0000091142-15-000011.txt : 20150219 0000091142-15-000011.hdr.sgml : 20150219 20150218152049 ACCESSION NUMBER: 0000091142-15-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150213 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rajendra Ajita G CENTRAL INDEX KEY: 0001315989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 15627681 MAIL ADDRESS: STREET 1: A. O. SMITH WATER PRODUCTS COMPANY STREET 2: 500 LINDAHL PARKWAY CITY: ASHLAND CITY STATE: TN ZIP: 37015 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-13 0000091142 SMITH A O CORP AOS 0001315989 Rajendra Ajita G A. O. SMITH CORPORATION 500 TENNESSEE WALTZ PARKWAY ASHLAND CITY TN 37015 0 1 0 0 Chairman, President & CEO Common Stock 2015-02-13 4 M 0 17200 62.775 A 183220 D Common Stock 2014-02-17 4 S 0 6900 62.279 D 176320 D Common Stock 2015-02-18 4 S 0 8609 62.2144 D 167711 D Common Stock 2015-02-18 4 S 0 8100 62.822 D 159611 D Restricted Stock Units 62.775 2015-02-13 4 M 0 17200 0 D Common Stock 17200 54000 D 17,200 Restricted Stock Units were granted on 02/13/2012, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 17,200 Restricted Stock Units vested on 02/13/2015. As of result of vesting, the Company is obligated to deliver 17,200 shares of Common Stock to the reporting person. The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1). James F. Stern, Attorney-in-Fact for Ajita G. Rajendra 2015-02-18