-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lcf2dc84ZLids3reF/+h4KO1dKc2VuFgr9JIX3gaPSG5/T2AtdMG6t0alE4+2R0N QGrtIkXlv7bghjFqdnHwjg== 0001140361-10-026261.txt : 20100621 0001140361-10-026261.hdr.sgml : 20100621 20100621155953 ACCESSION NUMBER: 0001140361-10-026261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100617 FILED AS OF DATE: 20100621 DATE AS OF CHANGE: 20100621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLLY DAVID R CENTRAL INDEX KEY: 0001461254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 10908106 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE CORPORATION STREET 2: 430 N MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0303 4 2010-06-17 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001461254 HOLLY DAVID R C/O JDS UNIPHASE CORPORATION 430 N. MCCARTHY BOULEVARD MILPITAS CA 95035 0 1 0 0 EVP & Pres., CommTest Common Stock 2010-06-17 4 M 0 16667 0 A 16667 D Common Stock 2010-06-17 4 F 0 7117 11.72 D 9550 D Common Stock 2010-06-18 4 S 0 9550 11.7008 D 0 D Restricted Stock Unit 0 2010-06-17 4 M 0 16667 0 D 2010-06-17 Common Stock 16667 16667 D Each unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.62 to $11.80, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. /s/ Sheri Piazza, Finance Manager, Attorney-in-fact 2010-06-21 -----END PRIVACY-ENHANCED MESSAGE-----