0000091142-21-000058.txt : 20210401 0000091142-21-000058.hdr.sgml : 20210401 20210401154559 ACCESSION NUMBER: 0000091142-21-000058 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carver Samuel M. CENTRAL INDEX KEY: 0001854336 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21797856 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 44 VANTAGE WAY CITY: NASHVILLE STATE: TN ZIP: 37228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2021-04-01 0 0000091142 SMITH A O CORP AOS 0001854336 Carver Samuel M. 44 VANTAGE WAY NASHVILLE TN 37228 0 1 0 0 SVP - Global Operations Common Stock 5438 D Employee Stock Options (Right to Buy) 0 Common Stock 38395 D Restricted Stock Units 0 Common Stock 3230 D Employee stock options were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 5,140 employee stock options were granted on 02/10/2014; 5,240 employee stock options were granted on 02/09/2015; 5,710 employee stock options were granted on 02/08/2016; 3,755 employee stock options were granted on 02/13/2017; 3,300 employee stock options were granted on 02/12/2018; 4,525 employee stock options were granted on 02/11/2019; 6,015 employee stock options were granted on 02/10/2020 and 4,710 employee stock options were granted on 02/08/2021. The options become exercisable in three annual installments of 1/3 of the award starting one year after the grant date. All employee stock options expire ten years after the date of the award. Restricted Stock Units were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 990 Restricted Stock Units were granted on 02/11/2019; 1,155 Restricted Stock Units were granted on February 10, 2020 and 1,085 Restricted Stock Units were granted on 02/08/2021. The Restricted Stock Units become payable in Common Stock on the vesting date, which is three years after the grant date. James F. Stern, Attorney-in-Fact for Samuel M. Carver 2021-04-01