0000091142-16-000054.txt : 20160203
0000091142-16-000054.hdr.sgml : 20160203
20160203172544
ACCESSION NUMBER: 0000091142-16-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160202
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH A O CORP
CENTRAL INDEX KEY: 0000091142
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630]
IRS NUMBER: 390619790
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
BUSINESS PHONE: 4143594000
MAIL ADDRESS:
STREET 1: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN JAMES F
CENTRAL INDEX KEY: 0001399737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00475
FILM NUMBER: 161385917
MAIL ADDRESS:
STREET 1: A. O. SMITH CORPORATION
STREET 2: 11270 WEST PARK PLACE
CITY: MILWAUKEE
STATE: WI
ZIP: 53224
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-02-02
0000091142
SMITH A O CORP
AOS
0001399737
STERN JAMES F
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE
WI
53224
0
1
0
0
Exec VP, General Counsel & Sec
Common Stock
2015-02-02
4
M
0
17000
21.558
A
100978
D
Common Stock
2015-02-02
4
M
0
18000
22.985
A
118978
D
Common Stock
2015-02-02
4
F
0
21584
68.855
D
97394
D
Common Stock
2015-02-03
4
S
0
10122
68.4562
D
87272
D
Common Stock
2015-02-03
4
S
0
3294
67.8328
D
83978
D
Employee Stock Options (Right to Buy)
21.558
2016-02-02
4
M
0
17000
0
D
2021-02-07
Common Stock
17000
51180
D
Employee Stock Options (Right to Buy)
22.985
2016-02-02
4
M
0
18000
0
D
2022-02-13
Common Stock
18000
33180
D
The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.
The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.
Wendy L. Grant, Attorney-in-Fact for James F. Stern
2016-02-03