0000091142-21-000098.txt : 20210602 0000091142-21-000098.hdr.sgml : 20210602 20210602091724 ACCESSION NUMBER: 0000091142-21-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210528 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rajendra Ajita G CENTRAL INDEX KEY: 0001315989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21987840 MAIL ADDRESS: STREET 1: A. O. SMITH WATER PRODUCTS COMPANY STREET 2: 500 LINDAHL PARKWAY CITY: ASHLAND CITY STATE: TN ZIP: 37015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-05-28 0000091142 SMITH A O CORP AOS 0001315989 Rajendra Ajita G A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 1 0 0 0 Common Stock 2021-05-28 4 M 0 50000 30.765 A 61985 D Common Stock 2021-05-28 4 S 0 50000 71.1044 D 11985 D Common Stock 243405 I Held by spouse's revocable trust or grantor retained annuity trusts. Employee Stock Options (Right to Buy) 30.765 2021-05-28 4 M 0 50000 0 D 2025-02-09 Common Stock 50000 606015 D The price in Column 4 is a weighted average price. The prices actually received ranged from $71.020 to $71.265. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. James F. Stern, Attorney-in-Fact for Ajita G. Rajendra 2021-06-02