0000091142-21-000058.txt : 20210401
0000091142-21-000058.hdr.sgml : 20210401
20210401154559
ACCESSION NUMBER: 0000091142-21-000058
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carver Samuel M.
CENTRAL INDEX KEY: 0001854336
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 21797856
MAIL ADDRESS:
STREET 1: A. O. SMITH CORPORATION
STREET 2: 44 VANTAGE WAY
CITY: NASHVILLE
STATE: TN
ZIP: 37228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2021-04-01
0
0000091142
SMITH A O CORP
AOS
0001854336
Carver Samuel M.
44 VANTAGE WAY
NASHVILLE
TN
37228
0
1
0
0
SVP - Global Operations
Common Stock
5438
D
Employee Stock Options (Right to Buy)
0
Common Stock
38395
D
Restricted Stock Units
0
Common Stock
3230
D
Employee stock options were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,140 employee stock options were granted on 02/10/2014; 5,240 employee stock options were granted on 02/09/2015; 5,710 employee stock options were granted on 02/08/2016; 3,755 employee stock options were granted on 02/13/2017; 3,300 employee stock options were granted on 02/12/2018; 4,525 employee stock options were granted on 02/11/2019; 6,015 employee stock options were granted on 02/10/2020 and 4,710 employee stock options were granted on 02/08/2021. The options become exercisable in three annual installments of 1/3 of the award starting one year after the grant date. All employee stock options expire ten years after the date of the award.
Restricted Stock Units were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 990 Restricted Stock Units were granted on 02/11/2019; 1,155 Restricted Stock Units were granted on February 10, 2020 and 1,085 Restricted Stock Units were granted on 02/08/2021. The Restricted Stock Units become payable in Common Stock on the vesting date, which is three years after the grant date.
James F. Stern, Attorney-in-Fact for Samuel M. Carver
2021-04-01