0001179110-21-002357.txt : 20210226 0001179110-21-002357.hdr.sgml : 20210226 20210226171213 ACCESSION NUMBER: 0001179110-21-002357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heald Christopher CENTRAL INDEX KEY: 0001567864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 21690979 MAIL ADDRESS: STREET 1: CASELLA WASTE SYSTEMS, INC. STREET 2: 25 GREENS HILL LANE CITY: RUTLAND STATE: VT ZIP: 05701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 edgar.xml FORM 4 - X0306 4 2021-02-24 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001567864 Heald Christopher 25 GREENS HILL LANE RUTLAND VT 05701 0 1 0 0 VP & Chief Accounting Officer Class A Common Stock 2021-02-24 4 A 0 11392 0 A 44149 D Class A Common Stock 2021-02-25 4 S 0 2871 60.44 D 41278 D Class A Common Stock 2021-02-26 4 S 0 681 59.07 D 40597 D Represents share of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2018, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2020 through December 1, 2020, and a multiplier based on relative total shareholder return for the period running from January 1, 2018 to December 31, 2020. Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019, in connection with the vesting of PSUs on February 24, 2021. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $60.40 to $60.80, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $58.17 to $60.15, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ Christopher Heald 2021-02-26