0001127602-23-024829.txt : 20230928
0001127602-23-024829.hdr.sgml : 20230928
20230928163411
ACCESSION NUMBER: 0001127602-23-024829
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230926
FILED AS OF DATE: 20230928
DATE AS OF CHANGE: 20230928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Derksen Henk
CENTRAL INDEX KEY: 0001480409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22874
FILM NUMBER: 231290272
MAIL ADDRESS:
STREET 1: 1 N. BRENTWOOD BLVD.
STREET 2: SUITE 1500
CITY: SAINT LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC.
CENTRAL INDEX KEY: 0000912093
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942579683
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0701
BUSINESS ADDRESS:
STREET 1: 1445 SOUTH SPECTRUM BLVD.
STREET 2: SUITE 102
CITY: CHANDLER
STATE: AZ
ZIP: 85286
BUSINESS PHONE: 4084043600
MAIL ADDRESS:
STREET 1: 1445 SOUTH SPECTRUM BLVD.
STREET 2: SUITE 102
CITY: CHANDLER
STATE: AZ
ZIP: 85286
FORMER COMPANY:
FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/
DATE OF NAME CHANGE: 19990713
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-09-26
0000912093
VIAVI SOLUTIONS INC.
VIAV
0001480409
Derksen Henk
C/O VIAVI SOLUTIONS INC.
1445 SOUTH SPECTRUM BLVD, SUITE 102
CHANDLER
AZ
85286
1
EVP, CFO
0
Common Stock
2023-09-26
4
M
0
11813
0
A
116173
D
Common Stock
2023-09-26
4
F
0
4944
8.88
D
111229
D
Common Stock
2023-09-26
4
M
0
13363
0
A
124592
D
Common Stock
2023-09-26
4
F
0
5593
8.88
D
118999
D
Common Stock
2023-09-26
4
M
0
27031
0
A
146030
D
Market Stock Units
0
2023-09-26
4
M
0
11813
0
D
Common Stock
11813
9885
D
Market Stock Units
0
2023-09-26
4
M
0
13363
0
D
Common Stock
13363
46620
D
Market Stock Units
0
2023-09-26
4
M
0
27031
0
D
Common Stock
27031
45815
D
Each stock unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
There are no expiration dates on MSUs.
Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
Represents the market stock units granted on May 28, 2021, which reflect the satisfaction of performance metrics. The market stock units vest on May 28, 2024 subject to continued service. Mr. Derksen has announced his intent to resign from the company as of September 30, 2023. Accordingly, this award will be forfeited upon his termination.
/s/ Donna T. Rossi, attorney-in-fact
2023-09-28