0001437749-21-029277.txt : 20211227 0001437749-21-029277.hdr.sgml : 20211227 20211227122126 ACCESSION NUMBER: 0001437749-21-029277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20211227 DATE AS OF CHANGE: 20211227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASON RANDALL A CENTRAL INDEX KEY: 0001343704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36849 FILM NUMBER: 211519563 MAIL ADDRESS: STREET 1: PO BOX 4016 CITY: MARIETTA STATE: OH ZIP: 45750 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURAL HEALTH TRENDS CORP CENTRAL INDEX KEY: 0000912061 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 592705336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNITS 1205-07, 12F, MIRA PLACE TOWER A STREET 2: 132 NATHAN ROAD, TSIMSHATSUI, KOWLOON CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-3107-0800 MAIL ADDRESS: STREET 1: UNITS 1205-07, 12F, MIRA PLACE TOWER A STREET 2: 132 NATHAN ROAD, TSIMSHATSUI, KOWLOON CITY: HONG KONG STATE: K3 ZIP: 00000 4 1 rdgdoc.xml FORM 4 X0306 4 2021-03-15 0000912061 NATURAL HEALTH TRENDS CORP NHTC 0001343704 MASON RANDALL A UNITS 1205-07, 12/F, MIRA PLACE TOWER A 132 NATHAN ROAD, TSIMSHATSUI KOWLOON, HONG KONG K3 0000000000 HONG KONG 1 Common Stock 2021-03-15 4 M 0 1667 A 230501 D Common Stock 2021-03-15 4 D 0 1667 6.72 D 228834 D Common Stock 2021-06-15 4 M 0 1667 A 230501 D Common Stock 2021-06-15 4 D 0 1667 7.36 D 228834 D Common Stock 2021-09-15 4 M 0 1667 A 230501 D Common Stock 2021-09-15 4 D 0 1667 6.98 D 228834 D Common Stock 2021-12-15 4 M 0 1667 A 230501 D Common Stock 2021-12-15 4 D 0 1667 6.65 D 228834 D Common Stock 23899 I By Marden Rehabilitation Associates, Inc. Phantom Stock 2021-03-15 4 A 0 13333 0 A Common Stock 13333 13333 D Phantom Stock 2021-03-15 4 M 0 1667 D 2021-03-15 2021-03-15 Common Stock 1667 11666 D Phantom Stock 2021-06-15 4 M 0 1667 D 2021-06-15 2021-06-15 Common Stock 1667 9999 D Phantom Stock 2021-09-15 4 M 0 1667 D 2021-09-15 2021-09-15 Common Stock 1667 8332 D Phantom Stock 2021-12-15 4 M 0 1667 D 2021-12-15 2021-12-15 Common Stock 1667 6665 D Each phantom share entities the holder to receive a cash payment equal to the fair market value of one share of NHTC common stock on the applicable vesting date, subject to satisfaction of the applicable vesting conditions and a maximum payment value of $12.00 per phantom share. The phantom shares vest in eight (8) equal three-month increments, subject to the satisfaction of both a time-based and a performance-based vesting condition. See the Company's Current Report on Form 8-K filed March 17, 2021. /s/ Timothy S. Davidson by Power of Attorney 2021-12-27