0000091142-20-000028.txt : 20200218 0000091142-20-000028.hdr.sgml : 20200218 20200218095302 ACCESSION NUMBER: 0000091142-20-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200213 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN JAMES F CENTRAL INDEX KEY: 0001399737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 20623871 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-13 0000091142 SMITH A O CORP AOS 0001399737 STERN JAMES F A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Exec VP, General Counsel & Sec Common Stock 2020-02-13 4 A 0 3945 43.96 A 159993 D Common Stock 2020-02-13 4 F 0 1855 43.96 D 158138 D Restricted Stock Units 43.96 2020-02-13 4 M 0 3945 0 D Common Stock 3945 14565 D 3,945 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,945 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 3,945 shares of Common Stock to the reporting person. Wendy L. Grant, Attorney-in-Fact for James F. Stern 2020-02-18