-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3ifpJ+OFXQSBq1ZtXrwopBc5jLpbuFblbKwUAjGEkOU4AIbJ/mB+HlEDzbHzwWy cZ5m64XQdc0Min7yq+FNaQ== 0000912093-06-000113.txt : 20060825 0000912093-06-000113.hdr.sgml : 20060825 20060825163526 ACCESSION NUMBER: 0000912093-06-000113 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060817 FILED AS OF DATE: 20060825 DATE AS OF CHANGE: 20060825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIE ROY CENTRAL INDEX KEY: 0001287719 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22874 FILM NUMBER: 061056343 MAIL ADDRESS: STREET 1: C/O JDS UNIPHASE CORP STREET 2: 1768 AUTOMATION PKWY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JDS UNIPHASE CORP /CA/ CENTRAL INDEX KEY: 0000912093 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942579683 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085465000 MAIL ADDRESS: STREET 1: 430 NORTH MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2006-08-17 0 0000912093 JDS UNIPHASE CORP /CA/ JDSU 0001287719 BIE ROY C/O JDSU CORP. 430 N. MCCARTHY BLVD. MILPITAS CA 95035 0 1 0 0 Sr. VP, Advanced Optical Techn Common Stock 65196 D Non-qualified Stock Option(right to buy) 105.5937 2004-02-04 2008-02-04 Common Stock 24000 D Non-qualified Stock Option (right to buy) 112.625 2004-08-02 2008-08-02 Common Stock 25000 D Non-qualified Stock Option (right to buy) 71.00 2004-10-25 2008-10-24 Common Stock 15000 D Non-qualified Stock Option (right to buy) 18.21 2005-04-26 2009-04-25 Common Stock 71000 D Non-qualified Stock Option (right to buy) 8.81 2005-06-22 2009-11-07 Common Stock 70000 D Non-qualified Stock Option (right to buy) 3.87 2005-06-22 2010-05-06 Common Stock 67500 D Non-qualified Stock Option (right to buy) 2.75 2005-06-22 2010-11-18 Common Stock 80000 D Non-qualified Stock Option (right to buy) 2.95 2005-06-22 2011-07-29 Common Stock 80000 D Non-qualified Stock Option (right to buy) 4.35 2005-06-22 2012-03-11 Common Stock 150000 D Non-qualified Stock Option (right to buy) 1.61 2009-05-27 2013-05-27 Common Stock 175000 D Non-qualified Stock Option (right to buy) 2.85 2010-05-16 2014-05-16 Common Stock 320000 D Restricted Stock Unit 0 Common Stock 16667 D Restricted Stock Unit 0 Common Stock 40000 D Restricted Stock Unit 0 Common Stock 135000 D Restricted Stock Unit 0 Common Stock 25000 D Restricted Stock Unit 0 Common Stock 40000 D Fully Vested 25% of the share subject to the option vest one year from the grant date. Thereafter, 6.25% of the share subject to the option vest quarterly in 12 quarters. Each unit converts upon vesting into a right to receive one share of stock. 8,333 units will vest on May 27, 2007; 8,334 units will vest on May 27, 2008. Each unit converts upon vesting into a right to receive one share of stock at the vesting rate of one-third of the grant annually for three years from the date of grant May 16, 2006. Each unit converts upon vesting into a right to receive one share of stock. 33% of the units subject to the grant vest on 5/16/2007, 67% of the unit subject to the grant vest on 5/16/2008. Each unit converts upon vesting into a right to receive one share of stock.The grant vests 100% on the fifth anniversary of the grant date May 27, 2005, but is subject to earlier vesting upon achievement of certain performance criteria. Should the performance criteria be achieved, the grant vests 1/3rd upon achievement date, 1/3rd each year that follows. The Restricted Stock Unit adward is earned and vests subject to achievement of certain performance criteria. The number of units earned will be determined on August 2007 Compensation Committee meeting. Should performance criteria be achieved, the earned units vest 1/3rd upon determination date, 1/3rd each year that follows the determination date. Each earned unit converts upon vesting a right to receive one share of JDSU common stock. The restricted stock unit converts to common stock upon the vest date. /s/Ying Long, Sr. Stock Administrator, Attorney-in-fact 2006-08-25 -----END PRIVACY-ENHANCED MESSAGE-----