0000091142-16-000054.txt : 20160203 0000091142-16-000054.hdr.sgml : 20160203 20160203172544 ACCESSION NUMBER: 0000091142-16-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160202 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN JAMES F CENTRAL INDEX KEY: 0001399737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 161385917 MAIL ADDRESS: STREET 1: A. O. SMITH CORPORATION STREET 2: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-02 0000091142 SMITH A O CORP AOS 0001399737 STERN JAMES F A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 0 1 0 0 Exec VP, General Counsel & Sec Common Stock 2015-02-02 4 M 0 17000 21.558 A 100978 D Common Stock 2015-02-02 4 M 0 18000 22.985 A 118978 D Common Stock 2015-02-02 4 F 0 21584 68.855 D 97394 D Common Stock 2015-02-03 4 S 0 10122 68.4562 D 87272 D Common Stock 2015-02-03 4 S 0 3294 67.8328 D 83978 D Employee Stock Options (Right to Buy) 21.558 2016-02-02 4 M 0 17000 0 D 2021-02-07 Common Stock 17000 51180 D Employee Stock Options (Right to Buy) 22.985 2016-02-02 4 M 0 18000 0 D 2022-02-13 Common Stock 18000 33180 D The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/07/2012. The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exerciable in three annual installments of 1/3 of the award starting on 02/13/2013. Wendy L. Grant, Attorney-in-Fact for James F. Stern 2016-02-03