0000091142-24-000101.txt : 20240401 0000091142-24-000101.hdr.sgml : 20240401 20240401131339 ACCESSION NUMBER: 0000091142-24-000101 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240401 DATE AS OF CHANGE: 20240401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuh Darrell W. CENTRAL INDEX KEY: 0002016343 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 24807624 MAIL ADDRESS: STREET 1: LOCHINVAR, LLC STREET 2: 300 MADDOX SIMPSON PARKWAY CITY: LEBANON STATE: TN ZIP: 37090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 3 1 wk-form3_1711991608.xml FORM 3 X0206 3 2024-04-01 0 0000091142 SMITH A O CORP AOS 0002016343 Schuh Darrell W. LOCHINVAR, LLC 300 MADDOX SIMPSON PARKWAY LEBANON TN 37090 0 1 0 0 SVP; President & GM Lochinvar Common Stock 566 D Employee Stock Options (Right to Buy) 61.76 2028-02-12 Commn Stock 3300 D Employee Stock Options (Right to Buy) 60.82 2031-02-08 Commn Stock 3495 D Employee Stock Options (Right to Buy) 74.265 2032-02-07 Common Stock 2785 D Restricted Stock Units 0 Common Stock 660 D Restricted Stock Units 0 Common Stock 1460 D Restricted Stock Units 0 Common Stock 1235 D The employee stock options were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. The employee stock options were granted on 02/08/2021, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. The restricted stock units were granted on 02/12/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2027. James F. Stern, Attorney-in-Fact for Darrell W. Schuh 2024-04-01