0000091142-20-000055.txt : 20201019 0000091142-20-000055.hdr.sgml : 20201019 20201019130850 ACCESSION NUMBER: 0000091142-20-000055 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201012 FILED AS OF DATE: 20201019 DATE AS OF CHANGE: 20201019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Qiu Jack CENTRAL INDEX KEY: 0001828497 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 201245804 MAIL ADDRESS: STREET 1: A. O. SMITH (CHINA) WATER HEATER CO. LTD STREET 2: 336 YAOXIN AVENUE CITY: NANJING STATE: F4 ZIP: 210038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2020-10-12 0 0000091142 SMITH A O CORP AOS 0001828497 Qiu Jack A. O. SMITH (CHINA) WATER HEATER CO. 336 YAOXIN AVENUE NANJING F4 210038 CHINA 0 1 0 0 SVP - Pres. A. O. Smith China Restricted Stock Units Common Stock 4500 D Restricted stock units were granted under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3: 730 Restricted stock units were granted on 02/12/2018. The restricted stock units become payable in cash on the vesting date. The vesting date is 02/12/2021, which is three years after the grant date. 910 Restricted stock units were granted on 02/11/2019. The restricted stock units become payable in cash on the vesting date. The vesting date is 02/11/2022, which is three years after the grant date. 1,060 Restricted stock units were granted on 02/10/2020. The restricted stock units become payable in cash on the vesting date. The vesting date is 02/10/2023, which is three years after the grant date. 1,800 Restricted stock units were granted on 10/08/2020. The restricted stock units become payaable in cash on the vesting date. The vesting date is 10/08/2023, which is three years after the grant date. Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock. James F. Stern, Attorney-in-Fact for Jack Qiu 2020-10-19