0000091142-18-000027.txt : 20180220 0000091142-18-000027.hdr.sgml : 20180220 20180220160318 ACCESSION NUMBER: 0000091142-18-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ding Wei CENTRAL INDEX KEY: 0001566652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 18624546 MAIL ADDRESS: STREET 1: A.O. SMITH (CHINA) INVESTMENT CO., LTD. STREET 2: 336 YAO XIN AVENUE, NANJING ECONOMIC CITY: NANJING STATE: F4 ZIP: 210038 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-20 0000091142 SMITH A O CORP AOS 0001566652 Ding Wei A. O. SMITH (CHINA) WATER HEATER CO. LTD 336 YAO XIN AVENUE NANJING F3 210038 CHILE 0 1 0 0 President - A. O. Smith China Common Stock 2018-02-20 4 M 0 5630 30.765 A 11483 D Common Stock 2018-02-20 4 M 0 6143 31.67 A 17626 D Common Stock 2018-02-20 4 S 0 11773 65.2915 D 5853 D Employee Stock Options (Right to Buy) 30.765 2018-02-20 4 M 0 5630 0 D 2025-02-09 Common Stock 5630 34081 D Employee Stock Options (Right to Buy) 31.67 2018-02-20 4 M 0 6143 0 D 2026-02-08 Common Stock 6143 27938 D The price in Column 4 is a weighted average price. The prices actually received ranged from $65.07 to $65.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. James F. Stern, Attorney-in-Fact for Wei Ding 2018-02-20