0000091142-21-000065.txt : 20210415 0000091142-21-000065.hdr.sgml : 20210415 20210415153107 ACCESSION NUMBER: 0000091142-21-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210413 FILED AS OF DATE: 20210415 DATE AS OF CHANGE: 20210415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH MARK D CENTRAL INDEX KEY: 0001236626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21828383 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-04-13 0000091142 SMITH A O CORP AOS 0001236626 SMITH MARK D A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 1 0 0 0 Common Stock 2021-01-05 4 G 0 2420 0 A 2420 I In trust Common Stock 2021-02-12 4 G 0 316 0 D 2104 I In trust Common Stock 2021-02-12 4 G 0 316 0 A 9272 I Held by spouse Common Stock 2021-02-12 4 G 0 316 0 D 8956 I Held by spouse Common Stock 2021-04-13 4 A 0 1922 67.665 A 114284 D Class A Common Stock 0 2021-01-05 4 G 0 12525 0 A Common Stock 12525 246852 I In trust Class A Common Stock 0 2021-02-12 4 G 0 191000 0 D Common Stock 191000 55852 I In trust Class A Common Stock 0 2021-02-12 4 G 0 43541 0 D Common Stock 43541 12311 I In trust Class A Common Stock 0 2021-02-12 4 G 0 43541 0 A Common Stock 43541 47217 I Held by spouse Class A Common Stock 0 2021-02-12 4 G 0 43541 0 D Common Stock 43541 3676 I Held by spouse Gift The reporting person beneficially owns the shares as settlor of a revocable family trust. Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2021. Convertible at any time to Common Stock. None. James F. Stern, Attorney-in-Fact for Mark D. Smith 2020-04-15