0001127602-23-024829.txt : 20230928 0001127602-23-024829.hdr.sgml : 20230928 20230928163411 ACCESSION NUMBER: 0001127602-23-024829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230926 FILED AS OF DATE: 20230928 DATE AS OF CHANGE: 20230928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derksen Henk CENTRAL INDEX KEY: 0001480409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 231290272 MAIL ADDRESS: STREET 1: 1 N. BRENTWOOD BLVD. STREET 2: SUITE 1500 CITY: SAINT LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC. CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0701 BUSINESS ADDRESS: STREET 1: 1445 SOUTH SPECTRUM BLVD. STREET 2: SUITE 102 CITY: CHANDLER STATE: AZ ZIP: 85286 BUSINESS PHONE: 4084043600 MAIL ADDRESS: STREET 1: 1445 SOUTH SPECTRUM BLVD. STREET 2: SUITE 102 CITY: CHANDLER STATE: AZ ZIP: 85286 FORMER COMPANY: FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/ DATE OF NAME CHANGE: 19990713 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-09-26 0000912093 VIAVI SOLUTIONS INC. VIAV 0001480409 Derksen Henk C/O VIAVI SOLUTIONS INC. 1445 SOUTH SPECTRUM BLVD, SUITE 102 CHANDLER AZ 85286 1 EVP, CFO 0 Common Stock 2023-09-26 4 M 0 11813 0 A 116173 D Common Stock 2023-09-26 4 F 0 4944 8.88 D 111229 D Common Stock 2023-09-26 4 M 0 13363 0 A 124592 D Common Stock 2023-09-26 4 F 0 5593 8.88 D 118999 D Common Stock 2023-09-26 4 M 0 27031 0 A 146030 D Market Stock Units 0 2023-09-26 4 M 0 11813 0 D Common Stock 11813 9885 D Market Stock Units 0 2023-09-26 4 M 0 13363 0 D Common Stock 13363 46620 D Market Stock Units 0 2023-09-26 4 M 0 27031 0 D Common Stock 27031 45815 D Each stock unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement. There are no expiration dates on MSUs. Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement. Represents the market stock units granted on May 28, 2021, which reflect the satisfaction of performance metrics. The market stock units vest on May 28, 2024 subject to continued service. Mr. Derksen has announced his intent to resign from the company as of September 30, 2023. Accordingly, this award will be forfeited upon his termination. /s/ Donna T. Rossi, attorney-in-fact 2023-09-28