N-PX 1 rmt-npx2013.txt RMT N-PX 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number : 811-08030 Name of Registrant: Royce Micro-Cap Trust, Inc. Address of Principal Executive Offices: 745 Fifth Avenue, New York, NY 10151 Registrant's telephone number including area code: 212-508-4500 Date of fiscal year end: 12/31/13 Date of reporting period: 07/01/2012 - 06/30/2013 Item 1. Proxy Voting Record The report may indicate that the "meeting status" of a particular proposal was "take no action" or "unvoted". The reason for no action being taken or a security being unvoted, i.e., no vote being cast, may include among other things, (a) the securities were out on loan at the time of a record date, (b) administrative or operational constraints impeded the ability to cast a timely vote, such as late receipt of proxy voting information, (c) systems, administrative or processing errors occurred (including errors by the Adviser or third party vendors), and/or (d) the portfolio manager concluded that the potential benefit of voting was outweighed by the cost, and/or otherwise not in the best interest of the Fund. ________________________________________________________________________________ 3SBio Inc. Ticker Security ID: Meeting Date Meeting Status SSRX CUSIP 88575Y105 04/25/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Authorize Directors to Mgmt For For For Effect the Merger Agreement 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ 3SBio Inc. Ticker Security ID: Meeting Date Meeting Status SSRX CUSIP 88575Y105 10/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Moujia QI Mgmt For For For 2 Elect Dongmei Su Mgmt For For For 3 Elect Tianruo (Robert) Mgmt For For For Pu 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ AAON, Inc. Ticker Security ID: Meeting Date Meeting Status AAON CUSIP 000360206 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul K. Lackey, Mgmt For Against Against Jr. 2 Elect A. H. McElroy II Mgmt For For For ________________________________________________________________________________ Aceto Corporation Ticker Security ID: Meeting Date Meeting Status ACET CUSIP 004446100 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Albert Eilender Mgmt For For For 1.2 Elect Robert Wiesen Mgmt For For For 1.3 Elect Hans Noetzli Mgmt For For For 1.4 Elect William Britton Mgmt For For For 1.5 Elect Richard Randall Mgmt For For For 1.6 Elect Salvatore Guccione Mgmt For For For 1.7 Elect Natasha Giordano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Executive Performance Mgmt For For For Award Plan 4 Amendment to the 2010 Mgmt For For For Equity Participation Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ACI Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status ACIW CUSIP 004498101 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Curtis Mgmt For For For 1.2 Elect Philip G. Heasley Mgmt For For For 1.3 Elect James C. McGroddy Mgmt For For For 1.4 Elect Harlan F. Seymour Mgmt For For For 1.5 Elect John M. Shay, Jr. Mgmt For For For 1.6 Elect John E. Stokely Mgmt For For For 1.7 Elect Jan H. Suwinski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2013 Executive Mgmt For For For Management Incentive Compensation Plan 5 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Acorn Energy, Inc. Ticker Security ID: Meeting Date Meeting Status ACFN CUSIP 004848107 09/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Moore Mgmt For For For 1.2 Elect Christopher Mgmt For For For Clouser 1.3 Elect Richard Giacco Mgmt For For For 1.4 Elect Mannie Jackson Mgmt For For For 1.5 Elect Joseph Musanti Mgmt For For For 1.6 Elect Richard Rimer Mgmt For For For 1.7 Elect Samuel Zentman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2006 Mgmt For Abstain Against Stock Incentive Plan 5 Amendment to the 2006 Mgmt For Abstain Against Stock Option Plan for Non-Employee Directors ________________________________________________________________________________ Active Network, Inc. Ticker Security ID: Meeting Date Meeting Status ACTV CUSIP 00506D100 06/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jon Belmonte Mgmt For For For 1.2 Elect Stephen L. Green Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Actuate Corporation Ticker Security ID: Meeting Date Meeting Status BIRT CUSIP 00508B102 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter I. Cittadini Mgmt For For For 1.2 Elect Kenneth E. Mgmt For For For Marshall 1.3 Elect Nicholas C. Mgmt For For For Nierenberg 1.4 Elect Arthur C. Mgmt For For For Patterson 1.5 Elect Steven D. Whiteman Mgmt For For For 1.6 Elect Raymond L. Mgmt For For For Ocampo, Jr. 1.7 Elect Timothy B. Yeaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Advanced Energy Industries, Inc. Ticker Security ID: Meeting Date Meeting Status AEIS CUSIP 007973100 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas S. Schatz Mgmt For Withhold Against 1.2 Elect Frederick A. Ball Mgmt For For For 1.3 Elect Richard P. Beck Mgmt For Withhold Against 1.4 Elect Garry W. Rogerson Mgmt For For For 1.5 Elect Edward C. Grady Mgmt For For For 1.6 Elect Terry Hudgens Mgmt For For For 1.7 Elect Thomas M. Rohrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AeroVironment, Inc. Ticker Security ID: Meeting Date Meeting Status AVAV CUSIP 008073108 10/04/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy Conver Mgmt For For For 1.2 Elect Arnold Fishman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Affymetrix, Inc. Ticker Security ID: Meeting Date Meeting Status AFFX CUSIP 00826T108 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen Fodor Mgmt For For For 2 Elect Frank Witney Mgmt For For For 3 Elect Nelson Chan Mgmt For For For 4 Elect Gary Guthart Mgmt For For For 5 Elect Jami Dover Mgmt For For For Nachtsheim 6 Elect Robert H. Trice Mgmt For For For 7 Elect Robert P. Wayman Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Agilysys, Inc. Ticker Security ID: Meeting Date Meeting Status AGYS CUSIP 00847J105 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Dennedy Mgmt For For For 1.2 Elect John Mutch Mgmt For For For 1.3 Elect Jerry Jones Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alamo Group Inc. Ticker Security ID: Meeting Date Meeting Status ALG CUSIP 011311107 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roderick R. Baty Mgmt For For For 2 Elect Helen Cornell Mgmt For For For 3 Elect Jerry E. Goldress Mgmt For For For 4 Elect David W. Grzelak Mgmt For For For 5 Elect Gary L. Martin Mgmt For For For 6 Elect Ronald A. Robinson Mgmt For For For 7 Elect James B. Skaggs Mgmt For For For 8 Approval of Executive Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Alliance Bancorp, Inc. of Pennsylvania Ticker Security ID: Meeting Date Meeting Status ALLB CUSIP 01890A108 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dennis D. Cirucci Mgmt For For For 1.2 Elect G. Bradley Rainer Mgmt For For For 1.3 Elect R. Cheston Woolard Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allied Healthcare Products, Inc. Ticker Security ID: Meeting Date Meeting Status AHPI CUSIP 019222108 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Judith Graves Mgmt For For For 1.2 Elect Joseph Root Mgmt For For For 1.3 Elect William Peck Mgmt For For For 1.4 Elect Earl Refsland Mgmt For For For 1.5 Elect John Weil Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Alpha & Omega Semiconductor Limited Ticker Security ID: Meeting Date Meeting Status AOSL CUSIP G6331P104 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mike Chang Mgmt For For For 1.2 Elect Yueh-Se Ho Mgmt For For For 1.3 Elect Chung Te Chang Mgmt For For For 1.4 Elect Howard Bailey Mgmt For For For 1.5 Elect Thomas Steipp Mgmt For For For 1.6 Elect Richard Sevcik Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Alterra Power Corp. Ticker Security ID: Meeting Date Meeting Status AXY CUSIP 02153D102 05/14/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ross J. Beaty Mgmt For For For 1.2 Elect David W. Cornhill Mgmt For For For 1.3 Elect Donald Shumka Mgmt For For For 1.4 Elect Donald A. McInnes Mgmt For For For 1.5 Elect Walter T. Mgmt For For For Segsworth 1.6 Elect James M.I. Bruce Mgmt For For For 1.7 Elect John B. Carson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Altisource Asset Management Corp Ticker Security ID: Meeting Date Meeting Status AAMC CUSIP 02153X108 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Erbey Mgmt For For For 2 Elect Ashish Pandey Mgmt For For For 3 Elect Paul T. Bossidy Mgmt For For For 4 Elect Cindy Gertz Mgmt For For For 5 Elect Dale Kurland Mgmt For For For 6 Elect Robert C. Mgmt For For For Schweitzer 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ America's Car-Mart, Inc. Ticker Security ID: Meeting Date Meeting Status CRMT CUSIP 03062T105 09/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Englander Mgmt For For For 1.2 Elect William Henderson Mgmt For For For 1.3 Elect William Sams Mgmt For For For 1.4 Elect John David Simmons Mgmt For For For 1.5 Elect Robert Smith Mgmt For For For 1.6 Elect Jeffrey Williams Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Software, Inc. Ticker Security ID: Meeting Date Meeting Status AMSWA CUSIP 029683109 08/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Dennis Hogue Mgmt For For For 1.2 Elect John Jarvis Mgmt For For For 1.3 Elect James Miller, Jr. Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Woodmark Corporation Ticker Security ID: Meeting Date Meeting Status AMWD CUSIP 030506109 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William Brandt, Mgmt For For For Jr. 2 Elect Andrew Cogan Mgmt For For For 3 Elect Martha Dally Mgmt For For For 4 Elect James Davis, Jr. Mgmt For For For 5 Elect Kent Guichard Mgmt For For For 6 Elect Daniel Hendrix Mgmt For For For 7 Elect Kent Hussey Mgmt For For For 8 Elect Carol Moerdyk Mgmt For For For 9 Elect Vance Tang Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Amtech Systems, Inc. Ticker Security ID: Meeting Date Meeting Status ASYS CUSIP 032332504 03/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jong S. Whang Mgmt For For For 1.2 Elect Fokko Pentinga Mgmt For For For 1.3 Elect Michael Garnreiter Mgmt For For For 1.4 Elect Alfred W. Giese Mgmt For For For 1.5 Elect Egbert Jan Geert Mgmt For For For Goudena 1.6 Elect Robert F. King Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AngioDynamics, Inc. Ticker Security ID: Meeting Date Meeting Status ANGO CUSIP 03475V101 10/22/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Burgstahler Mgmt For For For 1.2 Elect Wesley Johnson, Mgmt For For For Jr. 1.3 Elect Steve LaPorte Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Mgmt For For For Stock and Incentive Award Plan 4 Amendment to the Mgmt For For For Employee Stock Purchase Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Apogee Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status APOG CUSIP 037598109 06/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerome L. Davis Mgmt For For For 1.2 Elect Sara L. Hays Mgmt For For For 1.3 Elect Richard V. Mgmt For For For Reynolds 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Approach Resources Inc. Ticker Security ID: Meeting Date Meeting Status AREX CUSIP 03834A103 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Ross Craft Mgmt For For For 1.2 Elect Bryan H. Lawrence Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arden Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARDNA CUSIP 039762109 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bernard Briskin Mgmt For For For 1.2 Elect John G. Danhakl Mgmt For For For 1.3 Elect Kenneth A. Goldman Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Armstrong Industrial Corporation Limited Ticker Security ID: Meeting Date Meeting Status A14 CINS Y0205A103 04/24/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect Patricia CHOW Mgmt For For For Goon Chau 5 Elect Steven KOH Gim Hoe Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Issue Mgmt For Against Against Shares under Armstrong Industrial Corporation Share Option Scheme 2000 and 2008 9 Authority to Grant Mgmt For Against Against Awards and/or Allot and Issue Shares under Armstrong Industrial Corporation Performance Share Plan 2008 10 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ ASA Gold and Precious Metals Limited Ticker Security ID: Meeting Date Meeting Status ASA CUSIP G3156P103 03/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Mgmt For For For Christensen 2 Elect Gary Glynn Mgmt For For For 3 Elect Phillip Goldstein Mgmt For For For 4 Elect Michael L. Mead Mgmt For For For 5 Elect Robert A. Mgmt For For For Pilkington 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Asian Citrus Holdings Limited Ticker Security ID: Meeting Date Meeting Status ACHL CINS G0620W201 11/06/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect CHEUNG Wai Sun Mgmt For For For 6 Elect PANG Yi Mgmt For For For 7 Elect IP Chi Ming Mgmt For For For 8 Elect LUI Ming Wah Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For For For Repurchased Shares 12 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Astronics Corporation Ticker Security ID: Meeting Date Meeting Status ATRO CUSIP 046433207 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond W. Boushie Mgmt For For For 1.2 Elect Robert T. Brady Mgmt For For For 1.3 Elect John B. Drenning Mgmt For For For 1.4 Elect Peter J. Mgmt For For For Gundermann 1.5 Elect Kevin T. Keane Mgmt For For For 1.6 Elect Robert J. McKenna Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Increase of Authorized Mgmt For For For Class B Stock ________________________________________________________________________________ ATMI, Inc. Ticker Security ID: Meeting Date Meeting Status ATMI CUSIP 00207R101 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George M. Scalise Mgmt For For For 1.2 Elect Mark B. Segall Mgmt For For For 1.3 Elect Cheryl L. Shavers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Atrion Corporation Ticker Security ID: Meeting Date Meeting Status ATRI CUSIP 049904105 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger F. Stebbing Mgmt For For For 1.2 Elect John P. Stupp, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AuRico Gold Inc. Ticker Security ID: Meeting Date Meeting Status AUQ CUSIP 05155C105 05/13/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Colin K. Benner Mgmt For For For 1.2 Elect Luis M. Chavez Mgmt For For For 1.3 Elect Richard M. Mgmt For For For Colterjohn 1.4 Elect Mark J. Daniel Mgmt For For For 1.5 Elect Patrick D. Downey Mgmt For For For 1.6 Elect Alan R. Edwards Mgmt For For For 1.7 Elect Scott G. Perry Mgmt For For For 1.8 Elect Ronald E. Smith Mgmt For For For 1.9 Elect Joseph G. Spiteri Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Renewal of Shareholder Mgmt For For For Rights Plan 4 Omnibus Long-Term Mgmt For For For Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aurizon Mines Ltd. Ticker Security ID: Meeting Date Meeting Status ARZ CUSIP 05155P106 03/07/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Rights Plan Mgmt For For For ________________________________________________________________________________ Aurizon Mines Ltd. Ticker Security ID: Meeting Date Meeting Status ARZ CUSIP 05155P106 05/09/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For ________________________________________________________________________________ AXT, Inc. Ticker Security ID: Meeting Date Meeting Status AXTI CUSIP 00246W103 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Leonard J. LeBlanc Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2007 Mgmt For For For Equity Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AZZ Incorporated Ticker Security ID: Meeting Date Meeting Status AZZ CUSIP 002474104 07/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Dingus Mgmt For For For 1.2 Elect Dana Perry Mgmt For For For 1.3 Elect Daniel Berce Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Balchem Corporation Ticker Security ID: Meeting Date Meeting Status BCPC CUSIP 057665200 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dino A. Rossi Mgmt For For For 1.2 Elect Elaine R. Wedral Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 1999 Mgmt For For For Stock Plan ________________________________________________________________________________ Banca Finnat Euramerica S.p.A. Ticker Security ID: Meeting Date Meeting Status BFE CINS T92884112 04/24/2013 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Mgmt For For For Allocation of Profits/Dividends 4 Elect Giulia Nattino Mgmt For For For 5 Statutory Auditors' Fees Mgmt For For For 6 Authority to Repurchase Mgmt For For For and Reissue Shares 7 Remuneration Report Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ BCD Semiconductor Manufacturing Limited Ticker Security ID: Meeting Date Meeting Status BCDS CUSIP 055347207 11/29/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert Chang Mgmt For For For 2 Elect Michael Pfeiffer Mgmt For For For ________________________________________________________________________________ Bel Fuse, Inc. Ticker Security ID: Meeting Date Meeting Status BELFA CUSIP 077347201 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel Bernstein Mgmt For For For 1.2 Elect Peter Gilbert Mgmt For For For 1.3 Elect John S. Johnson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Benihana Inc. Ticker Security ID: Meeting Date Meeting Status BNHN CUSIP 082047101 08/21/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ BofI Holding, Inc. Ticker Security ID: Meeting Date Meeting Status BOFI CUSIP 05566U108 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry Englert Mgmt For For For 1.2 Elect Gregory Mgmt For For For Garrabrants 1.3 Elect Paul Grinberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bolsa Mexicana De Valores Sab De Cv Ticker Security ID: Meeting Date Meeting Status BOLSA CINS P17330104 04/24/2013 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits Mgmt For For For 5 Allocation of Dividends Mgmt For For For 6 Election of Directors; Mgmt For Abstain Against Election of Committee Chairmen 7 Directors' and Mgmt For Abstain Against Committee Member Fees 8 Report on the Company's Mgmt For Abstain Against Repurchase Program 9 Authority to Repurchase Mgmt For Abstain Against Shares 10 Election of Meeting Mgmt For For For Delegates ________________________________________________________________________________ Bolsa Mexicana De Valores Sab De Cv Ticker Security ID: Meeting Date Meeting Status BOLSA CINS P17330104 04/24/2013 Voted Meeting Type Country of Trade Special Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase in Authorized Mgmt For Abstain Against Capital of Subsidiary 2 Strategic Alliance with Mgmt For For For Bolsa de Valores de Lima SA 3 Election of Meeting Mgmt For For For Delegates 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Broadway Industrial Group Limited Ticker Security ID: Meeting Date Meeting Status B69 CINS Y0973Y101 04/29/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LEE Po Lo @ LEE Mgmt For Against Against Khong Kee 3 Elect Richard EU Yee Mgmt For Against Against Ming 4 Elect LEE Chow Soon Mgmt For Against Against 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 8 Authority to Grant Mgmt For For For Awards and Issue Shares under the BIGL Share Option Scheme 2001 9 Authority to Grant Mgmt For For For Awards and Issue Shares under the BIGL Share Plan 10 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Broadway Industrial Group Limited Ticker Security ID: Meeting Date Meeting Status B69 CINS Y0973Y101 10/01/2012 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For Abstain Against ________________________________________________________________________________ BRT Realty Trust Ticker Security ID: Meeting Date Meeting Status BRT CUSIP 055645303 03/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Matthew J. Gould Mgmt For For For 2 Elect Louis C. Grassi Mgmt For For For 3 Elect Israel Rosenzweig Mgmt For For For 4 Elect Jeffrey Rubin Mgmt For For For 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bryn Mawr Bank Corporation Ticker Security ID: Meeting Date Meeting Status BMTC CUSIP 117665109 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lynn B. McKee Mgmt For For For 1.2 Elect Wendell F. Holland Mgmt For For For 1.3 Elect David E. Lees Mgmt For For For 1.4 Elect Frederick C. Mgmt For For For Peters II 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Burnham Holdings Inc. Ticker Security ID: Meeting Date Meeting Status BURCA CUSIP 122295108 04/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas Kile Mgmt For For For 1.2 Elect Elizabeth McMullan Mgmt For For For 1.3 Elect Philmer Rohrbaugh Mgmt For For For 2 2013 Incentive Mgmt For Abstain Against Compensation Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CafePress Inc. Ticker Security ID: Meeting Date Meeting Status PRSS CUSIP 12769A103 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fred E. Durham III Mgmt For For For 2 Elect Patrick J. Mgmt For For For Connolly 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Calavo Growers, Inc. Ticker Security ID: Meeting Date Meeting Status CVGW CUSIP 128246105 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lecil Cole Mgmt For For For 1.2 Elect George Barnes Mgmt For For For 1.3 Elect James Helin Mgmt For For For 1.4 Elect Donald Sanders Mgmt For For For 1.5 Elect Marc Brown Mgmt For For For 1.6 Elect Michael DiGregorio Mgmt For For For 1.7 Elect Scott Van Der Kar Mgmt For For For 1.8 Elect J. Link Leavens Mgmt For For For 1.9 Elect Dorcas McFarlane Mgmt For For For 1.10 Elect John Hunt Mgmt For For For 1.11 Elect Egidio Carbone, Mgmt For For For Jr. 1.12 Elect Harold Edwards Mgmt For For For 1.13 Elect Steven Hollister Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cass Information Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CASS CUSIP 14808P109 04/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lawrence A. Mgmt For For For Collett 1.2 Elect Wayne J. Grace Mgmt For For For 1.3 Elect James J. Lindemann Mgmt For For For 1.4 Elect Andrew J. Mgmt For For For Signorelli 2 Increase of Authorized Mgmt For For For Common Stock 3 Approval of the Amended Mgmt For For For and Restated Omnibus Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cavco Industries, Inc. Ticker Security ID: Meeting Date Meeting Status CVCO CUSIP 149568107 07/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven Bunger Mgmt For For For 1.2 Elect Jack Hanna Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CB Industrial Product Holdings Berhad Ticker Security ID: Meeting Date Meeting Status CBIP CINS Y1228S105 05/31/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ardy Esfandiari Mgmt For For For bin A. Hamid Shah 2 Elect Michael TING Sii Mgmt For For For Ching 3 Directors' Fees Mgmt For For For 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees 5 Authority to Repurchase Mgmt For For For Shares 6 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 7 Retention of Michael Mgmt For For For TING Sii Ching as Independent Director 8 Retention of WONG Chee Mgmt For For For Beng as Independent Director ________________________________________________________________________________ CBIZ, Inc. Ticker Security ID: Meeting Date Meeting Status CBZ CUSIP 124805102 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rick L. Burdick Mgmt For For For 2 Elect Steven L. Gerard Mgmt For For For 3 Elect Benaree Pratt Mgmt For For For Wiley 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Central Steel & Wire Company Ticker Security ID: Meeting Date Meeting Status CSTW CUSIP 155411101 04/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Sullivan 1.2 Elect John F. Calhoun Mgmt For For For 1.3 Elect Stephen E. Fuhrman Mgmt For For For 1.4 Elect Ronald V. Kazmar Mgmt For For For 1.5 Elect Christopher M. Mgmt For For For Rodgers 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Checkpoint Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CKP CUSIP 162825103 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William S. Antle, Mgmt For For For III 1.2 Elect Stephen N. David Mgmt For For For 1.3 Elect R. Keith Elliott Mgmt For For For 1.4 Elect Marc T. Giles Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chelsea Therapeutics International, Ltd. Ticker Security ID: Meeting Date Meeting Status CHTP CUSIP 163428105 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Weiser Mgmt For For For 1.2 Elect Kevan Clemens Mgmt For For For 1.3 Elect Roger G. Stoll Mgmt For For For 1.4 Elect William D. Mgmt For For For Rueckert 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chemung Financial Corporation Ticker Security ID: Meeting Date Meeting Status CHMG CUSIP 164024101 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald M. Bentley Mgmt For For For 1.2 Elect Robert H. Mgmt For For For Dalrymple 1.3 Elect Clover M. Mgmt For For For Drinkwater 1.4 Elect Richard W. Swan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Amendment to the Mgmt For For For Restricted Stock Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ China Hydroelectric Corporation Ticker Security ID: Meeting Date Meeting Status CHC CUSIP 16949D101 09/28/2012 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 MANAGEMENT CURRENTLY Mgmt N/A TNA N/A HAS NO AGENDA ________________________________________________________________________________ China Hydroelectric Corporation Ticker Security ID: Meeting Date Meeting Status CHC CUSIP 16949D101 09/28/2012 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 REMOVE JOHN D. KUHNS Mgmt N/A For N/A 2 REMOVE RICHARD H. Mgmt N/A For N/A HOCHMAN 3 REMOVE SHADRON LEE Mgmt N/A For N/A STASTNEY 4 REMOVE ANTHONY H. DIXON Mgmt N/A For N/A 5 REMOVE STEPHEN Mgmt N/A For N/A OUTERBRIDGE 6 APPOINT MOONKYUNG KIM Mgmt N/A For N/A 7 APPOINT AMIT GUPTA Mgmt N/A For N/A 8 APPOINT JUI KIAN LIM Mgmt N/A For N/A 9 APPOINT YUN PUN WONG Mgmt N/A For N/A ________________________________________________________________________________ China Hydroelectric Corporation Ticker Security ID: Meeting Date Meeting Status CHC CUSIP 16949D101 11/16/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jui Lim Mgmt For For For 2 Elect Yong Cao Mgmt For For For 3 Amendment to Articles Mgmt For For For 4 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ China XD Plastics Co. Ltd. Ticker Security ID: Meeting Date Meeting Status CXDC CUSIP 16948F107 12/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jie Han Mgmt For For For 1.2 Elect Taylor Zhang Mgmt For Withhold Against 1.3 Elect Qingwei Ma Mgmt For For For 1.4 Elect Lawrence Leighton Mgmt For Withhold Against 1.5 Elect Linyuan Zhai Mgmt For Withhold Against 1.6 Elect Feng Li Mgmt For For For 1.7 Elect Homer Sun Mgmt For For For 1.8 Elect Jun Xu Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ China Zenix Auto International Ltd. Ticker Security ID: Meeting Date Meeting Status ZX CUSIP 16951E104 11/21/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jianhui Lai Mgmt For For For 2 Elect Junqiu Gao Mgmt For For For 3 Elect William Sharp Mgmt For For For 4 Elect Ian F. Wade Mgmt For For For 5 Elect Yichun Zhang Mgmt For For For 6 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Christopher & Banks Corporation Ticker Security ID: Meeting Date Meeting Status CBK CUSIP 171046105 06/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark A. Cohn Mgmt For For For 1.2 Elect Anne L. Jones Mgmt For For For 1.3 Elect David A. Levin Mgmt For For For 1.4 Elect William F. Sharpe Mgmt For For For III 1.5 Elect Paul L. Snyder Mgmt For For For 1.6 Elect Patricia Stensrud Mgmt For For For 1.7 Elect LuAnn Via Mgmt For For For 1.8 Elect Lisa W. Wardell Mgmt For For For 2 2013 Directors Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CIRCOR International, Inc. Ticker Security ID: Meeting Date Meeting Status CIR CUSIP 17273K109 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerome D. Brady Mgmt For For For 1.2 Elect Peter M. Wilver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Clarkson plc Ticker Security ID: Meeting Date Meeting Status CKN CINS G21840106 05/10/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For Against Against Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect James Morley Mgmt For For For 5 Elect Philip Green Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Mgmt For For For Auditor's Fees 8 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 9 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ Clearone Communications, Inc. Ticker Security ID: Meeting Date Meeting Status CLRO CUSIP 185060100 11/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brad Baldwin Mgmt For For For 1.2 Elect Zeynep Hakimoglu Mgmt For For For 1.3 Elect Larry Hendricks Mgmt For For For 1.4 Elect Scott Huntsman Mgmt For For For 1.5 Elect E. Bryan Bagley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For ________________________________________________________________________________ Columbus McKinnon Corporation Ticker Security ID: Meeting Date Meeting Status CMCO CUSIP 199333105 07/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Timothy Tevens Mgmt For For For 1.2 Elect Richard Fleming Mgmt For For For 1.3 Elect Ernest Verebelyi Mgmt For For For 1.4 Elect Stephanie Kushner Mgmt For For For 1.5 Elect Stephen Rabinowitz Mgmt For For For 1.6 Elect Linda Goodspeed Mgmt For For For 1.7 Elect Nicholas Pinchuk Mgmt For For For 1.8 Elect Liam McCarthy Mgmt For For For 1.9 Elect Christian Ragot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Comfort Systems USA, Inc. Ticker Security ID: Meeting Date Meeting Status FIX CUSIP 199908104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William F. Murdy Mgmt For For For 1.2 Elect Darcy G. Anderson Mgmt For For For 1.3 Elect Herman E. Bulls Mgmt For For For 1.4 Elect Alfred J. Mgmt For For For Giardenelli, Jr. 1.5 Elect Alan P. Krusi Mgmt For For For 1.6 Elect Brian E. Lane Mgmt For For For 1.7 Elect Franklin Myers Mgmt For For For 1.8 Elect James H. Schultz Mgmt For For For 1.9 Elect Constance E. Mgmt For For For Skidmore 1.10 Elect Vance W. Tang Mgmt For For For 1.11 Elect Robert D. Wagner, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Computer Programs and Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CPSI CUSIP 205306103 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Boyd Douglas Mgmt For For For 2 Elect Charles P. Huffman Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Computer Task Group, Incorporated Ticker Security ID: Meeting Date Meeting Status CTGX CUSIP 205477102 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randall L. Clark Mgmt For For For 1.2 Elect David H. Klein Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CompX International Inc. Ticker Security ID: Meeting Date Meeting Status CIX CUSIP 20563P101 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Bowers Mgmt For For For 1.2 Elect Norman S. Edelcup Mgmt For For For 1.3 Elect Edward J. Hardin Mgmt For For For 1.4 Elect Ann Manix Mgmt For For For 1.5 Elect George E. Poston Mgmt For For For 1.6 Elect Steven L. Watson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Comstock Mining, Inc. Ticker Security ID: Meeting Date Meeting Status LODE CUSIP 205750102 06/27/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John V. Winfield Mgmt For For For 1.2 Elect Corrado De Mgmt For For For Gasperis 1.3 Elect Daniel W. Kappes Mgmt For For For 1.4 Elect William J. Nance Mgmt For For For 1.5 Elect Robert A. Reseigh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Consolidated-Tomoka Land Co. Ticker Security ID: Meeting Date Meeting Status CTO CUSIP 210226106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John J. Allen Mgmt For For For 2 Elect William L. Olivari Mgmt For For For 3 Elect A. Chester Mgmt For For For Skinner III 4 Elect Thomas P. Warlow Mgmt For For For III 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2010 Mgmt For For For Equity Incentive Plan 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ CorVel Corporation Ticker Security ID: Meeting Date Meeting Status CRVL CUSIP 221006109 08/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect V. Gordon Clemons Mgmt For For For 1.2 Elect Steven Hamerslag Mgmt For For For 1.3 Elect Alan Hoops Mgmt For For For 1.4 Elect R. Judd Jessup Mgmt For For For 1.5 Elect Jean Macino Mgmt For For For 1.6 Elect Jeffrey Michael Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cowen Group, Inc. Ticker Security ID: Meeting Date Meeting Status COWN CUSIP 223622101 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter A. Cohen Mgmt For For For 1.2 Elect Katherine Mgmt For For For Elizabeth Dietze 1.3 Elect Steven Kotler Mgmt For For For 1.4 Elect Jerome S. Mgmt For For For Markowitz 1.5 Elect Jack H. Nusbaum Mgmt For For For 1.6 Elect Jeffrey M. Solomon Mgmt For For For 1.7 Elect Thomas W. Strauss Mgmt For For For 1.8 Elect John E. Toffolon, Mgmt For For For Jr. 1.9 Elect Joseph R. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Crocodile Gold Corp. Ticker Security ID: Meeting Date Meeting Status CRK CUSIP 227041100 05/29/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chantal Lavoie Mgmt For For For 1.2 Elect Kevin Conboy Mgmt For For For 1.3 Elect George Faught Mgmt For For For 1.4 Elect Robert H. Getz Mgmt For For For 1.5 Elect Peter Tagliamonte Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Cross Country Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status CCRN CUSIP 227483104 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph A. Boshart Mgmt For For For 1.2 Elect Emil Hensel Mgmt For For For 1.3 Elect W. Larry Cash Mgmt For For For 1.4 Elect Thomas C. Dircks Mgmt For For For 1.5 Elect Gale S. Fitzgerald Mgmt For For For 1.6 Elect William J. Grubbs Mgmt For For For 1.7 Elect Richard M. Mgmt For For For Mastaler 1.8 Elect Joseph Trunfio Mgmt For For For 2 Reapproval of Mgmt For For For Performance Goals Under the 2007 Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cryolife, Inc. Ticker Security ID: Meeting Date Meeting Status CRY CUSIP 228903100 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven G. Anderson Mgmt For For For 1.2 Elect Thomas F. Ackerman Mgmt For For For 1.3 Elect James S. Benson Mgmt For For For 1.4 Elect Daniel J. Bevevino Mgmt For For For 1.5 Elect Ronald C. Elkins Mgmt For For For 1.6 Elect Ronald D. McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 1.8 Elect Jon W. Salveson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CSE Global Limited Ticker Security ID: Meeting Date Meeting Status 544 CINS Y8346J107 04/18/2013 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect TAN Mok Koon Mgmt For For For 4 Elect LIM Boh Soon Mgmt For For For 5 Elect LAM Kwok Chong Mgmt For For For 6 Elect Phillip LEE Soo Mgmt For For For Hoon 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For and Authority to Set Fees 9 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights ________________________________________________________________________________ Dawson Geophysical Company Ticker Security ID: Meeting Date Meeting Status DWSN CUSIP 239359102 01/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul Brown Mgmt For For For 1.2 Elect Craig Cooper Mgmt For For For 1.3 Elect Gary Hoover Mgmt For For For 1.4 Elect Stephen Jumper Mgmt For For For 1.5 Elect Jack Ladd Mgmt For For For 1.6 Elect Ted North Mgmt For For For 1.7 Elect Tim Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Destination Maternity Corporation Ticker Security ID: Meeting Date Meeting Status DEST CUSIP 25065D100 01/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arnaud Ajdler Mgmt For For For 1.2 Elect Michael Blitzer Mgmt For For For 1.3 Elect Barry Erdos Mgmt For For For 1.4 Elect Joseph Goldblum Mgmt For For For 1.5 Elect Edward Krell Mgmt For For For 1.6 Elect Melissa Mgmt For For For Payner-Gregor 1.7 Elect William Schwartz, Mgmt For For For Jr. 1.8 Elect B. Allen Weinstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Management Incentive Mgmt For For For Program 5 2005 Equity Incentive Mgmt For For For Plan ________________________________________________________________________________ Deswell Industries, Inc Ticker Security ID: Meeting Date Meeting Status DSWL CUSIP 250639101 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Lau Mgmt For For For 1.2 Elect Chin Pang Li Mgmt For For For 1.3 Elect Hung-Hum Leung Mgmt For For For 1.4 Elect Allen Yau-Nam Cham Mgmt For For For 1.5 Elect Wing-Ki Hui Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Diamond Hill Investment Group, Inc. Ticker Security ID: Meeting Date Meeting Status DHIL CUSIP 25264R207 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R.H. Dillon Mgmt For For For 1.2 Elect Randolph J. Mgmt For For For Fortener 1.3 Elect James F. Laird Mgmt For For For 1.4 Elect Peter J. Moran Mgmt For For For 1.5 Elect Donald B. Mgmt For For For Shackelford 1.6 Elect Bradley C. Shoup Mgmt For For For 1.7 Elect Frances A. Skinner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Diploma plc Ticker Security ID: Meeting Date Meeting Status DPLM CINS G27664112 01/16/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect John Rennocks Mgmt For For For 4 Elect Bruce Thompson Mgmt For For For 5 Elect Ian Grice Mgmt For For For 6 Elect Iain Henderson Mgmt For For For 7 Elect Nigel Lingwood Mgmt For For For 8 Elect John Matthews Mgmt For For For 9 Elect Marie-Louise Mgmt For For For Clayton 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Mgmt For For For Auditor's Fees 12 Directors' Remuneration Mgmt For For For Report 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Repurchase Mgmt For For For Shares 16 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Domino Printing Sciences plc Ticker Security ID: Meeting Date Meeting Status DNO CINS G28112103 03/19/2013 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Allocation of Mgmt For For For Profits/Dividends 4 Elect Peter J. Byrom Mgmt For For For 5 Elect Sir Mark Wrightson Mgmt For For For 6 Elect Philip Ruffles Mgmt For For For 7 Elect Sir David Brown Mgmt For For For 8 Elect Christopher Mgmt For For For Brinsmead 9 Elect Nigel R. Bond Mgmt For For For 10 Elect Andrew C. Herbert Mgmt For For For 11 Elect Garry Havens Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Mgmt For For For Auditor's Fees 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days 18 Savings Related Share Mgmt For For For Option Scheme 19 Executive Share Option Mgmt For For For Scheme 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Douglas Dynamics Inc. Ticker Security ID: Meeting Date Meeting Status PLOW CUSIP 25960R105 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James L. Janik Mgmt For For For 1.2 Elect Donald W. Mgmt For For For Sturdivant 1.3 Elect Margaret S. Dano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Drew Industries Incorporated Ticker Security ID: Meeting Date Meeting Status DW CUSIP 26168L205 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward W. Rose, Mgmt For For For III 1.2 Elect Leigh J. Abrams Mgmt For For For 1.3 Elect James F. Gero Mgmt For For For 1.4 Elect Frederick B. Mgmt For For For Hegi, Jr. 1.5 Elect David A. Reed Mgmt For For For 1.6 Elect John B. Lowe, Jr. Mgmt For For For 1.7 Elect Jason D. Lippert Mgmt For For For 1.8 Elect Brendan J. Deely Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ DTS, Inc. Ticker Security ID: Meeting Date Meeting Status DTSI CUSIP 23335C101 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig S. Andrews Mgmt For For For 1.2 Elect L. Gregory Ballard Mgmt For For For 1.3 Elect Bradford D. Duea Mgmt For For For 2 2013 Employee Stock Mgmt For For For Purchase Plan 3 2013 Foreign Subsidiary Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ducommun Incorporated Ticker Security ID: Meeting Date Meeting Status DCO CUSIP 264147109 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard A. Mgmt For For For Baldridge 1.2 Elect Gregory S. Mgmt For For For Churchill 1.3 Elect Robert C. Ducommun Mgmt For For For 1.4 Elect Dean M. Flatt Mgmt For For For 1.5 Elect Jay L. Haberland Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2013 Stock Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dynamics Research Corporation Ticker Security ID: Meeting Date Meeting Status DRCO CUSIP 268057106 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John S. Anderegg, Mgmt For For For Jr. 1.2 Elect Nickolas Mgmt For For For Stavropoulos 2 2013 Incentive Plan Mgmt For Abstain Against 3 2013 Executive Mgmt For For For Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dynavox Inc. Ticker Security ID: Meeting Date Meeting Status DVOX CUSIP 26817F104 12/05/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michelle Wilver Mgmt For For For 1.2 Elect Michael Hammes Mgmt For For For 1.3 Elect Michael Herling Mgmt For For For 1.4 Elect Roger Holstein Mgmt For For For 1.5 Elect James Liken Mgmt For For For 1.6 Elect Evan Marks Mgmt For For For 1.7 Elect William Mayer Mgmt For For For 1.8 Elect Augustine Nieto II Mgmt For For For 1.9 Elect Michael Regan Mgmt For For For 1.10 Elect Erin Russel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Eastern Company Ticker Security ID: Meeting Date Meeting Status EML CUSIP 276317104 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles W. Henry Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ eClerx Services Limited Ticker Security ID: Meeting Date Meeting Status ECLERX CINS Y22385101 05/31/2013 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Eclerx Services Limited Ticker Security ID: Meeting Date Meeting Status ECLERX CINS Y22385101 08/23/2012 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Pradeep Kapoor Mgmt For For For 4 Elect Jimmy Soli Mgmt For For For Bilimoria 5 Elect Vikram Limaye Mgmt For For For 6 Appointment of Auditor Mgmt For For For and Authority to Set Fees 7 Elect Alok Goyal Mgmt For For For ________________________________________________________________________________ Edelman Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status EF CUSIP 27943Q105 09/13/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Ellie Mae, Inc. Ticker Security ID: Meeting Date Meeting Status ELLI CUSIP 28849P100 05/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl Buccellato Mgmt For For For 1.2 Elect A. Barr Dolan Mgmt For For For 1.3 Elect Frank Schultz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Encore Wire Corporation Ticker Security ID: Meeting Date Meeting Status WIRE CUSIP 292562105 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald E. Courtney Mgmt For For For 1.2 Elect Gregory J. Fisher Mgmt For For For 1.3 Elect Daniel L. Jones Mgmt For For For 1.4 Elect William R. Thomas Mgmt For For For III 1.5 Elect Scott D. Weaver Mgmt For For For 1.6 Elect John H. Wilson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R109 06/05/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael E. Beckett Mgmt For For For 1.2 Elect Jorge L. Gamarci Mgmt For For For 1.3 Elect Antony Harwood Mgmt For For For 1.4 Elect Ian J. Henderson Mgmt For For For 1.5 Elect Wayne McManus Mgmt For For For 1.6 Elect Neil Woodyer Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 06/05/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael E. Beckett Mgmt For For For 1.2 Elect Jorge L. Gamarci Mgmt For For For 1.3 Elect Antony Harwood Mgmt For For For 1.4 Elect Ian J. Henderson Mgmt For For For 1.5 Elect Wayne McManus Mgmt For For For 1.6 Elect Neil Woodyer Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3041P102 10/12/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Endeavour Mining Corporation Ticker Security ID: Meeting Date Meeting Status EDV CUSIP G3040R109 10/12/2012 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For ________________________________________________________________________________ Epoch Holding Corporation Ticker Security ID: Meeting Date Meeting Status EPHC CUSIP 29428R103 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Allan Tessler Mgmt For For For 1.2 Elect William Priest Mgmt For For For 1.3 Elect Enrique Arzac Mgmt For For For 1.4 Elect Jeffrey Berenson Mgmt For For For 1.5 Elect John Cecil Mgmt For For For 1.6 Elect Peter Flaherty Mgmt For For For 1.7 Elect Timothy Taussig Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2012 Long-Term Mgmt For Abstain Against Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Equity Trustees Limited Ticker Security ID: Meeting Date Meeting Status EQT CINS Q35952102 10/26/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Alice Williams Mgmt For For For 4 Elect Kevin Eley Mgmt For For For 5 Increase NEDs' Fee Cap Mgmt For For For 6 Equity Grant (MD Robin Mgmt For For For Burns) ________________________________________________________________________________ Ethan Allen Interiors Inc. Ticker Security ID: Meeting Date Meeting Status ETH CUSIP 297602104 11/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Schmotter Mgmt For For For 1.2 Elect Frank Wisner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exactech, Inc. Ticker Security ID: Meeting Date Meeting Status EXAC CUSIP 30064E109 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William B. Mgmt For For For Locander 1.2 Elect James G. Binch Mgmt For For For 1.3 Elect David W. Petty Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Exar Corporation Ticker Security ID: Meeting Date Meeting Status EXAR CUSIP 300645108 09/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Izak Bencuya Mgmt For For For 1.2 Elect Louis DiNardo Mgmt For For For 1.3 Elect Pierre Guilbault Mgmt For For For 1.4 Elect Brian Hilton Mgmt For For For 1.5 Elect Richard Leza Mgmt For For For 1.6 Elect Gary Meyers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Exeter Resource Corporation Ticker Security ID: Meeting Date Meeting Status XRC CUSIP 301835104 05/31/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Bryce G. Roxburgh Mgmt For For For 2.2 Elect Yale R. Simpson Mgmt For For For 2.3 Elect Robert G. Reynolds Mgmt For For For 2.4 Elect John C Simmons Mgmt For For For 2.5 Elect Julian Bavin Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to the Stock Mgmt For For For Option Plan ________________________________________________________________________________ Exponent, Inc. Ticker Security ID: Meeting Date Meeting Status EXPO CUSIP 30214U102 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Samuel H. Armacost Mgmt For For For 2 Elect Mary B. Cranston Mgmt For For For 3 Elect Michael R. Gaulke Mgmt For For For 4 Elect Paul R. Johnston Mgmt For For For 5 Elect Stephen C. Riggins Mgmt For For For 6 Elect John B. Shoven Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Reapproval of the Mgmt For For For Performance Measures under the 2008 Equity Incentive Plan ________________________________________________________________________________ Extreme Networks, Inc Ticker Security ID: Meeting Date Meeting Status EXTR CUSIP 30226D106 11/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward B. Mgmt For For For Meyercord III 1.2 Elect John Kispert Mgmt For For For 1.3 Elect Oscar Rodriguez Mgmt For For For 1.4 Elect Harry Silverglide Mgmt For For For 1.5 Elect Maury Austin Mgmt For For For 1.6 Elect Edward Terino Mgmt For For For 2 Amendment to Mgmt For For For Shareholder Rights Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FAG Bearings India Limited Ticker Security ID: Meeting Date Meeting Status FAGBEARING CINS Y2407S114 04/25/2013 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Bernard Mgmt For Against Against Steinruecke 4 Elect Bruno Krauss Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Elect Udo Bauer Mgmt For For For ________________________________________________________________________________ Farmer Bros. Co. Ticker Security ID: Meeting Date Meeting Status FARM CUSIP 307675108 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randy Clark Mgmt For For For 1.2 Elect Jeanne Grossman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2007 Mgmt For For For Omnibus Plan ________________________________________________________________________________ Fauquier Bankshares, Inc. Ticker Security ID: Meeting Date Meeting Status FBSS CUSIP 312059108 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randy K. Ferrell Mgmt For Withhold Against 1.2 Elect Brian S. Mgmt For For For Montgomery 1.3 Elect P. Kurtis Rodgers Mgmt For For For 1.4 Elect Sterling T. Mgmt For For For Strange III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FBR & Co. Ticker Security ID: Meeting Date Meeting Status FBRC CUSIP 30247C400 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Reena Aggarwal Mgmt For For For 1.2 Elect Richard J. Hendrix Mgmt For For For 1.3 Elect Thomas J. Hynes, Mgmt For For For Jr. 1.4 Elect Adam J. Klein Mgmt For For For 1.5 Elect Richard A. Kraemer Mgmt For For For 1.6 Elect Thomas S. Murphy, Mgmt For For For Jr. 1.7 Elect Arthur J. Reimers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the Mgmt For For For Material Terms under the Long Term Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fiera Capital Corporation Ticker Security ID: Meeting Date Meeting Status FSZ CUSIP 31660A103 05/23/2013 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Luc Paiement Mgmt For For For 1.2 Elect Arthur R.A. Scace Mgmt For For For 1.3 Elect David R. Shaw Mgmt For For For 1.4 Elect Louis Vachon Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the 2007 Mgmt For For For Stock Option Plan 4 Approval of the Mgmt For For For Restricted Share Unit Plan 5 Approval of the Mgmt For For For Performance Share Unit Plan ________________________________________________________________________________ Flexsteel Industries, Inc Ticker Security ID: Meeting Date Meeting Status FLXS CUSIP 339382103 12/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Richardson Mgmt For For For 1.2 Elect Patrick Crahan Mgmt For For For 1.3 Elect Robert Deignan Mgmt For For For 1.4 Elect Mary Bottie Mgmt For For For ________________________________________________________________________________ Forestar Group Inc. Ticker Security ID: Meeting Date Meeting Status FOR CUSIP 346233109 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. DeCosmo Mgmt For For For 2 Elect Kenneth M. Mgmt For For For Jastrow II 3 Elect James A. Johnson Mgmt For For For 4 Elect Charles W. Mgmt For For For Matthews 5 Elect Richard M. Smith Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Forrester Research, Inc. Ticker Security ID: Meeting Date Meeting Status FORR CUSIP 346563109 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henk W. Broeders Mgmt For Withhold Against 1.2 Elect George R. Hornig Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Forward Air Corporation Ticker Security ID: Meeting Date Meeting Status FWRD CUSIP 349853101 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce A. Campbell Mgmt For For For 1.2 Elect C. Robert Campbell Mgmt For For For 1.3 Elect C. John Langley, Mgmt For For For Jr. 1.4 Elect Tracy A. Leinbach Mgmt For For For 1.5 Elect Larry D. Leinweber Mgmt For For For 1.6 Elect G. Michael Lynch Mgmt For For For 1.7 Elect Ray A. Mundy Mgmt For For For 1.8 Elect Gary L. Paxton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Frequency Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status FEIM CUSIP 358010106 10/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Franklin Mgmt For For For 1.2 Elect Martin Bloch Mgmt For For For 1.3 Elect Joel Girsky Mgmt For For For 1.4 Elect S. Robert Foley, Mgmt For For For Jr. 1.5 Elect Richard Schwartz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Frozen Food Express Industries, Inc. Ticker Security ID: Meeting Date Meeting Status FFEX CUSIP 359360104 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stoney M. Stubbs, Mgmt For For For Jr. 1.2 Elect T. Michael Mgmt For For For O'Connor 1.3 Elect Jerry T. Armstrong Mgmt For For For 2 Amendment to the 2005 Mgmt For For For Stock Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fuel Systems Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status FSYS CUSIP 35952W103 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marco Di Toro Mgmt For For For 1.2 Elect James W. Nall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Furiex Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status FURX CUSIP 36106P101 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect June S. Almenoff Mgmt For For For 1.2 Elect Peter B. Corr Mgmt For For For 1.3 Elect Stephen R. Davis Mgmt For For For 1.4 Elect Wendy L. Dixon Mgmt For For For 1.5 Elect Fredric N. Mgmt For For For Eshelman 1.6 Elect Stephen W. Kaldor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2010 Mgmt For Abstain Against Stock Plan ________________________________________________________________________________ Fushi Copperweld, Inc. Ticker Security ID: Meeting Date Meeting Status FSIN CUSIP 36113E107 12/11/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Going-Private Mgmt For For For Transaction 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ G-III Apparel Group, Ltd. Ticker Security ID: Meeting Date Meeting Status GIII CUSIP 36237H101 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Morris Goldfarb Mgmt For For For 1.2 Elect Sammy Aaron Mgmt For For For 1.3 Elect Thomas J. Brosig Mgmt For For For 1.4 Elect Alan Feller Mgmt For For For 1.5 Elect Jeffrey Goldfarb Mgmt For For For 1.6 Elect Laura H. Pomerantz Mgmt For For For 1.7 Elect Allen E. Sirkin Mgmt For For For 1.8 Elect Willem van Mgmt For For For Bokhorst 1.9 Elect Cheryl Vitali Mgmt For Withhold Against 1.10 Elect Richard D. White Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GAIN Capital Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status GCAP CUSIP 36268W100 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph Schenk Mgmt For For For 2 Elect Christopher W. Mgmt For For For Calhoun 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Geeknet Inc. Ticker Security ID: Meeting Date Meeting Status GKNT CUSIP 36846Q203 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth G. Langone Mgmt For For For 1.2 Elect Matthew C. Blank Mgmt For For For 1.3 Elect Matthew Carey Mgmt For Withhold Against 1.4 Elect Thomas M. Coughlin Mgmt For For For 1.5 Elect Peter A. Georgescu Mgmt For For For 1.6 Elect Sir Ronald Hampel Mgmt For Withhold Against 1.7 Elect Frank A. Riddick Mgmt For Withhold Against III 1.8 Elect Derek Smith Mgmt For For For 1.9 Elect Michael Solomon Mgmt For For For 1.10 Elect Kathryn K McCarthy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ Gentiva Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status GTIV CUSIP 37247A102 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert S. Forman, Mgmt For For For Jr. 2 Elect Victor F. Ganzi Mgmt For For For 3 Elect Philip R. Mgmt For For For Lochner, Jr. 4 Elect Stuart Olsten Mgmt For For For 5 Elect Sheldon M. Retchin Mgmt For For For 6 Elect Tony Strange Mgmt For For For 7 Elect Raymond S. Troubh Mgmt For For For 8 Elect Rodney D. Windley Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For Abstain Against Executive Compensation 11 Amendment to the 2004 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Geodrill Limited Ticker Security ID: Meeting Date Meeting Status GEO CUSIP G3828T103 05/13/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Harper Mgmt For For For 1.2 Elect John Bingham Mgmt For For For 1.3 Elect Colin Jones Mgmt For For For 1.4 Elect Victoria Prentice Mgmt For For For 1.5 Elect Ronald Sellwood Mgmt For For For 1.6 Elect Daniel Im Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Geospace Technologies Corporation Ticker Security ID: Meeting Date Meeting Status GEOS CUSIP 37364X109 02/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Moody Mgmt For For For 1.2 Elect Gary Owens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 01/17/2013 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of Presiding Mgmt For For For Chairman 4 Compliance with Rules Mgmt For For For of Convocation 5 Agenda Mgmt For For For 6 Changes to the Mgmt For For For Management Board 7 Closing Mgmt For For For ________________________________________________________________________________ Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 06/21/2013 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Mgmt For For For Chairman 5 Compliance with Rules Mgmt For For For of Convocation 6 Agenda Mgmt For For For 7 Presentation of Mgmt For For For Management Board Report 8 Presentation of Mgmt For For For Supervisory Board Report on Management Board Report 9 Presentation of Mgmt For For For Supervisory Board Report on its Activities 10 Management Board Report Mgmt For For For 11 Allocation of Mgmt For For For Profits/Dividends 12 Accounts and Reports Mgmt For For For 13 Ratification of Mgmt For For For Supervisory Board Acts 14 Ratification of Mgmt For For For Management Board Acts 15 Election of an Mgmt For Abstain Against Independent Member of the Supervisory Board 16 Amendments to Articles Mgmt For For For 17 Election of judges of Mgmt For Abstain Against the Exchange Court 18 Election of the Mgmt For Abstain Against Chairman and the Vice Chairman of the Exchange Court 19 Changes to Supervisory Mgmt For Abstain Against Board 20 Closing of Meeting Mgmt For For For ________________________________________________________________________________ Global Geophysical Services Inc. Ticker Security ID: Meeting Date Meeting Status GGS CUSIP 37946S107 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George E. Matelich Mgmt For For For 1.2 Elect Stanley de J. Mgmt For For For Osborne 1.3 Elect Karl F. Kurz Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Global Power Equipment Group Inc. Ticker Security ID: Meeting Date Meeting Status GLPW CUSIP 37941P306 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Luis Manuel Mgmt For For For Ramirez 1.2 Elect Charles Macaluso Mgmt For For For 1.3 Elect Carl Bartoli Mgmt For For For 1.4 Elect Terence J. Cryan Mgmt For For For 1.5 Elect Eugene I. Davis Mgmt For For For 1.6 Elect Michael E. Salvati Mgmt For For For 1.7 Elect Frank E. Mgmt For For For Williams, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Globecomm Systems Inc. Ticker Security ID: Meeting Date Meeting Status GCOM CUSIP 37956X103 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Caruso Mgmt For For For 1.2 Elect Keith Hall Mgmt For For For 1.3 Elect David Hershberg Mgmt For For For 1.4 Elect Harry Hutcherson, Mgmt For For For Jr. 1.5 Elect Brian Maloney Mgmt For For For 1.6 Elect Jack Shaw Mgmt For For For 1.7 Elect A. Robert Towbin Mgmt For For For 1.8 Elect C. J. Waylan Mgmt For For For 2 Amendment to the 2006 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Golden Star Resources Ltd. Ticker Security ID: Meeting Date Meeting Status GSC CUSIP 38119T104 05/09/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tim Baker Mgmt For For For 1.2 Elect Samuel T. Coetzer Mgmt For For For 1.3 Elect Robert E. Doyle Mgmt For For For 1.4 Elect Tony Jensen Mgmt For For For 1.5 Elect Ian MacGregor Mgmt For For For 1.6 Elect Craig J. Nelsen Mgmt For For For 1.7 Elect Christopher M.T. Mgmt For For For Thompson 1.8 Elect William L. Yeates Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Renewal of Shareholder Mgmt For For For Rights Plan 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey P. Eisen Mgmt For For For 1.2 Elect Marshall S. Geller Mgmt For For For 1.3 Elect Daniel M Friedberg Mgmt For For For 1.4 Elect Scott N. Greenberg Mgmt For For For 1.5 Elect Sue W. Kelly Mgmt For For For 1.6 Elect Richard C. Mgmt For For For Pfenniger, Jr. 1.7 Elect A. Marvin Strait Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ GP Strategies Corporation Ticker Security ID: Meeting Date Meeting Status GPX CUSIP 36225V104 09/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Harvey Eisen Mgmt For For For 1.2 Elect Marshall Geller Mgmt For For For 1.3 Elect Daniel Friedberg Mgmt For For For 1.4 Elect Scott Greenberg Mgmt For For For 1.5 Elect Sue Kelly Mgmt For For For 1.6 Elect Richard Mgmt For For For Pfenniger, Jr. 1.7 Elect A. Marvin Strait Mgmt For For For 1.8 Elect Gene Washington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Graham Corporation Ticker Security ID: Meeting Date Meeting Status GHM CUSIP 384556106 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Helen Berkeley Mgmt For For For 1.2 Elect Alan Fortier Mgmt For For For 1.3 Elect James Lines Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Griffin Land & Nurseries, Inc. Ticker Security ID: Meeting Date Meeting Status GRIF CUSIP 398231100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Winston J. Mgmt For For For Churchill, Jr. 1.2 Elect David M. Danziger Mgmt For For For 1.3 Elect Frederick M. Mgmt For For For Danziger 1.4 Elect Thomas C. Israel Mgmt For For For 1.5 Elect John J. Kirby, Jr. Mgmt For For For 1.6 Elect Jonathan P. May Mgmt For For For 1.7 Elect Albert H. Small, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Griffon Corporation Ticker Security ID: Meeting Date Meeting Status GFF CUSIP 398433102 01/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry Alpert Mgmt For For For 1.2 Elect Blaine Fogg Mgmt For For For 1.3 Elect William Waldorf Mgmt For For For 1.4 Elect Joseph Whalen Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ GSI Technology, Inc. Ticker Security ID: Meeting Date Meeting Status GSIT CUSIP 36241U106 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lee-Lean Shu Mgmt For For For 1.2 Elect Haydn HSIEH Mgmt For For For Hong-Po 1.3 Elect Ruey Lu Mgmt For For For 1.4 Elect Arthur Whipple Mgmt For For For 1.5 Elect Robert Yau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Gulf Island Fabrication, Inc. Ticker Security ID: Meeting Date Meeting Status GIFI CUSIP 402307102 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael A. Flick Mgmt For For For 1.2 Elect Ken C. Tamblyn Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hallmark Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status HALL CUSIP 40624Q203 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark E. Schwarz Mgmt For For For 1.2 Elect Scott T. Berlin Mgmt For For For 1.3 Elect James H. Graves Mgmt For For For 1.4 Elect Jim W. Henderson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2005 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Halozyme Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status HALO CUSIP 40637H109 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Engler Mgmt For For For 1.2 Elect Gregory I. Frost Mgmt For For For 1.3 Elect Connie L. Matsui Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2011 Mgmt For For For Stock Plan 4 Increase of Authorized Mgmt For For For Common Stock 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hana Microelectronics Ticker Security ID: Meeting Date Meeting Status HANA CINS Y29974162 04/30/2013 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Meeting Minutes Mgmt For For For 3 Results of Operations Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Mgmt For For For Profits/Dividends 6 Elect Winson Moong Chu Mgmt For For For Hui 7 Elect Terrence Philip Mgmt For For For Weir 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Transaction of Other Mgmt For Against Against Business 11 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Hawkins, Inc. Ticker Security ID: Meeting Date Meeting Status HWKN CUSIP 420261109 08/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John McKeon Mgmt For For For 2 Elect Patrick Hawkins Mgmt For For For 3 Elect James Mgmt For For For Faulconbridge 4 Elect Duane Jergenson Mgmt For For For 5 Elect Daryl Skaar Mgmt For For For 6 Elect James Thompson Mgmt For For For 7 Elect Jeffrey Wright Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Haynes International, Inc. Ticker Security ID: Meeting Date Meeting Status HAYN CUSIP 420877201 02/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Bohan Mgmt For For For 2 Elect Donald Campion Mgmt For For For 3 Elect Mark Comerford Mgmt For For For 4 Elect John Corey Mgmt For For For 5 Elect Robert Getz Mgmt For For For 6 Elect Timothy McCarthy Mgmt For For For 7 Elect Michael Shor Mgmt For For For 8 Elect William Wall Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Heckmann Corporation Ticker Security ID: Meeting Date Meeting Status HEK CUSIP 422680108 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard J. Mgmt For For For Heckmann 1.2 Elect Alfred E. Mgmt For For For Osborne, Jr. 1.3 Elect Kevin L. Spence Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Company Name Change Mgmt For For For ________________________________________________________________________________ Heckmann Corporation Ticker Security ID: Meeting Date Meeting Status HEK CUSIP 422680108 11/09/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Reverse Stock Split Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806208 03/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adolfo Henriques Mgmt For For For 1.2 Elect Samuel L. Mgmt For For For Higginbottom 1.3 Elect Mark H. Mgmt For For For Hildebrandt 1.4 Elect Wolfgang Mayrhuber Mgmt For For For 1.5 Elect Eric A. Mendelson Mgmt For For For 1.6 Elect Laurans A. Mgmt For For For Mendelson 1.7 Elect Victor H. Mgmt For For For Mendelson 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank J. Schwitter Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Heidrick & Struggles International, Inc. Ticker Security ID: Meeting Date Meeting Status HSII CUSIP 422819102 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard I. Beattie Mgmt For For For 1.2 Elect John A. Fazio Mgmt For For For 1.3 Elect Mark Foster Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Heritage-Crystal Clean, Inc. Ticker Security ID: Meeting Date Meeting Status HCCI CUSIP 42726M106 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles E. Mgmt For For For Schalliol 1.2 Elect Brian J. Recatto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Hi-Tech Pharmacal Co., Inc. Ticker Security ID: Meeting Date Meeting Status HITK CUSIP 42840B101 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Seltzer Mgmt For For For 1.2 Elect Reuben Seltzer Mgmt For For For 1.3 Elect Martin Goldwyn Mgmt For Withhold Against 1.4 Elect Yashar Hirshaut Mgmt For For For 1.5 Elect Jack Van Hulst Mgmt For For For 1.6 Elect Anthony Puglisi Mgmt For For For 1.7 Elect Bruce Simpson Mgmt For Withhold Against 2 2012 Incentive Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Higher One Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ONE CUSIP 42983D104 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul A. Biddelman Mgmt For For For 1.2 Elect Dean Hatton Mgmt For For For 1.3 Elect Charles E. Moran Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Horsehead Holding Corp. Ticker Security ID: Meeting Date Meeting Status ZINC CUSIP 440694305 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James M. Hensler Mgmt For For For 1.2 Elect George A. Mgmt For For For Schreiber, Jr. 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Houston Wire & Cable Company Ticker Security ID: Meeting Date Meeting Status HWCC CUSIP 44244K109 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James L. Pokluda, Mgmt For For For III 1.2 Elect Michael T. Mgmt For For For Campbell 1.3 Elect I. Stewart Farwell Mgmt For For For 1.4 Elect Peter M. Gotsch Mgmt For For For 1.5 Elect Wilson B. Sexton Mgmt For For For 1.6 Elect Wiiliam H. Mgmt For For For Sheffield 1.7 Elect Scott L. Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hurco Companies Inc. Ticker Security ID: Meeting Date Meeting Status HURC CUSIP 447324104 03/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert W. Mgmt For For For Cruickshank 1.2 Elect Michael Doar Mgmt For For For 1.3 Elect Philip James Mgmt For For For 1.4 Elect Michael P. Mazza Mgmt For For For 1.5 Elect Andrew Niner Mgmt For For For 1.6 Elect Richard Porter Mgmt For For For 1.7 Elect Janaki Sivanesan Mgmt For For For 1.8 Elect Ronald Strackbein Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Approval of the 2008 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ICF International, Inc. Ticker Security ID: Meeting Date Meeting Status ICFI CUSIP 44925C103 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Srikant M. Datar Mgmt For For For 1.2 Elect Eileen O'Shea Auen Mgmt For For For 1.3 Elect Peter M. Schulte Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Mgmt For Abstain Against Omnibus Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Independence Holding Company Ticker Security ID: Meeting Date Meeting Status IHC CUSIP 453440307 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry R. Graber Mgmt For For For 1.2 Elect David T. Kettig Mgmt For For For 1.3 Elect Allan C. Kirkman Mgmt For For For 1.4 Elect John L. Lahey Mgmt For For For 1.5 Elect Steven B. Lapin Mgmt For For For 1.6 Elect James G. Tatum Mgmt For For For 1.7 Elect Roy T. K. Thung Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Industrea Limited Ticker Security ID: Meeting Date Meeting Status IDL CINS Q4928X100 11/12/2012 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Industrea Limited Ticker Security ID: Meeting Date Meeting Status IDL CINS Q4928X100 11/12/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Timothy Mgmt For For For Netscher 3 Remuneration Report Mgmt For Abstain Against ________________________________________________________________________________ Inficon Holding AG Ticker Security ID: Meeting Date Meeting Status IFCN CINS H7190K102 04/24/2013 Voted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Dividend from Reserves Mgmt For For For 6 Elect Vanessa Frey Mgmt For For For 7 Elect Richard Fischer Mgmt For For For 8 Elect Beat Siegrist Mgmt For For For 9 Elect Thomas Staehelin Mgmt For For For 10 Elect Beat Luthi Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Innodata Inc. Ticker Security ID: Meeting Date Meeting Status INOD CUSIP 457642205 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack Abuhoff Mgmt For For For 1.2 Elect Haig S. Bagerdjian Mgmt For Withhold Against 1.3 Elect Louise C. Forlenza Mgmt For Withhold Against 1.4 Elect Stewart R. Massey Mgmt For For For 1.5 Elect Todd Solomon Mgmt For Withhold Against 1.6 Elect Anthea C. Mgmt For For For Stratigos 1.7 Elect Andargachew S. Mgmt For For For Zelleke 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Shareholder Mgmt For Against Against Rights Plan 5 Approval of the 2013 Mgmt For For For Stock Plan ________________________________________________________________________________ Innovative Solutions and Support, Inc. Ticker Security ID: Meeting Date Meeting Status ISSC CUSIP 45769N105 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Mionis Mgmt For For For 2 Elect Robert H. Rau Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Integrated Electrical Services, Inc. Ticker Security ID: Meeting Date Meeting Status IESC CUSIP 45811E301 02/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Beynon Mgmt For For For 1.2 Elect Joseph Dowling, Mgmt For For For III 1.3 Elect David Gendell Mgmt For For For 1.4 Elect James Lindstrom Mgmt For For For 1.5 Elect Donald Luke Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Integrated Silicon Solution, Inc. Ticker Security ID: Meeting Date Meeting Status ISSI CUSIP 45812P107 02/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jimmy Lee Mgmt For For For 1.2 Elect Scott Howarth Mgmt For For For 1.3 Elect Kong Yeu Han Mgmt For For For 1.4 Elect Paul Chien Mgmt For For For 1.5 Elect Jonathan Khazam Mgmt For For For 1.6 Elect Keith McDonald Mgmt For For For 1.7 Elect Stephen Pletcher Mgmt For For For 1.8 Elect Bruce Wooley Mgmt For For For 1.9 Elect John Zimmerman Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Inter Parfums, Inc. Ticker Security ID: Meeting Date Meeting Status IPAR CUSIP 458334109 07/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jean Madar Mgmt For For For 1.2 Elect Philippe Benacin Mgmt For For For 1.3 Elect Russell Greenberg Mgmt For For For 1.4 Elect Philippe Santi Mgmt For For For 1.5 Elect Francois Heilbronn Mgmt For Withhold Against 1.6 Elect Jean Levy Mgmt For For For 1.7 Elect Robert Mgmt For For For Bensoussan-Torres 1.8 Elect Serge Rosinoer Mgmt For For For 1.9 Elect Patrick Choel Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Interface, Inc. Ticker Security ID: Meeting Date Meeting Status TILE CUSIP 458665304 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward C. Callaway Mgmt For For For 1.2 Elect Andrew B. Cogan Mgmt For For For 1.3 Elect Dianne Mgmt For For For Dillon-Ridgley 1.4 Elect Carl I. Gable Mgmt For For For 1.5 Elect Daniel T. Hendrix Mgmt For For For 1.6 Elect June M. Henton Mgmt For For For 1.7 Elect Christopher G. Mgmt For For For Kennedy 1.8 Elect K. David Kohler Mgmt For For For 1.9 Elect James B. Miller, Mgmt For For For Jr. 1.10 Elect Harold M. Paisner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intevac, Inc. Ticker Security ID: Meeting Date Meeting Status IVAC CUSIP 461148108 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Norman H. Pond Mgmt For For For 1.2 Elect David S. Dury Mgmt For For For 1.3 Elect Stanley J. Hill Mgmt For For For 1.4 Elect Thomas M. Rohrs Mgmt For For For 1.5 Elect John F. Schaefer Mgmt For For For 1.6 Elect Ping Yang Mgmt For For For 2 Amendment to the 2003 Mgmt For For For Employee Stock Purchase Plan 3 Option Exchange Program Mgmt For For For 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Intl Fcstone Inc. Ticker Security ID: Meeting Date Meeting Status INTL CUSIP 46116V105 02/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul G. Anderson Mgmt For For For 1.2 Elect Scott J. Branch Mgmt For For For 1.3 Elect John M. Fowler Mgmt For For For 1.4 Elect Daryl K. Henze Mgmt For For For 1.5 Elect Bruce Krehbiel Mgmt For For For 1.6 Elect Sean M. O'Connor Mgmt For For For 1.7 Elect Eric Parthemore Mgmt For For For 1.8 Elect John Radziwill Mgmt For For For 1.9 Elect Diego J. Veitia Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2013 Stock Option Plan Mgmt For For For ________________________________________________________________________________ Invacare Corporation Ticker Security ID: Meeting Date Meeting Status IVC CUSIP 461203101 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Delaney Mgmt For For For 1.2 Elect C. Martin Harris Mgmt For For For 1.3 Elect A. Malachi Mixon, Mgmt For For For III 1.4 Elect Gerald B. Blouch Mgmt For For For 1.5 Elect William M. Weber Mgmt For For For 1.6 Elect Charles S. Robb Mgmt For For For 1.7 Elect Baiju R. Shah Mgmt For For For 1.8 Elect James L. Jones Mgmt For For For 1.9 Elect Dan T. Moore III Mgmt For For For 1.10 Elect Dale C. LaPorte Mgmt For For For 1.11 Elect Ellen O. Tauscher Mgmt For For For 2 2013 Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ iRobot Corporation Ticker Security ID: Meeting Date Meeting Status IRBT CUSIP 462726100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George C. McNamee Mgmt For For For 1.2 Elect Paul Sagan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHldr Against Against For Regarding Proxy Access ________________________________________________________________________________ J. G. Boswell Co. Ticker Security ID: Meeting Date Meeting Status BWEL SEDOL 2735441 10/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Directors Mgmt For For For 1.2 Election of Directors Mgmt For For For 1.3 Election of Directors Mgmt For For For 1.4 Election of Directors Mgmt For For For 1.5 Election of Directors Mgmt For For For 1.6 Election of Directors Mgmt For For For 1.7 Election of Directors Mgmt For For For 2 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Jinpan International Limited Ticker Security ID: Meeting Date Meeting Status JST CUSIP G5138L100 10/12/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Zhiyuan Li Mgmt For For For 1.2 Elect Xiangsheng Ling Mgmt For For For 1.3 Elect Stephan Clark Mgmt For For For 1.4 Elect Donald Burris Mgmt For For For 1.5 Elect Li-Wen Zhang Mgmt For For For 1.6 Elect Xu Cai Mgmt For For For 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Jobstreet Corp. Berhad Ticker Security ID: Meeting Date Meeting Status JOBS CINS Y44474107 05/23/2013 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Directors' Fees Mgmt For For For 4 Elect LIN See Yan Mgmt For Against Against 5 Elect LIM Chao Li Mgmt For Against Against 6 Elect Suresh A/L Mgmt For Against Against Thirugnanam 7 Appointment of Auditor Mgmt For For For and Authority to Set Fees 8 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 9 Authority to Repurchase Mgmt For For For Shares 10 Amendments to Articles Mgmt For For For ________________________________________________________________________________ JSE Limited Ticker Security ID: Meeting Date Meeting Status JSE CINS S4254A102 04/25/2013 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Anton Botha Mgmt For For For 3 Re-elect Robert Johnston Mgmt For For For 4 Re-elect David Lawrence Mgmt For For For 5 Re-elect Samuel Mgmt For For For Nematswerani 6 Elect Mantsika Matooane Mgmt For For For 7 Elect Nomavuso P. Mgmt For For For Mnxasana 8 Appointment of Auditor Mgmt For For For 9 Elect Audit Committee Mgmt For For For Member (Samuel Nematswerani) 10 Elect Audit Committee Mgmt For For For Member (Anton Botha) 11 Elect Audit Committee Mgmt For For For Member (Robert Johnston) 12 Elect Audit Committee Mgmt For Against Against Member (Nigel Payne) 13 Elect Audit Committee Mgmt For Against Against Member (Nomavuso Mnxasana) 14 Approve Allocation of Mgmt For For For Profits/Dividends 15 Approve Remuneration Mgmt For For For Policy 16 Authorisation of Legal Mgmt For For For Formalities 17 Authority to Repurchase Mgmt For For For Shares 18 Adopt New Memorandum Mgmt For Abstain Against 19 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 06/24/2013 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Directors' Remuneration Mgmt For For For Report 5 Elect David Macfarlane Mgmt For For For 6 Elect James Jordan Mgmt For For For 7 Authority to Repurchase Mgmt For For For Shares 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Adoption of New Articles Mgmt For For For ________________________________________________________________________________ JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 07/03/2012 Voted Meeting Type Country of Trade Other Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Conversion of Shares Mgmt For For For ________________________________________________________________________________ JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 07/03/2012 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Conversion of Shares Mgmt For For For ________________________________________________________________________________ JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 07/03/2012 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Relisting of Shares Mgmt For For For 2 Adoption of New Articles Mgmt For For For 3 Amendments to Mgmt For For For Investment Policy 4 Related Party Mgmt For For For Transaction ________________________________________________________________________________ JZ Capital Partners Limited Ticker Security ID: Meeting Date Meeting Status JZCP CINS G5216J134 07/03/2012 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Directors' Remuneration Mgmt For For For Report 5 Allocation of Mgmt For For For Profits/Dividends 6 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Kadant Inc. Ticker Security ID: Meeting Date Meeting Status KAI CUSIP 48282T104 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan W. Mgmt For For For Painter 1.2 Elect William A. Mgmt For For For Rainville 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ KEMET Corporation Ticker Security ID: Meeting Date Meeting Status KEM CUSIP 488360207 07/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wilfried Backes Mgmt For For For 2 Elect Gurminder Bedi Mgmt For For For 3 Elect Per-Olof Loof Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kennedy-Wilson Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KW CUSIP 489398107 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cathy Hendrickson Mgmt For For For 1.2 Elect Stanley R. Zax Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 04/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine D. Rosen Mgmt For For For 1.2 Elect Ralph E. Mgmt For For For Struzziero 1.3 Elect Howard W. Sutter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Executive Mgmt For For For Compensation 4 Approval of 2013 Stock Mgmt For Abstain Against Incentive Plan ________________________________________________________________________________ Kingsrose Mining Limited Ticker Security ID: Meeting Date Meeting Status KRM CINS Q53055101 11/01/2012 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect William Mgmt For Against Against Phillips 4 Re-elect Timothy Spencer Mgmt For Against Against 5 Approve Increase in Mgmt For For For NEDs' Fee Cap 6 Approve Employee Mgmt For For For Options and Share Rights Plan 7 Equity Grant (MD Mgmt For For For Christopher Start) 8 Equity Grant (Finance Mgmt For For For director Timothy Spencer) 9 Equity Grant (NED Mgmt For Against Against Andrew Spinks) 10 Ratify Placement of Mgmt For For For Securities 11 Amendments to Mgmt For For For Constitution ________________________________________________________________________________ Koss Corporation Ticker Security ID: Meeting Date Meeting Status KOSS CUSIP 500692108 10/03/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Koss Mgmt For For For 1.2 Elect Thomas Doerr Mgmt For For For 1.3 Elect Michael Koss Mgmt For For For 1.4 Elect Lawrence Mattson Mgmt For For For 1.5 Elect Theodore Nixon Mgmt For For For 1.6 Elect John Stollenwerk Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Omnibus Incentive Mgmt For Abstain Against Plan ________________________________________________________________________________ Kratos Defense & Security Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status KTOS CUSIP 50077B207 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott I. Anderson Mgmt For For For 1.2 Elect Bandel L. Carano Mgmt For For For 1.3 Elect Eric M. DeMarco Mgmt For For For 1.4 Elect William A. Hoglund Mgmt For For For 1.5 Elect Scot B. Jarvis Mgmt For For For 1.6 Elect Jane Judd Mgmt For For For 1.7 Elect Samuel Liberatore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1999 Mgmt For For For Employee Stock Purchase Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Kulicke and Soffa Industries, Inc. Ticker Security ID: Meeting Date Meeting Status KLIC CUSIP 501242101 02/19/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chin Hu Lim Mgmt For For For 1.2 Elect Garrett Pierce Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert P. Bauer Mgmt For For For 1.2 Elect Lee B. Foster II Mgmt For For For 1.3 Elect Peter McIlroy II Mgmt For For For 1.4 Elect G. Thomas McKane Mgmt For For For 1.5 Elect Diane B. Owen Mgmt For For For 1.6 Elect William H. Rackoff Mgmt For For For 1.7 Elect Suzanne B. Rowland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Executive Annual Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Lamprell Plc Ticker Security ID: Meeting Date Meeting Status LAM CINS G5363H105 05/27/2013 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect John W. Kennedy Mgmt For For For 4 Elect Peter Whitbread Mgmt For For For 5 Elect James Moffat Mgmt For For For 6 Elect Frank Nelson Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Landec Corporation Ticker Security ID: Meeting Date Meeting Status LNDC CUSIP 514766104 10/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in Board Size Mgmt For For For 2.1 Elect Gary Steele Mgmt For For For 2.2 Elect Frederick Frank Mgmt For For For 2.3 Elect Steven Goldby Mgmt For For For 2.4 Elect Stephen Halprin Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lawson Products, Inc. Ticker Security ID: Meeting Date Meeting Status LAWS CUSIP 520776105 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James S. Errant Mgmt For For For 1.2 Elect Lee S. Hillman Mgmt For For For 1.3 Elect Michael G. DeCata Mgmt For For For ________________________________________________________________________________ Layne Christensen Company Ticker Security ID: Meeting Date Meeting Status LAYN CUSIP 521050104 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A.B. Brown Mgmt For For For 1.2 Elect J. Samuel Butler Mgmt For For For 1.3 Elect Robert R. Gilmore Mgmt For For For 1.4 Elect Anthony B. Helfet Mgmt For For For 1.5 Elect Nelson Obus Mgmt For For For 1.6 Elect Rene J. Robichaud Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Le Chateau Inc. Ticker Security ID: Meeting Date Meeting Status CTU.A CUSIP 521129106 07/10/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Herschel Segal Mgmt For For For 1.2 Elect Jane Silverstone Mgmt For For For Segal 1.3 Elect Emilia Di Raddo Mgmt For For For 1.4 Elect David Martz Mgmt For For For 1.5 Elect Neil Kravitz Mgmt For For For 1.6 Elect Max Mendelsohn Mgmt For For For 1.7 Elect Norman Daitchman Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ LeapFrog Enterprises, Inc Ticker Security ID: Meeting Date Meeting Status LF CUSIP 52186N106 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Barbour Mgmt For For For 1.2 Elect William B. Mgmt For For For Chiasson 1.3 Elect Thomas J. Kalinske Mgmt For For For 1.4 Elect Stanley E. Maron Mgmt For For For 1.5 Elect E. Stanton McKee, Mgmt For For For Jr. 1.6 Elect Theodore R. Mgmt For For For Mitchell 1.7 Elect Randy O. Rissman Mgmt For For For 1.8 Elect Caden Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lewis Group Ltd. Ticker Security ID: Meeting Date Meeting Status LEW CINS S460FN109 08/17/2012 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Les Davies Mgmt For For For 3 Re-elect Johan Enslin Mgmt For For For 4 Re-elect David Nurek Mgmt For For For 5 Elect Audit Committee Mgmt For For For Member (Zarina Bassa) 6 Elect Audit Committee Mgmt For For For Member (Hilton Saven) 7 Elect Audit Committee Mgmt For For For Member (Benedict van der Ross) 8 Appointment of Auditor Mgmt For For For 9 Approve Remuneration Mgmt For For For Policy 10 Approve NEDs' Fees Mgmt For For For 11 Approve Financial Mgmt For For For Assistance 12 Adopt New Articles Mgmt For For For 13 Authorisation of Legal Mgmt For For For Formalities 14 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ LHC Group, Inc. Ticker Security ID: Meeting Date Meeting Status LHCG CUSIP 50187A107 06/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John L. Indest Mgmt For For For 1.2 Elect Ronald T. Nixon Mgmt For For For 1.3 Elect W.J. Tauzin Mgmt For For For 1.4 Elect Kenneth E. Thorpe Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2006 Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ Lincoln Educational Services Corporation Ticker Security ID: Meeting Date Meeting Status LINC CUSIP 533535100 04/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alvin O. Austin Mgmt For For For 1.2 Elect Peter S. Burgess Mgmt For Withhold Against 1.3 Elect James J. Burke, Mgmt For Withhold Against Jr. 1.4 Elect Celia H. Currin Mgmt For Withhold Against 1.5 Elect Paul E. Glaske Mgmt For Withhold Against 1.6 Elect Charles F. Mgmt For Withhold Against Kalmbach 1.7 Elect Shaun E. McAlmont Mgmt For Withhold Against 1.8 Elect Alexis P. Michas Mgmt For Withhold Against 1.9 Elect J. Barry Morrow Mgmt For Withhold Against 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amendment to the 2005 Mgmt For Against Against Long-Term Incentive Plan 4 Amendment to the 2005 Mgmt For Against Against Non-Employee Directors Restricted Stock Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LSI Industries Inc. Ticker Security ID: Meeting Date Meeting Status LYTS CUSIP 50216C108 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary Kreider Mgmt For For For 1.2 Elect Dennis Meyer Mgmt For For For 1.3 Elect Wilfred O'Gara Mgmt For For For 1.4 Elect Robert Ready Mgmt For For For 1.5 Elect Mark Serrianne Mgmt For For For 1.6 Elect James Sferra Mgmt For For For 2 2012 Stock Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LTX-Credence Corporation Ticker Security ID: Meeting Date Meeting Status LTXC CUSIP 502403207 11/28/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger Blethen Mgmt For For For 1.2 Elect Roger Maggs Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2004 Mgmt For For For Employee Stock Purchase Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Luxfer Holdings PLC Ticker Security ID: Meeting Date Meeting Status LXFR CUSIP 550678106 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Mgmt For For For Report 3 Elect Peter Haslehurst Mgmt For For For 4 Elect Brian Purves Mgmt For For For 5 Elect David F. Landless Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Mgmt For For For Auditor's Fees ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CUSIP 55903Q104 06/18/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel T. MacInnis Mgmt For For For 1.2 Elect Jonathan A. Mgmt For For For Rubenstein 1.3 Elect Eric H. Carlson Mgmt For For For 1.4 Elect Richard M. Mgmt For For For Colterjohn 1.5 Elect Derek C. White Mgmt For For For 1.6 Elect Peter K. Megaw Mgmt For For For 1.7 Elect Frank R. Hallam Mgmt For For For 1.8 Elect Richard P. Clark Mgmt For For For 1.9 Elect Peter D. Barnes Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Continuation of Mgmt For For For Shareholder Rights Plan ________________________________________________________________________________ MAG Silver Corp. Ticker Security ID: Meeting Date Meeting Status MAG CUSIP 55903Q104 10/05/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Daniel MacInnis Mgmt For For For 2.2 Elect Jonathan Mgmt For For For Rubenstein 2.3 Elect Eric Carlson Mgmt For For For 2.4 Elect Richard Colterjohn Mgmt For For For 2.5 Elect Derek White Mgmt For For For 2.6 Elect Peter Megaw Mgmt For For For 2.7 Elect Frank Hallam Mgmt For For For 2.8 Elect Richard Clark Mgmt For For For 2.9 Elect Peter Barnes Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Advance Notice Policy Mgmt For For For ________________________________________________________________________________ Maidenform Brands, Inc. Ticker Security ID: Meeting Date Meeting Status MFB CUSIP 560305104 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Norman Axelrod Mgmt For For For 1.2 Elect Harold F. Compton Mgmt For For For 1.3 Elect Barbara Eisenberg Mgmt For For For 1.4 Elect Nomi Ghez Mgmt For For For 1.5 Elect Richard Johnson Mgmt For For For 1.6 Elect Maurice S. Reznik Mgmt For For For 1.7 Elect Karen M. Rose Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marchex, Inc. Ticker Security ID: Meeting Date Meeting Status MCHX CUSIP 56624R108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Russell C. Mgmt For For For Horowitz 1.2 Elect Dennis Cline Mgmt For Withhold Against 1.3 Elect Anne Devereux Mgmt For Withhold Against 1.4 Elect Nicolas J. Hanauer Mgmt For For For 1.5 Elect John Keister Mgmt For For For 1.6 Elect M. Wayne Wisehart Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Abstain Against 3 2014 Employee Stock Mgmt For For For Purchase Plan ________________________________________________________________________________ Marimekko Oyj Ticker Security ID: Meeting Date Meeting Status MMO1V CINS X51905101 04/23/2013 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and Management Acts 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Mgmt For For For Auditor's Fees 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Marten Transport, Ltd. Ticker Security ID: Meeting Date Meeting Status MRTN CUSIP 573075108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randolph L. Marten Mgmt For For For 1.2 Elect Larry B. Hagness Mgmt For For For 1.3 Elect Thomas J. Winkel Mgmt For For For 1.4 Elect Jerry M. Bauer Mgmt For For For 1.5 Elect Robert L. Demorest Mgmt For For For 1.6 Elect G. Larry Owens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Materion Corp. Ticker Security ID: Meeting Date Meeting Status MTRN CUSIP 576690101 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vinod M. Khilnani Mgmt For For For 1.2 Elect Darlene J.S. Mgmt For For For Solomon 1.3 Elect Robert B. Toth Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Management Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Matrix Service Company Ticker Security ID: Meeting Date Meeting Status MTRX CUSIP 576853105 11/15/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Hewitt Mgmt For For For 1.2 Elect Michael Hall Mgmt For For For 1.3 Elect I. Edgar Hendrix Mgmt For Withhold Against 1.4 Elect Paul Lackey Mgmt For Withhold Against 1.5 Elect Tom Maxwell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2012 Stock and Mgmt For Against Against Incentive Compensation Plan ________________________________________________________________________________ Medical Action Industries Inc. Ticker Security ID: Meeting Date Meeting Status MDCI CUSIP 58449L100 08/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Henry Berling Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mercury Computer Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MRCY CUSIP 589378108 10/17/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Muellner Mgmt For For For 1.2 Elect Vincent Vitto Mgmt For For For 2 Amendment to 2005 Stock Mgmt For Against Against Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Company Name Change Mgmt For For For 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mesa Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status MLAB CUSIP 59064R109 09/14/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Luke Schmieder Mgmt For For For 1.2 Elect H. Stuart Campbell Mgmt For For For 1.3 Elect Michael Brooks Mgmt For For For 1.4 Elect Robert Dwyer Mgmt For For For 1.5 Elect Evan Guillemin Mgmt For For For 1.6 Elect John Sullivan Mgmt For For For 1.7 Elect David Kelly Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Methode Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status MEI CUSIP 591520200 09/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter Aspatore Mgmt For Against Against 2 Elect Warren Batts Mgmt For For For 3 Elect J. Edward Colgate Mgmt For For For 4 Elect Darren Dawson Mgmt For For For 5 Elect Donald Duda Mgmt For For For 6 Elect Stephen Gates Mgmt For Against Against 7 Elect Isabelle Goossen Mgmt For Against Against 8 Elect Christopher Mgmt For For For Hornung 9 Elect Paul Shelton Mgmt For Against Against 10 Elect Lawrence Skatoff Mgmt For Against Against 11 Ratification of Auditor Mgmt For Against Against 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Midway Gold Corp. Ticker Security ID: Meeting Date Meeting Status MDW CUSIP 598153104 06/20/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Change in Board Size Mgmt For For For 2.1 Elect Kenneth A. Brunk Mgmt For For For 2.2 Elect Martin M. Hale, Mgmt For For For Jr. 2.3 Elect Roger A. Newell Mgmt For For For 2.4 Elect John W. Sheridan Mgmt For For For 2.5 Elect Frank S. Yu Mgmt For For For 2.6 Elect Rodney D. Knutson Mgmt For For For 2.7 Elect Nathaniel E. Klein Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendments to Articles Mgmt For For For Regarding Preferred Shareholder Nomination Rights 5 Amendments to Articles Mgmt For Against Against Regarding Preferred Shareholder Governance Rights 6 2013 Stock and Mgmt For Against Against Incentive Plan ________________________________________________________________________________ Miraial Company Limited Ticker Security ID: Meeting Date Meeting Status 4238 CINS J4352A103 04/25/2013 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Allocation of Mgmt For For For Profits/Dividends 2 Elect Yukihiro Hyohbu Mgmt For Against Against 3 Elect Hideo Yamawaki Mgmt For For For 4 Elect Osamu Ichii Mgmt For For For 5 Elect Yoshiaki Shida Mgmt For For For 6 Elect Masatoshi Hyohbu Mgmt For For For 7 Elect Yasuo Igeta Mgmt For For For 8 Elect Shinichi Waki as Mgmt For For For Statutory Auditor ________________________________________________________________________________ MoSys Inc. Ticker Security ID: Meeting Date Meeting Status MOSY CUSIP 619718109 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tommy Eng Mgmt For For For 1.2 Elect Chi-Ping Hsu Mgmt For For For 1.3 Elect Stephen L. Domenik Mgmt For For For 1.4 Elect Victor K. Lee Mgmt For For For 1.5 Elect Leonard Perham Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Movado Group, Inc. Ticker Security ID: Meeting Date Meeting Status MOV CUSIP 624580106 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Margaret Hayes Mgmt For For For Adame 1.2 Elect Richard J. Cote Mgmt For For For 1.3 Elect Efraim Grinberg Mgmt For For For 1.4 Elect Alan H. Howard Mgmt For For For 1.5 Elect Richard Isserman Mgmt For For For 1.6 Elect Nathan Leventhal Mgmt For For For 1.7 Elect Alex Grinberg Mgmt For For For 1.8 Elect Maurice Reznik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 1996 Mgmt For For For Stock Incentive Plan 5 Amendment to Deferred Mgmt For For For Compensation Plan ________________________________________________________________________________ MVC Capital, Inc. Ticker Security ID: Meeting Date Meeting Status MVC CUSIP 553829102 04/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emilio Dominianni Mgmt For For For 1.2 Elect Phillip Goldstein Mgmt For For For 1.3 Elect Gerald Hellerman Mgmt For For For 1.4 Elect Warren Holtsberg Mgmt For For For 1.5 Elect Robert Knapp Mgmt For For For 1.6 Elect William Taylor Mgmt For For For 1.7 Elect Michael T. Tokarz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MYR Group Inc. Ticker Security ID: Meeting Date Meeting Status MYRG CUSIP 55405W104 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Larry F. Mgmt For For For Altenbaumer 1.2 Elect William A. Mgmt For For For Koertner 1.3 Elect William D. Mgmt For For For Patterson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ National Western Life Insurance Company Ticker Security ID: Meeting Date Meeting Status NWLI CUSIP 638522102 06/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Moody, Mgmt For For For Sr. 1.2 Elect Stephen E. Glasgow Mgmt For For For 1.3 Elect E.J. Pederson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Executive Officer Bonus Mgmt For For For Program ________________________________________________________________________________ Natuzzi S.P.A. Ticker Security ID: Meeting Date Meeting Status NTZ CUSIP 63905A101 04/29/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For Abstain Against 2 Accounts and Reports Mgmt For Abstain Against 3 Appointment of Mgmt For Abstain Against Statutory Auditor and Authority to Set Fees 4 Appointment of External Mgmt For Abstain Against Auditor ________________________________________________________________________________ Newport Corporation Ticker Security ID: Meeting Date Meeting Status NEWP CUSIP 651824104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Cox Mgmt For For For 1.2 Elect Oleg Khaykin Mgmt For For For 1.3 Elect Michael T. O'Neill Mgmt For For For 1.4 Elect Robert J. Mgmt For For For Phillippy 1.5 Elect Peter J. Simone Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NGP Capital Resources Company Ticker Security ID: Meeting Date Meeting Status NGPC CUSIP 62912R107 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth A. Hersh Mgmt For For For 1.2 Elect William K. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NN, Inc. Ticker Security ID: Meeting Date Meeting Status NNBR CUSIP 629337106 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard G. Fanelli Mgmt For For For 1.2 Elect Michael E. Werner Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ North American Energy Partners, Inc. Ticker Security ID: Meeting Date Meeting Status NOA CUSIP 656844107 09/19/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George Brokaw Mgmt For For For 1.2 Elect Martin Ferron Mgmt For For For 1.3 Elect Carl Giesler Mgmt For For For 1.4 Elect Ronald McIntosh Mgmt For For For 1.5 Elect William Oehmig Mgmt For For For 1.6 Elect Allen Sello Mgmt For For For 1.7 Elect Jay Thornton Mgmt For For For 1.8 Elect Peter Tomsett Mgmt For For For 1.9 Elect K. Rick Turner Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendment to the Share Mgmt For For For Option Plan ________________________________________________________________________________ NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 09/05/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the 2008 Mgmt For Against Against Long-Term Incentive Plan ________________________________________________________________________________ Official Payments Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status OPAY CUSIP 67623R106 03/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles W. Berger Mgmt For For For 1.2 Elect Morgan P. Guenther Mgmt For For For 1.3 Elect James C. Hale Mgmt For For For 1.4 Elect Alex P. Hart Mgmt For For For 1.5 Elect David A. Poe Mgmt For For For 1.6 Elect Zachary F. Sadek Mgmt For For For 1.7 Elect Katherine A. Mgmt For For For Schipper 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Om Group, Inc. Ticker Security ID: Meeting Date Meeting Status OMG CUSIP 670872100 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Katharine L. Mgmt For For For Plourde 1.2 Elect Patrick S. Mullin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ On Assignment, Inc. Ticker Security ID: Meeting Date Meeting Status ASGN CUSIP 682159108 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William E. Brock Mgmt For For For 1.2 Elect Edwin A. Mgmt For For For Sheridan, IV 1.3 Elect Brian J. Callaghan Mgmt For For For 2 Amendment to the 2010 Mgmt For For For Incentive Award Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Oplink Communications, Inc. Ticker Security ID: Meeting Date Meeting Status OPLK CUSIP 68375Q403 11/07/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tim Christofferson Mgmt For For For 1.2 Elect Jesse Jack Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Oriental Watch Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0398 CINS G6773R105 08/14/2012 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect YEUNG Ming Biu Mgmt For For For 6 Elect Dennis YEUNG Him Mgmt For Against Against Kit 7 Elect Michael CHOI Man Mgmt For For For Chau 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 11 Authority to Repurchase Mgmt For For For Shares 12 Authority to Issue Mgmt For Against Against Repurchased Shares 13 Amendments to Articles Mgmt For For For ________________________________________________________________________________ Orion Energy Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OESX CUSIP 686275108 10/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Altschaefl Mgmt For Withhold Against 1.2 Elect Tryg Jacobson Mgmt For For For 1.3 Elect Mark Williamson Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pacer International, Inc. Ticker Security ID: Meeting Date Meeting Status PACR CUSIP 69373H106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel W. Mgmt For For For Avramovich 1.2 Elect J. Douglass Coates Mgmt For For For 1.3 Elect P. Michael Giftos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Parametric Sound Corporation Ticker Security ID: Meeting Date Meeting Status PAMT CUSIP 699172201 02/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Potashner Mgmt For For For 1.2 Elect Elwood Norris Mgmt For For For 1.3 Elect Robert Kaplan Mgmt For For For 1.4 Elect Seth Putterman Mgmt For For For 1.5 Elect Andrew Wolfe Mgmt For For For 1.6 Elect James Honore Mgmt For For For 2 Amendment to the 2012 Mgmt For For For Stock Option Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eduard Holdener Mgmt For For For 1.2 Elect Richard Love Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 4 Increase of Authorized Mgmt For For For Common Stock 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Park Electrochemical Corp. Ticker Security ID: Meeting Date Meeting Status PKE CUSIP 700416209 07/24/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dale Blanchfield Mgmt For For For 1.2 Elect Lloyd Frank Mgmt For For For 1.3 Elect Emily Groehl Mgmt For For For 1.4 Elect Brian Shore Mgmt For For For 1.5 Elect Steven Warshaw Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pason Systems Inc. Ticker Security ID: Meeting Date Meeting Status PSI CUSIP 702925108 05/02/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James D. Hill Mgmt For For For 2.2 Elect James B. Howe Mgmt For For For 2.3 Elect Murray L. Cobbe Mgmt For For For 2.4 Elect G. Allen Brooks Mgmt For For For 2.5 Elect Franz J. Fink Mgmt For For For 2.6 Elect Marcel Kessler Mgmt For For For 2.7 Elect T. Jay Collins Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Patriot Transportation Holding, Inc. Ticker Security ID: Meeting Date Meeting Status PATR CUSIP 70337B102 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Baker Mgmt For For For 1.2 Elect Charles Commander Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PC Connection, Inc. Ticker Security ID: Meeting Date Meeting Status PCCC CUSIP 69318J100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patricia Gallup Mgmt For For For 1.2 Elect David Hall Mgmt For For For 1.3 Elect Joseph Baute Mgmt For For For 1.4 Elect David Mgmt For For For Beffa-Negrini 1.5 Elect Barbara Duckett Mgmt For For For 1.6 Elect Donald Weatherson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Amendment to the 2007 Mgmt For For For Stock Incentive Plan 5 Amendment to the Mgmt For For For Executive Bonus Plan 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PCTEL, Inc. Ticker Security ID: Meeting Date Meeting Status PCTI CUSIP 69325Q105 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl A. Thomsen Mgmt For Withhold Against 1.2 Elect Carolyn Dolezal Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PDI, Inc. Ticker Security ID: Meeting Date Meeting Status PDII CUSIP 69329V100 06/04/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Federspiel Mgmt For For For 1.2 Elect Stephen Sullivan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Peapack-Gladstone Financial Corporation Ticker Security ID: Meeting Date Meeting Status PGC CUSIP 704699107 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Finn Caspersen, Mgmt For For For Jr. 1.2 Elect Anthony Consi II Mgmt For For For 1.3 Elect Edward Gramigna, Mgmt For For For Jr. 1.4 Elect Douglas Kennedy Mgmt For For For 1.5 Elect Frank Kissel Mgmt For For For 1.6 Elect John Kissel Mgmt For For For 1.7 Elect James Lamb Mgmt For For For 1.8 Elect Edward Merton Mgmt For For For 1.9 Elect F. Duffield Mgmt For For For Meyercord 1.10 Elect John Mulcahy Mgmt For For For 1.11 Elect Philip Smith III Mgmt For For For 1.12 Elect Craig Spengeman Mgmt For For For 1.13 Elect Beth Welsh Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2012 Mgmt For For For Long-Term Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pegasystems Inc. Ticker Security ID: Meeting Date Meeting Status PEGA CUSIP 705573103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Gyenes Mgmt For For For 2 Elect Richard H. Jones Mgmt For For For 3 Elect Steven F. Kaplan Mgmt For For For 4 Elect James P. Mgmt For For For O'Halloran 5 Elect Alan Trefler Mgmt For For For 6 Elect Larry Weber Mgmt For For For 7 Elect William W. Wyman Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PharMerica Corporation Ticker Security ID: Meeting Date Meeting Status PMC CUSIP 71714F104 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Weishar Mgmt For For For 1.2 Elect W. Robert Dahl, Mgmt For For For Jr. 1.3 Elect Frank E. Collins Mgmt For For For 1.4 Elect Thomas P. Mac Mgmt For For For Mahon 1.5 Elect Marjorie W. Dorr Mgmt For For For 1.6 Elect Thomas P. Gerrity Mgmt For For For 1.7 Elect Robert A. Oakley Mgmt For For For 1.8 Elect Geoffrey G. Meyers Mgmt For For For 1.9 Elect Patrick G. LePore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Photronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLAB CUSIP 719405102 04/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter Fiederowicz Mgmt For For For 1.2 Elect Joseph Fiorita, Mgmt For For For Jr. 1.3 Elect Liang-Choo Hsia Mgmt For For For 1.4 Elect Constantine Mgmt For For For Macricostas 1.5 Elect George Macricostas Mgmt For For For 1.6 Elect Mitchell Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PICO Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PICO CUSIP 693366205 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carlos C. Campbell Mgmt For For For 2 Elect Kristina M. Leslie Mgmt For For For 3 Elect Kenneth J. Mgmt For Against Against Slepicka 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Performance Incentive Mgmt For Against Against Plan ________________________________________________________________________________ Pike Electric Corporation Ticker Security ID: Meeting Date Meeting Status PIKE CUSIP 721283109 11/01/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Eric Pike Mgmt For For For 1.2 Elect Charles Bayless Mgmt For For For 1.3 Elect James Helvey III Mgmt For For For 1.4 Elect Robert Lindsay Mgmt For For For 1.5 Elect Peter Pace Mgmt For For For 1.6 Elect Daniel Sullivan Mgmt For For For 1.7 Elect J. Triedman Mgmt For For For 1.8 Elect James Turner Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pioneer Energy Services Corp. Ticker Security ID: Meeting Date Meeting Status PES CUSIP 723664108 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Rauh Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PMFG, Inc. Ticker Security ID: Meeting Date Meeting Status PMFG CUSIP 69345P103 11/08/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sherrill Stone Mgmt For For For 1.2 Elect Peter Burlage Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Powell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status POWL CUSIP 739128106 02/20/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Becherer Mgmt For For For 1.2 Elect Michael Lucas Mgmt For For For 1.3 Elect Thomas Powell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Preformed Line Products Company Ticker Security ID: Meeting Date Meeting Status PLPC CUSIP 740444104 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara P. Ruhlman Mgmt For For For 1.2 Elect Robert G. Ruhlman Mgmt For For For 1.3 Elect Richard R. Mgmt For For For Gascoigne 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Psychemedics Corporation Ticker Security ID: Meeting Date Meeting Status PMD CUSIP 744375205 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Raymond C. Kubacki Mgmt For For For 1.2 Elect Harry F. Connick Mgmt For For For 1.3 Elect Walter S. Tomenson Mgmt For For For 1.4 Elect Fred J. Weinert Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pulse Electronics Corporation Ticker Security ID: Meeting Date Meeting Status PULS CUSIP 74586W106 01/21/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Adoption of Amended and Mgmt For For For Restated Articles of Incorporation ________________________________________________________________________________ Pulse Electronics Corporation Ticker Security ID: Meeting Date Meeting Status PULS CUSIP 74586W106 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Burrows, Mgmt For For For Jr. 1.2 Elect Steven G. Crane Mgmt For Withhold Against 1.3 Elect Justin C. Choi Mgmt For For For 1.4 Elect Ralph E. Faison Mgmt For For For 1.5 Elect Daniel E. Pittard Mgmt For For For 1.6 Elect John E. Major Mgmt For For For 1.7 Elect Gary E. Sutton Mgmt For For For 2 Ratification of Auditor Mgmt For Abstain Against 3 Reverse Stock Split Mgmt For For For 4 Increase to Series A Mgmt For For For Preferred Stock conversion ratio 5 Increase of Authorized Mgmt For For For Common and Preferred Stock 6 Amendment to the 2012 Mgmt For For For Omnibus Incentive Plan 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Quaker Chemical Corporation Ticker Security ID: Meeting Date Meeting Status KWR CUSIP 747316107 05/08/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph B. Mgmt For For For Anderson, Jr. 1.2 Elect Patricia C. Barron Mgmt For For For 1.3 Elect Mark A. Douglas Mgmt For For For 2 2013 Director Stock Mgmt For For For Ownership Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Queen City Investments Inc. Ticker Security ID: Meeting Date Meeting Status QUCT CUSIP 74823W109 09/20/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry Gross Mgmt For For For 1.2 Elect R. Whitney Latimer Mgmt For For For 1.3 Elect Randall Nicholson Mgmt For For For 1.4 Elect Darrel Van Es Mgmt For For For 1.5 Elect Daniel Walker Mgmt For For For ________________________________________________________________________________ Qunxing Paper Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 3868 CINS G7329J100 06/19/2013 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Elect SUN Rui Fang Mgmt For For For 6 Elect ZHAO Wei Mgmt For For For 7 Elect KWONG Kwan Tong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Authority to Repurchase Mgmt For For For Shares 11 Authority to Issue Mgmt For Against Against Shares w/o Preemptive Rights 12 Authority to Issue Mgmt For Against Against Repurchased Shares ________________________________________________________________________________ Raven Industries, Inc. Ticker Security ID: Meeting Date Meeting Status RAVN CUSIP 754212108 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jason M. Andringa Mgmt For For For 1.2 Elect Thomas S. Everist Mgmt For For For 1.3 Elect Mark E. Griffin Mgmt For For For 1.4 Elect Kevin T. Kirby Mgmt For For For 1.5 Elect Marc E. LeBaron Mgmt For For For 1.6 Elect Cynthia H. Mgmt For For For Milligan 1.7 Elect Daniel A. Rykhus Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Realnetworks, Inc. Ticker Security ID: Meeting Date Meeting Status RNWK CUSIP 75605L708 10/18/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John Cunningham IV Mgmt For For For 1.2 Elect Robert Glaser Mgmt For For For 2 Advisory Vote on Mgmt For Abstain Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Regional Management Corp. Ticker Security ID: Meeting Date Meeting Status RM CUSIP 75902K106 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roel C. Campos Mgmt For For For 1.2 Elect Alvaro G. de Mgmt For For For Molina 1.3 Elect Richard T. Mgmt For For For Dell'Aquila 1.4 Elect Thomas F. Fortin Mgmt For For For 1.5 Elect Richard A. Godley Mgmt For For For 1.6 Elect Jared L. Johnson Mgmt For For For 1.7 Elect Carlos Palomares Mgmt For For For 1.8 Elect David Perez Mgmt For For For 1.9 Elect Erik A. Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rentrak Corporation Ticker Security ID: Meeting Date Meeting Status RENT CUSIP 760174102 08/23/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William Engel Mgmt For For For 1.2 Elect Richard Hochhauser Mgmt For For For 1.3 Elect William Livek Mgmt For For For 1.4 Elect Anne MacDonald Mgmt For For For 1.5 Elect Martin O'Connor, Mgmt For For For II 1.6 Elect Brent Rosenthal Mgmt For For For 1.7 Elect Ralph Shaw Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Resolute Energy Corporation Ticker Security ID: Meeting Date Meeting Status REN CUSIP 76116A108 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William H. Mgmt For For For Cunningham 1.2 Elect James E. Duffy Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RHJ International SA Ticker Security ID: Meeting Date Meeting Status RHJI CINS B70883101 05/30/2013 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Use/Transfer of Reserves Mgmt For For For 4 Authority to Reduce Mgmt For For For Share Capital 5 Board Size Mgmt For For For 6 Authority to Coordinate Mgmt For For For Articles 7 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ RHJ International SA Ticker Security ID: Meeting Date Meeting Status RHJI CINS B70883101 06/18/2013 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports; Mgmt For For For Allocation of Losses 6 Ratification of Board Mgmt For For For Acts 7 Ratification of Mgmt For For For Auditor's Acts 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Remuneration Report Mgmt For For For 10 Shareholder Proposal ShrHldr Against Against For Regarding Change in Executive Compensation 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Shareholder Proposal ShrHldr Against Against For Regarding Dividend Distribution 14 Revocation of Mgmt For For For Shareholder Proposal Regarding Dividend Payment 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Removal of Ronald ShrHldr Against Against For Daniel; Election of Juan Carlos Garcia Centeno 17 Removal of Gerd ShrHldr Against Against For Hausler; Election of Peter Drew 18 Removal of Leonhard ShrHldr Against Against For Fischer; Election of David Burns 19 Removal of Jun ShrHldr Against Against For Makihara; Election of Christopher Wetherhill 20 Removal of Lucio Noto; ShrHldr Against Against For Election of Ben Adamson 21 Election of Daniel Tafur ShrHldr Against Against For 22 Election of Fabio Lopez ShrHldr Against Against For Ceron 23 Revocation of Mgmt For For For Shareholder Proposals Regarding Dissident Board Elections 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Shareholder Proposal ShrHldr Against Against For Regarding Independence of Dissident Board Members 26 Revocation of Mgmt For For For Shareholder Proposals Regarding Dissident Director Elections 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Shareholder Proposal ShrHldr Against Against For Regarding Director Fees 29 Revocation of Mgmt For For For Shareholder Proposals Regarding Dissident Director Elections 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ RHJ International SA Ticker Security ID: Meeting Date Meeting Status RHJI CINS B70883101 06/18/2013 Voted Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Use/Transfer of Reserves Mgmt For For For 5 Authority to Reduce Mgmt For For For Share Capital 6 Board Size Mgmt For For For 7 Authority to Coordinate Mgmt For For For Articles ________________________________________________________________________________ Richardson Electronics, Ltd. Ticker Security ID: Meeting Date Meeting Status RELL CUSIP 763165107 10/09/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward Richardson Mgmt For For For 1.2 Elect Scott Hodes Mgmt For Withhold Against 1.3 Elect Ad Ketelaars Mgmt For For For 1.4 Elect Paul J. Plante Mgmt For For For 1.5 Elect Harold Purkey Mgmt For Withhold Against 1.6 Elect Samuel Rubinovitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Edward Mgmt For For For J. Richardson Incentive Compensation Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rimage Corporation Ticker Security ID: Meeting Date Meeting Status RIMG CUSIP 766721104 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sherman L. Black Mgmt For For For 1.2 Elect Lawrence M. Mgmt For For For Benveniste 1.3 Elect Thomas F. Madison Mgmt For For For 1.4 Elect Kimberly K. Nelson Mgmt For For For 1.5 Elect Robert F. Olson Mgmt For For For 1.6 Elect Justin A Orlando Mgmt For For For 1.7 Elect Steven M. Quist Mgmt For For For 1.8 Elect James L. Reissner Mgmt For For For 2 Option Exchange Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rogers Corporation Ticker Security ID: Meeting Date Meeting Status ROG CUSIP 775133101 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael F. Barry Mgmt For For For 1.2 Elect Charles M. Mgmt For For For Brennan, III 1.3 Elect Bruce D. Hoechner Mgmt For For For 1.4 Elect Gregory B. Howey Mgmt For For For 1.5 Elect Carol R. Jensen Mgmt For For For 1.6 Elect William E. Mgmt For For For Mitchell 1.7 Elect Robert G. Paul Mgmt For For For 1.8 Elect Peter C. Wallace Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RPX Corporation Ticker Security ID: Meeting Date Meeting Status RPXC CUSIP 74972G103 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John A. Amster Mgmt For For For 1.2 Elect Geoffrey T. Barker Mgmt For For For 1.3 Elect Steven L. Mgmt For For For Fingerhood 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RTI International Metals, Inc. Ticker Security ID: Meeting Date Meeting Status RTI CUSIP 74973W107 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Daniel I. Booker Mgmt For For For 1.2 Elect Ronald L. Gallatin Mgmt For For For 1.3 Elect Robert M. Mgmt For For For Hernandez 1.4 Elect Dawne S. Hickton Mgmt For For For 1.5 Elect Edith E. Holiday Mgmt For For For 1.6 Elect Jerry Howard Mgmt For For For 1.7 Elect Rokus L. van Mgmt For For For Iperen 1.8 Elect Mario Longhi Mgmt For For For 1.9 Elect Bryan T. Moss Mgmt For For For 1.10 Elect James A. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Rubicon Technology, Inc. Ticker Security ID: Meeting Date Meeting Status RBCN CUSIP 78112T107 06/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Don N. Aquilano Mgmt For For For 1.2 Elect Donald R. Caldwell Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rudolph Technologies, Inc Ticker Security ID: Meeting Date Meeting Status RTEC CUSIP 781270103 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel H. Berry Mgmt For For For 2 Elect Thomas G. Greig Mgmt For For For 3 Elect Richard F. Spanier Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Increase of Authorized Mgmt For For For Common Stock 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Saga Communications, Inc. Ticker Security ID: Meeting Date Meeting Status SGA CUSIP 786598300 05/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clarke R. Brown, Mgmt For For For Jr. 1.2 Elect Edward K. Mgmt For For For Christian 1.3 Elect David B. Stephens Mgmt For For For 1.4 Elect Gary Stevens Mgmt For For For 1.5 Elect W. Russell Mgmt For For For Withers, Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sapient Corporation Ticker Security ID: Meeting Date Meeting Status SAPE CUSIP 803062108 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Benson Mgmt For For For 2 Elect Hermann Buerger Mgmt For For For 3 Elect Jerry A. Greenberg Mgmt For For For 4 Elect Alan J. Herrick Mgmt For For For 5 Elect J. Stuart Moore Mgmt For For For 6 Elect Robert L. Rosen Mgmt For For For 7 Elect Eva M. Sage-Gavin Mgmt For For For 8 Elect Ashok Shah Mgmt For For For 9 Elect Vijay Singal Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sarin Technologies Ltd Ticker Security ID: Meeting Date Meeting Status U77 CINS M8234Z109 04/30/2013 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Appointment of Auditor Mgmt For For For and Authority to Set Fees 6 Remuneration Policy Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Elect CHAN Kam Loon Mgmt For For For 18 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 19 Authority to Grant Mgmt For Abstain Against Awards and Issue Shares under the Sarin Technologies Ltd 2005 Share Option Plan 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Sarin Technologies Ltd Ticker Security ID: Meeting Date Meeting Status U77 CINS M8234Z109 04/30/2013 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ Scorpio Mining Corporation Ticker Security ID: Meeting Date Meeting Status SPM CUSIP 80917V105 06/13/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ewan Mason Mgmt For For For 1.2 Elect Peter J. Hawley Mgmt For For For 1.3 Elect Pierre Lacombe Mgmt For For For 1.4 Elect Jonathan Berg Mgmt For For For 1.5 Elect Thomas Weng Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Renewal of the Stock Mgmt For For For Option Plan 4 Advance Notice Provision Mgmt For For For ________________________________________________________________________________ Seabridge Gold Inc. Ticker Security ID: Meeting Date Meeting Status SEA CUSIP 811916105 06/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James S. Anthony Mgmt For For For 1.2 Elect A. Frederick Mgmt For For For Banfield 1.3 Elect Douglas Barr Mgmt For For For 1.4 Elect Thomas C. Dawson Mgmt For For For 1.5 Elect Louis J. Fox Mgmt For For For 1.6 Elect Rudi P. Fronk Mgmt For For For 1.7 Elect Eliseo Mgmt For For For Gonzalez-Urien 1.8 Elect Jay Layman Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Mgmt For For For Auditor's Fees 4 Amendment to the Stock Mgmt For For For Option Plan 5 Amendment to the Stock Mgmt For For For Option Plan 6 Transaction of Other Mgmt For For For Business ________________________________________________________________________________ Semperit AG Holding Ticker Security ID: Meeting Date Meeting Status SEM CINS A76473122 04/30/2013 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Presentation of Mgmt For For For Accounts and Reports 2 Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Mgmt For For For Management Board Acts 4 Ratification of Mgmt For For For Supervisory Board Acts 5 Appointment of Auditor Mgmt For For For 6 Election of Supervisory Mgmt For For For Board Members 7 Supervisory Board Mgmt For For For Members' Fees 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Seneca Foods Corporation Ticker Security ID: Meeting Date Meeting Status SENEA CUSIP 817070105 08/02/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arthur Baer Mgmt For For For 1.2 Elect Kraig Kayser Mgmt For For For 1.3 Elect Thomas Paulson Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Shoe Carnival, Inc. Ticker Security ID: Meeting Date Meeting Status SCVL CUSIP 824889109 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clifton E. Sifford Mgmt For For For 1.2 Elect James A. Aschleman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Adoption of Majority Mgmt For For For Vote for Election of Directors 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SIFCO Industries, Inc. Ticker Security ID: Meeting Date Meeting Status SIF CUSIP 826546103 01/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Gotschall Mgmt For For For 1.2 Elect John Chapman Mgmt For For For 1.3 Elect Michael S. Mgmt For For For Lipscomb 1.4 Elect Donald Molten, Jr. Mgmt For For For 1.5 Elect Alayne Reitman Mgmt For For For 1.6 Elect Hudson Smith Mgmt For For For 1.7 Elect Norman Wells Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Silicon Motion Technology Corporation Ticker Security ID: Meeting Date Meeting Status SIMO CUSIP 82706C108 09/26/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Yung-Chien Wang Mgmt For For For 2 Elect Steven Chen Mgmt For For For 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Skullcandy, Inc. Ticker Security ID: Meeting Date Meeting Status SKUL CUSIP 83083J104 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott Olivet Mgmt For For For 1.2 Elect Greg Warnock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 One-Time Option Mgmt For For For Exchange for Non-Executive Employees ________________________________________________________________________________ Spartan Motors, Inc. Ticker Security ID: Meeting Date Meeting Status SPAR CUSIP 846819100 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald Harbour Mgmt For For For 1.2 Elect Richard F. Dauch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Spectrum Group International, Inc. Ticker Security ID: Meeting Date Meeting Status SPGZ CUSIP 84763M102 12/13/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joel Anderson Mgmt For For For 1.2 Elect Antonio Arenas Mgmt For For For 1.3 Elect Jeffrey Benjamin Mgmt For For For 1.4 Elect Ellis Landau Mgmt For For For 1.5 Elect William Montgomery Mgmt For For For 1.6 Elect John Moorhead Mgmt For For For 1.7 Elect Jess Ravich Mgmt For For For 1.8 Elect Gregory Roberts Mgmt For For For 2 2012 Stock Award and Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sprott Inc. Ticker Security ID: Meeting Date Meeting Status SII CUSIP 852066109 05/08/2013 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric S. Sprott Mgmt For For For 1.2 Elect Jack C. Lee Mgmt For For For 1.3 Elect Marc Faber Mgmt For For For 1.4 Elect Peter Grosskopf Mgmt For For For 1.5 Elect James T. Roddy Mgmt For For For 1.6 Elect Arthur R. Rule IV Mgmt For For For 1.7 Elect Paul H. Stephens Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Sprott Resource Corp. Ticker Security ID: Meeting Date Meeting Status SCP CUSIP 85207D103 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin T. Bambrough Mgmt For For For 1.2 Elect Lenard F. Boggio Mgmt For For For 1.3 Elect John P. Embry Mgmt For For For 1.4 Elect Peter Grosskopf Mgmt For For For 1.5 Elect Ron F. Hochstein Mgmt For For For 1.6 Elect Terrence A. Lyons Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Amendments to By-Laws Mgmt For For For ________________________________________________________________________________ Stage Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SSI CUSIP 85254C305 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan J. Barocas Mgmt For For For 2 Elect Diane M. Ellis Mgmt For For For 3 Elect Michael L. Glazer Mgmt For For For 4 Elect Gabrielle E. Mgmt For For For Greene 5 Elect Earl J. Mgmt For For For Hesterberg, Jr. 6 Elect Lisa R. Kranc Mgmt For For For 7 Elect William J. Mgmt For For For Montgoris 8 Elect C. Clayton Reasor Mgmt For For For 9 Elect David Y. Schwartz Mgmt For For For 10 Elect Ralph P. Mgmt For For For Scozzafava 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stamps.com Inc. Ticker Security ID: Meeting Date Meeting Status STMP CUSIP 852857200 06/12/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mohan P. Ananda Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ State Auto Financial Corporation Ticker Security ID: Meeting Date Meeting Status STFC CUSIP 855707105 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Baker Mgmt For For For 1.2 Elect Thomas E. Markert Mgmt For For For 1.3 Elect Alexander B. Mgmt For For For Trevor 2 Amendment to the 2009 Mgmt For For For Equity Incentive Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ STEC, Inc. Ticker Security ID: Meeting Date Meeting Status STEC CUSIP 784774101 06/27/2013 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 RAJAT BAHRI Mgmt For TNA N/A 1.2 F. MICHAEL BALL Mgmt For TNA N/A 1.3 ALAN E. BARATZ, PH.D. Mgmt For TNA N/A 1.4 CHRISTOPHER W. COLPITTS Mgmt For TNA N/A 1.5 KEVIN C. DALY, PH.D. Mgmt For TNA N/A 1.6 MANOUCH MOSHAYEDI Mgmt For TNA N/A 1.7 MARK MOSHAYEDI Mgmt For TNA N/A 1.8 MATTHEW L. WITTE Mgmt For TNA N/A 2 TO APPROVE AN AMENDMENT Mgmt For TNA N/A TO STEC S BYLAWS TO INCREASE THE MINIMUM AND MAXIMUM SIZE OF OUR BOARD OF DIRECTORS. 3 TO APPROVE THE STEC, Mgmt For TNA N/A INC. 2013 EXECUTIVE CASH INCENTIVE PLAN. 4 TO APPROVE ON AN Mgmt For TNA N/A ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (THE SAY-ON-PAY VOTE). 5 TO RATIFY THE SELECTION Mgmt For TNA N/A OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. ________________________________________________________________________________ STEC, Inc. Ticker Security ID: Meeting Date Meeting Status STEC CUSIP 784774101 06/27/2013 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 ADAM LEVENTHAL Mgmt N/A TNA N/A 1.2 CLARK MASTERS Mgmt N/A TNA N/A 1.3 ERIC SINGER Mgmt N/A TNA N/A 1.4 MGT NOM RAJAT BAHRI Mgmt N/A TNA N/A 1.5 MGT NOM F. MICHAEL BALL Mgmt N/A TNA N/A 1.6 MGT NOM A.E.BARATZ,PH.D Mgmt N/A TNA N/A 1.7 MGT NOM C. W. COLPITTS Mgmt N/A TNA N/A 1.8 MGT NOM K. C. DALY,PH.D Mgmt N/A TNA N/A 2 TO APPROVE AN AMENDMENT Mgmt N/A TNA N/A TO THE COMPANY S BYLAWS TO INCREASE THE MINIMUM AND MAXIMUM SIZE OF THE BOARD OF DIRECTORS. 3 TO APPROVE THE STEC, Mgmt N/A TNA N/A INC. 2013 EXECUTIVE CASH INCENTIVE PLAN. 4 TO HOLD AN ADVISORY Mgmt N/A TNA N/A VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY S NAMED EXECUTIVE OFFICERS. 5 TO RATIFY THE Mgmt N/A TNA N/A APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2013. ________________________________________________________________________________ Stein Mart, Inc. Ticker Security ID: Meeting Date Meeting Status SMRT CUSIP 858375108 06/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jay Stein Mgmt For For For 1.2 Elect John H. Williams, Mgmt For For For Jr. 1.3 Elect Ralph Alexander Mgmt For Withhold Against 1.4 Elect Alvin R. Carpenter Mgmt For For For 1.5 Elect Irwin Cohen Mgmt For For For 1.6 Elect Susan Falk Mgmt For For For 1.7 Elect Linda M. Farthing Mgmt For Withhold Against 1.8 Elect Mitchell W. Legler Mgmt For Withhold Against 1.9 Elect Richard L. Sisisky Mgmt For For For 1.10 Elect Martin E. Stein, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt N/A For N/A ________________________________________________________________________________ Stratec Biomedical Systems Ticker Security ID: Meeting Date Meeting Status SBS CINS D8171G106 06/06/2013 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Mgmt For For For Profits/Dividends 6 Ratification of Mgmt For For For Management Board Acts 7 Ratification of Mgmt For For For Supervisory Board Acts 8 Remuneration Policy Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Supervisory Board Mgmt For For For Members' Fees 11 Intra-company Control Mgmt For For For Agreement 12 Stock Option Plan; Mgmt For Against Against Increase in Conditional Capital ________________________________________________________________________________ Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Bertoneche Mgmt For For For 1.2 Elect Philippe Lemaitre Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Super Micro Computer, Inc. Ticker Security ID: Meeting Date Meeting Status SMCI CUSIP 86800U104 02/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chiu-Chu Liu Liang Mgmt For For For 1.2 Elect Hwei-Ming Tsai Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Support.com Inc. Ticker Security ID: Meeting Date Meeting Status SPRT CUSIP 86858W101 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Shawn Farshchi Mgmt For For For 1.2 Elect Mark Fries Mgmt For For For 1.3 Elect J. Martin O'Malley Mgmt For For For 1.4 Elect Joshua W.R. Pickus Mgmt For For For 1.5 Elect Toni Portmann Mgmt For For For 1.6 Elect Jim Stephens Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Equity and Performance Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sycamore Networks, Inc. Ticker Security ID: Meeting Date Meeting Status SCMR CUSIP 871206405 01/29/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Sale of Assets Mgmt For For For 2 Dissolution of the Mgmt For For For Company 3 Advisory Vote on Golden Mgmt For For For Parachutes ________________________________________________________________________________ Synalloy Corporation Ticker Security ID: Meeting Date Meeting Status SYNL CUSIP 871565107 04/25/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig C. Bram Mgmt For For For 1.2 Elect Anthony A. Mgmt For For For Callander 1.3 Elect Henry L. Guy Mgmt For For For 1.4 Elect James W. Terry, Mgmt For For For Jr. 1.5 Elect Carroll D. Vinson Mgmt For For For 1.6 Elect Murray H. Wright Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Systemax Inc. Ticker Security ID: Meeting Date Meeting Status SYX CUSIP 871851101 06/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard Leeds Mgmt For For For 1.2 Elect Bruce Leeds Mgmt For For For 1.3 Elect Robert Leeds Mgmt For For For 1.4 Elect Lawrence P. Mgmt For For For Reinhold 1.5 Elect Stacy S. Dick Mgmt For For For 1.6 Elect Robert D. Mgmt For For For Rosenthal 1.7 Elect Marie Mgmt For For For Adler-Kravecas 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Team, Inc. Ticker Security ID: Meeting Date Meeting Status TISI CUSIP 878155100 09/27/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Vincent Foster Mgmt For For For 1.2 Elect Jack Johnson, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Executive Incentive Mgmt For For For Compensation Plan ________________________________________________________________________________ Tejon Ranch Co. Ticker Security ID: Meeting Date Meeting Status TRC CUSIP 879080109 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George G. C. Mgmt For For For Parker 1.2 Elect Robert A. Stine Mgmt For For For 1.3 Elect Daniel Tisch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Mgmt For Abstain Against Stock Incentive Plan 4 Amendment to the Mgmt For For For Non-Employee Director Stock Incentive Plan ________________________________________________________________________________ Tennant Company Ticker Security ID: Meeting Date Meeting Status TNC CUSIP 880345103 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Azita Arvani Mgmt For For For 1.2 Elect William F. Austen Mgmt For For For 1.3 Elect James T. Hale Mgmt For For For 1.4 Elect H. Chris Mgmt For For For Killingstad 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2010 Mgmt For For For Stock Incentive Plan 5 2014 Short-Term Mgmt For For For Incentive Plan ________________________________________________________________________________ Tesco Corporation Ticker Security ID: Meeting Date Meeting Status TESO CUSIP 88157K101 05/09/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John U. Clarke Mgmt For For For 1.2 Elect Fred J. Dyment Mgmt For For For 1.3 Elect Gary L. Kott Mgmt For For For 1.4 Elect R. Vance Milligan Mgmt For For For 1.5 Elect Julio M. Quintana Mgmt For For For 1.6 Elect John T. Reynolds Mgmt For For For 1.7 Elect Norman W. Mgmt For For For Robertson 1.8 Elect Michael W. Mgmt For For For Sutherlin 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Advisory Board Company Ticker Security ID: Meeting Date Meeting Status ABCO CUSIP 00762W107 09/11/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sanju Bansal Mgmt For For For 1.2 Elect Peter Grua Mgmt For For For 1.3 Elect Kelt Kindick Mgmt For For For 1.4 Elect Robert Musslewhite Mgmt For For For 1.5 Elect Mark Neaman Mgmt For For For 1.6 Elect Leon Shapiro Mgmt For For For 1.7 Elect Frank Williams Mgmt For For For 1.8 Elect LeAnne Zumwalt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Bank of N.T. Butterfield & Son Limited Ticker Security ID: Meeting Date Meeting Status NTBBH CINS G0772R109 05/01/2013 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For Abstain Against 3 Appointment of Auditor Mgmt For Abstain Against and Authority to Set Fees 4 Board Size Mgmt For Abstain Against 5 Elect Alastair William Mgmt For Abstain Against Stewart Barbour 6 Elect Wendall S.F. Brown Mgmt For Abstain Against 7 Elect Victor G Dodig Mgmt For Abstain Against 8 Elect Brendan McDonagh Mgmt For Abstain Against 9 Elect Olivier Sarkozy Mgmt For Abstain Against 10 Elect Wolfgang Mgmt For Abstain Against Schoellkopf 11 Elect E. Barclay Simmons Mgmt For Abstain Against 12 Elect Richard E. Venn Mgmt For Abstain Against 13 Elect John R. Wright Mgmt For Abstain Against 14 Authority to Fill Board Mgmt For Abstain Against Vacancies 15 Amendments to Bye-Laws Mgmt For Abstain Against 16 General Authority to Mgmt For Abstain Against Issue Shares ________________________________________________________________________________ The First Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status FNLC CUSIP 31866P102 04/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Katherine M. Boyd Mgmt For For For 1.2 Elect Daniel R. Mgmt For For For Daigneault 1.3 Elect Robert B. Gregory Mgmt For For For 1.4 Elect Tony C. McKim Mgmt For For For 1.5 Elect Carl S. Poole, Jr. Mgmt For For For 1.6 Elect Mark N. Rosborough Mgmt For For For 1.7 Elect Stuart G. Smith Mgmt For For For 1.8 Elect David B. Soule, Mgmt For For For Jr. 1.9 Elect Bruce B. Tindal Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Monarch Cement Company Ticker Security ID: Meeting Date Meeting Status MCEM CUSIP 609031109 04/10/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack R. Callahan Mgmt For For For 1.2 Elect Ronald E. Callaway Mgmt For For For 1.3 Elect Robert M. Kissick Mgmt For For For 1.4 Elect Byron K. Radcliff Mgmt For For For 2 Amendment to Articles Mgmt For For For of Incorporation Providing for the Company's Perpetual Term of Existence ________________________________________________________________________________ The Wet Seal, Inc. Ticker Security ID: Meeting Date Meeting Status WTSL CUSIP 961840105 05/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dorrit M. Bern Mgmt For For For 2 Elect Kathy Bronstein Mgmt For For For 3 Elect Lynda J. Davey Mgmt For For For 4 Elect John Goodman Mgmt For For For 5 Elect Mindy C. Meads Mgmt For For For 6 Elect John S. Mills Mgmt For For For 7 Elect Kenneth M. Reiss Mgmt For For For 8 Advisory Vote on Mgmt For Abstain Against Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Theragenics Corporation Ticker Security ID: Meeting Date Meeting Status TGX CUSIP 883375107 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect K. Wyatt Engwall Mgmt For For For 1.2 Elect M. Christine Mgmt For For For Jacobs 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Touax Ticker Security ID: Meeting Date Meeting Status CINS F92135114 06/11/2013 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Mgmt For For For Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts Mgmt For For For and Reports 6 Ratification of Mgmt For For For Management, Supervisory Board and Auditor Acts 7 Allocation of Mgmt For For For Profits/Dividends 8 Scrip Dividend Mgmt For For For 9 Related Party Mgmt For For For Transactions 10 Supervisory Board Mgmt For For For Members' Fees 11 Elect Alexandre Walewski Mgmt For Against Against 12 Elect Jean-Jacques Ogier Mgmt For For For 13 Elect Jerome Bethbeze Mgmt For For For 14 Elect Francois Soulet Mgmt For For For de Brugiere 15 Elect Sophie Mgmt For For For Defforey-Crepet (Aquasourca) 16 Elect Sophie Servaty Mgmt For For For 17 Authority to Repurchase Mgmt For Against Against Shares 18 Authority to Increase Mgmt For For For Capital Through Capitalizations 19 Authority to Issue Mgmt For Abstain Against Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Issue Mgmt For Against Against Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Greenshoe Mgmt For Against Against 22 Employee Stock Purchase Mgmt For For For Plan 23 Authority to Cancel Mgmt For For For Shares and Reduce Capital 24 Amendment to Article Mgmt For For For Regarding Corporate Purpose 25 Authorization of Legal Mgmt For For For Formalities ________________________________________________________________________________ TransAct Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TACT CUSIP 892918103 05/28/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Graham Y. Tanaka Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Trex Company, Inc. Ticker Security ID: Meeting Date Meeting Status TREX CUSIP 89531P105 05/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul A. Brunner Mgmt For For For 1.2 Elect Michael F. Golden Mgmt For For For 1.3 Elect Richard E. Posey Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2005 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Trinity Biotech Plc Ticker Security ID: Meeting Date Meeting Status TRIB CUSIP 896438306 05/24/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Clinton H. Mgmt For For For Severson 3 Authority to Set Mgmt For For For Auditor's Fees 4 Allocation of Mgmt For For For Profits/Dividends 5 Renewal of the Employee Mgmt For For For Share Option Plan 6 Authority to Repurchase Mgmt For For For Shares Not to Exceed 10% of Aggregate Nominal Value 7 Authority to Set Mgmt For For For Minimum Share Repurchase Price 8 Authority to Set Mgmt For For For Maximum Share Repurchase Price 9 Authority to Set Mgmt For For For Maximum Price of Reissued Treasury Shares 10 Authority to Set Mgmt For Against Against Minimum Price of Reissued Treasury Shares ________________________________________________________________________________ Trinity Biotech Plc Ticker Security ID: Meeting Date Meeting Status TRIB CUSIP 896438306 09/27/2012 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Issuance of Additional Mgmt For For For Class A Shares to Class B Holders to Facilitate the Elimination of Dual Class Stock 2 Redesignate Class B Mgmt For For For Shares as Class A Shares ________________________________________________________________________________ Trio Merger Corp. Ticker Security ID: Meeting Date Meeting Status TRIO CUSIP 896697109 06/21/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Corporate Action Mgmt For Against Against (Conversion Rights) 3 Company Name Change Mgmt For For For 4 Amendments to Mgmt For For For Charter/Bylaw - Bundled 5 2013 Long-Term Mgmt For For For Incentive Plan 6.1 Elect Jeff Hastings Mgmt For Withhold Against 6.2 Elect Brent Whiteley Mgmt For Withhold Against 6.3 Elect Gary Dalton Mgmt For For For 6.4 Elect Brian Beatty Mgmt For For For 6.5 Elect Arnold Wong Mgmt For For For 6.6 Elect Eric S. Rosenfeld Mgmt For For For 6.7 Elect David D. Sgro Mgmt For Withhold Against 6.8 Elect Gregory R. Monahan Mgmt For For For 7 Right to Adjourn Meeting Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation ________________________________________________________________________________ Triquint Semiconductor, Inc. Ticker Security ID: Meeting Date Meeting Status TQNT CUSIP 89674K103 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect C. Scott Gibson Mgmt For For For 2 Elect David H. Y. Ho Mgmt For For For 3 Elect Nicolas Kauser Mgmt For For For 4 Elect Roderick D. Nelson Mgmt For For For 5 Elect Ralph G. Quinsey Mgmt For For For 6 Elect Walden C. Rhines Mgmt For For For 7 Elect Steven J. Sharp Mgmt For For For 8 Elect Willis C. Young Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2013 Incentive Plan Mgmt For Abstain Against 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ True Religion Apparel, Inc. Ticker Security ID: Meeting Date Meeting Status TRLG CUSIP 89784N104 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marcello V. Mgmt For For For Bottoli 1.2 Elect Joseph H. Coulombe Mgmt For For For 1.3 Elect G. Louis Mgmt For For For Graziadio III 1.4 Elect Robert L. Harris Mgmt For For For II 1.5 Elect Seth R. Johnson Mgmt For For For 1.6 Elect Mark S. Maron Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Abstain Against Executive Compensation 4 Amendment to the 2009 Mgmt For Abstain Against Equity Incentive Plan ________________________________________________________________________________ TTM Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TTMI CUSIP 87305R109 04/23/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James K. Bass Mgmt For For For 1.2 Elect Thomas T. Edman Mgmt For For For 1.3 Elect Tom Tang Chung Yen Mgmt For For For 1.4 Elect Dov S. Zakheim Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ U.S. Physical Therapy, Inc. Ticker Security ID: Meeting Date Meeting Status USPH CUSIP 90337L108 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerald L. Pullins Mgmt For For For 1.2 Elect Christopher J. Mgmt For For For Reading 1.3 Elect Lawrance W. McAfee Mgmt For For For 1.4 Elect Daniel C. Arnold Mgmt For For For 1.5 Elect Mark J. Brookner Mgmt For For For 1.6 Elect Harry S. Chapman Mgmt For For For 1.7 Elect Bernard A. Mgmt For For For Harris, Jr. 1.8 Elect Marlin W. Johnston Mgmt For For For 1.9 Elect Reginald E. Mgmt For For For Swanson 1.10 Elect Clayton K. Trier Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ultra Clean Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UCTT CUSIP 90385V107 05/22/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Clarence L. Mgmt For For For Granger 1.2 Elect Susan H. Billat Mgmt For For For 1.3 Elect John Chenault Mgmt For For For 1.4 Elect David T. ibnAle Mgmt For For For 1.5 Elect Leonid Mezhvinsky Mgmt For For For 2 Amendment to the Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Fire Group, Inc. Ticker Security ID: Meeting Date Meeting Status UFCS CUSIP 910340108 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John-Paul E. Mgmt For For For Besong 1.2 Elect James W. Noyce Mgmt For For For 1.3 Elect Mary K. Quass Mgmt For For For 1.4 Elect John A. Rife Mgmt For For For 1.5 Elect Kyle D. Skogman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Universal Electronics Inc. Ticker Security ID: Meeting Date Meeting Status UEIC CUSIP 913483103 06/13/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Arling Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Stainless & Alloy Products, Inc. Ticker Security ID: Meeting Date Meeting Status USAP CUSIP 913837100 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher L Mgmt For For For Ayers 1.2 Elect Douglass M. Dunn Mgmt For For For 1.3 Elect M. David Kornblatt Mgmt For For For 1.4 Elect Dennis M. Oates Mgmt For For For 1.5 Elect Udi Toledano Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Increase of Authorized Mgmt For For For Common Stock 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Truckload Services, Inc. Ticker Security ID: Meeting Date Meeting Status UACL CUSIP 91388P105 06/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald B. Cochran Mgmt For For For 1.2 Elect Matthew T. Moroun Mgmt For For For 1.3 Elect Manuel J. Moroun Mgmt For For For 1.4 Elect Frederick P. Mgmt For For For Calderone 1.5 Elect Joseph J. Casaroll Mgmt For For For 1.6 Elect Daniel J. Deane Mgmt For For For 1.7 Elect Michael A. Regan Mgmt For For For 1.8 Elect Daniel C. Sullivan Mgmt For For For 1.9 Elect Richard P. Urban Mgmt For For For 1.10 Elect Ted B. Wahby Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Utah Medical Products, Inc. Ticker Security ID: Meeting Date Meeting Status UTMD CUSIP 917488108 05/03/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara A. Payne Mgmt For For For 2 2013 Employees' and Mgmt For For For Directors' Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation ________________________________________________________________________________ VAALCO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status EGY CUSIP 91851C201 06/05/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert L. Gerry Mgmt For For For III 1.2 Elect W. Russell Mgmt For For For Scheirman 1.3 Elect Robert H. Allen Mgmt For For For 1.4 Elect Frederick W. Mgmt For For For Brazelton 1.5 Elect Luigi Caflisch Mgmt For For For 1.6 Elect O. Donaldson Mgmt For For For Chapoton 1.7 Elect John J. Myers, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Vicor Corporation Ticker Security ID: Meeting Date Meeting Status VICR CUSIP 925815102 06/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Samuel J. Anderson Mgmt For For For 1.2 Elect Estia J. Eichten Mgmt For For For 1.3 Elect Barry Kelleher Mgmt For For For 1.4 Elect David T. Riddiford Mgmt For For For 1.5 Elect James A. Simms Mgmt For For For 1.6 Elect Claudio Tuozzolo Mgmt For For For 1.7 Elect Patrizio Mgmt For For For Vinciarelli 1.8 Elect Jason L. Carlson Mgmt For For For 1.9 Elect Liam K. Griffin Mgmt For For For ________________________________________________________________________________ Victoria Gold Corp. Ticker Security ID: Meeting Date Meeting Status VIT CUSIP 92625W101 09/19/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect T. Sean Harvey Mgmt For For For 2.2 Elect John McConnell Mgmt For For For 2.3 Elect Edward Dowling, Mgmt For For For Jr. 2.4 Elect Christopher Hill Mgmt For For For 2.5 Elect Leendert Krol Mgmt For For For 2.6 Elect Michael McInnis Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Stock Option Plan Mgmt For For For Renewal ________________________________________________________________________________ Virtus Investment Partners Inc Ticker Security ID: Meeting Date Meeting Status VRTS CUSIP 92828Q109 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James R. Baio Mgmt For For For 1.2 Elect Susan S. Fleming Mgmt For For For 1.3 Elect Russel C. Mgmt For For For Robertson 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Vishay Precision Group Inc. Ticker Security ID: Meeting Date Meeting Status VPG CUSIP 92835K103 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Zandman Mgmt For For For 1.2 Elect Samuel Broydo Mgmt For For For 1.3 Elect Saul Reibstein Mgmt For For For 1.4 Elect Timothy V. Talbert Mgmt For For For 1.5 Elect Ziv Shoshani Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Mgmt For For For Stock Incentive Program ________________________________________________________________________________ Vista Gold Corp. Ticker Security ID: Meeting Date Meeting Status VGZ CUSIP 927926303 04/30/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Clark Mgmt For For For 1.2 Elect Frederick H. Mgmt For For For Earnest 1.3 Elect W. Durand Eppler Mgmt For For For 1.4 Elect C. Thomas Ogryzlo Mgmt For For For 1.5 Elect Michael B. Mgmt For For For Richings 1.6 Elect Tracy A. Stevenson Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Change of Continuance Mgmt For For For ________________________________________________________________________________ Vonage Holdings Corp. Ticker Security ID: Meeting Date Meeting Status VG CUSIP 92886T201 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael A. Krupka Mgmt For For For 1.2 Elect David C. Nagel Mgmt For For For 1.3 Elect Margaret M. Smyth Mgmt For For For 2 Elect Stephen Fisher Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2006 Mgmt For Abstain Against Incentive Plan 5 Adoption of Tax Mgmt For For For Benefits Preservation Plan ________________________________________________________________________________ Warren Resources, Inc. Ticker Security ID: Meeting Date Meeting Status WRES CUSIP 93564A100 05/15/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony L. Coelho Mgmt For For For 1.2 Elect Dominick D'Alleva Mgmt For For For 1.3 Elect Espy Price Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ WaterFurnace Renewable Energy Inc. Ticker Security ID: Meeting Date Meeting Status WFI CUSIP 9415EQ108 05/09/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Thomas F. Mgmt For For For Huntington 2.2 Elect Timothy E. Shields Mgmt For For For 2.3 Elect Thomas C. Dawson Mgmt For For For 2.4 Elect J. David Day Mgmt For For For 2.5 Elect Charles R. Diltz Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ WebMediaBrands Inc. Ticker Security ID: Meeting Date Meeting Status WEBM CUSIP 94770W209 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan M. Meckler Mgmt For For For 1.2 Elect Wayne A. Martino Mgmt For For For 1.3 Elect John R. Patrick Mgmt For For For 1.4 Elect William A. Shutzer Mgmt For For For 1.5 Elect Justin Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ West Marine, Inc. Ticker Security ID: Meeting Date Meeting Status WMAR CUSIP 954235107 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Randolph K. Repass Mgmt For For For 1.2 Elect Matthew L. Hyde Mgmt For For For 1.3 Elect Dennis F. Madsen Mgmt For For For 1.4 Elect James F. Mgmt For For For Nordstrom JR. 1.5 Elect Robert D. Olsen Mgmt For For For 1.6 Elect Barbara L. Rambo Mgmt For For For 1.7 Elect Alice M. Richter Mgmt For For For 1.8 Elect Christiana Shi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Westway Group, Inc. Ticker Security ID: Meeting Date Meeting Status WWAY CUSIP 96169B100 08/06/2012 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Francis Jenkins Mgmt For For For Jr. 1.2 Elect James Jenkins Mgmt For For For ________________________________________________________________________________ Westwood Holdings Group, Inc. Ticker Security ID: Meeting Date Meeting Status WHG CUSIP 961765104 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Susan M. Byrne Mgmt For For For 1.2 Elect Brian O. Casey Mgmt For For For 1.3 Elect Richard M. Frank Mgmt For For For 1.4 Elect Robert D. McTeer Mgmt For For For 1.5 Elect Geoffrey R. Norman Mgmt For For For 1.6 Elect Martin J. Weiland Mgmt For For For 1.7 Elect Raymond E. Mgmt For For For Wooldridge 2 Ratification of Auditor Mgmt For For For 3 Share Award Plan for Mgmt For For For Service Provided in Canada to Company Subsidiaries 4 Amendment to the Stock Mgmt For For For Incentive Plan ________________________________________________________________________________ Wet Seal Inc. Ticker Security ID: Meeting Date Meeting Status WTSLA CUSIP 961840105 10/05/2012 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Additional Mgmt N/A For N/A Bylaw Provisions 2 Fill Director Vacancies Mgmt N/A For N/A with or without Shareholder Approval 3 Remove Jonathan Duskin Mgmt N/A For N/A 4 Remove Sidney Horn Mgmt N/A For N/A 5 Remove Harold Kahn Mgmt N/A For N/A 6 Remove Henry Winterstern Mgmt N/A For N/A 7 Removal of Newly Mgmt N/A Against N/A Appointed Directors 8 Elect Raphael Benaroya Mgmt N/A Against N/A 9 Elect Dorrit Bern Mgmt N/A For N/A 10 Elect Lynda Davey Mgmt N/A For N/A 11 Elect Mindy Meads Mgmt N/A For N/A 12 Elect John Mills Mgmt N/A For N/A ________________________________________________________________________________ Wet Seal Inc. Ticker Security ID: Meeting Date Meeting Status WTSLA CUSIP 961840105 10/05/2012 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Additional Mgmt For For For Bylaw Provisions 2 Fill Director Vacancies Mgmt For For For with or without Shareholder Approval 3 Remove Jonathan Duskin Mgmt For For For 4 Remove Sidney Horn Mgmt For For For 5 Remove Harold Kahn Mgmt For For For 6 Remove Henry Winterstern Mgmt For For For 7 Removal of Newly Mgmt For Against Against Appointed Directors 8 Elect Raphael Benaroya Mgmt For Against Against 9 Elect Dorrit Bern Mgmt For For For 10 Elect Lynda Davey Mgmt For For For 11 Elect Mindy Meads Mgmt For For For 12 Elect John Mills Mgmt For For For ________________________________________________________________________________ Weyco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WEYS CUSIP 962149100 05/07/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tina Chang Mgmt For For For 1.2 Elect Thomas W. Mgmt For For For Florsheim 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Willbros Group, Inc. Ticker Security ID: Meeting Date Meeting Status WG CUSIP 969203108 05/21/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. McNabb II Mgmt For For For 2 Elect Robert L. Sluder Mgmt For For For 3 Elect S. Miller Williams Mgmt For For For 4 Advisory Vote on Mgmt For Abstain Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ World Energy Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status XWES CUSIP 98145W208 06/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thad Wolfe Mgmt For For For 1.2 Elect Ralph Sheridan Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Young Innovations, Inc. Ticker Security ID: Meeting Date Meeting Status YDNT CUSIP 987520103 01/30/2013 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ ZipRealty, Inc. Ticker Security ID: Meeting Date Meeting Status ZIPR CUSIP 98974V107 05/30/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stanley M. Mgmt For For For Koonce, Jr. 1.2 Elect Gary A. Wetsel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years Abstain Against Vote on Executive Compensation ________________________________________________________________________________ Zoltek Companies, Inc. Ticker Security ID: Meeting Date Meeting Status ZOLT CUSIP 98975W104 02/01/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael Latta Mgmt For For For 1.2 Elect Pedro Reynoso Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Royce Micro-Cap Trust, Inc. By (Signature) /s/ Charles M. Royce Name Charles M. Royce Title President Date 08/15/2013