0001395236-11-000011.txt : 20110603
0001395236-11-000011.hdr.sgml : 20110603
20110603161247
ACCESSION NUMBER: 0001395236-11-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110602
FILED AS OF DATE: 20110603
DATE AS OF CHANGE: 20110603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lockwood David James
CENTRAL INDEX KEY: 0001395393
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11911
FILM NUMBER: 11892380
MAIL ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEINWAY MUSICAL INSTRUMENTS INC
CENTRAL INDEX KEY: 0000911583
STANDARD INDUSTRIAL CLASSIFICATION: MUSICAL INSTRUMENTS [3931]
IRS NUMBER: 351910745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 305
CITY: WALTHAM
STATE: MA
ZIP: 02453-1472
BUSINESS PHONE: 7818949770
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 305
CITY: WALTHAM
STATE: MA
ZIP: 02453-1472
FORMER COMPANY:
FORMER CONFORMED NAME: SELMER INDUSTRIES INC
DATE OF NAME CHANGE: 19940209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VA SmallCap Partners, LLC
CENTRAL INDEX KEY: 0001395236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11911
FILM NUMBER: 11892382
BUSINESS ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
BUSINESS PHONE: (415) 362-3700
MAIL ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ValueAct SmallCap Management, L.P.
CENTRAL INDEX KEY: 0001395267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11911
FILM NUMBER: 11892385
BUSINESS ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
BUSINESS PHONE: (415) 362-3700
MAIL ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ValueAct SmallCap Management, LLC
CENTRAL INDEX KEY: 0001395344
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11911
FILM NUMBER: 11892381
BUSINESS ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
BUSINESS PHONE: (415) 362-3700
MAIL ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ValueAct SmallCap Master Fund, L.P.
CENTRAL INDEX KEY: 0001464910
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11911
FILM NUMBER: 11892383
BUSINESS ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
BUSINESS PHONE: 415-362-3700
MAIL ADDRESS:
STREET 1: 435 PACIFIC AVENUE
STREET 2: 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94133
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0303
4
2011-06-02
0
0000911583
STEINWAY MUSICAL INSTRUMENTS INC
LVB
0001395267
ValueAct SmallCap Management, L.P.
435 PACIFIC AVENUE
4TH FLOOR
SAN FRANCISCO
CA
94133
1
0
0
1
See Remarks
0001464910
ValueAct SmallCap Master Fund, L.P.
435 PACIFIC AVENUE
4TH FLOOR
SAN FRANCISCO
CA
94133
1
0
0
1
See Remarks
0001395236
VA SmallCap Partners, LLC
435 PACIFIC AVENUE
4TH FLOOR
SAN FRANCISCO
CA
94133
1
0
0
1
See Remarks
0001395344
ValueAct SmallCap Management, LLC
435 PACIFIC AVENUE
4TH FLOOR
SAN FRANCISCO
CA
94133
1
0
0
1
See Remarks
0001395393
Lockwood David James
435 PACIFIC AVENUE
4TH FLOOR
SAN FRANCISCO
CA
94133
1
0
0
1
See Remarks
Common Stock
2011-06-02
4
P
0
109398
56
A
1191251
I
See footnote
The reported stock is owned directly by ValueAct SmallCap Master Fund, L.P. and may be deemed to be beneficially owned by (i) VA SmallCap Partners, LLC as the General Partner of ValueAct SmallCap Master Fund, L.P., (ii) ValueAct SmallCap Management, L.P. as the manager of ValueAct SmallCap Master Fund, L.P. and (iii) ValueAct SmallCap Management, LLC as the General Partner of ValueAct SmallCap Management, L.P. David Lockwood is the Managing Member of VA SmallCap Partners, LLC and ValueAct SmallCap Management, LLC. The reporting persons disclaim beneficial ownership of the reported stock except to the extent of their pecuniary interest therein.
-The reporting persons herein may be deemed to be members of a "group" for purposes of the Securities Exchange Act of 1934, as amended. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by such reporting person. This report shall not be deemed an admission that such reporting person is a member of a group or the beneficial owner of any securities not directly owned by such reporting person.
-David Lockwood, the Managing Member of VA SmallCap Partners, LLC, serves on the board of directors of the Issuer. As a result, the reporting persons herein may be deemed directors by deputization.
Joint Filer Information:
Name: ValueAct SmallCap Master Fund, L.P.
Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133
Designated Filer: ValueAct SmallCap Management, L.P.
Issuer and Ticker Symbol: Steinway Musical Instruments, Inc. (LVB)
Date of Event Requiring Statement: 06/02/2011
Name: VA SmallCap Partners, LLC
Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133
Designated Filer: ValueAct SmallCap Management, L.P.
Issuer and Ticker Symbol: Steinway Musical Instruments, Inc. (LVB)
Date of Event Requiring Statement: 06/02/2011
Name: ValueAct SmallCap Management, LLC
Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133
Designated Filer: ValueAct SmallCap Management, L.P.
Issuer and Ticker Symbol: Steinway Musical Instruments, Inc. (LVB)
Date of Event Requiring Statement: 06/02/2011
Name: David Lockwood
Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133
Designated Filer: ValueAct SmallCap Management, L.P.
Issuer and Ticker Symbol: Steinway Musical Instruments, Inc. (LVB)
Date of Event Requiring Statement: 06/02/2011
VALUEACT SMALLCAP MANAGEMENT, L.P., By: VALUEACT SMALLCAP MANAGEMENT, LLC, its General Partner, By: /s/ David Lockwood, Managing Member
2011-06-03
VA SMALLCAP PARTNERS, LLC, By: /s/ David Lockwood, Managing Member
2011-06-03
VALUEACT SMALLCAP MASTER FUND, L.P., By: VA SMALLCAP PARTNERS, LLC, its General Partner, By: /s/ David Lockwood, Managing Member
2011-06-03
VALUEACT SMALLCAP MANAGEMENT, LLC, By: /s/ David Lockwood, Managing Member
2011-06-03
/s/ David Lockwood
2011-06-03