0001179110-20-003709.txt : 20200316 0001179110-20-003709.hdr.sgml : 20200316 20200316163213 ACCESSION NUMBER: 0001179110-20-003709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASELLA DOUGLAS R CENTRAL INDEX KEY: 0001055353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 20717632 MAIL ADDRESS: STREET 1: CASELLA WASTE SYSTEMS INC STREET 2: 25 GREENS HILL LN CITY: RUTLAND STATE: VT ZIP: 05701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 edgar.xml FORM 4 - X0306 4 2020-03-12 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001055353 CASELLA DOUGLAS R 25 GREENS HILL LANE C/O CASELLA WASTE SYSTEMS, INC. RUTLAND VT 05702 1 1 0 0 Vice Chairman, Bd of Directors Class A Common Stock 2020-03-12 4 A 0 3799 0 A 602111 D Class A Common Stock 2020-03-13 4 S 0 1014 42.7722 D 601097 D Class B Common Stock 494100 D Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021. Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2019, in connection with the vesting of RSUs on March 12, 2020. Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ Douglas R. Casella 2020-03-16