0000091142-21-000021.txt : 20210210
0000091142-21-000021.hdr.sgml : 20210210
20210210174314
ACCESSION NUMBER: 0000091142-21-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210208
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heideman Robert J
CENTRAL INDEX KEY: 0001507959
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 21615350
MAIL ADDRESS:
STREET 1: A. O. SMITH CORPORATE TECHNOLOGY CENTER
STREET 2: 12100 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-02-08
0000091142
SMITH A O CORP
AOS
0001507959
Heideman Robert J
LLOYD R. SMITH CORPORATE TECHNOLOGY CNTR
11000 WEST PARK PLACE
MILWAUKEE
WI
53224
0
1
0
0
Senior VP, CTO
Common Stock
2021-02-10
4
M
0
7336
50.16
A
16059
D
Common Stock
2021-02-10
4
S
0
7336
61.0187
D
8723
D
Employee Stock Options (Right to Buy)
60.82
2021-02-08
4
A
0
9890
0
A
2031-02-08
Common Stock
9890
59621
D
Employee Stock Options (Right to Buy)
50.16
2021-02-10
4
M
0
7336
0
D
2027-02-13
Common Stock
7336
52285
D
Restricted Stock Units
60.82
2021-02-08
4
A
0
2280
0
A
Common Stock
2280
11290
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $60.750 to $61.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.
The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.
The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.
James F. Stern, Attorney-in-Fact for Robert J. Heideman
2021-02-10