0000091142-20-000021.txt : 20200218 0000091142-20-000021.hdr.sgml : 20200218 20200218093941 ACCESSION NUMBER: 0000091142-20-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200213 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodwin Wallace E CENTRAL INDEX KEY: 0001736083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 20623830 MAIL ADDRESS: STREET 1: LOCHINVAR, LLC STREET 2: 300 MADDOX SIMPSON PARKWAY CITY: LEBANON STATE: TN ZIP: 37090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-13 0000091142 SMITH A O CORP AOS 0001736083 Goodwin Wallace E LOCHINVAR, LLC 300 MADDOX SIMPSON PARKWAY LEBANON TN 37090 0 1 0 0 President & GM, Lochinvar, LLC Common Stock 2020-02-13 4 A 0 1445 43.96 A 16624 D Common Stock 2020-02-13 4 F 0 569 43.96 D 16055 D Restricted Stock Units 43.96 2020-02-13 4 M 0 1445 0 D Common Stock 1445 4815 D 1,445 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation PLan, a transaction exempt under Rule 16b-3. 1,445 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,445 shares of Common Stock to the reporting person. James F. Stern, Attorney-in-Fact for Wallace E. Goodwain 2020-02-18