0000091142-23-000063.txt : 20230509 0000091142-23-000063.hdr.sgml : 20230509 20230509142555 ACCESSION NUMBER: 0000091142-23-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230509 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Otchere Benjamin A CENTRAL INDEX KEY: 0001895331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 23901419 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 wf-form4_168365674001336.xml FORM 4 X0407 4 2023-05-09 0 0000091142 SMITH A O CORP AOS 0001895331 Otchere Benjamin A A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Vice President and Controller 0 Common Stock 2023-05-09 4 M 0 1525 49.42 A 2072 D Common Stock 2023-05-09 4 M 0 2760 42.39 A 4832 D Common Stock 2023-05-09 4 S 0 4285 70.0047 D 547 D Employee Stock Options (Right to Buy) 49.42 2023-05-09 4 M 0 1525 0 D 2029-02-11 Common Stock 1525.0 7960 D Employee Stock Options (Right to Buy) 42.39 2023-05-09 4 M 0 2760 0 D 2030-02-10 Common Stock 2760.0 5200 D Mr. Otchere is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1 share of Common Stock. The price in Column 4 is a weighted average price. The prices actually received ranged from $70.00 to $70.055. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. The employee stock options were granted on 02/11/2019, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. The employee stock options were granted on 02/10/2020, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. James F. Stern, Attorney-in-Fact for Benjamin A. Otchere 2023-05-09