0000091142-22-000048.txt : 20220404 0000091142-22-000048.hdr.sgml : 20220404 20220404145216 ACCESSION NUMBER: 0000091142-22-000048 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Brien Stephen D. CENTRAL INDEX KEY: 0001920307 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 22801614 MAIL ADDRESS: STREET 1: LOCHINVAR, LLC STREET 2: 300 MADDOX SIMPSON PARKWAY CITY: LEBANON STATE: TN ZIP: 37090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 3 1 wf-form3_164909831911473.xml FORM 3 X0206 3 2022-04-01 0 0000091142 SMITH A O CORP AOS 0001920307 O'Brien Stephen D. LOCHINVAR, LLC 300 MADDOX SIMPSON PARKWAY LEBANON TN 37090 0 1 0 0 SVP; President, Lochinvar, LLC Restricted Stock Units 72.34 Common Stock 3455.0 D Restricted Stock Units 74.265 Common Stock 1110.0 D Employee Stock Options (Right to Buy) 74.265 2032-02-07 Common Stock 4690.0 D Restricted Stock Units 64.8 Common Stock 1930.0 D The restricted stock units were granted on 08/16/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 08/16/2024. The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2032. The restricted stock units were granted on 04/01/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 04/01/2025. James F. Stern, Attorney-in-Fact for Stephen D. O'Brien 2022-04-04