0000910886-15-000004.txt : 20150515 0000910886-15-000004.hdr.sgml : 20150515 20150515162148 ACCESSION NUMBER: 0000910886-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC CENTRAL INDEX KEY: 0000910886 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06374 FILM NUMBER: 15869805 BUSINESS ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES INC DATE OF NAME CHANGE: 19930819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000910886 XXXXXXXX 03-31-2015 03-31-2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

611 EAST WISCONSIN AVE MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06374 N Jennifer L. O'Leary 414-665-2542 /s/Jennifer L. O'Leary Milwaukee WI 05-15-2015 1 84 391409 false 1 028-00229 THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY INFORMATION TABLE 2 nmis15q1.inftab.xml AMAZON COM INCCOM023135106410SHDFND10010ANNALY CAP MGMT INCCOM0357104098750SHDFND100750AT&T INCCOM00206R102262SHDFND10062BARCLAYS BK PLCIPATH S&P500 VIX06742E71106SHDFND1006CENTURYLINK INCCOM15670010605SHDFND1005CHIMERA INVT CORPCOM16934Q10931000SHDFND1001000CLEAN ENERGY FUELS CORPCOM1844991013600SHDFND100600COCA COLA COCOM1912161007168SHDFND100168CORNING INCCOM2193501053113SHDFND100113DEAN FOODS CO NEWCOM NEW2423702032100SHDFND100100EATON VANCE LTD DUR INCOME FCOM27828H105151016SHDFND1001016EGA EMERGING GLOBAL SHS TREGS EMKTCONS ETF268461779139SHDFND10039ENSCO PLCSHS CLASS AG3157S1064175SHDFND100175FORMFACTOR INCCOM3463751082200SHDFND100200FRONTIER COMMUNICATIONS CORPCOM35906A108190SHDFND10090GENERAL ELECTRIC COCOM369604103282SHDFND10082GOOGLE INCCL A38259P508610SHDFND10010GOOGLE INCCL C38259P706510SHDFND10010HOME DEPOT INCCOM4370761021092SHDFND10092INTERNATIONAL BUSINESS MACHSCOM459200101104650SHDFND100650INTEVAC INCCOM4611481081200SHDFND100200ISHARESCORE US CR BD46428862034297SHDFND100297ISHARESINTERM CR BD ETF464288638113SHDFND10013ISHARESMSCI GERMANY ETF464286806388SHDFND10088ISHARESMSCI MEX CAP ETF464286822121SHDFND10021ISHARESMSCI STH KOR ETF464286772113SHDFND10013ISHARESNAT AMT FREE BD4642884141047794728SHDFND10094728ISHARES TR1-3 YR TR BD ETF4642874578100SHDFND100100ISHARES TR7-10 Y TR BD ETF46428744017SHDFND1007ISHARES TRCORE S&P MCP ETF46428750728914190251SHDFND100190251ISHARES TRCORE S&P SCP ETF46428780413167111553SHDFND100111553ISHARES TRIBOXX INV CP ETF4642872421149394428SHDFND10094428ISHARES TRMSCI UTD KNGDM46434V548160SHDFND10060ISHARES TRNA TEC MULTM ETF464287531242SHDFND10042ISHARES TRTIPS BD ETF46428717627239SHDFND100239ISHARES TRU.S. TELECOM ETF4642877133100SHDFND100100LAS VEGAS SANDS CORPCOM5178341077125SHDFND100125LOCKHEED MARTIN CORPCOM5398301091152SHDFND10052MARKET VECTORS ETF TRHG YLD MUN ETF57060U878289892473SHDFND10092473MICROSOFT CORPCOM594918104250SHDFND10050MOBILEYE N V AMSTELVEENORD SHSN5148811702SHDFND1002NEWMONT MINING CORPCOM6516391062100SHDFND100100NOW INCCOM67011P10004SHDFND1004ORASURE TECHNOLOGIES INCCOM68554V108132000SHDFND1002000PETROQUEST ENERGY INCCOM7167481080130SHDFND100130POWERSHARES ETF TRUSTGOLDEN DRG CHINA73935X4013100SHDFND100100PROSHARES TRPSHS ULSHT 7-10Y74347R3139400SHDFND100400PROSHARES TRPSHS ULTSH 20YRS74347B2014100SHDFND100100QUALCOMM INCCOM74752510312180SHDFND100180QUIKSILVER INCCOM74838C1061500SHDFND100500SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407346SHDFND10046SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308124SHDFND10024SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209342SHDFND10042SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506225SHDFND10025SELECT SECTOR SPDR TRSBI INT-FINL81369Y6054155SHDFND100155SELECT SECTOR SPDR TRSBI INT-INDS81369Y704361SHDFND10061SELECT SECTOR SPDR TRSBI MATERIALS81369Y100123SHDFND10023SPDR GOLD TRUSTGOLD SHS78463V10711100SHDFND100100SPDR INDEX SHS FDSEURO STOXX 5078463X202389SHDFND10089SPDR S&P 500 ETF TRTR UNIT78462F103109399529956SHDFND100529956SPDR SERIES TRUSTBRC HGH YLD BD78464A41715718400771SHDFND100400771SPDR SERIES TRUSTBRCLYS INTL ETF78464A51651962SHDFND100962SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4254710193664SHDFND100193664SPDR SERIES TRUSTNUVN BRCLY MUNI78464A4587247299228SHDFND100299228SPDR SERIES TRUSTS&P RETAIL ETF78464A71418SHDFND1008SYNTHESIS ENERGY SYS INCCOM8716281030250SHDFND100250TABLEAU SOFTWARE INCCL A87336U10503SHDFND1003TEKLA LIFE SCIENCES INVSSH BEN INT87911K1004127SHDFND100127TEUCRIUM COMMODITY TRCORN FD SHS88166A102012SHDFND10012UNITED STATES NATL GAS FUNDUNIT PAR $0.0019123182013225SHDFND100225VANGUARD ADMIRAL FDS INCSMLCP 600 VAL92193277810100SHDFND100100VANGUARD BD INDEX FD INCSHORT TRM BOND92193782727712344163SHDFND100344163VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783543449521162SHDFND100521162VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4076589121819SHDFND100121819VANGUARD INDEX FDSEXTEND MKT ETF92290865232350SHDFND100350VANGUARD INDEX FDSREIT ETF92290855319423230372SHDFND100230372VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285823992587029SHDFND100587029VANGUARD MALVERN FDSSTRM INFPROIDX922020805256052836SHDFND10052836VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858631691585969SHDFND1001585969VANGUARD WORLD FDSINF TECH ETF92204A702548SHDFND10048VANGUARD WORLD FDSTELCOMM ETF92204A8849105SHDFND100105VERIZON COMMUNICATIONS INCCOM92343V10410200SHDFND100200VISA INCCOM CL A92826C839572SHDFND10072WELLS FARGO & CO NEWCOM949746101240SHDFND10040