0000091142-17-000022.txt : 20170213
0000091142-17-000022.hdr.sgml : 20170213
20170213172640
ACCESSION NUMBER: 0000091142-17-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES PAUL W
CENTRAL INDEX KEY: 0001111599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 17600903
MAIL ADDRESS:
STREET 1: 900 COMMERCE DRIVE, SUITE 302
CITY: OAK BROOK
STATE: IL
ZIP: 60523
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-10
0000091142
SMITH A O CORP
AOS
0001111599
JONES PAUL W
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE
WI
53224
1
0
0
0
Common Stock
2017-02-10
4
M
0
43000
49.86
A
377956
D
Common Stock
2017-02-10
4
F
0
18355
49.86
D
359601
D
Common Stock
2017-02-10
4
M
0
120900
23.235
A
480501
D
Common Stock
2017-02-10
4
S
0
120900
49.8111
D
359601
D
Restricted Stock Units
49.86
2017-02-10
4
M
0
43000
0
D
Common Stock
43000
0
D
Employee Stock Options (Rigy to Buy)
23.235
2017-02-10
4
M
0
120900
0
D
2024-02-10
Common Stock
120900
0
D
43,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 43,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 43,000 shares of Common Stock to the reporting person.
On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 189,723 additional shares of Common Stock.
On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 21,500 additional Restricted Stock Units.
The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 60,450 additional Employee Stock Options.
James F. Stern, Attorney-in-Fact for Paul W. Jones
2017-02-13