X0303
N-CEN
LIVE
0000912036
XXXXXXXX
false
false
false
N-1A
S000001114
true
S000001129
true
S000001125
true
S000016733
true
S000030896
true
S000033266
true
S000035207
true
S000044916
true
S000001130
true
S000047666
true
S000051381
true
S000030192
true
S000037439
true
AMG Funds IV
811-08004
0000912036
549300GH0NIEG9OLBH26
600 STEAMBOAT ROAD
Suite 300
Greenwich
06830
US-CT
US
800-548-4539
The Bank of New York Mellon
111 Sander Creek Parkway 2nd Floor
East Syracuse
13057
212-495-1784
Records related to its functions as custodian
DoubleLine Capital LP
333 South Grand Avenue
Suite 1800
Los Angeles
90071
213-633-8200
Records related to its functions as subadvisor
Pictet Asset Management Limited
Moor House
120 London Wall
London
GB
EC2Y 5ET
442078475000
Records related to its functions as subadvisor
Fairpointe Capital LLC
One North Franklin
Suite 3300
Chicago
60606
312-477-3300
Records related to its functions as subadvisor
LMCG Investments, LLC
200 Clarendon Street
28th Floor
Boston
02116
617-380-5600
Records related to its functions as subadvisor
Montag & Caldwell, LLC
3455 Peachtree Road, NE
Suite 1500
Atlanta
30326-4202
404-836-7100
Records related to its functions as subadvisor
River Road Asset Management, LLC
462 South Fourth Street
Meidinger Tower, Suite 2000
Louisville
40202
502-371-4100
Records related to its functions as subadvisor
Silvercrest Asset Management Group LLC
1330 Avenue of the Americas
38th Floor
New York
10019
212-649-0600
Records related to its functions as subadvisor
AMG Funds IV
600 Steamboat Road
Suite 300
Greenwich
06830
800-548-4539
Records related to its function as registrant
AMG Funds LLC
600 Steamboat Road
Suite 300
Greenwich
06830
203-299-3500
Records related to its functions as investment adviser and administrator
BNY Mellon Investment Servicing (US) Inc.
4400 Computer Drive
Westborough
01581
508-871-8500
Records related to its functions as transfer agent
N
N
N-1A
11
Y
Eric Rakowski
N/A
N
Christine C. Carsman
N/A
Y
Kurt A. Keilhacker
N/A
N
Steven J. Paggioli
N/A
N
Richard F. Powers III
N/A
N
Victoria L. Sassine
N/A
N
Thomas R. Schneeweis
N/A
N
Bruce B. Bingham
N/A
N
Patrick J. Spellman
003086822
600 Steamboat Road
Suite 300
Greenwich
06830
XXXXXX
N
N
N
N
N
N
AMG Distributors, Inc.
008-43057
000027314
N/A
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
N
AMG Managers Montag & Caldwell Growth Fund
S000001114
549300Z0K5K0SJCH5H27
N
2
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
2788988.02
3226
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
Montag & Caldwell, LLC
801-15398
000104841
N/A
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
Hilltop Securities Inc.
008-45123
000006220
549300IXU82PMU6XZT45
7587.200000000000
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
008-33359
000016139
549300PMHS66E71I2D34
511.920000000000
COWEN EXECUTION SERVICES LLC
008-46838
000035693
5493005RJDJD18OPUP27
3963.600000000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
8283.600000000000
SG AMERICAS SECURITIES LLC
008-66125
000128351
549300F35UE0BOM1WJ55
11130.440000000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
17122.640000000000
EVERCORE GROUP L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
7566.840000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
8667.840000000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
21929.920000000000
86764.000000000000
0.000000000000
N
479799638.720000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
N
AMG River Road Dividend All Cap Value Fund
S000001129
549300KF7O7JSS48DP65
N
3
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
49780083.09
103294
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
River Road Asset Management, LLC
801-64175
000134918
549300CZHLTYETQ8UL87
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
7958.760000000000
VIRTU AMERICAS LLC
008-68193
000149823
549300RA02N3BNSWBV74
21338.520000000000
Jefferies & Company Inc
008-15074
000002347
58PU97L1C0WSRCWADL48
18734.490000000000
Merrill Lynch Pierce Fenner & Smith Inc
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
21770.280000000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
20174.620000000000
NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
6343.770000000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
70713.400000000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
9925.940000000000
Raymond James & Associates, Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
11627.660000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
40721.280000000000
239575.870000000000
0.000000000000
N
513276955.220000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
AMG Managers Fairpointe Mid Cap Fund
S000001125
549300GHNN6YEXTT7T28
N
3
0
0
N/A
N
N
Y
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N/A
0
0
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
Fairpointe Capital LLC
801-72160
000156356
254900984ZP5U7NB7Y34
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
PIPER SANDLER & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
8589.050000000000
BLAYLOCK VAN LLC
800-67721
000145317
8945006LKZXDZ0MN4F72
630.000000000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
1838.000000000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
860933.460000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
2900.000000000000
DEUTSCHE BANK SECURITIES INC.
008-17822
000002525
9J6MBOOO7BECTDTUZW19
15240.000000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
7905.450000000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
4301.000000000000
902336.960000000000
0.000000000000
N
740617458.180000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
AMG River Road Small-Mid Cap Value Fund
S000016733
549300RCS36PEL51MX19
N
3
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
18633539.50
22251
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
Y
Y
AMG Funds LLC
801-56365
000153456
N/A
N
River Road Asset Management, LLC
801-64175
000134918
549300CZHLTYETQ8UL87
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
32895.510000000000
VIRTU AMERICAS LLC
008-68193
000149823
549300RA02N3BNSWBV74
31068.040000000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
2831.780000000000
Jefferies & Company Inc
008-15074
000002347
58PU97L1C0WSRCWADL48
5439.360000000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
7378.240000000000
Merrill Lynch Pierce Fenner & Smith Inc
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
6191.080000000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
50696.570000000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
20888.550000000000
Raymond James & Associates, Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
4843.140000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
21617.990000000000
188048.030000000000
0.000000000000
N
178429025.270000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
N
AMG River Road Long-Short Fund
S000030896
549300130TG8TG0BME35
N
3
0
0
N/A
Y
N
Y
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
N/A
0
0
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
River Road Asset Management, LLC
801-64175
000134918
549300CZHLTYETQ8UL87
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
321.630000000000
VIRTU AMERICAS LLC
008-68193
000149823
549300RA02N3BNSWBV74
4072.000000000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
749.400000000000
Merrill Lynch Pierce Fenner & Smith Inc
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
570.020000000000
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
69373.040000000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
10074.510000000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
9537.080000000000
ITG, INC.
008-44218
000029299
549300S41SMIODVIT266
309.380000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1969.980000000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
1986.030000000000
99277.930000000000
0.000000000000
N
20767210.700000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
AMG Managers DoubleLine Core Plus Bond Fund
S000033266
549300HA8NCDD72FM083
N
3
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
3961011.96
17808
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
DoubleLine Capital LP
801-70942
000152606
549300AQKG3ZYRYGH003
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
IHS Markit Ltd.
549300HLPTRASHS0E726
BM
N
Bloomberg Finance L.P.
5493001KJTIIGC8Y1R12
N
JPMorgan Chase & Co.
8I5DZWZKVSZI1NUHU748
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
0.000000000000
Cowen and Company, LLC
008-22522
000007616
549300WR155U7DVMIW58
34681385.570000000000
BARCLAYS CAPITAL, INC.
008-41342
000019714
AC28XWWI3WIBK2824319
55970713.500000000000
CITADEL SECURITIES LLC
008-53574
000116797
12UUJYTN7D3SW8KCSG25
125074153.080000000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
171719383.510000000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
135884282.520000000000
RBC CAPITAL MARKETS LLC
008-45411
000031194
549300LCO2FLSSVFFR64
100755793.270000000000
NOMURA SECURITIES INTERNATIONAL, INC.
008-15255
000004297
OXTKY6Q8X53C9ILVV871
34297009.420000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
117573428.360000000000
CitiGroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
130769671.650000000000
BNP PARIBAS SECURITIES CORP.
008-32682
000015794
RCNB6OTYUAMMP879YW96
29617978.410000000000
1168925115.210000000000
N
569752315.510000000000
Committed
50000000.000000000000
N
N
N
N
AMG Managers Silvercrest Small Cap Fund
S000035207
549300ZIMOQT620FQM52
N
3
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
18085451.90
24155
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
Silvercrest Asset Management Group LLC
801-61004
000118333
54930025FW84N3HROX04
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
PIPER SANDLER & CO.
008-15204
000000665
549300GRQCWQ3XGH0H10
9878.100000000000
KEYBANC CAPITAL MARKETS, INC.
008-30177
000000566
2EQWV0180Z211YVAD813
3947.880000000000
JANNEY MONTGOMERY SCOTT LLC
008-00462
000000463
549300QQRY1JCFQHYS08
4247.120000000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
2860.000000000000
SIDOTI & COMPANY, LLC
008-52141
000102860
254900FHBEGNA4NAO961
2624.640000000000
WELLS FARGO SECURITIES, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
2482.400000000000
SG AMERICAS SECURITIES LLC
008-66125
000128351
549300F35UE0BOM1WJ55
98128.040000000000
ROBERT W. BAIRD & CO. INC.
008-00497
000008158
549300SS844DU8L9ND59
8507.900000000000
OPPENHEIMER & CO. INC.
008-04077
000000249
254900VH02JQR2L8XD64
2843.600000000000
Raymond James & Associates, Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
5416.720000000000
162594.760000000000
0.000000000000
N
195578327.660000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
AMG Managers Pictet International Fund
S000044916
549300IU28KB16ZFIO37
N
3
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
4509313.58
19853
Rule 10f-3 (17 CFR 270.10f-3)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
Pictet Asset Management Limited
801-15143
000105205
ZS9HP6MR4W44MEAWG315
N
GB
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
7559.950000000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
9400.850000000000
REDBURN (USA) LLC
008-67320
000140564
213800TYRTQILMQQLV79
3895.830000000000
DAIWA CAPITAL MARKETS AMERICA INC.
008-12242
000001576
M67H5PRC0NQKM73ZAS82
4320.210000000000
Merrill Lynch Pierce Fenner & Smith Inc
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
5817.330000000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
5774.410000000000
CLSA AMERICAS, LLC
008-69166
000165533
213800M2DXATWY7JMS07
4303.250000000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
5901.390000000000
CITIGROUP GLOBAL MARKETS INC.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3782.750000000000
BNP PARIBAS SECURITIES CORP.
008-32682
000015794
RCNB6OTYUAMMP879YW96
6411.000000000000
81867.960000000000
0.000000000000
N
232543868.730000000000
0.000000000000
Committed
50000000.000000000000
N
N
AMG River Road Small Cap Value Fund
S000001130
549300XLSCDDEPU1LN38
N
3
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
37514506.20
47218
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
AMG Funds LLC
801-56365
000153456
N/A
N
River Road Asset Management, LLC
801-64175
000134918
549300CZHLTYETQ8UL87
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
77508.830000000000
VIRTU AMERICAS LLC
008-68193
000149823
549300RA02N3BNSWBV74
104394.920000000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
15741.430000000000
Jefferies & Company Inc
008-15074
000002347
58PU97L1C0WSRCWADL48
27336.180000000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
17744.920000000000
Merrill Lynch Pierce Fenner & Smith Inc
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
25340.590000000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
143448.410000000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
72292.590000000000
Raymond James & Associates, Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
13075.990000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
57728.780000000000
577803.320000000000
0.000000000000
N
454450247.290000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
N
AMG River Road Focused Absolute Value Fund
S000051381
549300E3OLMEVUTKXM49
N
3
0
0
N/A
Y
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
6545011.24
25441
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
River Road Asset Management, LLC
801-64175
000134918
549300CZHLTYETQ8UL87
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
11606.550000000000
VIRTU AMERICAS LLC
008-68193
000149823
549300RA02N3BNSWBV74
10155.400000000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
12750.690000000000
Stifel, Nicolaus & Company, Incorporated
008-01447
000000793
5WUVMA08EYG4KEUPW589
5119.350000000000
NATIONAL FINANCIAL SERVICES LLC
008-26740
000013041
549300JRHF1MHHWUAW04
3868.120000000000
INSTINET, LLC
008-23669
000007897
549300MGMN3RKMU8FT57
48293.450000000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
43588.700000000000
Raymond James & Associates, Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
16327.270000000000
GOLDMAN SACHS & CO. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
64107.530000000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
4299.080000000000
226209.320000000000
0.000000000000
N
152161530.640000000000
0.000000000000
Committed
50000000.000000000000
N
N
AMG Managers LMCG Small Cap Growth Fund
S000030192
549300WDJD8K3LZZME33
N
2
0
0
N/A
N
N
Y
N
N
BNY Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Revenue sharing split
6950397.69
11813
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
AMG Funds LLC
801-56365
000153456
N/A
N
LMCG Investments, LLC
801-70357
000149936
54930043E7LYHQYMV608
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
The Bank of New York Mellon
HPFHU0OQ28E4N0NFVK49
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BNY Mellon Investment Servicing (US) Inc.
549300CFZQLI9QMJ1Z03
N
N
N
AMG Funds LLC
801-56365
SEC file number
Y
N
N
U.S. BANCORP INVESTMENTS, INC.
008-35359
000017868
H85Z6XZP8B10ES0M2G89
10705.600000000000
KEYBANC CAPITAL MARKETS, INC.
008-30177
000000566
2EQWV0180Z211YVAD813
966.100000000000
LIQUIDNET, INC.
008-52461
000103987
213800HSKBBO1GCVRG79
5257.140000000000
LUMINEX TRADING & ANALYTICS LLC
008-69476
000171752
254900ZBK50B4Y36MJ33
981.140000000000
LYNCH, JONES & RYAN LLC
008-12893
000003198
N/A
1196.370000000000
Jefferies & Company Inc
008-15074
000002347
58PU97L1C0WSRCWADL48
4279.820000000000
SG AMERICAS SECURITIES LLC
008-66125
000128351
549300F35UE0BOM1WJ55
16979.460000000000
SANFORD C. BERNSTEIN & CO., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
721.400000000000
WEEDEN & CO. L.P.
008-37267
000016835
549300OYBLKSN8M8EW67
4678.260000000000
ITG, INC.
008-44218
000029299
549300S41SMIODVIT266
3771.320000000000
51220.060000000000
0.000000000000
N
36329211.610000000000
0.000000000000
Committed
50000000.000000000000
N
N
N
true