-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tf0OW3bzj1CySCfi5s/SnfvZPypN8sVGw7rX7wi0s0C9HNOe+mijT1dd3KmPrLXw 3Yakp/L7vfmevOiiC9161g== 0001140361-09-019211.txt : 20090818 0001140361-09-019211.hdr.sgml : 20090818 20090818154210 ACCESSION NUMBER: 0001140361-09-019211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090815 FILED AS OF DATE: 20090818 DATE AS OF CHANGE: 20090818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE ALAN S CENTRAL INDEX KEY: 0001234673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 091021621 MAIL ADDRESS: STREET 1: 46897 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc1.xml FORM 4 X0303 4 2009-08-15 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001234673 LOWE ALAN S C/O JDS UNIPHASE CORPORATION 430 N MCCARTHY BOULEVARD MILPITAS CA 95305 0 1 0 0 EVP & President, CCOP Non-Qualified Stock Option (right to buy) 5.87 2009-08-15 4 A 0 55000 5.87 A 2017-08-15 Common Stock 55000 55000 D Non-Qualified Stock Option (right to buy) 5.87 2009-08-15 4 A 0 27500 5.87 A 2017-08-15 Common Stock 27500 27500 D Restricted Stock Unit 0 2009-08-15 4 A 0 27500 0 A Common Stock 27500 27500 D The Performance Stock Options ("Performance Options") will vest in three equal installments on the latter to occur of (i) the first, second and third anniversaries of the grant date and (ii) the appreciation of the price of the Company's common stock such that it will have traded at a minimum of a 25% premium to the exercise price of the Performance Options for at least 30 consecutive trading days. 1/3rd of the Time Based Options subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Time Based Options subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter. 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter. The restricted stock unit converts to common stock upon the vest date. /s/ Sheri Piazza, Sr. Stock Administrator, Attorney-in-fact 2009-08-18 -----END PRIVACY-ENHANCED MESSAGE-----