0001179110-17-015367.txt : 20171214
0001179110-17-015367.hdr.sgml : 20171214
20171214161748
ACCESSION NUMBER: 0001179110-17-015367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171212
FILED AS OF DATE: 20171214
DATE AS OF CHANGE: 20171214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Edwin D
CENTRAL INDEX KEY: 0001392991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23211
FILM NUMBER: 171256389
MAIL ADDRESS:
STREET 1: 5002 T-REX AVENUE, SUITE 200
CITY: BOCA RATON
STATE: FL
ZIP: 33431
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC
CENTRAL INDEX KEY: 0000911177
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 030338873
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
BUSINESS PHONE: 8027750325
MAIL ADDRESS:
STREET 1: 25 GREENS HILL ROAD
CITY: RUTLAND
STATE: VT
ZIP: 05701
4
1
edgar.xml
FORM 4 -
X0306
4
2017-12-12
0
0000911177
CASELLA WASTE SYSTEMS INC
CWST
0001392991
Johnson Edwin D
25 GREENS HILL LANE
C/O CASELLA WASTE SYSTEMS, INC.
RUTLAND
VT
05701
0
1
0
0
President & COO
Class A Common Stock
2017-12-12
4
M
0
200000
3.81
A
469500
D
Class A Common Stock
2017-12-12
4
F
0
36564
20.84
D
432936
D
Class A Common Stock
2017-12-12
4
M
0
50000
4.00
A
482936
D
Class A Common Stock
2017-12-12
4
F
0
9597
20.84
D
473339
D
Class A Common Stock
2017-12-13
4
S
0
23345
21.0282
D
449994
D
Class A Common Stock
2017-12-14
4
S
0
75746
21.0016
D
374248
D
Employee Stock Option (right to buy)
3.81
2017-12-12
4
M
0
200000
0
D
2020-07-06
Class A Common Stock
200000
0
D
Employee Stock Option (right to buy)
4
2017-12-12
4
M
0
50000
0
D
2015-12-05
2022-12-05
Class A Common Stock
50000
72466
D
This option vested in three equal installments on July 6, 2011, July 6, 2012 and July 6, 2013.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.12, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
/s/ Edwin D. Johnson
2017-12-14