0001179110-17-015367.txt : 20171214 0001179110-17-015367.hdr.sgml : 20171214 20171214161748 ACCESSION NUMBER: 0001179110-17-015367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20171214 DATE AS OF CHANGE: 20171214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Edwin D CENTRAL INDEX KEY: 0001392991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23211 FILM NUMBER: 171256389 MAIL ADDRESS: STREET 1: 5002 T-REX AVENUE, SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENS HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05701 4 1 edgar.xml FORM 4 - X0306 4 2017-12-12 0 0000911177 CASELLA WASTE SYSTEMS INC CWST 0001392991 Johnson Edwin D 25 GREENS HILL LANE C/O CASELLA WASTE SYSTEMS, INC. RUTLAND VT 05701 0 1 0 0 President & COO Class A Common Stock 2017-12-12 4 M 0 200000 3.81 A 469500 D Class A Common Stock 2017-12-12 4 F 0 36564 20.84 D 432936 D Class A Common Stock 2017-12-12 4 M 0 50000 4.00 A 482936 D Class A Common Stock 2017-12-12 4 F 0 9597 20.84 D 473339 D Class A Common Stock 2017-12-13 4 S 0 23345 21.0282 D 449994 D Class A Common Stock 2017-12-14 4 S 0 75746 21.0016 D 374248 D Employee Stock Option (right to buy) 3.81 2017-12-12 4 M 0 200000 0 D 2020-07-06 Class A Common Stock 200000 0 D Employee Stock Option (right to buy) 4 2017-12-12 4 M 0 50000 0 D 2015-12-05 2022-12-05 Class A Common Stock 50000 72466 D This option vested in three equal installments on July 6, 2011, July 6, 2012 and July 6, 2013. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.12, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ Edwin D. Johnson 2017-12-14