0000091142-21-000028.txt : 20210217 0000091142-21-000028.hdr.sgml : 20210217 20210217144636 ACCESSION NUMBER: 0000091142-21-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210212 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodwin Wallace E CENTRAL INDEX KEY: 0001736083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 21644088 MAIL ADDRESS: STREET 1: LOCHINVAR, LLC STREET 2: 300 MADDOX SIMPSON PARKWAY CITY: LEBANON STATE: TN ZIP: 37090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-12 0000091142 SMITH A O CORP AOS 0001736083 Goodwin Wallace E LOCHINVAR, LLC 300 MADDOX SIMPSON PARKWAY LEBANON TN 37090 0 1 0 0 President & GM, Lochinvar, LLC Common Stock 2021-02-12 4 A 0 1200 60.65 A 17311 D Common Stock 2021-02-12 4 F 0 473 60.65 D 16838 D Restricted Stock Units 60.65 2021-02-12 4 M 0 1200 0 D Common Stock 1200 4970 D 1,200 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,200 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 1,200 shares of Common Stock to the reporting person. James F. Stern, Attorney-in-Fact for Wallace E. Goodwain 2021-02-17