The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALCATEL-LUCENT | SPONSORED ADR | 013904305 | 0 | 6 | SH | DFND | 1 | 0 | 0 | 6 | |
| AMAZON COM INC | COM | 023135106 | 16 | 48 | SH | DFND | 1 | 0 | 0 | 48 | |
| AMBIENT CORP | COM NEW | 02318N201 | 0 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
| AMERICAN EXPRESS CO | COM | 025816109 | 19 | 199 | SH | DFND | 1 | 0 | 0 | 199 | |
| ANADARKO PETE CORP | COM | 032511107 | 5 | 50 | SH | DFND | 1 | 0 | 0 | 50 | |
| AOL INC | COM | 00184X105 | 0 | 9 | SH | DFND | 1 | 0 | 0 | 9 | |
| APPLE INC | COM | 037833100 | 17 | 182 | SH | DFND | 1 | 0 | 0 | 182 | |
| BANK OF AMERICA CORPORATION | COM | 060505104 | 13 | 864 | SH | DFND | 1 | 0 | 0 | 864 | |
| BARCLAYS BK PLC | BARC ETN EUR50 | 06742C129 | 30 | 226 | SH | DFND | 1 | 0 | 0 | 226 | |
| BARCLAYS BK PLC | BARC YLD ETN LKD | 06742C152 | 39 | 297 | SH | DFND | 1 | 0 | 0 | 297 | |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 52 | 410 | SH | DFND | 1 | 0 | 0 | 410 | |
| BHP BILLITON LTD | SPONSORED ADR | 088606108 | 5 | 80 | SH | DFND | 1 | 0 | 0 | 80 | |
| BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 33 | 2,368 | SH | DFND | 1 | 0 | 0 | 2,368 | |
| BLUCORA INC | COM | 095229100 | 2 | 80 | SH | DFND | 1 | 0 | 0 | 80 | |
| CHEVRON CORP NEW | COM | 166764100 | 23 | 175 | SH | DFND | 1 | 0 | 0 | 175 | |
| CISCO SYS INC | COM | 17275R102 | 7 | 290 | SH | DFND | 1 | 0 | 0 | 290 | |
| CITIGROUP INC | COM NEW | 172967424 | 12 | 245 | SH | DFND | 1 | 0 | 0 | 245 | |
| CLEARBRIDGE ENERGY MLP FD IN | COM | 184692101 | 5 | 179 | SH | DFND | 1 | 0 | 0 | 179 | |
| COCA COLA CO | COM | 191216100 | 8 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
| COHEN & STEERS CLOSED END OP | COM | 19248P106 | 2 | 167 | SH | DFND | 1 | 0 | 0 | 167 | |
| COMCAST CORP NEW | CL A | 20030N101 | 13 | 245 | SH | DFND | 1 | 0 | 0 | 245 | |
| CREDIT SUISSE NASSAU BRH | LG CP GRTH ENH | 22542D423 | 23 | 232 | SH | DFND | 1 | 0 | 0 | 232 | |
| DISNEY WALT CO | COM DISNEY | 254687106 | 11 | 131 | SH | DFND | 1 | 0 | 0 | 131 | |
| EAGLE ROCK ENERGY PARTNERS L | UNIT | 26985R104 | 2 | 378 | SH | DFND | 1 | 0 | 0 | 378 | |
| EARTHLINK HLDGS CORP | COM | 27033X101 | 1 | 300 | SH | DFND | 1 | 0 | 0 | 300 | |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 7 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
| EXXON MOBIL CORP | COM | 30231G102 | 9 | 90 | SH | DFND | 1 | 0 | 0 | 90 | |
| GABELLI EQUITY TR INC | COM | 362397101 | 0 | 33 | SH | DFND | 1 | 0 | 0 | 33 | |
| GABELLI HLTHCARE & WELLNESS | RIGHT 07/08/2014 | 36246K137 | 0 | 60 | SH | DFND | 1 | 0 | 0 | 60 | |
| GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 1 | 60 | SH | DFND | 1 | 0 | 0 | 60 | |
| GABELLI MULTIMEDIA TR INC | COM | 36239Q109 | 0 | 14 | SH | DFND | 1 | 0 | 0 | 14 | |
| GENERAL ELECTRIC CO | COM | 369604103 | 25 | 937 | SH | DFND | 1 | 0 | 0 | 937 | |
| GENERAL MTRS CO | COM | 37045V100 | 15 | 400 | SH | DFND | 1 | 0 | 0 | 400 | |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 10 | 192 | SH | DFND | 1 | 0 | 0 | 192 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 13 | 75 | SH | DFND | 1 | 0 | 0 | 75 | |
| GOOGLE INC | CL A | 38259P508 | 6 | 11 | SH | DFND | 1 | 0 | 0 | 11 | |
| GOOGLE INC | CL C | 38259P706 | 6 | 11 | SH | DFND | 1 | 0 | 0 | 11 | |
| GREAT PLAINS ENERGY INC | COM | 391164100 | 7 | 271 | SH | DFND | 1 | 0 | 0 | 271 | |
| HCP INC | COM | 40414L109 | 1 | 36 | SH | DFND | 1 | 0 | 0 | 36 | |
| HOME DEPOT INC | COM | 437076102 | 13 | 165 | SH | DFND | 1 | 0 | 0 | 165 | |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 14 | 280 | SH | DFND | 1 | 0 | 0 | 280 | |
| INTEL CORP | COM | 458140100 | 8 | 268 | SH | DFND | 1 | 0 | 0 | 268 | |
| ISHARES | CORE S&P MCP ETF | 464287507 | 20,255 | 141,567 | SH | DFND | 1 | 0 | 0 | 141,567 | |
| ISHARES | CORE S&P SCP ETF | 464287804 | 9,061 | 80,836 | SH | DFND | 1 | 0 | 0 | 80,836 | |
| ISHARES | CORE S&P500 ETF | 464287200 | 0 | 1 | SH | DFND | 1 | 0 | 0 | 1 | |
| ISHARES | CORE TOTUSBD ETF | 464287226 | 1 | 5 | SH | DFND | 1 | 0 | 0 | 5 | |
| ISHARES | CREDIT BD ETF | 464288620 | 7,998 | 71,772 | SH | DFND | 1 | 0 | 0 | 71,772 | |
| ISHARES | EAFE SML CP ETF | 464288273 | 3 | 66 | SH | DFND | 1 | 0 | 0 | 66 | |
| ISHARES | EAFE VALUE ETF | 464288877 | 5 | 89 | SH | DFND | 1 | 0 | 0 | 89 | |
| ISHARES | EMU ETF | 464286608 | 8 | 184 | SH | DFND | 1 | 0 | 0 | 184 | |
| ISHARES | IBOXX HI YD ETF | 464288513 | 0 | 1 | SH | DFND | 1 | 0 | 0 | 1 | |
| ISHARES | IBOXX INV CP ETF | 464287242 | 5 | 40 | SH | DFND | 1 | 0 | 0 | 40 | |
| ISHARES | MBS ETF | 464288588 | 1 | 5 | SH | DFND | 1 | 0 | 0 | 5 | |
| ISHARES | MSCI EAFE ETF | 464287465 | 1 | 16 | SH | DFND | 1 | 0 | 0 | 16 | |
| ISHARES | MSCI EMG MKT ETF | 464287234 | 1 | 26 | SH | DFND | 1 | 0 | 0 | 26 | |
| ISHARES | MSCI FRNTR100ETF | 464286145 | 3 | 76 | SH | DFND | 1 | 0 | 0 | 76 | |
| ISHARES | NAT AMT FREE BD | 464288414 | 6,835 | 62,905 | SH | DFND | 1 | 0 | 0 | 62,905 | |
| ISHARES | RUS 1000 GRW ETF | 464287614 | 0 | 3 | SH | DFND | 1 | 0 | 0 | 3 | |
| ISHARES | RUS 1000 VAL ETF | 464287598 | 6 | 57 | SH | DFND | 1 | 0 | 0 | 57 | |
| ISHARES | RUS MDCP VAL ETF | 464287473 | 3 | 39 | SH | DFND | 1 | 0 | 0 | 39 | |
| ISHARES | SELECT DIVID ETF | 464287168 | 8 | 110 | SH | DFND | 1 | 0 | 0 | 110 | |
| ISHARES | TIPS BD ETF | 464287176 | 6,702 | 58,095 | SH | DFND | 1 | 0 | 0 | 58,095 | |
| ISHARES | U.S. PFD STK ETF | 464288687 | 5 | 125 | SH | DFND | 1 | 0 | 0 | 125 | |
| ISHARES GOLD TRUST | ISHARES | 464285105 | 3 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | 2 | 102 | SH | DFND | 1 | 0 | 0 | 102 | |
| JOHNSON & JOHNSON | COM | 478160104 | 25 | 237 | SH | DFND | 1 | 0 | 0 | 237 | |
| JOHNSON CTLS INC | COM | 478366107 | 10 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 16 | 275 | SH | DFND | 1 | 0 | 0 | 275 | |
| KIMBERLY CLARK CORP | COM | 494368103 | 22 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 16 | 3,059 | SH | DFND | 1 | 0 | 0 | 3,059 | |
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 2 | 87 | SH | DFND | 1 | 0 | 0 | 87 | |
| MARKET VECTORS ETF TR | HG YLD MUN ETF | 57060U878 | 1,857 | 61,574 | SH | DFND | 1 | 0 | 0 | 61,574 | |
| MCDONALDS CORP | COM | 580135101 | 10 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
| MERCK & CO INC NEW | COM | 58933Y105 | 8 | 141 | SH | DFND | 1 | 0 | 0 | 141 | |
| MICROSOFT CORP | COM | 594918104 | 29 | 688 | SH | DFND | 1 | 0 | 0 | 688 | |
| NOKIA CORP | SPONSORED ADR | 654902204 | 0 | 52 | SH | DFND | 1 | 0 | 0 | 52 | |
| NOVARTIS A G | SPONSORED ADR | 66987V109 | 11 | 120 | SH | DFND | 1 | 0 | 0 | 120 | |
| NOVO-NORDISK A S | ADR | 670100205 | 13 | 275 | SH | DFND | 1 | 0 | 0 | 275 | |
| NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 2 | 167 | SH | DFND | 1 | 0 | 0 | 167 | |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 | 10 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
| ORACLE CORP | COM | 68389X105 | 9 | 212 | SH | DFND | 1 | 0 | 0 | 212 | |
| PEPSICO INC | COM | 713448108 | 10 | 111 | SH | DFND | 1 | 0 | 0 | 111 | |
| PFIZER INC | COM | 717081103 | 16 | 541 | SH | DFND | 1 | 0 | 0 | 541 | |
| POWERSHS DB MULTI SECT COMM | DB ENERGY FUND | 73936B101 | 1 | 40 | SH | DFND | 1 | 0 | 0 | 40 | |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 1 | 25 | SH | DFND | 1 | 0 | 0 | 25 | |
| PROCTER & GAMBLE CO | COM | 742718109 | 12 | 157 | SH | DFND | 1 | 0 | 0 | 157 | |
| PROSHARES TR | PSHS ULTRA TECH | 74347R693 | 1 | 10 | SH | DFND | 1 | 0 | 0 | 10 | |
| PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 1 | 7 | SH | DFND | 1 | 0 | 0 | 7 | |
| PROSHARES TR II | ULT VIX SHRT TRM | 74347W346 | 2 | 75 | SH | DFND | 1 | 0 | 0 | 75 | |
| QUALCOMM INC | COM | 747525103 | 14 | 180 | SH | DFND | 1 | 0 | 0 | 180 | |
| ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 10 | 145 | SH | DFND | 1 | 0 | 0 | 145 | |
| RYDEX ETF TRUST | GUG RUSS TOP 50 | 78355W205 | 1 | 4 | SH | DFND | 1 | 0 | 0 | 4 | |
| SANOFI | SPONSORED ADR | 80105N105 | 12 | 233 | SH | DFND | 1 | 0 | 0 | 233 | |
| SAP AG | SPON ADR | 803054204 | 10 | 125 | SH | DFND | 1 | 0 | 0 | 125 | |
| SCHLUMBERGER LTD | COM | 806857108 | 10 | 82 | SH | DFND | 1 | 0 | 0 | 82 | |
| SOUTHERN CO | COM | 842587107 | 9 | 200 | SH | DFND | 1 | 0 | 0 | 200 | |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1 | 11 | SH | DFND | 1 | 0 | 0 | 11 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 78,993 | 403,600 | SH | DFND | 1 | 0 | 0 | 403,600 | |
| SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 5 | 154 | SH | DFND | 1 | 0 | 0 | 154 | |
| SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 8,064 | 193,251 | SH | DFND | 1 | 0 | 0 | 193,251 | |
| SPDR SERIES TRUST | BRCLYS INTL ETF | 78464A516 | 4,915 | 80,824 | SH | DFND | 1 | 0 | 0 | 80,824 | |
| SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | 3,017 | 124,012 | SH | DFND | 1 | 0 | 0 | 124,012 | |
| SPDR SERIES TRUST | NUVN BRCLY MUNI | 78464A458 | 4,655 | 196,582 | SH | DFND | 1 | 0 | 0 | 196,582 | |
| STANLEY BLACK & DECKER INC | COM | 854502101 | 9 | 100 | SH | DFND | 1 | 0 | 0 | 100 | |
| TEXAS INSTRS INC | COM | 882508104 | 2 | 52 | SH | DFND | 1 | 0 | 0 | 52 | |
| TIME INC NEW | COM | 887228104 | 0 | 14 | SH | DFND | 1 | 0 | 0 | 14 | |
| TIME WARNER CABLE INC | COM | 88732J207 | 2 | 16 | SH | DFND | 1 | 0 | 0 | 16 | |
| TIME WARNER INC | COM NEW | 887317303 | 5 | 66 | SH | DFND | 1 | 0 | 0 | 66 | |
| TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | 5 | 99 | SH | DFND | 1 | 0 | 0 | 99 | |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 13 | 105 | SH | DFND | 1 | 0 | 0 | 105 | |
| TRAVELERS COMPANIES INC | COM | 89417E109 | 0 | 3 | SH | DFND | 1 | 0 | 0 | 3 | |
| UBS AG | SHS NEW | H89231338 | 16 | 896 | SH | DFND | 1 | 0 | 0 | 896 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 20 | 175 | SH | DFND | 1 | 0 | 0 | 175 | |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 15,773 | 196,334 | SH | DFND | 1 | 0 | 0 | 196,334 | |
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 30,451 | 370,357 | SH | DFND | 1 | 0 | 0 | 370,357 | |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | 12,973 | 173,338 | SH | DFND | 1 | 0 | 0 | 173,338 | |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 0 | 2 | SH | DFND | 1 | 0 | 0 | 2 | |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 3 | 32 | SH | DFND | 1 | 0 | 0 | 32 | |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 17,641 | 409,030 | SH | DFND | 1 | 0 | 0 | 409,030 | |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 1,898 | 37,870 | SH | DFND | 1 | 0 | 0 | 37,870 | |
| VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 45,294 | 1,063,485 | SH | DFND | 1 | 0 | 0 | 1,063,485 | |
| VISA INC | COM CL A | 92826C839 | 16 | 75 | SH | DFND | 1 | 0 | 0 | 75 | |
| WELLS FARGO & CO NEW | COM | 949746101 | 16 | 309 | SH | DFND | 1 | 0 | 0 | 309 | |