0000091142-19-000047.txt : 20190823 0000091142-19-000047.hdr.sgml : 20190823 20190823144950 ACCESSION NUMBER: 0000091142-19-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190821 FILED AS OF DATE: 20190823 DATE AS OF CHANGE: 20190823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rajendra Ajita G CENTRAL INDEX KEY: 0001315989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 191048714 MAIL ADDRESS: STREET 1: A. O. SMITH WATER PRODUCTS COMPANY STREET 2: 500 LINDAHL PARKWAY CITY: ASHLAND CITY STATE: TN ZIP: 37015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-21 0000091142 SMITH A O CORP AOS 0001315989 Rajendra Ajita G A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 1 1 0 0 Executive Chairman Common Stock 2019-08-21 4 M 0 63600 6.983 A 126161 D Common Stock 2019-08-23 4 F 0 34442 46.735 D 94719 D Common Stock 35947 I Held by spouse Common Stock 236399 I By grantor retained annuity trust Employee Stock Options (Right to Buy) 6.983 2019-08-21 4 M 0 63600 0 D 2020-02-08 Common Stock 63600 871520 D On December 12, 2018, a grantor retained annuity trust was funded with 236,399 shares of Common Stock for Dushianthia Rajendra. She is the grantor and settlor of the aforementioned trust and its sole trustee. The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2011. James F. Stern, Attorney-in-Fact for Ajita G. Rajendra 2019-08-23