The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC | COM | 023135106 | 4 | 10 | SH | DFND | 1 | 0 | 0 | 10 | |
ANNALY CAP MGMT INC | COM | 035710409 | 8 | 750 | SH | DFND | 1 | 0 | 0 | 750 | |
AT&T INC | COM | 00206R102 | 2 | 62 | SH | DFND | 1 | 0 | 0 | 62 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | 0 | 6 | SH | DFND | 1 | 0 | 0 | 6 | |
CENTURYLINK INC | COM | 156700106 | 0 | 5 | SH | DFND | 1 | 0 | 0 | 5 | |
CHIMERA INVT CORP | COM | 16934Q109 | 3 | 1,000 | SH | DFND | 1 | 0 | 0 | 1,000 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 3 | 600 | SH | DFND | 1 | 0 | 0 | 600 | |
COCA COLA CO | COM | 191216100 | 7 | 168 | SH | DFND | 1 | 0 | 0 | 168 | |
CORNING INC | COM | 219350105 | 3 | 113 | SH | DFND | 1 | 0 | 0 | 113 | |
DEAN FOODS CO NEW | COM NEW | 242370203 | 2 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 15 | 1,016 | SH | DFND | 1 | 0 | 0 | 1,016 | |
EGA EMERGING GLOBAL SHS TR | EGS EMKTCONS ETF | 268461779 | 1 | 39 | SH | DFND | 1 | 0 | 0 | 39 | |
ENSCO PLC | SHS CLASS A | G3157S106 | 4 | 175 | SH | DFND | 1 | 0 | 0 | 175 | |
FORMFACTOR INC | COM | 346375108 | 2 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 1 | 90 | SH | DFND | 1 | 0 | 0 | 90 | |
GENERAL ELECTRIC CO | COM | 369604103 | 2 | 82 | SH | DFND | 1 | 0 | 0 | 82 | |
GOOGLE INC | CL A | 38259P508 | 6 | 10 | SH | DFND | 1 | 0 | 0 | 10 | |
GOOGLE INC | CL C | 38259P706 | 5 | 10 | SH | DFND | 1 | 0 | 0 | 10 | |
HOME DEPOT INC | COM | 437076102 | 10 | 92 | SH | DFND | 1 | 0 | 0 | 92 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 104 | 650 | SH | DFND | 1 | 0 | 0 | 650 | |
INTEVAC INC | COM | 461148108 | 1 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
ISHARES | CORE US CR BD | 464288620 | 34 | 297 | SH | DFND | 1 | 0 | 0 | 297 | |
ISHARES | INTERM CR BD ETF | 464288638 | 1 | 13 | SH | DFND | 1 | 0 | 0 | 13 | |
ISHARES | MSCI GERMANY ETF | 464286806 | 3 | 88 | SH | DFND | 1 | 0 | 0 | 88 | |
ISHARES | MSCI MEX CAP ETF | 464286822 | 1 | 21 | SH | DFND | 1 | 0 | 0 | 21 | |
ISHARES | MSCI STH KOR ETF | 464286772 | 1 | 13 | SH | DFND | 1 | 0 | 0 | 13 | |
ISHARES | NAT AMT FREE BD | 464288414 | 10,477 | 94,728 | SH | DFND | 1 | 0 | 0 | 94,728 | |
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 8 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 1 | 7 | SH | DFND | 1 | 0 | 0 | 7 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 28,914 | 190,251 | SH | DFND | 1 | 0 | 0 | 190,251 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 13,167 | 111,553 | SH | DFND | 1 | 0 | 0 | 111,553 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 11,493 | 94,428 | SH | DFND | 1 | 0 | 0 | 94,428 | |
ISHARES TR | MSCI UTD KNGDM | 46434V548 | 1 | 60 | SH | DFND | 1 | 0 | 0 | 60 | |
ISHARES TR | NA TEC MULTM ETF | 464287531 | 2 | 42 | SH | DFND | 1 | 0 | 0 | 42 | |
ISHARES TR | TIPS BD ETF | 464287176 | 27 | 239 | SH | DFND | 1 | 0 | 0 | 239 | |
ISHARES TR | U.S. TELECOM ETF | 464287713 | 3 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 7 | 125 | SH | DFND | 1 | 0 | 0 | 125 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 11 | 52 | SH | DFND | 1 | 0 | 0 | 52 | |
MARKET VECTORS ETF TR | HG YLD MUN ETF | 57060U878 | 2,898 | 92,473 | SH | DFND | 1 | 0 | 0 | 92,473 | |
MICROSOFT CORP | COM | 594918104 | 2 | 50 | SH | DFND | 1 | 0 | 0 | 50 | |
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 0 | 2 | SH | DFND | 1 | 0 | 0 | 2 | |
NEWMONT MINING CORP | COM | 651639106 | 2 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
NOW INC | COM | 67011P100 | 0 | 4 | SH | DFND | 1 | 0 | 0 | 4 | |
ORASURE TECHNOLOGIES INC | COM | 68554V108 | 13 | 2,000 | SH | DFND | 1 | 0 | 0 | 2,000 | |
PETROQUEST ENERGY INC | COM | 716748108 | 0 | 130 | SH | DFND | 1 | 0 | 0 | 130 | |
POWERSHARES ETF TRUST | GOLDEN DRG CHINA | 73935X401 | 3 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
PROSHARES TR | PSHS ULSHT 7-10Y | 74347R313 | 9 | 400 | SH | DFND | 1 | 0 | 0 | 400 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 4 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
QUALCOMM INC | COM | 747525103 | 12 | 180 | SH | DFND | 1 | 0 | 0 | 180 | |
QUIKSILVER INC | COM | 74838C106 | 1 | 500 | SH | DFND | 1 | 0 | 0 | 500 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 3 | 46 | SH | DFND | 1 | 0 | 0 | 46 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 1 | 24 | SH | DFND | 1 | 0 | 0 | 24 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 3 | 42 | SH | DFND | 1 | 0 | 0 | 42 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 2 | 25 | SH | DFND | 1 | 0 | 0 | 25 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4 | 155 | SH | DFND | 1 | 0 | 0 | 155 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 3 | 61 | SH | DFND | 1 | 0 | 0 | 61 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1 | 23 | SH | DFND | 1 | 0 | 0 | 23 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 11 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 3 | 89 | SH | DFND | 1 | 0 | 0 | 89 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 109,399 | 529,956 | SH | DFND | 1 | 0 | 0 | 529,956 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 15,718 | 400,771 | SH | DFND | 1 | 0 | 0 | 400,771 | |
SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 51 | 962 | SH | DFND | 1 | 0 | 0 | 962 | |
SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | 4,710 | 193,664 | SH | DFND | 1 | 0 | 0 | 193,664 | |
SPDR SERIES TRUST | NUVN BRCLY MUNI | 78464A458 | 7,247 | 299,228 | SH | DFND | 1 | 0 | 0 | 299,228 | |
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 1 | 8 | SH | DFND | 1 | 0 | 0 | 8 | |
SYNTHESIS ENERGY SYS INC | COM | 871628103 | 0 | 250 | SH | DFND | 1 | 0 | 0 | 250 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 0 | 3 | SH | DFND | 1 | 0 | 0 | 3 | |
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 4 | 127 | SH | DFND | 1 | 0 | 0 | 127 | |
TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | 0 | 12 | SH | DFND | 1 | 0 | 0 | 12 | |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 3 | 225 | SH | DFND | 1 | 0 | 0 | 225 | |
VANGUARD ADMIRAL FDS INC | SMLCP 600 VAL | 921932778 | 10 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 27,712 | 344,163 | SH | DFND | 1 | 0 | 0 | 344,163 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 43,449 | 521,162 | SH | DFND | 1 | 0 | 0 | 521,162 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 6,589 | 121,819 | SH | DFND | 1 | 0 | 0 | 121,819 | |
VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | 32 | 350 | SH | DFND | 1 | 0 | 0 | 350 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 19,423 | 230,372 | SH | DFND | 1 | 0 | 0 | 230,372 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 23,992 | 587,029 | SH | DFND | 1 | 0 | 0 | 587,029 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 2,560 | 52,836 | SH | DFND | 1 | 0 | 0 | 52,836 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 63,169 | 1,585,969 | SH | DFND | 1 | 0 | 0 | 1,585,969 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 5 | 48 | SH | DFND | 1 | 0 | 0 | 48 | |
VANGUARD WORLD FDS | TELCOMM ETF | 92204A884 | 9 | 105 | SH | DFND | 1 | 0 | 0 | 105 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 10 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
VISA INC | COM CL A | 92826C839 | 5 | 72 | SH | DFND | 1 | 0 | 0 | 72 | |
WELLS FARGO & CO NEW | COM | 949746101 | 2 | 40 | SH | DFND | 1 | 0 | 0 | 40 |