0000091142-17-000022.txt : 20170213 0000091142-17-000022.hdr.sgml : 20170213 20170213172640 ACCESSION NUMBER: 0000091142-17-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES PAUL W CENTRAL INDEX KEY: 0001111599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 17600903 MAIL ADDRESS: STREET 1: 900 COMMERCE DRIVE, SUITE 302 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-10 0000091142 SMITH A O CORP AOS 0001111599 JONES PAUL W A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 1 0 0 0 Common Stock 2017-02-10 4 M 0 43000 49.86 A 377956 D Common Stock 2017-02-10 4 F 0 18355 49.86 D 359601 D Common Stock 2017-02-10 4 M 0 120900 23.235 A 480501 D Common Stock 2017-02-10 4 S 0 120900 49.8111 D 359601 D Restricted Stock Units 49.86 2017-02-10 4 M 0 43000 0 D Common Stock 43000 0 D Employee Stock Options (Rigy to Buy) 23.235 2017-02-10 4 M 0 120900 0 D 2024-02-10 Common Stock 120900 0 D 43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 189,723 additional shares of Common Stock. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 21,500 additional Restricted Stock Units. The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 60,450 additional Employee Stock Options. James F. Stern, Attorney-in-Fact for Paul W. Jones 2017-02-13