0000091142-18-000027.txt : 20180220
0000091142-18-000027.hdr.sgml : 20180220
20180220160318
ACCESSION NUMBER: 0000091142-18-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180220
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ding Wei
CENTRAL INDEX KEY: 0001566652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 18624546
MAIL ADDRESS:
STREET 1: A.O. SMITH (CHINA) INVESTMENT CO., LTD.
STREET 2: 336 YAO XIN AVENUE, NANJING ECONOMIC
CITY: NANJING
STATE: F4
ZIP: 210038
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-02-20
0000091142
SMITH A O CORP
AOS
0001566652
Ding Wei
A. O. SMITH (CHINA) WATER HEATER CO. LTD
336 YAO XIN AVENUE
NANJING
F3
210038
CHILE
0
1
0
0
President - A. O. Smith China
Common Stock
2018-02-20
4
M
0
5630
30.765
A
11483
D
Common Stock
2018-02-20
4
M
0
6143
31.67
A
17626
D
Common Stock
2018-02-20
4
S
0
11773
65.2915
D
5853
D
Employee Stock Options (Right to Buy)
30.765
2018-02-20
4
M
0
5630
0
D
2025-02-09
Common Stock
5630
34081
D
Employee Stock Options (Right to Buy)
31.67
2018-02-20
4
M
0
6143
0
D
2026-02-08
Common Stock
6143
27938
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $65.07 to $65.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.
James F. Stern, Attorney-in-Fact for Wei Ding
2018-02-20