0000091142-21-000091.txt : 20210513
0000091142-21-000091.hdr.sgml : 20210513
20210513120758
ACCESSION NUMBER: 0000091142-21-000091
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210513
DATE AS OF CHANGE: 20210513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN JAMES F
CENTRAL INDEX KEY: 0001399737
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 21918130
MAIL ADDRESS:
STREET 1: A. O. SMITH CORPORATION
STREET 2: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2021-05-03
2021-05-04
0000091142
SMITH A O CORP
AOS
0001399737
STERN JAMES F
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE
WI
53224
0
1
0
0
Exec VP, General Counsel & Sec
Common Stock
2021-05-03
4
M
0
21260
30.765
A
172375
D
Common Stock
2021-05-03
4
M
0
23040
31.67
A
195415
D
Common Stock
2021-05-03
4
S
0
44300
70.1522
D
151115
D
Employee Stock Options (Right to Buy)
30.765
2021-05-03
4
M
0
21260
0
D
2025-02-09
Common Stock
21260
128845
D
Employee Stock Options (Right to Buy)
31.67
2021-05-03
4
M
0
23040
0
D
2026-02-08
Common Stock
23040
101805
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $70.03 to $71.041. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.
Wendy Grant, Attorney-in-Fact for James F. Stern
2021-05-13