0001127602-23-017126.txt : 20230531 0001127602-23-017126.hdr.sgml : 20230531 20230531120913 ACCESSION NUMBER: 0001127602-23-017126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230528 FILED AS OF DATE: 20230531 DATE AS OF CHANGE: 20230531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derksen Henk CENTRAL INDEX KEY: 0001480409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 23979845 MAIL ADDRESS: STREET 1: 1 N. BRENTWOOD BLVD. STREET 2: SUITE 1500 CITY: SAINT LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIAVI SOLUTIONS INC. CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0701 BUSINESS ADDRESS: STREET 1: 1445 SOUTH SPECTRUM BLVD. STREET 2: SUITE 102 CITY: CHANDLER STATE: AZ ZIP: 85286 BUSINESS PHONE: 4084043600 MAIL ADDRESS: STREET 1: 1445 SOUTH SPECTRUM BLVD. STREET 2: SUITE 102 CITY: CHANDLER STATE: AZ ZIP: 85286 FORMER COMPANY: FORMER CONFORMED NAME: JDS UNIPHASE CORP /CA/ DATE OF NAME CHANGE: 19990713 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-05-28 0000912093 VIAVI SOLUTIONS INC. VIAV 0001480409 Derksen Henk C/O VIAVI SOLUTIONS INC. 1445 SOUTH SPECTRUM BLVD, SUITE 102 CHANDLER AZ 85286 1 EVP, CFO 0 Common Stock 2023-05-28 4 M 0 22908 10.00 A 76096 D Common Stock 2023-05-28 4 F 0 9587 10.00 D 66509 D Common Stock 2023-05-28 4 M 0 31899 10.00 A 98408 D Common Stock 2023-05-28 4 F 0 13350 10.00 D 85058 D Restricted Stock Units 0 2023-05-28 4 M 0 22908 0 D Common Stock 22908 45815 D Market Stock Units 0 2023-05-28 4 M 0 31899 0 D Common Stock 31899 45816 D Each stock unit converts upon vesting into one share of common stock. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Total includes 1,669 shares purchased pursuant to the ESPP plan. Units subject to the Award shall vest annually in four equal installments. There are no expiration dates on RSUs Units subject to the Award shall vest annually in four equal installments. There are no expiration dates on MSUs. /s/ Donna T. Rossi, attorney-in-fact 2023-05-31