0000091142-22-000007.txt : 20220209 0000091142-22-000007.hdr.sgml : 20220209 20220209144741 ACCESSION NUMBER: 0000091142-22-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220207 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodwin Wallace E CENTRAL INDEX KEY: 0001736083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 22605967 MAIL ADDRESS: STREET 1: LOCHINVAR, LLC STREET 2: 300 MADDOX SIMPSON PARKWAY CITY: LEBANON STATE: TN ZIP: 37090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 wf-form4_164443604097015.xml FORM 4 X0306 4 2022-02-07 0 0000091142 SMITH A O CORP AOS 0001736083 Goodwin Wallace E LOCHINVAR, LLC 300 MADDOX SIMPSON PARKWAY LEBANON TN 37090 0 1 0 0 SVP; President, Lochinvar, LLC Common Stock 16880 D Employee Stock Options (Right to Buy) 74.265 2022-02-07 4 A 0 4920 0 A 2032-02-07 Common Stock 4920.0 60490 D Restricted Stock Units 74.265 2022-02-07 4 A 0 1165 0 A Common Stock 1165.0 6135 D Mr. Goodwin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 30 shares of Common Stock. The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. James F. Stern, Attorney-in-Fact for Wallace E. Goodwain 2022-02-08