0001179110-20-003170.txt : 20200305 0001179110-20-003170.hdr.sgml : 20200305 20200305172206 ACCESSION NUMBER: 0001179110-20-003170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200303 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASELLA JOHN W CENTRAL INDEX KEY: 0001055352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 20691761 MAIL ADDRESS: STREET 1: CASELLA WASTE SYSTEMS INC STREET 2: 25 GREENS HILL LN CITY: RUTLAND STATE: VT ZIP: 05701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 edgar.xml FORM 4 - X0306 4 2020-03-03 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001055352 CASELLA JOHN W C/O CASELLA WASTE SYSTEMS 25 GREENS HILL LANE RUTLAND VT 05701 1 1 0 0 Chief Executive Officer Class A Common Stock 2020-03-03 4 S 0 16066 49.632 D 329357 D Class A Common Stock 2020-03-03 4 S 0 554 48.826 D 328803 D Class A Common Stock 2020-03-03 4 S 0 4262 49.14 D 324541 D Class A Common Stock 2020-03-04 4 S 0 71855 51.021 D 252686 D Class B Common Stock 494100 D Class A Common Stock 694 I See Footnote Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of performance-based stock units on February 27, 2020. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.05 to $49.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $48.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 18, 2017, in connection with the vesting of restricted stock units on February 28, 2020. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.50, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $50.70 to $51.41, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ John W. Casella 2020-03-05