0000950142-11-001576.txt : 20110909
0000950142-11-001576.hdr.sgml : 20110909
20110909172239
ACCESSION NUMBER: 0000950142-11-001576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110907
FILED AS OF DATE: 20110909
DATE AS OF CHANGE: 20110909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FW INVESTORS V LP
CENTRAL INDEX KEY: 0001158778
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30260
FILM NUMBER: 111084337
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 3100
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 2123732983
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FW MANAGEMENT II LLC
CENTRAL INDEX KEY: 0001158779
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30260
FILM NUMBER: 111084336
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 3100
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 2123732983
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EGAIN COMMUNICATIONS CORP
CENTRAL INDEX KEY: 0001066194
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770466366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 345 E. MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6502307500
MAIL ADDRESS:
STREET 1: 345 E. MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRANDALL J TAYLOR
CENTRAL INDEX KEY: 0000911380
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30260
FILM NUMBER: 111084335
BUSINESS ADDRESS:
STREET 1: 2775 SAND HILL RD
STREET 2: SUITE 220
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502340517
MAIL ADDRESS:
STREET 1: 2775 SAND HILL RD
STREET 2: SUITE 220
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
es1100654_form4-fivex.xml
FORM 4
X0304
4
2011-09-07
0
0001066194
EGAIN COMMUNICATIONS CORP
EGAN
0001158778
FW INVESTORS V LP
201 MAIN STREET
SUITE 2300
FORT WORTH
TX
76102
0
0
0
1
See Remark +
0001158779
FW MANAGEMENT II LLC
201 MAIN STREET
SUITE 3100
FORT WORTH
TX
76102
0
0
0
1
See Remark ++
0000911380
CRANDALL J TAYLOR
201 MAIN STREET
SUITE 3100
FORT WORTH
TX
76102
0
0
0
1
See Remark ++
Common Stock
2011-09-07
4
X
0
103384
0.95
A
1944827
D
Common Stock
2011-09-07
4
S
0
23109
4.25
D
1921718
D
Common Stock Purchase Warrants
0.95
2011-09-07
4
X
0
103384
0
D
2011-09-24
Common Stock
103384
0
D
On September 7, 2011, FW Investors V, L.P. ("FW Investors") exercised a warrant to purchase 103,384 shares of Common Stock for $0.95 per share. FW Investors paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 23,109 of the warrant shares to pay the exercise price and issuing to FW Investors the remaining 80,275 shares.
The price reflects the fair market value of the Common Stock on September 7, 2011.
This warrant is immediately exercisable.
(+) The Reporting Persons may be deemed to be a member of a Section 13(d) "group" that owns more than 10% of the outstanding common stock of eGain Communications Corporation (the "Issuer"). However, the Reporting Persons disclaim such group membership and this report shall not be deemed an admission that any Reporting Person is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding common stock for purposes of Section 16 or for any other purpose. (++) J. Taylor Crandall ("Crandall") is the sole member of FW Management II, LLC ("FW Management"), which is the sole general partner of FW Investors, which is the direct beneficial owner of the securities reported herein. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Act, each of Crandall and FW Management may be deemed to be the beneficial owner of the securities beneficially owned by FW Investors only to the extent of the greater of his or its respective direct or indirect interest in the profits or capital account of FW Investors. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that Crandall or FW Management is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities owned by FW Investors in excess of such amount.
FW INVESTORS V, L.P. By: FW Management II, LLC, general partner, By: /s/ Kevin G. Levy, Vice President
2011-09-09
FW MANAGEMENT II, LLC, By: /s/ Kevin G. Levy, Vice President
2011-09-09
/s/ Kevin G. Levy, Attorney-in-Fact for J. Taylor Crandall
2011-09-09