & Company Limited Ticker Security ID: Meeting Date Meeting Status 4966 CINS J0845U102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroya Uemura Mgmt For For For 3 Elect Shigeo Hashimoto Mgmt For For For 4 Elect Yoshitsugu Katayama Mgmt For For For 5 Elect WANG Zheng Shun Mgmt For For For 6 Elect Kazutoshi Komori Mgmt For For For 7 Elect Setsuo Kitazato Mgmt For For For 8 Elect Shigeo Sakabe Mgmt For For For 9 Retirement Allowance for Director Mgmt For For For =============================================================================================================== Cal-Maine Foods, Inc. Ticker Security ID: Meeting Date Meeting Status CALM CUSIP 128030202 10/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Fred Adams, Jr. Mgmt For For For 1.2 Elect Richard Looper Mgmt For For For 1.3 Elect Adolphus Baker Mgmt For For For 1.4 Elect Timothy Dawson Mgmt For For For 1.5 Elect Letitia Hughes Mgmt For For For 1.6 Elect James Poole Mgmt For For For 1.7 Elect Steve Sanders Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report =============================================================================================================== Cass Information Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CASS CUSIP 14808P109 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect K. Dane Brooksher Mgmt For For For 1.2 Elect Eric Brunngraber Mgmt For For For 1.3 Elect Bryan Chapell Mgmt For For For 1.4 Elect Benjamin Edwards IV Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Cavco Industries Inc Ticker Security ID: Meeting Date Meeting Status CVCO CUSIP 149568107 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Stegmayer Mgmt For For For 1.2 Elect William Boor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== CBIZ, Inc. Ticker Security ID: Meeting Date Meeting Status CBZ CUSIP 124805102 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph DiMartino Mgmt For For For 2 Elect Richard Rochon Mgmt For For For 3 Elect Donald Weir Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 8 Amendment to the 2007 Employee Stock Mgmt For For For Purchase Plan 9 Authorization of Preferred Stock Mgmt For For For 10 Transaction of Other Business Mgmt For For For =============================================================================================================== CE Franklin Ltd. Ticker Security ID: Meeting Date Meeting Status CFT CUSIP 125151100 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Central Steel & Wire Company Ticker Security ID: Meeting Date Meeting Status CSTW CUSIP 155411101 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Cronin Mgmt For Withhold Against 1.2 Elect John Calhoun Mgmt For Withhold Against 1.3 Elect Michael Sullivan Mgmt For Withhold Against 1.4 Elect Ronald Kazmar Mgmt For Withhold Against 1.5 Elect Christopher Rodgers Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Abstain Against =============================================================================================================== CFS Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status CITZ CUSIP 12525D102 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Blaine Mgmt For For For 1.2 Elect Joyce Simon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Charming Shoppes, Inc. Ticker Security ID: Meeting Date Meeting Status CHRS CUSIP 161133103 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arnaud Ajdler Mgmt For For For 1.2 Elect Michael Appel Mgmt For For For 1.3 Elect Richard Bennet, III Mgmt For For For 1.4 Elect Michael Blitzer Mgmt For For For 1.5 Elect Michael Goldstein Mgmt For For For 1.6 Elect Katherine Hudson Mgmt For For For 1.7 Elect Bruce Klatsky Mgmt For For For 1.8 Elect Paula Price Mgmt For For For 1.9 Elect Anthony Romano Mgmt For For For 1.10 Elect Alan Rosskamm Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Chemspec International Limited Ticker Security ID: Meeting Date Meeting Status CPC CUSIP 163868102 10/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2 Option Exchange Mgmt For Abstain Against =============================================================================================================== Chemung Financial Corporation Ticker Security ID: Meeting Date Meeting Status CHMG CUSIP 164024101 03/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For =============================================================================================================== Chemung Financial Corporation Ticker Security ID: Meeting Date Meeting Status CHMG CUSIP 164024101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Boyea Mgmt For For For 1.2 Elect Stephen Lounsberry III Mgmt For For For 1.3 Elect Thomas Meier Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Chesapeake Gold Corp. Ticker Security ID: Meeting Date Meeting Status CKG CUSIP 165184102 12/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chris Falck Mgmt For For For 1.2 Elect Daniel Kunz Mgmt For For For 1.3 Elect Peter Palmedo Mgmt For For For 1.4 Elect John Perston Mgmt For For For 1.5 Elect P. Randy Reifel Mgmt For For For 1.6 Elect Gerald Sneddon Mgmt For For For 2 Appointment of Auditor Mgmt For For For =============================================================================================================== China Hydroelectric Corporation Ticker Security ID: Meeting Date Meeting Status CHC CUSIP 16949D101 09/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Articles Concerning Mgmt For Against Against Classified Board 2 Elect John Kuhns Mgmt For For For 3 Elect Richard Hochman Mgmt For For For 4 Elect Shadron Lee Stastney Mgmt For For For 5 Appointment of Auditor Mgmt For For For =============================================================================================================== China Integrated Energy Inc. Ticker Security ID: Meeting Date Meeting Status CBEH CUSIP 16948P105 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Xincheng Gao Mgmt For For For 1.2 Elect Gaihong Li Mgmt For For For 1.3 Elect Larry Goldman Mgmt For For For 1.4 Elect Wenbing Wang Mgmt For For For 1.5 Elect Junrong Guo Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== China XD Plastics Co. Ltd. Ticker Security ID: Meeting Date Meeting Status CXDC CUSIP 16948F107 12/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jie Han Mgmt For For For 1.2 Elect Taylor Zhang Mgmt For For For 1.3 Elect Qingwei Ma Mgmt For For For 1.4 Elect Lawrence Leighton Mgmt For For For 1.5 Elect Robert Brisotti Mgmt For For For 1.6 Elect Linyuan Zhai Mgmt For For For 1.7 Elect Yong Jin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against =============================================================================================================== ChinaCast Education Corporation Ticker Security ID: Meeting Date Meeting Status CAST CUSIP 16946T109 11/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ron Chan Tze Ngon Mgmt For For For 1.2 Elect Michael Santos Mgmt For For For 1.3 Elect Daniel Tseung Mgmt For For For 1.4 Elect Justin Tang Mgmt For For For 1.5 Elect Ned Sherwood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against =============================================================================================================== CIRCOR International, Inc. Ticker Security ID: Meeting Date Meeting Status CIR CUSIP 17273K109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. William Higgins Mgmt For For For 1.2 Elect C. William Zadel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== CJ CGV Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 79160 CINS Y30642105 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Election of Directors (Slate) Mgmt For For For 4 Election of Audit Committee Members Mgmt For For For (Slate) 5 Directors' Fees Mgmt For For For 6 Amendments to Articles Mgmt For For For =============================================================================================================== Cogo Group, Inc. Ticker Security ID: Meeting Date Meeting Status COGO CUSIP 192448108 12/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Q.Y. Ma Mgmt For For For 1.2 Elect JP Gan Mgmt For For For 1.3 Elect George Mao Mgmt For For For 1.4 Elect Jeffrey Kang Mgmt For For For 1.5 Elect Frank Zheng Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Cohen & Steers, Inc. Ticker Security ID: Meeting Date Meeting Status CNS CUSIP 19247A100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Martin Cohen Mgmt For For For 2 Elect Robert Steers Mgmt For For For 3 Elect Richard Bruce Mgmt For For For 4 Elect Peter Rhein Mgmt For For For 5 Elect Richard Simon Mgmt For For For 6 Elect Edmond Villani Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For Abstain Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Colony Financial, Inc. Ticker Security ID: Meeting Date Meeting Status CLNY CUSIP 19624R106 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Barrack, Jr. Mgmt For Withhold Against 1.2 Elect Richard Saltzman Mgmt For Withhold Against 1.3 Elect George Parker Mgmt For Withhold Against 1.4 Elect John Somers Mgmt For Withhold Against 1.5 Elect John Steffens Mgmt For Withhold Against 2 2011 Equity Incentive Plan Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Columbus McKinnon Corporation Ticker Security ID: Meeting Date Meeting Status CMCO CUSIP 199333105 07/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Tevens Mgmt For For For 1.2 Elect Richard Fleming Mgmt For For For 1.3 Elect Ernest Verebelyi Mgmt For For For 1.4 Elect Wallace Creek Mgmt For For For 1.5 Elect Stephen Rabinowitz Mgmt For For For 1.6 Elect Linda Goodspeed Mgmt For For For 1.7 Elect Nicholas Pinchuk Mgmt For For For 1.8 Elect Liam McCarthy Mgmt For For For 1.9 Elect Christian Ragot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Long Term Incentive Plan Mgmt For Abstain Against =============================================================================================================== Comfort Systems USA, Inc. Ticker Security ID: Meeting Date Meeting Status FIX CUSIP 199908104 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Murdy Mgmt For For For 1.2 Elect Darcy Anderson Mgmt For For For 1.3 Elect Herman Bulls Mgmt For For For 1.4 Elect Alfred Giardenelli, Jr. Mgmt For For For 1.5 Elect Alan Krusi Mgmt For For For 1.6 Elect Brian Lane Mgmt For For For 1.7 Elect Franklin Myers Mgmt For For For 1.8 Elect James Schultz Mgmt For For For 1.9 Elect Robert Wagner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Commercial National Financial Corporation Ticker Security ID: Meeting Date Meeting Status CNAF CUSIP 202217105 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Babilya Mgmt For For For 1.2 Elect Joseph Mosso Mgmt For For For 1.3 Elect Bruce Robinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Computer Task Group, Incorporated Ticker Security ID: Meeting Date Meeting Status CTGX CUSIP 205477102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Boldt Mgmt For For For 1.2 Elect Thomas Baker Mgmt For For For 1.3 Elect William McGuire Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== CompX International Inc. Ticker Security ID: Meeting Date Meeting Status CIX CUSIP 20563P101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bowers Mgmt For For For 1.2 Elect Serena Connelly Mgmt For For For 1.3 Elect Norman Edelcup Mgmt For Withhold Against 1.4 Elect Edward Hardin Mgmt For For For 1.5 Elect Ann Manix Mgmt For For For 1.6 Elect Glenn Simmons Mgmt For For For 1.7 Elect Steven Watson Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Consolidated-Tomo ka Land Co. Ticker Security ID: Meeting Date Meeting Status CTO CUSIP 210226106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Davison Mgmt For For For 2 Elect Jeffry Fuqua Mgmt For For For 3 Elect William McMunn Mgmt For For For 4 Elect Howard Serkin Mgmt For For For 5 Elect William Olivari Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Repeal of Classified Board Mgmt For For For 8 Advisory Vote on Executive Mgmt For Abstain Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Corporation Ticker Security ID: Meeting Date Meeting Status CNU CUSIP 212172100 02/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Pfenniger, Jr. Mgmt For For For 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect Neil Flanzraich Mgmt For For For 1.4 Elect Phillip Frost Mgmt For For For 1.5 Elect Jacob Nudel Mgmt For For For 1.6 Elect Marvin Sackner Mgmt For For For 1.7 Elect Jacqueline Simkin Mgmt For For For 1.8 Elect A. Marvin Strait Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Courier Corporation Ticker Security ID: Meeting Date Meeting Status CRRC CUSIP 222660102 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Hoff Mgmt For For For 1.2 Elect Robert Story, Jr. Mgmt For For For 1.3 Elect Susan Wagner Mgmt For For For 2 2011 Stock Option and Incentive Plan Mgmt For Abstain Against 3 Ratification of Auditor Mgmt For For For
Cowen Group, Inc. Ticker Security ID: Meeting Date Meeting Status COWN CUSIP 223622101 06/15/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Credo Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status CRED CUSIP 225439207 04/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Rigas Mgmt For For For 1.2 Elect H. Leigh Severance Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Cryolife, Inc. Ticker Security ID: Meeting Date Meeting Status CRY CUSIP 228903100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Anderson Mgmt For For For 1.2 Elect Thomas Ackerman Mgmt For For For 1.3 Elect James Benson Mgmt For For For 1.4 Elect Daniel Bevevino Mgmt For For For 1.5 Elect Ronald Elkins Mgmt For For For 1.6 Elect Ronald McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== CryptoLogic Limited Ticker Security ID: Meeting Date Meeting Status CRY CUSIP G3159C109 06/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Byrne Mgmt For For For 2 Elect David Gavagan Mgmt For For For 3 Elect James Wallace Mgmt For For For 4 Elect Simon Creedy-Smith Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== CSS Industries, Inc. Ticker Security ID: Meeting Date Meeting Status CSS CUSIP 125906107 08/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Beaumont Mgmt For For For 1.2 Elect James Bromley Mgmt For For For 1.3 Elect Jack Farber Mgmt For For For 1.4 Elect John Gavin Mgmt For For For 1.5 Elect James Ksansnak Mgmt For For For 1.6 Elect Rebecca Matthias Mgmt For For For 1.7 Elect Christopher Munyan Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Daewoong Pharma Ticker Security ID: Meeting Date Meeting Status 69620 CINS Y1915W104 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors (Slate) Mgmt For For For 3 Election of Corporate Auditor Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Corporate Auditor's Fees Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== Dawson Geophysical Company Ticker Security ID: Meeting Date Meeting Status DWSN CUSIP 239359102 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Brown Mgmt For For For 1.2 Elect Craig Cooper Mgmt For For For 1.3 Elect L. Decker Dawson Mgmt For For For 1.4 Elect Gary Hoover Mgmt For For For 1.5 Elect Stephen Jumper Mgmt For For For 1.6 Elect Jack Ladd Mgmt For For For 1.7 Elect Ted North Mgmt For For For 1.8 Elect Tim Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Deswell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status DSWL CUSIP 250639101 09/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Lau Mgmt For For For 1.2 Elect Chin Pang Li Mgmt For For For 1.3 Elect Hung-Hum Leung Mgmt For For For 1.4 Elect Allen Yau-Nam Cham Mgmt For For For 1.5 Elect Wing-Ki Hui Mgmt For For For 2 Amendment to the 2003 Stock Option Mgmt For Abstain Against Plan 3 Appointment of Auditor Mgmt For For For =============================================================================================================== Diamond Hill Investment Group, Inc. Ticker Security ID: Meeting Date Meeting Status DHIL CUSIP 25264R207 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Baumgartner Mgmt For For For 1.2 Elect R.H. Dillon Mgmt For For For 1.3 Elect James Laird Mgmt For For For 1.4 Elect David Lauer Mgmt For For For 1.5 Elect Peter Moran Mgmt For For For 1.6 Elect Donald Shackelford Mgmt For For For 1.7 Elect Frances Skinner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity and Cash Incentive Plan Mgmt For Abstain Against 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Diploma plc Ticker Security ID: Meeting Date Meeting Status DPLM CINS G27664112 01/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Iain Henderson Mgmt For For For 4 Elect Nigel Lingwood Mgmt For For For 5 Elect Ian Grice Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Directors' Remuneration Report Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 "Performance Share Plan 2011 Mgmt For For For (""""PSP"""")" 18 "Share Matching Plan 2011 Mgmt For For For (""""SMP"""")" 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== Domino Printing Sciences plc Ticker Security ID: Meeting Date Meeting Status DNO CINS G28112103 03/16/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Byrom Mgmt For For For 5 Elect Sir Mark Wrightson Mgmt For For For 6 Elect Philip Ruffles Mgmt For For For 7 Elect Sir David Brown Mgmt For For For 8 Elect Christopher Brinsmead Mgmt For For For 9 Elect Nigel Bond Mgmt For For For 10 Elect Andrew Herbert Mgmt For For For 11 Elect Garry Havens Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days =============================================================================================================== Drew Industries Incorporated Ticker Security ID: Meeting Date Meeting Status DW CUSIP 26168L205 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Rose, III Mgmt For For For 1.2 Elect Leigh Abrams Mgmt For For For 1.3 Elect Fredric Zinn Mgmt For For For 1.4 Elect James Gero Mgmt For For For 1.5 Elect Frederick Hegi, Jr. Mgmt For For For 1.6 Elect David Reed Mgmt For For For 1.7 Elect John Lowe, Jr. Mgmt For For For 1.8 Elect Jason Lippert Mgmt For For For 2 Amendment to the 2011 Equity Award Mgmt For For For and Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against =============================================================================================================== Ducommun Incorporated Ticker Security ID: Meeting Date Meeting Status DCO CUSIP 264147109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Berenato Mgmt For For For 1.2 Elect Robert Paulson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Duff & Phelps Corporation Ticker Security ID: Meeting Date Meeting Status DUF CUSIP 26433B107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Noah Gottdiener Mgmt For For For 1.2 Elect Robert Belke Mgmt For For For 1.3 Elect Peter Calamari Mgmt For For For 1.4 Elect William Carapezzi Mgmt For For For 1.5 Elect Harvey Krueger Mgmt For For For 1.6 Elect Sander Levy Mgmt For For For 1.7 Elect Jeffrey Lovell Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Dundee Corporation Ticker Security ID: Meeting Date Meeting Status DC CUSIP 264901109 01/06/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Divestiture Mgmt For For For =============================================================================================================== Dynavox Inc. Ticker Security ID: Meeting Date Meeting Status DVOX CUSIP 26817F104 12/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Donnelly, Jr. Mgmt For For For 1.2 Elect Michael Hammes Mgmt For For For 1.3 Elect Michael Herling Mgmt For For For 1.4 Elect Roger Holstein Mgmt For For For 1.5 Elect James Liken Mgmt For For For 1.6 Elect William Mayer Mgmt For For For 1.7 Elect Augustine Nieto II Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Erin Russel Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Eastern Company Ticker Security ID: Meeting Date Meeting Status EML CUSIP 276317104 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Everets Mgmt For For For 1.2 Elect Leonard Leganza Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Encore Wire Corporation Ticker Security ID: Meeting Date Meeting Status WIRE CUSIP 292562105 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Courtney Mgmt For For For 1.2 Elect Thomas Cunningham Mgmt For For For 1.3 Elect Daniel Jones Mgmt For For For 1.4 Elect William Thomas III Mgmt For For For 1.5 Elect Scott Weaver Mgmt For For For 1.6 Elect John Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Endeavour Financial Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R109 09/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jorge Gamarci Mgmt For For For 2 Elect Bill Koutsouras Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Change of Company Name Mgmt For For For =============================================================================================================== Endeavour Financial Corporation Ticker Security ID: Meeting Date Meeting Status EDV ISIN KYG3040R1332 09/14/2010 Voted Meeting Type Country of Trade Mix Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Jorge Gamarci Mgmt For For For 4 Elect Bill Koutsouras Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A =============================================================================================================== Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R109 06/06/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Beckett Mgmt For For For 2 Elect Wayne McManus Mgmt For For For 3 Elect Neil Woodyer Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 06/06/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Beckett Mgmt For For For 2 Elect Wayne McManus Mgmt For For For 3 Elect Neil Woodyer Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Ennis Inc. Ticker Security ID: Meeting Date Meeting Status EBF CUSIP 293389102 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Bracken Mgmt For For For 1.2 Elect Keith Walters Mgmt For For For 1.3 Elect Irshad Ahmad Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Transaction of Other Business Mgmt For For For =============================================================================================================== Epoch Holding Corporation Ticker Security ID: Meeting Date Meeting Status EPHC CUSIP 29428R103 12/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allan Tessler Mgmt For For For 1.2 Elect William Priest Mgmt For For For 1.3 Elect Enrique Arzac Mgmt For For For 1.4 Elect Jeffrey Berenson Mgmt For For For 1.5 Elect John Cecil Mgmt For For For 1.6 Elect Peter Flaherty Mgmt For For For 1.7 Elect Timothy Taussig Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== EPS Company Limted Ticker Security ID: Meeting Date Meeting Status 4282 CINS J2159X102 12/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshinori Andoh Mgmt For For For 3 Election of Alternate Statutory Mgmt For For For Auditor(s) =============================================================================================================== Ethan Allen Interiors Inc. Ticker Security ID: Meeting Date Meeting Status ETH CUSIP 297602104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Clinton Clark Mgmt For For For 2 Elect Kristin Gamble Mgmt For For For 3 Elect Don Wilson III Mgmt For For For 4 Elect James Schmotter Mgmt For For For 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Exactech, Inc. Ticker Security ID: Meeting Date Meeting Status EXAC CUSIP 30064E109 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Smith Mgmt For For For 1.2 Elect William Petty Mgmt For For For 1.3 Elect R. Wynn Kearney, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2009 Executive Mgmt For For For Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Exar Corporation Ticker Security ID: Meeting Date Meeting Status EXAR CUSIP 300645108 09/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Izak Bencuya Mgmt For For For 1.2 Elect Pierre Guilbault Mgmt For For For 1.3 Elect Brian Hilton Mgmt For For For 1.4 Elect Richard Leza Mgmt For For For 1.5 Elect Gary Meyers Mgmt For For For 1.6 Elect Oscar Rodriguez Mgmt For For For 1.7 Elect Pete Rodriguez Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Exeter Resource Corporation Ticker Security ID: Meeting Date Meeting Status XRC CUSIP 301835104 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Bryce Roxburgh Mgmt For For For 2.2 Elect Yale Simpson Mgmt For For For 2.3 Elect Douglas Scheving Mgmt For For For 2.4 Elect Robert Reynolds Mgmt For For For 2.5 Elect Louis Montpelier Mgmt For For For 2.6 Elect John Simmons Mgmt For For For 2.7 Elect Julian Bavin Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Exponent, Inc. Ticker Security ID: Meeting Date Meeting Status EXPO CUSIP 30214U102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Armacost Mgmt For For For 1.2 Elect Mary Cranston Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect Paul Johnston Mgmt For For For 1.6 Elect Stephen Riggins Mgmt For For For 1.7 Elect John Shoven Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Extorre Gold Mines Limited Ticker Security ID: Meeting Date Meeting Status XG CUSIP 30227B109 06/09/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryce Roxburgh Mgmt For For For 1.2 Elect Eric Roth Mgmt For For For 1.3 Elect Yale Simpson Mgmt For Withhold Against 1.4 Elect Robert Reynolds Mgmt For Withhold Against 1.5 Elect Ignacio Celorrio Mgmt For Withhold Against 1.6 Elect James Strauss Mgmt For Withhold Against 1.7 Elect George Lawton Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Articles Regarding Mgmt For For For Board Size 4 Change of Continuance Mgmt For Against Against 5 Transaction of Other Business Mgmt For Against Against =============================================================================================================== FAG Bearings India Limited Ticker Security ID: Meeting Date Meeting Status FAGBEARING CINS Y2407S114 04/21/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Avinash Gandhi Mgmt For For For 4 Elect Moreshwar Garde Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Farmer Bros. Co. Ticker Security ID: Meeting Date Meeting Status FARM CUSIP 307675108 12/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Laverty III Mgmt For For For 1.2 Elect Martin Lynch Mgmt For For For 1.3 Elect James McGarry Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Fauquier Bankshares, Inc. Ticker Security ID: Meeting Date Meeting Status FBSS CUSIP 312059108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Graap Mgmt For For For 1.2 Elect Douglas C. Larson Mgmt For For For 1.3 Elect Randolph T. Minter Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== FBR Capital Markets Corporation Ticker Security ID: Meeting Date Meeting Status FBCM CUSIP 30247C301 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Reena Aggarwal Mgmt For For For 1.2 Elect Eric Billings Mgmt For For For 1.3 Elect Richard Hendrix Mgmt For For For 1.4 Elect Thomas Hynes, Jr. Mgmt For For For 1.5 Elect Adam Klein Mgmt For For For 1.6 Elect Richard Kraemer Mgmt For For For 1.7 Elect Ralph Michael III Mgmt For For For 1.8 Elect Thomas Murphy, Jr. Mgmt For For For 1.9 Elect Arthur Reimers Mgmt For For For 2 Company Name Change Mgmt For For For 3 Amendment to the 2007 Employee Stock Mgmt For Abstain Against Purchase Plan 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 6 Ratification of Auditor Mgmt For For For =============================================================================================================== Financial Institutions, Inc. Ticker Security ID: Meeting Date Meeting Status FISI CUSIP 317585404 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Benjamin Mgmt For For For 1.2 Elect Barton Dambra Mgmt For For For 1.3 Elect Susan Holliday Mgmt For For For 1.4 Elect Peter Humphrey Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation =============================================================================================================== Flexsteel Industries, Inc. Ticker Security ID: Meeting Date Meeting Status FLXS CUSIP 339382103 12/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Bertsch Mgmt For For For 1.2 Elect Lynn Davis Mgmt For For For 1.3 Elect Eric Rangen Mgmt For Withhold Against 2 Authority to Establish a Class or Mgmt For Against Against Series of Shares 3 Amendments to Article V of the Mgmt For Against Against Articles of Incorporation 4 Amendment to Articles of Mgmt For For For Incorporation Removing Requirement of Certain Shareholder Approvals 5 Amendment to Articles of Mgmt For For For Incorporation Providing a General Grant of Authority to the Board of Directors 6 Amendment to Articles of Mgmt For For For Incorporation to Provide for Action by Less Than Unanimous Written Consent 7 Technical Amendments to Articles of Mgmt For For For Incorporation =============================================================================================================== Force Protection, Inc. Ticker Security ID: Meeting Date Meeting Status FRPT CUSIP 345203202 04/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Day Mgmt For For For 1.2 Elect John Paxton Mgmt For For For 1.3 Elect Thomas Corcoran Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 5 Amendment to the 2008 Stock Plan Mgmt For Abstain Against =============================================================================================================== Forrester Research, Inc. Ticker Security ID: Meeting Date Meeting Status FORR CUSIP 346563109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Colony Mgmt For For For 1.2 Elect Michael Welles Mgmt For For For 1.3 Elect Charles Rutstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Forward Air Corporation Ticker Security ID: Meeting Date Meeting Status FWRD CUSIP 349853101 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Allen Mgmt For For For 1.2 Elect Bruce Campbell Mgmt For For For 1.3 Elect C. Robert Campbell Mgmt For For For 1.4 Elect Richard Hanselman Mgmt For For For 1.5 Elect C. John Langley, Jr. Mgmt For For For 1.6 Elect Tracy Leinbach Mgmt For For For 1.7 Elect Larry Leinweber Mgmt For For For 1.8 Elect G. Michael Lynch Mgmt For For For 1.9 Elect Ray Mundy Mgmt For For For 1.10 Elect Gary Paxton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Option and Mgmt For Abstain Against Incentive Plan 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== FreightCar America, Inc. Ticker Security ID: Meeting Date Meeting Status RAIL CUSIP 357023100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Fitzpatrick Mgmt For For For 1.2 Elect Thomas Madden Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Frequency Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status FEIM CUSIP 358010106 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Franklin Mgmt For Withhold Against 1.2 Elect Martin Bloch Mgmt For For For 1.3 Elect Joel Girsky Mgmt For Withhold Against 1.4 Elect E. Donald Shapiro Mgmt For Withhold Against 1.5 Elect S. Robert Foley, Jr. Mgmt For Withhold Against 1.6 Elect Richard Schwartz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Frozen Food Express Industries, Inc. Ticker Security ID: Meeting Date Meeting Status FFEX CUSIP 359360104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barrett Clark Mgmt For Withhold Against 1.2 Elect Kevin Kilpatrick Mgmt For For For 1.3 Elect S. Russell Stubbs Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Fuel Systems Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status FSYS CUSIP 35952W103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Norman Bryan Mgmt For For For 1.2 Elect Joseph Pompeo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Fundtech Ltd. Ticker Security ID: Meeting Date Meeting Status FNDT CUSIP M47095100 12/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Avraham Fischer Mgmt For For For 1.2 Elect Reuven Ben Menachem Mgmt For For For 1.3 Elect Yaffa Krindel Mgmt For For For 1.4 Elect Stanley Stern Mgmt For For For 1.5 Elect Gil Weiser Mgmt For For For 1.6 Elect Peter Radcliffe Mgmt For For For 1.7 Elect Robert Cobuzzi Mgmt For For For 1.8 Elect Gerald Dogon Mgmt For For For 2 Amendment to the 2005 International Mgmt For Abstain Against Share Option and Restricted Share Plan and 2005 Israeli Share Option and Restricted Share Plan 3 Approval of the Compensation Payable Mgmt For Abstain Against to the Chairman 4 Non-Employee Directors' Equity Mgmt For Abstain Against Compensation 5 Approval of the Compensation Payable Mgmt For Abstain Against to the CEO 6 Appointment of Auditor Mgmt For For For =============================================================================================================== Furiex Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status FURX CUSIP 36106P101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stuart Bondurant Mgmt For For For 1.2 Elect Peter Corr Mgmt For For For 1.3 Elect Wendy Dixon Mgmt For For For 1.4 Elect Fredric Eshelman Mgmt For For For 1.5 Elect Stephen Kaldor Mgmt For For For 1.6 Elect Robert Ruscher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Fushi Copperweld Inc. Ticker Security ID: Meeting Date Meeting Status FSIN CUSIP 36113E107 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Li Fu Mgmt For For For 1.2 Elect Joseph Longever Mgmt For For For 1.3 Elect Wenbing Wang Mgmt For Withhold Against 1.4 Elect Barry Raeburn Mgmt For For For 1.5 Elect Feng Bai Mgmt For Withhold Against 1.6 Elect Jiping Hua Mgmt For Withhold Against 1.7 Elect John Francis Perkowski Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Gammon Gold Inc. Ticker Security ID: Meeting Date Meeting Status GAM CUSIP 36467T106 02/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Shareholder Rights Plan Mgmt For For For 2 Amendment to the Stock Option Plan Mgmt For For For =============================================================================================================== Gammon Gold Inc. Ticker Security ID: Meeting Date Meeting Status GAM CUSIP 36467T106 06/09/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Change of Company Name Mgmt For For For 4 Change of Continuance Mgmt For For For =============================================================================================================== Geeknet, Inc. Ticker Security ID: Meeting Date Meeting Status GKNT CUSIP 36846Q203 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Blank Mgmt For For For 1.2 Elect Matthew Carey Mgmt For For For 1.3 Elect Peter Georgescu Mgmt For For For 1.4 Elect Frank Riddick III Mgmt For For For 1.5 Elect Derek Smith Mgmt For For For 1.6 Elect Kenneth Langone Mgmt For For For 1.7 Elect Michael Solomon Mgmt For For For 1.8 Elect David Wright Mgmt For For For 1.9 Elect Sir Ronald Hampel Mgmt For For For 1.10 Elect Matthew Blank Mgmt For For For 1.11 Elect Matthew Carey Mgmt For For For 1.12 Elect Peter Georgescu Mgmt For For For 1.13 Elect Frank Riddick III Mgmt For For For 1.14 Elect Derek Smith Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 6 Amendment to the 2007 Equity Mgmt For Abstain Against Incentive Plan =============================================================================================================== Geeknet, Inc. Ticker Security ID: Meeting Date Meeting Status GKNT CUSIP 36846Q104 10/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reverse Stock Split Mgmt For For For =============================================================================================================== Gentiva Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status GTIV CUSIP 37247A102 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Forman, Jr. Mgmt For For For 1.2 Elect Victor Ganzi Mgmt For For For 1.3 Elect Philip Lochner, Jr. Mgmt For For For 1.4 Elect Ronald Malone Mgmt For For For 1.5 Elect Stuart Olsten Mgmt For For For 1.6 Elect Sheldon Retchin Mgmt For For For 1.7 Elect Tony Strange Mgmt For For For 1.8 Elect Raymond Troubh Mgmt For For For 1.9 Elect Rodney Windley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 5 Amendment to the 2004 Equity Mgmt For Abstain Against Incentive Plan =============================================================================================================== GeoMet, Inc. Ticker Security ID: Meeting Date Meeting Status GMET CUSIP 37250U201 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Crain Mgmt For For For 1.2 Elect Robert Creager Mgmt For For For 1.3 Elect Stanley Graves Mgmt For For For 1.4 Elect Charles Haynes Mgmt For For For 1.5 Elect W. Howard Keenan, Jr. Mgmt For For For 1.6 Elect Philip Malone Mgmt For For For 1.7 Elect Michael McGovern Mgmt For For For 1.8 Elect J. Darby Sere Mgmt For For For 1.9 Elect Gary Weber Mgmt For For For =============================================================================================================== GeoMet, Inc. Ticker Security ID: Meeting Date Meeting Status GMET CUSIP 37250U201 07/20/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Rights Offering Mgmt For For For 2 Approval of Investment Agreement Mgmt For For For =============================================================================================================== GeoMet, Inc. Ticker Security ID: Meeting Date Meeting Status GMET CUSIP 37250U201 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Hord Armstrong III Mgmt For For For 1.2 Elect James Crain Mgmt For For For 1.3 Elect Stanley Graves Mgmt For For For 1.4 Elect Charles Haynes Mgmt For For For 1.5 Elect W. Howard Keenan, Jr. Mgmt For For For 1.6 Elect Philip Malone Mgmt For For For 1.7 Elect J. Darby Sere Mgmt For For For 1.8 Elect Michael McGovern Mgmt For For For 1.9 Elect Gary Weber Mgmt For For For 2 Option Exchange Mgmt For Abstain Against =============================================================================================================== Georesources, Inc. Ticker Security ID: Meeting Date Meeting Status GEOI CUSIP 372476101 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Lodzinski Mgmt For For For 1.2 Elect Collis Chandler, III Mgmt For For For 1.3 Elect Jay Joliat Mgmt For For For 1.4 Elect Bryant Seaman, III Mgmt For For For 1.5 Elect Michael Vlasic Mgmt For For For 1.6 Elect Nick Voller Mgmt For For For 1.7 Elect Donald Whelley Mgmt For For For 2 Amendment to the 2004 Employees' Mgmt For Abstain Against Stock Incentive Plan 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Global Geophysical Services, Inc. Ticker Security ID: Meeting Date Meeting Status GGS CUSIP 37946S107 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph McCoy Mgmt For For For 1.2 Elect Damir Skerl Mgmt For For For 1.3 Elect George Matelich Mgmt For For For 1.4 Elect Stanley de Osborne Mgmt For For For 1.5 Elect Karl Kurz Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Global Sources Ltd. Ticker Security ID: Meeting Date Meeting Status GSOL CUSIP G39300101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Jones Mgmt For For For 1.2 Elect James Watkins Mgmt For For For 1.3 Elect Yam Kam Hon Peter Mgmt For For For 2 Authorization of Board to Set Board Mgmt For For For Size 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Graham Corporation Ticker Security ID: Meeting Date Meeting Status GHM CUSIP 384556106 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerald Bidlack Mgmt For For For 1.2 Elect James Malvaso Mgmt For For For 2 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Griffin Land & Nurseries, Inc. Ticker Security ID: Meeting Date Meeting Status GRIF CUSIP 398231100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Winston Churchill, Jr. Mgmt For For For 1.2 Elect Edgar Cullman Mgmt For For For 1.3 Elect David Danziger Mgmt For For For 1.4 Elect Frederick Danziger Mgmt For For For 1.5 Elect Thomas Israel Mgmt For For For 1.6 Elect Albert Small, Jr. Mgmt For For For 1.7 Elect David Stein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Griffon Corporation Ticker Security ID: Meeting Date Meeting Status GFF CUSIP 398433102 02/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bertrand M. Bell Mgmt For For For 1.2 Elect Robert G. Harrison Mgmt For For For 1.3 Elect Ronald J. Kramer Mgmt For For For 1.4 Elect Martin S. Sussman Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years Abstain Against Executive Compensation 4 2011 Equity Incentive Plan Mgmt For Abstain Against 5 2011 Performance Bonus Plan Mgmt For Abstain Against 6 Ratification of Auditor Mgmt For For For =============================================================================================================== Gulf Island Fabrication, Inc. Ticker Security ID: Meeting Date Meeting Status GIFI CUSIP 402307102 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Cotter Mgmt For For For 1.2 Elect John Laborde Mgmt For For For 1.3 Elect Christopher Harding Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 2011 Stock Incentive Plan Mgmt For Abstain Against =============================================================================================================== Hallmark Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status HALL CUSIP 40624Q203 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Schwarz Mgmt For For For 1.2 Elect Scott Berlin Mgmt For For For 1.3 Elect James Graves Mgmt For For For 1.4 Elect Jim Henderson Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Hana Microelectronics Ticker Security ID: Meeting Date Meeting Status HANA CINS Y29974162 04/29/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Meeting Mintues Mgmt For For For 4 Results of Operations Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Bancha Tarnprakorn Mgmt For For For 8 Elect Voraphoj Thepvanaprasiddhi Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Amendments to Articles Mgmt For Abstain Against 12 Transaction of Other Business Mgmt For Against Against =============================================================================================================== Hanfeng Evergreen Inc. Ticker Security ID: Meeting Date Meeting Status HF CUSIP 410347108 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Hansen Medical, Inc. Ticker Security ID: Meeting Date Meeting Status HNSN CUSIP 411307101 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Barclay Mgmt For For For 1.2 Elect Christopher Lowe Mgmt For For For 1.3 Elect Joseph Mandato Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Hawkins, Inc. Ticker Security ID: Meeting Date Meeting Status HWKN CUSIP 420261109 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John McKeon Mgmt For Withhold Against 1.2 Elect John Hawkins Mgmt For For For 1.3 Elect James Faulconbridge Mgmt For Withhold Against 1.4 Elect Duane Jergenson Mgmt For For For 1.5 Elect Daryl Skaar Mgmt For For For 1.6 Elect James Thompson Mgmt For For For 1.7 Elect Jeffrey Wright Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Amendments to the Articles of Mgmt For For For Incorporation =============================================================================================================== Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 02/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul J. Bohan Mgmt For For For 1.2 Elect Donald C. Campion Mgmt For For For 1.3 Elect Mark Comerford Mgmt For For For 1.4 Elect John C. Corey Mgmt For For For 1.5 Elect Robert H. Getz Mgmt For For For 1.6 Elect Timothy J. McCarthy Mgmt For For For 1.7 Elect William P. Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Heckmann Corporation Ticker Security ID: Meeting Date Meeting Status HEK CUSIP 422680108 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Barkett Mgmt For For For 1.2 Elect Lou Holtz Mgmt For For For 1.3 Elect Robert Simonds, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806109 03/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adolfo Henriques Mgmt For For For 1.2 Elect Samuel Higginbottom Mgmt For For For 1.3 Elect Mark Hildebrandt Mgmt For For For 1.4 Elect Wolfgang Mayrhuber Mgmt For For For 1.5 Elect Eric Mendelson Mgmt For For For 1.6 Elect Laurans Mendelson Mgmt For For For 1.7 Elect Victor Mendelson Mgmt For For For 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank Schwitter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Heidrick & Struggles International, Inc. Ticker Security ID: Meeting Date Meeting Status HSII CUSIP 422819102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect L. Kevin Kelly Mgmt For For For 2 Elect Robert Knowling, Jr. Mgmt For Against Against 3 Elect V. Paul Unruh Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2007 GlobalShare Mgmt For Against Against Program 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Bruckmann Mgmt For For For 1.2 Elect Carmine Falcone Mgmt For For For 1.3 Elect Robert Willmschen, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan =============================================================================================================== Hi-Tech Pharmacal Co., Inc. Ticker Security ID: Meeting Date Meeting Status HITK CUSIP 42840B101 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Seltzer Mgmt For For For 1.2 Elect Reuben Seltzer Mgmt For For For 1.3 Elect Martin Goldwyn Mgmt For For For 1.4 Elect Yashar Hirshaut Mgmt For For For 1.5 Elect Jack Van Hulst Mgmt For For For 1.6 Elect Anthony Puglisi Mgmt For For For 1.7 Elect Bruce Simpson Mgmt For For For 2 Amendment to the 2009 Stock Option Mgmt For Abstain Against Plan 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Hilltop Holdings Inc. Ticker Security ID: Meeting Date Meeting Status HTH CUSIP 432748101 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rhodes Bobbitt Mgmt For For For 1.2 Elect Joris Brinkerhoff Mgmt For For For 1.3 Elect Charles Cummings Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect Jeremy Ford Mgmt For For For 1.6 Elect J. Markham Green Mgmt For For For 1.7 Elect Jess Hay Mgmt For For For 1.8 Elect William Hill, Jr. Mgmt For For For 1.9 Elect W. Robert Nichols III Mgmt For For For 1.10 Elect C. Clifton Robinson Mgmt For For For 1.11 Elect Kenneth Russell Mgmt For For For 1.12 Elect Carl Webb Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== HopFed Bancorp, Inc Ticker Security ID: Meeting Date Meeting Status HFBC CUSIP 439734104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gilbert Lee Mgmt For For For 1.2 Elect Harry Dempsey Mgmt For For For 1.3 Elect Clay Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation =============================================================================================================== Horsehead Holding Corp. Ticker Security ID: Meeting Date Meeting Status ZINC CUSIP 440694305 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John van Roden, Jr. Mgmt For For For 1.2 Elect Jack Shilling Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 5 2011 Incentive Compensation Plan Mgmt For For For =============================================================================================================== Houston Wire & Cable Company Ticker Security ID: Meeting Date Meeting Status HWCC CUSIP 44244K109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Sorrentino Mgmt For For For 1.2 Elect Michael Campbell Mgmt For For For 1.3 Elect I. Stewart Farwell Mgmt For For For 1.4 Elect Peter Gotsch Mgmt For For For 1.5 Elect Wilson Sexton Mgmt For For For 1.6 Elect Wiiliam Sheffield Mgmt For For For 1.7 Elect Scott Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation ===============================================================================================================> HQ Sustainable Maritime Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HQS CUSIP 40426A208 12/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Norbert Sporns Mgmt For For For 1.2 Elect Lillian Wang Li Mgmt For For For 1.3 Elect Harry Wang Hua Mgmt For For For 1.4 Elect Fred Bild Mgmt For For For 1.5 Elect Kevin Fitzsimmons Mgmt For For For 1.6 Elect Andrew Intrater Mgmt For For For 1.7 Elect Daniel Too Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For Abstain Against =============================================================================================================== Hurco Companies Inc Ticker Security ID: Meeting Date Meeting Status HURC CUSIP 447324104 03/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Cooper Mgmt For For For 1.2 Elect Robert Cruickshank Mgmt For For For 1.3 Elect Michael Doar Mgmt For For For 1.4 Elect Philip James Mgmt For For For 1.5 Elect Michael Mazza Mgmt For For For 1.6 Elect Richard Niner Mgmt For For For 1.7 Elect Charlie Rentschler Mgmt For For For 1.8 Elect Janaki Sivanesan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== IFM Investments Limited Ticker Security ID: Meeting Date Meeting Status CTC CUSIP 45172L100 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Donald Zhang Mgmt For For For 3 Elect Liang Pei Mgmt For For For 4 Elect Kevin Yung Mgmt For For For =============================================================================================================== iGATE Corporation Ticker Security ID: Meeting Date Meeting Status IGTE CUSIP 45169U105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sunil Wadhwani Mgmt For For For 1.2 Elect Goran Lindahl Mgmt For Withhold Against 2 Amendment to Authorized Preferred Mgmt For For For Stock 3 Increase of Authorized Common Stock Mgmt For For For 4 Change in Board Size Mgmt For For For 5 2011 Annual Incentive Compensation Mgmt For For For Plan 6 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Imation Corp. Ticker Security ID: Meeting Date Meeting Status IMN CUSIP 45245A107 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Berg Mgmt For For For 1.2 Elect Raymond Leung Mgmt For For For 1.3 Elect Trudy Rautio Mgmt For For For 1.4 Elect Mark Lucas Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For Abstain Against 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Independence Holding Company Ticker Security ID: Meeting Date Meeting Status IHC CUSIP 453440307 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Graber Mgmt For For For 1.2 Elect David Kettig Mgmt For For For 1.3 Elect Allan Kirkman Mgmt For For For 1.4 Elect John Lahey Mgmt For For For 1.5 Elect Steven Lapin Mgmt For For For 1.6 Elect James Tatum Mgmt For For For 1.7 Elect Roy Thung Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Inficon Holding AG Ticker Security ID: Meeting Date Meeting Status IFCN CINS H7190K102 04/28/2011 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Allocation of Profits Mgmt For For For 7 Transfer of Reserves Mgmt For For For 8 Distribution of Dividend from Mgmt For For For Reserves 9 Amendments to Articles Mgmt For For For 10 Elect Richard Fischer Mgmt For For For 11 Elect Paul Otth Mgmt For For For 12 Elect Beat Siegrist Mgmt For For For 13 Elect Thomas Staehelin Mgmt For For For 14 Elect Gustav Wirz Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Transaction of Other Business Mgmt For Against Against =============================================================================================================== Innodata Isogen, Inc. Ticker Security ID: Meeting Date Meeting Status INOD CUSIP 457642205 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Abuhoff Mgmt For For For 1.2 Elect Haig Bagerdjian Mgmt For For For 1.3 Elect Louise Forlenza Mgmt For For For 1.4 Elect Stewart Massey Mgmt For For For 1.5 Elect Todd Solomon Mgmt For For For 1.6 Elect Anthea Stratigos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 5 Amendment to the 2009 Stock Plan Mgmt For Abstain Against =============================================================================================================== Innovative Solutions and Support, Inc. Ticker Security ID: Meeting Date Meeting Status ISSC CUSIP 45769N105 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Mionis Mgmt For For For 1.2 Elect Glen Bressner Mgmt For For For 1.3 Elect Robert Mittelstaedt, Jr. Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Integral Systems, Inc. Ticker Security ID: Meeting Date Meeting Status ISYS CUSIP 45810H107 02/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Kahn Mgmt For For For 1.2 Elect Melvin Keating Mgmt For For For 1.3 Elect Thomas Moorman, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Integrated Electrical Services, Inc. Ticker Security ID: Meeting Date Meeting Status IESC CUSIP 45811E301 02/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Beynon Mgmt For For For 1.2 Elect Michael Caliel Mgmt For For For 1.3 Elect James Lindstrom Mgmt For For For 1.4 Elect Donald Luke Mgmt For For For 1.5 Elect John Welsh, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Integrated Silicon Solution, Inc. Ticker Security ID: Meeting Date Meeting Status ISSI CUSIP 45812P107 02/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jimmy Lee Mgmt For For For 1.2 Elect Scott Howarth Mgmt For For For 1.3 Elect Kong Yeu Han Mgmt For For For 1.4 Elect Paul Chien Mgmt For For For 1.5 Elect Jonathan Khazam Mgmt For For For 1.6 Elect Keith McDonald Mgmt For For For 1.7 Elect Stephen Pletcher Mgmt For For For 1.8 Elect Bruce Wooley Mgmt For For For 1.9 Elect John Zimmerman Mgmt For For For 2 Amendment to the 2007 Incentive Mgmt For Abstain Against Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt For Abstain Against Executive Compensation =============================================================================================================== Interface, Inc. Ticker Security ID: Meeting Date Meeting Status IFSIA CUSIP 458665106 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dianne Dillon-Ridgley Mgmt For For For 1.2 Elect June Henton Mgmt For For For 1.3 Elect Christopher Kennedy Mgmt For For For 1.4 Elect K. David Kohler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== International Assets Holding Corporation Ticker Security ID: Meeting Date Meeting Status INTL CUSIP 459028106 02/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott J. Branch Mgmt For For For 1.2 Elect Bruce Krehbiel Mgmt For For For 1.3 Elect Eric Parthemore Mgmt For For For 1.4 Elect John Radziwill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== iPass Inc. Ticker Security ID: Meeting Date Meeting Status IPAS CUSIP 46261V108 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Beletic Mgmt For For For 1.2 Elect Peter Clapman Mgmt For For For 1.3 Elect Gary Griffiths Mgmt For For For 1.4 Elect Evan Kaplan Mgmt For For For 1.5 Elect Samuel Schwerin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 5 Reverse Stock Split Mgmt For For For =============================================================================================================== Jinpan International Limited Ticker Security ID: Meeting Date Meeting Status JST CUSIP G5138L100 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Li Zhiyuan Mgmt For For For 1.2 Elect Ling Xiangsheng Mgmt For For For 1.3 Elect Stephan Clark Mgmt For For For 1.4 Elect Donald Burris Mgmt For For For 1.5 Elect Li-Wen Zhang Mgmt For For For 1.6 Elect Cai Xu Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Jobstreet Corp. Berhad Ticker Security ID: Meeting Date Meeting Status JOBS CINS Y44474107 06/22/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect LIN See Yan Mgmt For For For 5 Elect LIM Chao Li Mgmt For For For 6 Elect NG Kay Yip Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights =============================================================================================================== JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 06/28/2011 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Elect Patrick Firth Mgmt For For For 5 Elect Tanja Tibaldi Mgmt For For For 6 Directors' Remuneration Report Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For =============================================================================================================== JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 12/23/2010 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Related Party Transaction (The Mgmt For For For Europe Fund) 2 Related Party Transaction (Fund A Mgmt For For For Investment) =============================================================================================================== K-Swiss Inc. Ticker Security ID: Meeting Date Meeting Status KSWS CUSIP 482686102 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Fine Mgmt For For For 1.2 Elect Mark Louie Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation =============================================================================================================== Kennedy-Wilson Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KW CUSIP 489398107 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerry Solomon Mgmt For For For 1.2 Elect David Minella Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Conversion of Series B Preferred Mgmt For For For Stock 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Kennedy-Wilson Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KW CUSIP 489398107 08/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cathy Hendrickson Mgmt For For For 1.2 Elect Stanley Zax Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Issuance of Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Kensey Nash Corporation Ticker Security ID: Meeting Date Meeting Status KNSY CUSIP 490057106 12/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bobb Mgmt For For For 2 Amendment to the Employee Incentive Mgmt For Abstain Against Compensation Plan 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allred Mgmt For For For 1.2 Elect Richard Cocchiaro Mgmt For For For 1.3 Elect A. Gordon Tunstall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Kirkland's, Inc. Ticker Security ID: Meeting Date Meeting Status KIRK CUSIP 497498105 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alderson Mgmt For For For 1.2 Elect Carl Kirkland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Koss Corporation Ticker Security ID: Meeting Date Meeting Status KOSS CUSIP 500692108 10/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Koss Mgmt For For For 1.2 Elect Thomas Doerr Mgmt For Withhold Against 1.3 Elect Michael Koss Mgmt For For For 1.4 Elect Lawrence Mattson Mgmt For Withhold Against 1.5 Elect Theodore Nixon Mgmt For Withhold Against 1.6 Elect John Stollenwerk Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For =============================================================================================================== L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Foster II Mgmt For For For 1.2 Elect Stan Hasselbusch Mgmt For For For 1.3 Elect Peter McIlroy II Mgmt For For For 1.4 Elect G. Thomas McKane Mgmt For For For 1.5 Elect Diane Owen Mgmt For For For 1.6 Elect William Rackoff Mgmt For For For 1.7 Elect Suzanne Rowland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Lamprell Plc Ticker Security ID: Meeting Date Meeting Status LAM CINS G5363H105 06/07/2011 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Christopher Hand Mgmt For Against Against 5 Elect Nigel McCue Mgmt For For For 6 Elect Colin Goodall Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Directors' Fees Mgmt For For For =============================================================================================================== Lamprell Plc Ticker Security ID: Meeting Date Meeting Status LAM CINS G5363H105 06/13/2011 Voted Meeting Type Country of Trade Special ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Rights Issue Mgmt For For For 2 Issuance of Shares w/o Preemptive Mgmt For For For Rights Pursuant to Rights Issue 3 Acquisition Mgmt For For For =============================================================================================================== Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frederick Frank Mgmt For For For 1.2 Elect Steven Goldby Mgmt For For For 1.3 Elect Stephen Halprin Mgmt For For For 1.4 Elect Richard Schneider Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Lawson Products, Inc. Ticker Security ID: Meeting Date Meeting Status LAWS CUSIP 520776105 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Port Mgmt For For For 1.2 Elect Robert Rettig Mgmt For For For 1.3 Elect Wilma Smelcer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 5 Amendment to the 2009 Equity Mgmt For Abstain Against Compensation Plan =============================================================================================================== Layne Christensen Company Ticker Security ID: Meeting Date Meeting Status LAYN CUSIP 521050104 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Brown Mgmt For For For 1.2 Elect J. Samuel Butler Mgmt For For For 1.3 Elect Robert Gilmore Mgmt For For For 1.4 Elect Anthony Helfet Mgmt For For For 1.5 Elect Nelson Obus Mgmt For For For 1.6 Elect Jeffrey Reynolds Mgmt For For For 1.7 Elect Rene Robichaud Mgmt For For For 1.8 Elect Andrew Schmitt Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr For For For Sustainability Report =============================================================================================================== LCNB Corp. Ticker Security ID: Meeting Date Meeting Status LCNB CUSIP 50181P100 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Kaufman Mgmt For For For 1.2 Elect Rick Blossom Mgmt For For For 1.3 Elect George Leasure Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== LeapFrog Enterprises, Inc Ticker Security ID: Meeting Date Meeting Status LF CUSIP 52186N106 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Barbour Mgmt For For For 1.2 Elect William Chiasson Mgmt For For For 1.3 Elect Thomas Kalinske Mgmt For For For 1.4 Elect Paul Marinelli Mgmt For For For 1.5 Elect Stanley Maron Mgmt For For For 1.6 Elect E. Stanton McKee, Jr. Mgmt For For For 1.7 Elect David Nagel Mgmt For For For 1.8 Elect Philip Simon Mgmt For For For 1.9 Elect Caden Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 5 2011 Equity Incentive Plan Mgmt For Abstain Against =============================================================================================================== Lewis Group Ltd. Ticker Security ID: Meeting Date Meeting Status LEW CINS S460FN109 08/13/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Zarina Bassa Mgmt For For For 3 Elect Les Davies Mgmt For For For 4 Elect Johan Enslin Mgmt For For For 5 Elect Sizakele Marutlulle Mgmt For For For 6 Elect Ben van der Ross Mgmt For For For 7 Approve Increase in NEDs' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authorisation of Legal Formalities Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== LHC Group, Inc. Ticker Security ID: Meeting Date Meeting Status LHCG CUSIP 50187A107 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Myers Mgmt For For For 1.2 Elect Ted Hoyt Mgmt For For For 1.3 Elect George Lewis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Lincoln Educational Services Corporation Ticker Security ID: Meeting Date Meeting Status LINC CUSIP 533535100 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alvin Austin Mgmt For For For 1.2 Elect Peter Burgess Mgmt For For For 1.3 Elect James Burke, Jr. Mgmt For For For 1.4 Elect Celia Currin Mgmt For For For 1.5 Elect Paul Glaske Mgmt For For For 1.6 Elect Charles Kalmbach Mgmt For For For 1.7 Elect Shaun McAlmont Mgmt For For For 1.8 Elect Alexis Michas Mgmt For For For 1.9 Elect J. Barry Morrow Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Amendment to the 2005 Long-Term Mgmt For Abstain Against Incentive Plan 5 Ratification of Auditor Mgmt For For For =============================================================================================================== LSI Industries Inc. Ticker Security ID: Meeting Date Meeting Status LYTS CUSIP 50216C108 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Kreider Mgmt For For For 1.2 Elect Dennis Meyer Mgmt For For For 1.3 Elect Wilfred O'Gara Mgmt For For For 1.4 Elect Robert Ready Mgmt For For For 1.5 Elect Mark Serrianne Mgmt For For For 1.6 Elect James Sferra Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Nonqualified Deferred Mgmt For For For Compensation Plan =============================================================================================================== Luk Fook Holdings (International) Limited Ticker Security ID: Meeting Date Meeting Status 590 CINS G5695X109 08/31/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WONG Wai Sheung Mgmt For Against Against 6 Elect TSE Moon Cheun Mgmt For Against Against 7 Elect Pauline YEUNG Po Ling Mgmt For Against Against 8 Elect HUI King Wai Mgmt For Against Against 9 Elect Raymond LO Mun Lam Mgmt For Against Against 10 Directors' Fees Mgmt For For For 11 Authority to Appoint Additional Mgmt For For For Directors 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== Marchex, Inc. Ticker Security ID: Meeting Date Meeting Status MCHX CUSIP 56624R108 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Horowitz Mgmt For For For 1.2 Elect Dennis Cline Mgmt For For For 1.3 Elect Anne Devereux Mgmt For For For 1.4 Elect Nicolas Hanauer Mgmt For For For 1.5 Elect John Keister Mgmt For For For 1.6 Elect M. Wayne Wisehart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Materion Corporation Ticker Security ID: Meeting Date Meeting Status MTRN CUSIP 576690101 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect N. Mohan Reddy Mgmt For For For 1.3 Elect Craig Shular Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For Abstain Against Incentive Plan 3 Amendment to the 2006 Non-employee Mgmt For Abstain Against Director Equity Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Abstain Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Medical Action Industries Inc. Ticker Security ID: Meeting Date Meeting Status MDCI CUSIP 58449L100 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Meringolo Mgmt For For For 1.2 Elect Kenneth Newsome Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Mentor Graphics Corporation Ticker Security ID: Meeting Date Meeting Status MENT CUSIP 587200106 07/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Bonfield Mgmt For For For 1.2 Elect Marsha Congdon Mgmt For Withhold Against 1.3 Elect James Fiebiger Mgmt For For For 1.4 Elect Gregory Hinckley Mgmt For For For 1.5 Elect Kevin McDonough Mgmt For Withhold Against 1.6 Elect Patrick McManus Mgmt For Withhold Against 1.7 Elect Walden Rhines Mgmt For For For 1.8 Elect Fontaine Richardson Mgmt For Withhold Against 2 Increase Authorized Shares Mgmt For Against Against 3 2010 Omnibus Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Mesa Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status MLAB CUSIP 59064R109 09/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Luke Schmieder Mgmt For For For 1.2 Elect H. Stuart Campbell Mgmt For For For 1.3 Elect Michael Brooks Mgmt For For For 1.4 Elect Robert Dwyer Mgmt For For For 1.5 Elect Evan Guillemin Mgmt For For For 1.6 Elect John Sullivan Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Methode Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status MEI CUSIP 591520200 10/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Walter Aspatore Mgmt For For For 2 Elect Warren Batts Mgmt For For For 3 Elect J. Edward Colgate Mgmt For For For 4 Elect Darren Dawson Mgmt For For For 5 Elect Donald Duda Mgmt For For For 6 Elect Stephen Gates Mgmt For For For 7 Elect Isabelle Goossen Mgmt For For For 8 Elect Christopher Hornung Mgmt For For For 9 Elect Paul Shelton Mgmt For For For 10 Elect Lawrence Skatoff Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2010 Cash Incentive Plan Mgmt For For For 13 2010 Stock Plan Mgmt For For For =============================================================================================================== Michael Baker Corporation Ticker Security ID: Meeting Date Meeting Status BKR CUSIP 057149106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bontempo Mgmt For For For 1.2 Elect Nicholas Constantakis Mgmt For For For 1.3 Elect Robert Foglesong Mgmt For For For 1.4 Elect Mark Kaplan Mgmt For For For 1.5 Elect Bradley Mallory Mgmt For For For 1.6 Elect John Murray, Jr. Mgmt For Withhold Against 1.7 Elect Pamela Pierce Mgmt For For For 1.8 Elect Richard Shaw Mgmt For For For 1.9 Elect David Wormley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Microtune, Inc. Ticker Security ID: Meeting Date Meeting Status TUNE CUSIP 59514P109 11/19/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For =============================================================================================================== Midway Gold Corp. Ticker Security ID: Meeting Date Meeting Status MDW CUSIP 598153104 05/05/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Set Board Size Mgmt For For For 2.1 Elect Daniel Wolfus Mgmt For For For 2.2 Elect Kenneth Brunk Mgmt For Withhold Against 2.3 Elect George Hawes Mgmt For Withhold Against 2.4 Elect Frank Yu Mgmt For Withhold Against 2.5 Elect Roger Newell Mgmt For Withhold Against 3 Ratification of Auditor Mgmt For For For 4 Renewal of the 2003 Stock Option Plan Mgmt For Against Against =============================================================================================================== Minefinders Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status MFL CUSIP 602900102 05/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Bailey Mgmt For Withhold Against 1.2 Elect James Dawson Mgmt For For For 1.3 Elect Robert Gilroy Mgmt For For For 1.4 Elect H. Leo King Mgmt For For For 1.5 Elect Robert Leclerc Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Stock Option Plan Mgmt For Against Against =============================================================================================================== Movado Group, Inc. Ticker Security ID: Meeting Date Meeting Status MOV CUSIP 624580106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Margaret Adame Mgmt For For For 1.2 Elect Richard Cote Mgmt For For For 1.3 Elect Efraim Grinberg Mgmt For For For 1.4 Elect Alan Howard Mgmt For For For 1.5 Elect Richard Isserman Mgmt For For For 1.6 Elect Nathan Leventhal Mgmt For For For 1.7 Elect Donald Oresman Mgmt For For For 1.8 Elect Leonard Silverstein Mgmt For For For 1.9 Elect Alex Grinberg Mgmt For For For 1.10 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Performance Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== MTS Systems Corporation Ticker Security ID: Meeting Date Meeting Status MTSC CUSIP 553777103 02/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect Jean-Lou Chameau Mgmt For For For 1.3 Elect Laura Hamilton Mgmt For For For 1.4 Elect Brendan Hegarty Mgmt For For For 1.5 Elect Emily Liggett Mgmt For For For 1.6 Elect William Murray Mgmt For For For 1.7 Elect Barb Samardzich Mgmt For For For 1.8 Elect Gail Steinel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Abstain Against 4 2012 Employee Stock Purchase Plan Mgmt For Abstain Against 5 Advisory Vote on Executive Mgmt For Abstain Against Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years Abstain Against Executive Compensation =============================================================================================================== MVC Capital, Inc. Ticker Security ID: Meeting Date Meeting Status MVC CUSIP 553829102 03/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emilio Dominianni Mgmt For For For 1.2 Elect Gerald Hellerman Mgmt For For For 1.3 Elect Warren Holtsberg Mgmt For For For 1.4 Elect Robert Knapp Mgmt For For For 1.5 Elect William Taylor Mgmt For For For 1.6 Elect Michael Tokarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== MYR Group Inc. Ticker Security ID: Meeting Date Meeting Status MYRG CUSIP 55405W104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Fayne Mgmt For For For 1.2 Elect Gary Johnson Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Amendment to the 2007 Long-Term Mgmt For Abstain Against Incentive Plan 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Natuzzi S.P.A. Ticker Security ID: Meeting Date Meeting Status NTZ CUSIP 63905A101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Directors and Mgmt For For For Determination of Compensation =============================================================================================================== NCI Building Systems, Inc Ticker Security ID: Meeting Date Meeting Status NCS CUSIP 628852204 02/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Norman Chambers Mgmt For For For 1.2 Elect Kathleen Affeldt Mgmt For For For 1.3 Elect Nathan Sleeper Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Neutral Tandem, Inc. Ticker Security ID: Meeting Date Meeting Status TNDM CUSIP 64128B108 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rian Wren Mgmt For For For 1.2 Elect James Hynes Mgmt For For For 1.3 Elect Peter Barris Mgmt For For For 1.4 Elect Robert Hawk Mgmt For For For 1.5 Elect Lawrence Ingeneri Mgmt For For For 1.6 Elect G. Edward Evans Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation =============================================================================================================== Newport Corporation Ticker Security ID: Meeting Date Meeting Status NEWP CUSIP 651824104 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Oleg Khaykin Mgmt For For For 1.2 Elect Peter Simone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Abstain Against 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== NGP Capital Resources Company Ticker Security ID: Meeting Date Meeting Status NGPC CUSIP 62912R107 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Blessing Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For =============================================================================================================== NMT Medical, Inc. Ticker Security ID: Meeting Date Meeting Status NMTI CUSIP 629294109 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francis Martin Mgmt For For For 1.2 Elect Richard Davis Mgmt For For For 1.3 Elect John Ahern Mgmt For For For 1.4 Elect Daniel Hanley Mgmt For For For 1.5 Elect Paul Kramer Mgmt For For For 1.6 Elect James Mahoney Mgmt For For For 1.7 Elect David West Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect G. Ronald Morris Mgmt For For For 1.2 Elect Steven Warshaw Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For =============================================================================================================== NORTH AMERICAN ENERGY PARTNERS INC. Ticker Security ID: Meeting Date Meeting Status NOA CUSIP 656844107 09/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Northgate Minerals Corporation Ticker Security ID: Meeting Date Meeting Status NGX CUSIP 666416102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Daniel Mgmt For For For 1.2 Elect Paul Dowd Mgmt For For For 1.3 Elect Patrick Downey Mgmt For For For 1.4 Elect Richard Hall Mgmt For For For 1.5 Elect Douglas Hayhurst Mgmt For Withhold Against 1.6 Elect Terrence Lyons Mgmt For For For 1.7 Elect Conrad Pinette Mgmt For For For 1.8 Elect Kenneth Stowe Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation =============================================================================================================== NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Obagi Medical Products, Inc. Ticker Security ID: Meeting Date Meeting Status OMPI CUSIP 67423R108 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Hummel Mgmt For For For 1.2 Elect Albert Fitzgibbons III Mgmt For For For 1.3 Elect Ronald Badie Mgmt For For For 1.4 Elect John Bartholdson Mgmt For For For 1.5 Elect John Duerden Mgmt For For For 1.6 Elect Edward Grant Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Oil-Dri Corporation of America Ticker Security ID: Meeting Date Meeting Status ODC CUSIP 677864100 12/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Steven Cole Mgmt For For For 1.2 Elect Arnold Donald Mgmt For For For 1.3 Elect Daniel Jaffee Mgmt For For For 1.4 Elect Richard Jaffee Mgmt For For For 1.5 Elect Joseph Miller Mgmt For For For 1.6 Elect Michael Nemeroff Mgmt For For For 1.7 Elect Allan Selig Mgmt For For For 1.8 Elect Paul Suckow Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Olympic Steel, Inc. Ticker Security ID: Meeting Date Meeting Status ZEUS CUSIP 68162K106 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Siegal Mgmt For For For 1.2 Elect Arthur Anton Mgmt For For For 1.3 Elect James Meathe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== On Assignment, Inc. Ticker Security ID: Meeting Date Meeting Status ASGN CUSIP 682159108 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jonathan Holman Mgmt For For For 1.2 Elect Peter Dameris Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Orrstown Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status ORRF CUSIP 687380105 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Coy Mgmt For For For 1.2 Elect John Ward Mgmt For For For 1.3 Elect Joel Zullinger Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 2011 Stock Incentive Plan Mgmt For Abstain Against 5 Ratification of Auditor Mgmt For For For =============================================================================================================== OYO Geospace Corporation Ticker Security ID: Meeting Date Meeting Status OYOG CUSIP 671074102 02/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas L. Davis Mgmt For For For 1.2 Elect Richard C. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Pacer International, Inc. Ticker Security ID: Meeting Date Meeting Status PACR CUSIP 69373H106 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Lake Mgmt For For For 1.2 Elect Robert Starzel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Charter Mgmt For For For 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Dana Callow, Jr. Mgmt For For For 1.2 Elect Christopher Lindop Mgmt For For For 1.3 Elect Josef von Rickenbach Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For Abstain Against 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Park Electrochemical Corp. Ticker Security ID: Meeting Date Meeting Status PKE CUSIP 700416209 07/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dale Blanchfield Mgmt For For For 1.2 Elect Lloyd Frank Mgmt For For For 1.3 Elect Emily Groehl Mgmt For For For 1.4 Elect Brian Shore Mgmt For For For 1.5 Elect Steven Warshaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Pason Systems Inc. Ticker Security ID: Meeting Date Meeting Status PSI CUSIP 702925108 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect James Hill Mgmt For For For 2.2 Elect James Howe Mgmt For For For 2.3 Elect Murray Cobbe Mgmt For For For 2.4 Elect Harold Allsopp Mgmt For For For 2.5 Elect G. Allen Brooks Mgmt For For For 2.6 Elect Peter Mackechnie Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATR CUSIP 70337B102 02/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Anderson Mgmt For For For 1.2 Elect Robert Paul III Mgmt For For For 1.3 Elect James Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== PCTEL, Inc. Ticker Security ID: Meeting Date Meeting Status PCTI CUSIP 69325Q105 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Levy Mgmt For For For 1.2 Elect Giacomo Marini Mgmt For For For 1.3 Elect Martin Singer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== PDI, Inc. Ticker Security ID: Meeting Date Meeting Status PDII CUSIP 69329V100 05/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Stover Mgmt For For For 1.2 Elect Veronica Lubatkin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Award Mgmt For For For and Incentive Plan =============================================================================================================== Pennymac Mortgage Investment Trust Ticker Security ID: Meeting Date Meeting Status PMT CUSIP 70931T103 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Stacey Stewart Mgmt For For For 1.3 Elect Mark Wiedman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== PetMed Express, Inc. Ticker Security ID: Meeting Date Meeting Status PETS CUSIP 716382106 07/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Menderes Akdag Mgmt For For For 1.2 Elect Frank Formica Mgmt For For For 1.3 Elect Gian Fulgoni Mgmt For For For 1.4 Elect Ronald Korn Mgmt For For For 1.5 Elect Robert Schweitzer Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== PharMerica Corporation Ticker Security ID: Meeting Date Meeting Status PMC CUSIP 71714F104 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Weishar Mgmt For For For 1.2 Elect W. Robert Dahl, Jr. Mgmt For For For 1.3 Elect Frank Collins Mgmt For For For 1.4 Elect Thomas Mac Mahon Mgmt For For For 1.5 Elect Marjorie Dorr Mgmt For For For 1.6 Elect Thomas Gerrity Mgmt For For For 1.7 Elect Robert Oakley Mgmt For For For 1.8 Elect Geoffrey Meyers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Pico Far East Holdings Limited Ticker Security ID: Meeting Date Meeting Status 752 CINS G7082H127 03/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect James CHIA Song Heng Mgmt For For For 5 Elect MOK Pui Keung Mgmt For For For 6 Elect Frank LEE Kee Wai Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Directors' Fees Mgmt For For For 9 Allocation of Final Dividends Mgmt For For For 10 Allocation of Special Dividends Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For Against Against 14 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== PICO Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PICO CUSIP 693366205 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ron Langley Mgmt For For For 2 Elect John Hart Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Pioneer Drilling Company Ticker Security ID: Meeting Date Meeting Status PDC CUSIP 723655106 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dean Burkhardt Mgmt For For For 1.2 Elect Scott Urban Mgmt For For For 2 Amendment to the 2007 Incentive Plan Mgmt For Abstain Against 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 5 Ratification of Auditor Mgmt For For For =============================================================================================================== PLX Technology, Inc. Ticker Security ID: Meeting Date Meeting Status PLXT CUSIP 693417107 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Salameh Mgmt For For For 1.2 Elect D. James Guzy Mgmt For For For 1.3 Elect John Hart Mgmt For For For 1.4 Elect Robert Smith Mgmt For For For 1.5 Elect Thomas Riordan Mgmt For For For 1.6 Elect Patrick Verderico Mgmt For For For 1.7 Elect Ralph Schmitt Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For Abstain Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== PLX Technology, Inc. Ticker Security ID: Meeting Date Meeting Status PLXT CUSIP 693417107 12/10/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For Against Against =============================================================================================================== PMFG, INC. Ticker Security ID: Meeting Date Meeting Status PMFG CUSIP 69345P103 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Hanks Mgmt For For For 1.2 Elect R. Clayton Mulford Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Powell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status POWL CUSIP 739128106 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eugene Butler Mgmt For For For 1.2 Elect Christopher Cragg Mgmt For For For 1.3 Elect Bonnie Hancock Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Preformed Line Products Company Ticker Security ID: Meeting Date Meeting Status PLPC CUSIP 740444104 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gascoigne Mgmt For For For 1.2 Elect Barbara Ruhlman Mgmt For For For 1.3 Elect Robert Ruhlman Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan of 2008 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Presidential Life Corporation Ticker Security ID: Meeting Date Meeting Status PLFE CUSIP 740884101 08/18/2010 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Herbert Kurz Mgmt N/A N/A N/A 1.2 Elect Donna Brazile Mgmt N/A N/A N/A 1.3 Elect William Flynn Mgmt N/A N/A N/A 1.4 Elect John Mannion Mgmt N/A N/A N/A 1.5 Elect Donald Shaffer Mgmt N/A N/A N/A 1.6 Elect Douglas Sosnik Mgmt N/A N/A N/A 1.7 Elect Daniel Theriault Mgmt N/A N/A N/A 1.8 Elect Cliff Wood Mgmt N/A N/A N/A 2 Ratification of Auditor Mgmt N/A N/A N/A =============================================================================================================== Presidential Life Corporation Ticker Security ID: Meeting Date Meeting Status PLFE CUSIP 740884101 08/18/2010 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Barnes Mgmt For For For 1.2 Elect William DeMilt Mgmt For For For 1.3 Elect W. Thomas Knight Mgmt For For For 1.4 Elect John McMahon Mgmt For For For 1.5 Elect Lawrence Read Mgmt For For For 1.6 Elect Lawrence Rivkin Mgmt For For For 1.7 Elect Stanley Rubin Mgmt For For For 1.8 Elect William Trust, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Psychemedics Corporation Ticker Security ID: Meeting Date Meeting Status PMD CUSIP 744375205 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raymond Kubacki Mgmt For For For 1.2 Elect Harry Connick Mgmt For For For 1.3 Elect Walter Tomenson Mgmt For For For 1.4 Elect Fred Weinert Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan =============================================================================================================== PT BW Plantation TBK Ticker Security ID: Meeting Date Meeting Status BWPT CINS Y711AG108 04/28/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Annual Report Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Appointment of Auditor Mgmt For For For 4 Directors' Fees Mgmt For Abstain Against 5 Report on Utilization of Funds Mgmt For Abstain Against 6 Election of Directors Mgmt For Abstain Against 7 Transaction of Other Business Mgmt For Against Against 8 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== Pulse Electronics Corporation Ticker Security ID: Meeting Date Meeting Status PULS CUSIP 74586W106 05/18/2011 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Adoption of Plurality Voting for Mgmt N/A TNA N/A Contested Director Elections 2.1 Elect Timothy Brog Mgmt N/A TNA N/A 2.2 Elect James Dennedy Mgmt N/A TNA N/A 3 Advisory Vote on Executive Mgmt N/A TNA N/A Compensation 4 Frequency of Advisory Vote on Mgmt N/A TNA N/A Executive Compensation =============================================================================================================== Pulse Electronics Corporation Ticker Security ID: Meeting Date Meeting Status PULS CUSIP 74586W106 05/18/2011 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Adoption of Plurality Voting for Mgmt For For For Contested Director Elections 2.1 Elect C. Mark Melliar-Smith Mgmt For For For 2.2 Elect Howard Deck Mgmt For For For 2.3 Elect Ralph Faison Mgmt For For For 2.4 Elect Justin Choi Mgmt For For For 2.5 Elect Steven Crane Mgmt For For For 2.6 Elect Lawrence Reinhold Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Quaker Chemical Corporation Ticker Security ID: Meeting Date Meeting Status KWR CUSIP 747316107 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Barry Mgmt For For For 1.2 Elect Robert Chappell Mgmt For For For 1.3 Elect Robert Rock Mgmt For For For 2 Global Annual Incentive Plan Mgmt For For For 3 2011 Long-Term Performance Incentive Mgmt For Against Against Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Ratification of Auditor Mgmt For For For =============================================================================================================== Queen City Investments Inc Ticker Security ID: Meeting Date Meeting Status QUCT CUSIP 74823W109 08/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerry Gross Mgmt For For For 1.2 Elect Charles Hagan, Jr. Mgmt For For For 1.3 Elect Darrel Van Es Mgmt For For For 1.4 Elect Charles Walker, Jr. Mgmt For For For 1.5 Elect Kenneth Walker Mgmt For For For =============================================================================================================== Qunxing Paper Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 3868 CINS G7329J100 06/08/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For Abstain Against 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHU Yu Guo Mgmt For Against Against 6 Elect SUN Rui Fang Mgmt For For For 7 Elect ZHAO Wei Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For Against Against 12 Non-Voting Meeting Note N/A N/A N/A N/A =============================================================================================================== Raven Industries, Inc. Ticker Security ID: Meeting Date Meeting Status RAVN CUSIP 754212108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Bour Mgmt For For For 1.2 Elect Thomas Everist Mgmt For For For 1.3 Elect Mark Griffin Mgmt For For For 1.4 Elect Kevin Kirby Mgmt For For For 1.5 Elect Marc LeBaron Mgmt For For For 1.6 Elect Cynthia Milligan Mgmt For For For 1.7 Elect Daniel Rykhus Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== RBC Bearings Incorporated Ticker Security ID: Meeting Date Meeting Status ROLL CUSIP 75524B104 09/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Crowell Mgmt For For For 1.2 Elect Alan Levine Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For Abstain Against Incentive Plan =============================================================================================================== Rentrak Corporation Ticker Security ID: Meeting Date Meeting Status RENT CUSIP 760174102 08/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Engel Mgmt For For For 1.2 Elect Richard Hochhauser Mgmt For For For 1.3 Elect William Livek Mgmt For For For 1.4 Elect Anne MacDonald Mgmt For For For 1.5 Elect Martin O'Connor II Mgmt For For For 1.6 Elect Paul Rosenbaum Mgmt For For For 1.7 Elect Brent Rosenthal Mgmt For For For 1.8 Elect Ralph Shaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Research Frontiers Incorporated Ticker Security ID: Meeting Date Meeting Status REFR CUSIP 760911107 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Saxe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For Abstain Against Incentive Plan 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Richardson Electronics, Ltd. Ticker Security ID: Meeting Date Meeting Status RELL CUSIP 763165107 01/13/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Sale of Assets Mgmt For For For =============================================================================================================== Richardson Electronics, Ltd. Ticker Security ID: Meeting Date Meeting Status RELL CUSIP 763165107 10/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Richardson Mgmt For For For 1.2 Elect Scott Hodes Mgmt For For For 1.3 Elect Ad Ketelaars Mgmt For For For 1.4 Elect John Peterson Mgmt For For For 1.5 Elect Harold Purkey Mgmt For For For 1.6 Elect Samuel Rubinovitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Rimage Corporation Ticker Security ID: Meeting Date Meeting Status RIMG CUSIP 766721104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherman Black Mgmt For For For 1.2 Elect Lawrence Benveniste Mgmt For For For 1.3 Elect Philip Hotchkiss Mgmt For For For 1.4 Elect Thomas Madison Mgmt For For For 1.5 Elect Steven Quist Mgmt For For For 1.6 Elect James Reissner Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For Against Against Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Barry Mgmt For For For 1.2 Elect Charles Brennan, III Mgmt For For For 1.3 Elect Gregory Howey Mgmt For For For 1.4 Elect J. Carl Hsu Mgmt For For For 1.5 Elect Carol Jensen Mgmt For For For 1.6 Elect Eileen Kraus Mgmt For For For 1.7 Elect William Mitchell Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect Robert Wachob Mgmt For For For 1.10 Elect Peter Wallace Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Amendment to the Long-Term Equity Mgmt For Abstain Against Compensation Plan 5 Ratification of Auditor Mgmt For For For =============================================================================================================== RTI International Metals, Inc. Ticker Security ID: Meeting Date Meeting Status RTI CUSIP 74973W107 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Booker Mgmt For For For 1.2 Elect Ronald Gallatin Mgmt For For For 1.3 Elect Charles Gedeon Mgmt For For For 1.4 Elect Robert Hernandez Mgmt For For For 1.5 Elect Dawne Hickton Mgmt For For For 1.6 Elect Edith Holiday Mgmt For For For 1.7 Elect Bryan Moss Mgmt For For For 1.8 Elect James Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Rudolph Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status RTEC CUSIP 781270103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Aubrey Tobey Mgmt For For For 2 Elect John Whitten Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For =============================================================================================================== S1 Corporation Ticker Security ID: Meeting Date Meeting Status SONE CUSIP 78463B101 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ram Gupta Mgmt For For For 1.2 Elect Gregory Owens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Sanders Morris Harris Group Inc. Ticker Security ID: Meeting Date Meeting Status SMHG CUSIP 80000Q104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Ball Mgmt For For For 1.2 Elect Richard Bean Mgmt For For For 1.3 Elect Diana Cantor Mgmt For For For 1.4 Elect Charles Duncan III Mgmt For For For 1.5 Elect Fredric Edelman Mgmt For For For 1.6 Elect Scott McClelland Mgmt For For For 1.7 Elect Ben Morris Mgmt For Withhold Against 1.8 Elect Albert Niemi, Jr. Mgmt For Withhold Against 1.9 Elect Don Sanders Mgmt For For For 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Sapient Corporation Ticker Security ID: Meeting Date Meeting Status SAPE CUSIP 803062108 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Benson Mgmt For For For 1.2 Elect Hermann Buerger Mgmt For For For 1.3 Elect Darius Gaskins, Jr. Mgmt For For For 1.4 Elect Jerry A. Greenberg Mgmt For For For 1.5 Elect Alan Herrick Mgmt For For For 1.6 Elect J. Stuart Moore Mgmt For For For 1.7 Elect Ashok Shah Mgmt For For For 1.8 Elect Vijay Singal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 5 2011 Incentive Plan Mgmt For Abstain Against =============================================================================================================== ScanSource, Inc. Ticker Security ID: Meeting Date Meeting Status SCSC CUSIP 806037107 12/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Baur Mgmt For For For 1.2 Elect Steven Fischer Mgmt For For For 1.3 Elect Michael Grainger Mgmt For For For 1.4 Elect John Reilly Mgmt For For For 1.5 Elect Charles Whitchurch Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Sceptre Investment Counsel Limited Ticker Security ID: Meeting Date Meeting Status SZ CUSIP 80621M201 08/24/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against 2 Amendment to Stock Option Plan Mgmt For For For =============================================================================================================== Schiff Nutrition International, Inc. Ticker Security ID: Meeting Date Meeting Status WNI CUSIP 806693107 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Weider Mgmt For For For 1.2 Elect George Lengvari Mgmt For For For 1.3 Elect Bruce Wood Mgmt For For For 1.4 Elect Ronald Corey Mgmt For For For 1.5 Elect Matthew Hobart Mgmt For For For 1.6 Elect Michael Hyatt Mgmt For For For 1.7 Elect Eugene Jones Mgmt For For For 1.8 Elect Roger Kimmel Mgmt For For For 1.9 Elect Brian McDermott Mgmt For For For 1.10 Elect William McGlashan, Jr. Mgmt For For For =============================================================================================================== Seabridge Gold Inc. Ticker Security ID: Meeting Date Meeting Status SEA CUSIP 811916105 06/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Anthony Mgmt For For For 1.2 Elect Douglas Barr Mgmt For For For 1.3 Elect A. Frederick Banfield Mgmt For For For 1.4 Elect Thomas Dawson Mgmt For For For 1.5 Elect Louis Fox Mgmt For For For 1.6 Elect Rudi Fronk Mgmt For For For 1.7 Elect Eliseo Gonzalez-Urien Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Amendment to Stock Option Plan Mgmt For For For 5 Stock Option Grant to Directors Mgmt For For For 6 Stock Option Grant to CFO Mgmt For For For 7 Stock Option Grant to Douglas Barr Mgmt For For For 8 Transaction of Other Business Mgmt For For For =============================================================================================================== SeaBright Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SBX CUSIP 811656107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Pasqualetto Mgmt For For For 1.2 Elect Joseph Edwards Mgmt For For For 1.3 Elect William Feldman Mgmt For For For 1.4 Elect Mural Josephson Mgmt For For For 1.5 Elect George Morvis Mgmt For For For 1.6 Elect Michael Rice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Semperit AG Holding Ticker Security ID: Meeting Date Meeting Status SEM CINS A76473122 04/14/2011 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Appointment of Auditor Mgmt For For For 6 Elect Walter Lederer Mgmt For For For =============================================================================================================== Seneca Foods Corporation Ticker Security ID: Meeting Date Meeting Status SENEA CUSIP 817070105 08/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Gaylord Mgmt For For For 1.2 Elect Susan Henry Mgmt For For For 1.3 Elect Susan Stuart Mgmt For For For 2 Amendment to Certificate of Mgmt For For For Incorporation 3 Ratification of Auditor Mgmt For For For =============================================================================================================== SFN Group, Inc. Ticker Security ID: Meeting Date Meeting Status SFN CUSIP 784153108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Forese Mgmt For For For 1.2 Elect Lawrence Gillespie Mgmt For For For 1.3 Elect J. Ian Morrison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For Abstain Against Incentive Plan 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Shoe Carnival, Inc. Ticker Security ID: Meeting Date Meeting Status SCVL CUSIP 824889109 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Wayne Weaver Mgmt For For For 1.2 Elect Gerald Schoor Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Amendment to the 2006 Executive Mgmt For Abstain Against Incentive Plan 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Shuaa Capital PSC Ticker Security ID: Meeting Date Meeting Status SHUAA CINS M84076104 04/17/2011 Voted Meeting Type Country of Trade Special United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For =============================================================================================================== Shuaa Capital PSC Ticker Security ID: Meeting Date Meeting Status SHUAA CINS M84076104 04/24/2011 Voted Meeting Type Country of Trade Annual United Arab Emirates Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Report of the Board; Report of the Mgmt For For For Auditor 2 Accounts Mgmt For For For 3 Ratification of Co-Option of Board Mgmt For For For Members 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Ratification of Board Acts Mgmt For For For =============================================================================================================== SIFCO Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SIF CUSIP 826546103 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Gotschall Mgmt For For For 1.2 Elect Frank Nichols Mgmt For Withhold Against 1.3 Elect Michael S. Lipscomb Mgmt For For For 1.4 Elect Donald Molten, Jr. Mgmt For For For 1.5 Elect Alayne Reitman Mgmt For Withhold Against 1.6 Elect Hudson Smith Mgmt For Withhold Against 1.7 Elect Mark Silk Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For =============================================================================================================== Sinovac Biotech Limited Ticker Security ID: Meeting Date Meeting Status SVA CUSIP P8696W104 07/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Technical Amendments to the Bylaws Mgmt For For For 5 Amendment to the Bylaws to Reduce Mgmt For For For Quorum Requirements 6 Adoption of Supermajority Voting Mgmt For Against Against Requirement =============================================================================================================== Skyline Corporation Ticker Security ID: Meeting Date Meeting Status SKY CUSIP 830830105 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Decio Mgmt For For For 1.2 Elect Thomas Deranek Mgmt For For For 1.3 Elect John Firth Mgmt For For For 1.4 Elect Jerry Hammes Mgmt For For For 1.5 Elect William Lawson Mgmt For For For 1.6 Elect David Link Mgmt For For For 1.7 Elect Andrew McKenna Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== SMART Modular Technologies (WWH), Inc. Ticker Security ID: Meeting Date Meeting Status SMOD CUSIP G82245104 01/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Iain MacKenzie Mgmt For For For 1.2 Elect Ajay Shah Mgmt For For For 1.3 Elect Kimberly Alexy Mgmt For For For 1.4 Elect Dennis McKenna Mgmt For For For 1.5 Elect Harry McKinney Mgmt For For For 1.6 Elect Mukesh Patel Mgmt For For For 1.7 Elect Thomas Weatherford Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== SORL Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status SORL CUSIP 78461U101 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Xiao Ping Zhang Mgmt For For For 1.2 Elect Xiao Feng Zhang Mgmt For For For 1.3 Elect Jung Kang Chang Mgmt For For For 1.4 Elect Li Min Zhang Mgmt For For For 1.5 Elect Zhi Zhong Wang Mgmt For For For 1.6 Elect Yi Guang Huo Mgmt For For For 1.7 Elect Jiang Hua Feng Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Spectrum Group International Ticker Security ID: Meeting Date Meeting Status SPGZ CUSIP 84763M102 12/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Antonio Arenas Mgmt For For For 1.2 Elect George Lumby Mgmt For Withhold Against 1.3 Elect Jess Ravich Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Sprott Resource Corp. Ticker Security ID: Meeting Date Meeting Status SCP CUSIP 85207D103 05/25/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Stock Option Plan Renewal Mgmt For For For =============================================================================================================== Stein Mart, Inc. Ticker Security ID: Meeting Date Meeting Status SMRT CUSIP 858375108 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Alexander Mgmt For For For 1.2 Elect Alvin Carpenter Mgmt For For For 1.3 Elect Irwin Cohen Mgmt For For For 1.4 Elect Susan Falk Mgmt For For For 1.5 Elect Linda Farthing Mgmt For For For 1.6 Elect Mitchell Legler Mgmt For For For 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Richard Sisisky Mgmt For For For 1.9 Elect Jay Stein Mgmt For For For 1.10 Elect Martin Stein, Jr. Mgmt For For For 1.11 Elect David Stovall, Jr. Mgmt For For For 1.12 Elect John Williams, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Amendment to the 2001 Omnibus Plan Mgmt For Abstain Against 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Sterling Construction Company, Inc. Ticker Security ID: Meeting Date Meeting Status STRL CUSIP 859241101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Eckels Mgmt For For For 2 Elect Joseph Harper, Sr. Mgmt For For For 3 Elect Patrick Manning Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Stratec Biomedical Systems Ticker Security ID: Meeting Date Meeting Status SBS CINS D8171G106 04/14/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Wolfgang Wehmeyer Mgmt For For For 10 Amendments to Articles: Regarding Mgmt For For For Company Name 11 Authority to Omit Executive Mgmt For Against Against Compensation Disclosure 12 Increase in Authorized Capital Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments: Increase in Conditional Capital =============================================================================================================== Sturm, Ruger & Company, Inc. Ticker Security ID: Meeting Date Meeting Status RGR CUSIP 864159108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Michael Jacobi Mgmt For For For 1.2 Elect John Cosentino, Jr. Mgmt For For For 1.3 Elect James Service Mgmt For For For 1.4 Elect Amir Rosenthal Mgmt For For For 1.5 Elect Ronald Whitaker Mgmt For For For 1.6 Elect Phillip Widman Mgmt For For For 1.7 Elect Michael Fifer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christine Koski Mgmt For For For 1.2 Elect David Wormley Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Sung Kwang Bend Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 14620 CINS Y82409106 03/25/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Elect AHN Gab Won Mgmt For For For 3 Elect AHN Jae Il Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Corporate Auditor's Fees Mgmt For For For =============================================================================================================== Super Micro Computer, Inc. Ticker Security ID: Meeting Date Meeting Status SMCI CUSIP 86800U104 02/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Liang Mgmt For For For 1.2 Elect Sherman Tuan Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Amendment to the 2006 Equity Mgmt For Abstain Against Incentive Plan 5 162(m) Provisions of the 2006 Equity Mgmt For Abstain Against Incentive Plan 6 Ratification of Auditor Mgmt For For For =============================================================================================================== Support.com Inc. Ticker Security ID: Meeting Date Meeting Status SPRT CUSIP 86858W101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shawn Farshchi Mgmt For For For 1.2 Elect Mark Fries Mgmt For For For 1.3 Elect Michael Linton Mgmt For For For 1.4 Elect J. Martin O'Malley Mgmt For For For 1.5 Elect Joshua Pickus Mgmt For For For 1.6 Elect Toni Portmann Mgmt For For For 1.7 Elect Jim Stephens Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Employee Stock Purchase Plan Mgmt For Abstain Against 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Synalloy Corporation Ticker Security ID: Meeting Date Meeting Status SYNL CUSIP 871565107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sibyl Fishburn Mgmt For For For 1.2 Elect James Lane, Jr. Mgmt For For For 1.3 Elect Carroll Vinson Mgmt For For For 1.4 Elect Murray Wright Mgmt For For For 1.5 Elect Craig Bram Mgmt For For For 1.6 Elect Jeffrey Kaczka Mgmt For For For 2 2011 Long-Term Incentive Stock Mgmt For For For Option Plan =============================================================================================================== Syneron Medical Ltd. Ticker Security ID: Meeting Date Meeting Status ELOS CUSIP M87245102 03/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Shimon Eckhouse Mgmt For Against Against 3 Elect External Director Michael Mgmt For Against Against Anghel 4 Declaration of Material Interest Mgmt N/A Against N/A 5 Elect External Director Dan Suesskind Mgmt For Against Against 6 Declaration of Material Interest Mgmt N/A Against N/A 7 Directors' Fees Mgmt For For For 8 Increase in Authorized Capital Mgmt For Against Against =============================================================================================================== Systemax Inc. Ticker Security ID: Meeting Date Meeting Status SYX CUSIP 871851101 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Leeds Mgmt For For For 1.2 Elect Bruce Leeds Mgmt For For For 1.3 Elect Robert Leeds Mgmt For For For 1.4 Elect Lawrence Reinhold Mgmt For For For 1.5 Elect Stacy Dick Mgmt For For For 1.6 Elect Robert Rosenthal Mgmt For For For 1.7 Elect Marie Adler-Kravecas Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Team, Inc. Ticker Security ID: Meeting Date Meeting Status TISI CUSIP 878155100 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emmett Lescroart Mgmt For For For 1.2 Elect Sidney Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Tejon Ranch Co. Ticker Security ID: Meeting Date Meeting Status TRC CUSIP 879080109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Goolsby Mgmt For For For 1.2 Elect Norman Metcalfe Mgmt For For For 1.3 Elect Kent Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carol Eicher Mgmt For For For 1.2 Elect David Mathieson Mgmt For For For 1.3 Elect Donal Mulligan Mgmt For For For 1.4 Elect Stephen Shank Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Tesco Corporation Ticker Security ID: Meeting Date Meeting Status TESO CUSIP 88157K101 05/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Fred Dyment Mgmt For For For 1.2 Elect Gary Kott Mgmt For For For 1.3 Elect R. Vance Milligan Mgmt For For For 1.4 Elect Julio Quintana Mgmt For For For 1.5 Elect John Reynolds Mgmt For For For 1.6 Elect Norman Robertson Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect Clifton Weatherford Mgmt For For For 2 Amendment to Shareholder Rights' Plan Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation =============================================================================================================== The Advisory Board Company Ticker Security ID: Meeting Date Meeting Status ABCO CUSIP 00762W107 09/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sanju Bansal Mgmt For For For 1.2 Elect Peter Grua Mgmt For For For 1.3 Elect Kelt Kindick Mgmt For For For 1.4 Elect Robert Musslewhite Mgmt For For For 1.5 Elect Mark Neaman Mgmt For For For 1.6 Elect Leon Shapiro Mgmt For For For 1.7 Elect Frank Williams Mgmt For For For 1.8 Elect LeAnne Zumwalt Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== The First Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status FNLC CUSIP 31866P102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Katherine Boyd Mgmt For For For 2 Elect Daniel Daigneault Mgmt For For For 3 Elect Robert Gregory Mgmt For For For 4 Elect Tony McKim Mgmt For For For 5 Elect Carl Poole, Jr. Mgmt For For For 6 Elect Mark Rosborough Mgmt For For For 7 Elect Stuart Smith Mgmt For For For 8 Elect David Soule, Jr. Mgmt For For For 9 Elect Bruce Tindal Mgmt For For For 10 Advisory Vote on Executive Mgmt For Abstain Against Compensation 11 Ratification of Auditor Mgmt For For For =============================================================================================================== The Monarch Cement Company Ticker Security ID: Meeting Date Meeting Status MCEM CUSIP 609031109 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Deffner Mgmt For For For 1.2 Elect Gayle McMillen Mgmt For For For 1.3 Elect Richard Nixon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== The Wet Seal, Inc. Ticker Security ID: Meeting Date Meeting Status WTSLA CUSIP 961840105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jonathan Duskin Mgmt For For For 1.2 Elect Sidney Horn Mgmt For For For 1.3 Elect Harold Kahn Mgmt For For For 1.4 Elect Susan McGalla Mgmt For For For 1.5 Elect Kenneth Reiss Mgmt For For For 1.6 Elect Henry Winterstern Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Theragenics Corporation Ticker Security ID: Meeting Date Meeting Status TGX CUSIP 883375107 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Herndon Mgmt For For For 1.2 Elect Peter Saunders Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== TransAct Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TACT CUSIP 892918103 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Schwarz Mgmt For For For 1.2 Elect Bart Shuldman Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Transcend Services, Inc. Ticker Security ID: Meeting Date Meeting Status TRCR CUSIP 893929208 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bleser Mgmt For For For 1.2 Elect Joseph Clayton Mgmt For For For 1.3 Elect James Edwards Mgmt For For For 1.4 Elect Larry Gerdes Mgmt For For For 1.5 Elect Walter Huff, Jr. Mgmt For For For 1.6 Elect Charles Thoele Mgmt For For For 2 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For =============================================================================================================== Trex Company, Inc. Ticker Security ID: Meeting Date Meeting Status TREX CUSIP 89531P105 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Gratz Mgmt For For For 1.2 Elect Ronald Kaplan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== True Religion Apparel, Inc. Ticker Security ID: Meeting Date Meeting Status TRLG CUSIP 89784N104 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Lubell Mgmt For For For 1.2 Elect Marcello Bottoli Mgmt For For For 1.3 Elect Joseph Coulombe Mgmt For For For 1.4 Elect G. Louis Graziadio III Mgmt For For For 1.5 Elect Robert Harris II Mgmt For For For 1.6 Elect Seth Johnson Mgmt For For For 1.7 Elect Mark Maron Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== TTM Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TTMI CUSIP 87305R109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenton Alder Mgmt For For For 1.2 Elect Philip Franklin Mgmt For For For 1.3 Elect Jacques Gansler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2006 Incentive Mgmt For Abstain Against Compensation Plan 6 Increase of Authorized Common Stock Mgmt For For For =============================================================================================================== U.S. Auto Parts Network, Inc. Ticker Security ID: Meeting Date Meeting Status PRTS CUSIP 90343C100 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Berman Mgmt For For For 1.2 Elect Sol Khazani Mgmt For For For 1.3 Elect Robert Majteles Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== U.S. Physical Therapy, Inc. Ticker Security ID: Meeting Date Meeting Status USPH CUSIP 90337L108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Arnold Mgmt For For For 1.2 Elect Christopher Reading Mgmt For For For 1.3 Elect Lawrance McAfee Mgmt For For For 1.4 Elect Jerald Pullins Mgmt For For For 1.5 Elect Mark Brookner Mgmt For For For 1.6 Elect Bruce Broussard Mgmt For For For 1.7 Elect Harry Chapman Mgmt For For For 1.8 Elect Bernard Harris, Jr. Mgmt For Withhold Against 1.9 Elect Marlin Johnston Mgmt For For For 1.10 Elect Regg Swanson Mgmt For For For 1.11 Elect Clayton Trier Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Universal Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status UEIC CUSIP 913483103 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Arling Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Universal Truckload Services, Inc. Ticker Security ID: Meeting Date Meeting Status UACL CUSIP 91388P105 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Cochran Mgmt For For For 1.2 Elect Matthew Moroun Mgmt For For For 1.3 Elect Manuel Moroun Mgmt For For For 1.4 Elect Frederick Calderone Mgmt For For For 1.5 Elect Joseph Casaroll Mgmt For For For 1.6 Elect Daniel Deane Mgmt For For For 1.7 Elect Daniel Sullivan Mgmt For For For 1.8 Elect Richard Urban Mgmt For For For 1.9 Elect Ted Wahby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation =============================================================================================================== Uranerz Energy Corporation Ticker Security ID: Meeting Date Meeting Status URZ CUSIP 91688T104 05/03/2011 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Glenn Catchpole Mgmt For N/A N/A 1.2 Elect George Hartman Mgmt For N/A N/A 1.3 Elect Dennis Higgs Mgmt For N/A N/A 1.4 Elect Paul Saxton Mgmt For N/A N/A 1.5 Elect Gerhard Kirchner Mgmt For N/A N/A 1.6 Elect Peter Bell Mgmt For N/A N/A 1.7 Elect Arnold Dyck Mgmt For N/A N/A 2 Increase of Authorized Common Stock Mgmt For N/A N/A 3 Amendment to the 2005 Nonqualified Mgmt For N/A N/A Stock Option Plan 4 Ratification of Auditor Mgmt For N/A N/A 5 Advisory Vote on Executive Mgmt For N/A N/A Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years N/A Against Executive Compensation =============================================================================================================== US Ecology, Inc. Ticker Security ID: Meeting Date Meeting Status ECOL CUSIP 91732J102 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Victor Barnhart Mgmt For For For 2 Elect James Baumgardner Mgmt For For For 3 Elect Joe Colvin Mgmt For For For 4 Elect Daniel Fox Mgmt For For For 5 Elect Jeffrey Merrifield Mgmt For For For 6 Elect John Poling Mgmt For For For 7 Elect Stephen Romano Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Abstain Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Utah Medical Products, Inc. Ticker Security ID: Meeting Date Meeting Status UTMD CUSIP 917488108 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ernst Hoyer Mgmt For For For 1.2 Elect James Beeson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against =============================================================================================================== VAALCO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status EGY CUSIP 91851C201 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Gerry III Mgmt For For For 1.2 Elect W. Russell Scheirman Mgmt For For For 1.3 Elect Robert Allen Mgmt For For For 1.4 Elect Frederick Brazelton Mgmt For For For 1.5 Elect Luigi Caflisch Mgmt For For For 1.6 Elect O. Donaldson Chapoton Mgmt For For For 1.7 Elect John Myers, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Value Line, Inc. Ticker Security ID: Meeting Date Meeting Status VALU CUSIP 920437100 08/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Brecher Mgmt For For For 1.2 Elect Mitchell Appel Mgmt For For For 1.3 Elect Stephen Anastasio Mgmt For For For 1.4 Elect William Reed Mgmt For For For 1.5 Elect Alfred Fiore Mgmt For For For 1.6 Elect Stephen Davis Mgmt For For For 1.7 Elect Thomas Sarkany Mgmt For For For =============================================================================================================== Vical Incorporated Ticker Security ID: Meeting Date Meeting Status VICL CUSIP 925602104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Merton Mgmt For For For 1.2 Elect Vijay Samant Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Victoria Gold Corp. Ticker Security ID: Meeting Date Meeting Status VIT CUSIP 92625W101 08/19/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2 Election of Directors (Slate) Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Stock Option Plan Renewal Mgmt For For For 5 Shareholder Rights Plan Mgmt For For For =============================================================================================================== Virage Logic Corporation Ticker Security ID: Meeting Date Meeting Status VIRL CUSIP 92763R104 09/02/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For =============================================================================================================== VIRTUAL RADIOLOGIC CORPORATION Ticker Security ID: Meeting Date Meeting Status VRAD CUSIP 92826B104 07/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For =============================================================================================================== Virtus Investment Partners, Inc. Ticker Security ID: Meeting Date Meeting Status VRTS CUSIP 92828Q109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Aylward Mgmt For For For 1.2 Elect Edward Swan, Jr. Mgmt For For For 1.3 Elect Mark Treanor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Vista Gold Corp. Ticker Security ID: Meeting Date Meeting Status VGZ CUSIP 927926303 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Clark Mgmt For For For 1.2 Elect W. Durand Eppler Mgmt For For For 1.3 Elect C. Thomas Ogryzlo Mgmt For For For 1.4 Elect Tracy Stevenson Mgmt For For For 1.5 Elect Michael Richings Mgmt For For For 1.6 Elect Frederick Earnest Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== Vista Gold Corp. Ticker Security ID: Meeting Date Meeting Status VGZ CUSIP 927926303 12/15/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Private Placement Mgmt For For For =============================================================================================================== WaterFurnace Renewable Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WFI CUSIP 9415EQ108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees =============================================================================================================== WebMediaBrands Inc. Ticker Security ID: Meeting Date Meeting Status WEBM CUSIP 94770W100 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Meckler Mgmt For For For 1.2 Elect Gilbert Bach Mgmt For For For 1.3 Elect Michael Davies Mgmt For For For 1.4 Elect Wayne Martino Mgmt For For For 1.5 Elect John Patrick Mgmt For For For 1.6 Elect William Shutzer Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== West Marine, Inc. Ticker Security ID: Meeting Date Meeting Status WMAR CUSIP 954235107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randolph Repass Mgmt For Withhold Against 1.2 Elect Geoffrey Eisenberg Mgmt For For For 1.3 Elect Dennis Madsen Mgmt For For For 1.4 Elect David McComas Mgmt For For For 1.5 Elect Barbara Rambo Mgmt For For For 1.6 Elect Alice Richter Mgmt For For For 1.7 Elect Peter Roy Mgmt For For For 2 Amendment to the Omnibus Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation =============================================================================================================== Westway Group, Inc. Ticker Security ID: Meeting Date Meeting Status WWAY CUSIP 96169B100 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect G. Kenneth Moshenek Mgmt For For For 2 Amendment to the 2010 Incentive Mgmt For Abstain Against Compaensation Plan =============================================================================================================== Weyco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WEYS CUSIP 962149100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Florsheim, Jr. Mgmt For For For 1.2 Elect Robert Feitler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation =============================================================================================================== Willbros Group, Inc. Ticker Security ID: Meeting Date Meeting Status WG CUSIP 969203108 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Berry Mgmt For For For 2 Elect Arlo DeKraai Mgmt For For For 3 Elect Daniel Lonegran Mgmt For For For 4 Advisory Vote on Executive Mgmt For Abstain Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year Abstain Against Executive Compensation =============================================================================================================== Williams Controls, Inc. Ticker Security ID: Meeting Date Meeting Status WMCO CUSIP 969465608 02/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patrick Cavanagh Mgmt For For For 1.2 Elect R. Eugene Goodson Mgmt For For For 1.3 Elect H. Samuel Greenawalt Mgmt For For For 1.4 Elect Douglas Hailey Mgmt For For For 1.5 Elect Carlos Salas Mgmt For For For 1.6 Elect Peter Salas Mgmt For For For 1.7 Elect Donn Viola Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation =============================================================================================================== World Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status WRLD CUSIP 981419104 08/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Alexander McLean, III Mgmt For For For 1.2 Elect James Gilreath Mgmt For For For 1.3 Elect William Hummers III Mgmt For For For 1.4 Elect Charles Way Mgmt For For For 1.5 Elect Ken Bramlett, Jr. Mgmt For For For 1.6 Elect Mark Roland Mgmt For For For 1.7 Elect Darrell Whitaker Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== World Energy Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status XWES CUSIP 98145W208 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Libbey Mgmt For For For 1.2 Elect John Wellard Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== XenoPort, Inc. Ticker Security ID: Meeting Date Meeting Status XNPT CUSIP 98411C100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Barrett Mgmt For For For 1.2 Elect Jeryl Hilleman Mgmt For For For 1.3 Elect Wendell Wierenga Mgmt For For For 2 Advisory Vote on Executive Mgmt For Abstain Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== Yamato International Inc Ticker Security ID: Meeting Date Meeting Status 8127 CINS J96480116 11/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tomoki Hanya Mgmt For For For 3 Elect Kohji Uchiyama Mgmt For For For 4 Elect Isamu Natori Mgmt For For For 5 Elect Toshiaki Higuchi Mgmt For For For 6 Elect Shunsuke Takahashi Mgmt For For For 7 Elect Yasuo Shibahara Mgmt For For For 8 Elect Junichi Funahara Mgmt For For For 9 Elect Shinichi Okunaka Mgmt For For For 10 Elect Sumito Teruyama Mgmt For For For 11 Election of Alternate Statutory Mgmt For For For Auditor(s) =============================================================================================================== Young Innovations, Inc. Ticker Security ID: Meeting Date Meeting Status YDNT CUSIP 987520103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Richmond Mgmt For For For 1.2 Elect Alfred E. Brennan Mgmt For For For 1.3 Elect Brian Bremer Mgmt For For For 1.4 Elect Patrick Ferrillo, Jr. Mgmt For For For 1.5 Elect Richard Bliss Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For =============================================================================================================== YUHE INTERNATIONAL, INC. Ticker Security ID: Meeting Date Meeting Status YUII CUSIP 988432100 12/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gao Zhentao Mgmt For For For 1.2 Elect Peter Li Mgmt For For For 1.3 Elect Liu Yaojun Mgmt For For For 1.4 Elect Greg Huett Mgmt For For For 1.5 Elect Han Chengxiang Mgmt For For For 2 Ratification of Auditor Mgmt For For For =============================================================================================================== Zhone Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status ZHNED CUSIP 98950P884 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Dahl Mgmt For For For 1.2 Elect Nancy Pierce Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Abstain Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years Abstain Against Executive Compensation 5 Amendment to the 2002 Employee Stock Mgmt For Abstain Against Purchase Plan =============================================================================================================== ZipRealty, Inc. Ticker Security ID: Meeting Date Meeting Status ZIPR CUSIP 98974V107 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Baker Mgmt For For For 1.2 Elect Elisabeth DeMarse Mgmt For For For 1.3 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Micro-Cap Trust, Inc. By (Signature) /s/ Charles M. Royce Name Charles M. Royce Title President Date 08/16/2011