0000910886-14-000006.txt : 20140805 0000910886-14-000006.hdr.sgml : 20140805 20140805151844 ACCESSION NUMBER: 0000910886-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140805 DATE AS OF CHANGE: 20140805 EFFECTIVENESS DATE: 20140805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC CENTRAL INDEX KEY: 0000910886 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06374 FILM NUMBER: 141015906 BUSINESS ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 611 EAST WISCONSIN AVE CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN MUTUAL INVESTMENT SERVICES INC DATE OF NAME CHANGE: 19930819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000910886 XXXXXXXX 06-30-2014 06-30-2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

611 EAST WISCONSIN AVE MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06374 N Jennifer L. O'Leary 414-665-2542 Jennifer L. O'Leary Milwaukee WI 08-05-2014 1 123 277316 false 1 028-00229 THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY INFORMATION TABLE 2 nmis14q2.inftab.xml ALCATEL-LUCENTSPONSORED ADR01390430506SHDFND1006AMAZON COM INCCOM0231351061648SHDFND10048AMBIENT CORPCOM NEW02318N2010100SHDFND100100AMERICAN EXPRESS COCOM02581610919199SHDFND100199ANADARKO PETE CORPCOM032511107550SHDFND10050AOL INCCOM00184X10509SHDFND1009APPLE INCCOM03783310017182SHDFND100182BANK OF AMERICA CORPORATIONCOM06050510413864SHDFND100864BARCLAYS BK PLCBARC ETN EUR5006742C12930226SHDFND100226BARCLAYS BK PLCBARC YLD ETN LKD06742C15239297SHDFND100297BERKSHIRE HATHAWAY INC DELCL B NEW08467070252410SHDFND100410BHP BILLITON LTDSPONSORED ADR088606108580SHDFND10080BLACKROCK MUNIYIELD QLTY FDCOM09254E103332368SHDFND1002368BLUCORA INCCOM095229100280SHDFND10080CHEVRON CORP NEWCOM16676410023175SHDFND100175CISCO SYS INCCOM17275R1027290SHDFND100290CITIGROUP INCCOM NEW17296742412245SHDFND100245CLEARBRIDGE ENERGY MLP FD INCOM1846921015179SHDFND100179COCA COLA COCOM1912161008200SHDFND100200COHEN & STEERS CLOSED END OPCOM19248P1062167SHDFND100167COMCAST CORP NEWCL A20030N10113245SHDFND100245CREDIT SUISSE NASSAU BRHLG CP GRTH ENH22542D42323232SHDFND100232DISNEY WALT COCOM DISNEY25468710611131SHDFND100131EAGLE ROCK ENERGY PARTNERS LUNIT26985R1042378SHDFND100378EARTHLINK HLDGS CORPCOM27033X1011300SHDFND100300EXPRESS SCRIPTS HLDG COCOM30219G1087100SHDFND100100EXXON MOBIL CORPCOM30231G102990SHDFND10090GABELLI EQUITY TR INCCOM362397101033SHDFND10033GABELLI HLTHCARE & WELLNESSRIGHT 07/08/201436246K137060SHDFND10060GABELLI HLTHCARE & WELLNESSSHS36246K103160SHDFND10060GABELLI MULTIMEDIA TR INCCOM36239Q109014SHDFND10014GENERAL ELECTRIC COCOM36960410325937SHDFND100937GENERAL MTRS COCOM37045V10015400SHDFND100400GLAXOSMITHKLINE PLCSPONSORED ADR37733W10510192SHDFND100192GOLDMAN SACHS GROUP INCCOM38141G1041375SHDFND10075GOOGLE INCCL A38259P508611SHDFND10011GOOGLE INCCL C38259P706611SHDFND10011GREAT PLAINS ENERGY INCCOM3911641007271SHDFND100271HCP INCCOM40414L109136SHDFND10036HOME DEPOT INCCOM43707610213165SHDFND100165HSBC HLDGS PLCSPON ADR NEW40428040614280SHDFND100280INTEL CORPCOM4581401008268SHDFND100268ISHARESCORE S&P MCP ETF46428750720255141567SHDFND100141567ISHARESCORE S&P SCP ETF464287804906180836SHDFND10080836ISHARESCORE S&P500 ETF46428720001SHDFND1001ISHARESCORE TOTUSBD ETF46428722615SHDFND1005ISHARESCREDIT BD ETF464288620799871772SHDFND10071772ISHARESEAFE SML CP ETF464288273366SHDFND10066ISHARESEAFE VALUE ETF464288877589SHDFND10089ISHARESEMU ETF4642866088184SHDFND100184ISHARESIBOXX HI YD ETF46428851301SHDFND1001ISHARESIBOXX INV CP ETF464287242540SHDFND10040ISHARESMBS ETF46428858815SHDFND1005ISHARESMSCI EAFE ETF464287465116SHDFND10016ISHARESMSCI EMG MKT ETF464287234126SHDFND10026ISHARESMSCI FRNTR100ETF464286145376SHDFND10076ISHARESNAT AMT FREE BD464288414683562905SHDFND10062905ISHARESRUS 1000 GRW ETF46428761403SHDFND1003ISHARESRUS 1000 VAL ETF464287598657SHDFND10057ISHARESRUS MDCP VAL ETF464287473339SHDFND10039ISHARESSELECT DIVID ETF4642871688110SHDFND100110ISHARESTIPS BD ETF464287176670258095SHDFND10058095ISHARESU.S. PFD STK ETF4642886875125SHDFND100125ISHARES GOLD TRUSTISHARES4642851053200SHDFND100200ISHARES SILVER TRUSTISHARES46428Q1092102SHDFND100102JOHNSON & JOHNSONCOM47816010425237SHDFND100237JOHNSON CTLS INCCOM47836610710200SHDFND100200JPMORGAN CHASE & COCOM46625H10016275SHDFND100275KIMBERLY CLARK CORPCOM49436810322200SHDFND100200LLOYDS BANKING GROUP PLCSPONSORED ADR539439109163059SHDFND1003059MARKET VECTORS ETF TRGOLD MINER ETF57060U100287SHDFND10087MARKET VECTORS ETF TRHG YLD MUN ETF57060U878185761574SHDFND10061574MCDONALDS CORPCOM58013510110100SHDFND100100MERCK & CO INC NEWCOM58933Y1058141SHDFND100141MICROSOFT CORPCOM59491810429688SHDFND100688NOKIA CORPSPONSORED ADR654902204052SHDFND10052NOVARTIS A GSPONSORED ADR66987V10911120SHDFND100120NOVO-NORDISK A SADR67010020513275SHDFND100275NUVEEN QUALITY PFD INCOME FDCOM67072C1052167SHDFND100167OCCIDENTAL PETE CORP DELCOM67459910510100SHDFND100100ORACLE CORPCOM68389X1059212SHDFND100212PEPSICO INCCOM71344810810111SHDFND100111PFIZER INCCOM71708110316541SHDFND100541POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B101140SHDFND10040POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D107125SHDFND10025PROCTER & GAMBLE COCOM74271810912157SHDFND100157PROSHARES TRPSHS ULTRA TECH74347R693110SHDFND10010PROSHARES TRULTRA FNCLS NEW74347X63317SHDFND1007PROSHARES TR IIULT VIX SHRT TRM74347W346275SHDFND10075QUALCOMM INCCOM74752510314180SHDFND100180ROYAL BK CDA MONTREAL QUECOM78008710210145SHDFND100145RYDEX ETF TRUSTGUG RUSS TOP 5078355W20514SHDFND1004SANOFISPONSORED ADR80105N10512233SHDFND100233SAP AGSPON ADR80305420410125SHDFND100125SCHLUMBERGER LTDCOM8068571081082SHDFND10082SOUTHERN COCOM8425871079200SHDFND100200SPDR GOLD TRUSTGOLD SHS78463V107111SHDFND10011SPDR S&P 500 ETF TRTR UNIT78462F10378993403600SHDFND100403600SPDR SER TRSHT TRM HGH YLD78468R4085154SHDFND100154SPDR SERIES TRUSTBRC HGH YLD BD78464A4178064193251SHDFND100193251SPDR SERIES TRUSTBRCLYS INTL ETF78464A516491580824SHDFND10080824SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4253017124012SHDFND100124012SPDR SERIES TRUSTNUVN BRCLY MUNI78464A4584655196582SHDFND100196582STANLEY BLACK & DECKER INCCOM8545021019100SHDFND100100TEXAS INSTRS INCCOM882508104252SHDFND10052TIME INC NEWCOM887228104014SHDFND10014TIME WARNER CABLE INCCOM88732J207216SHDFND10016TIME WARNER INCCOM NEW887317303566SHDFND10066TORTOISE ENERGY INFRSTRCTR CCOM89147L100599SHDFND10099TOYOTA MOTOR CORPSP ADR REP2COM89233130713105SHDFND100105TRAVELERS COMPANIES INCCOM89417E10903SHDFND1003UBS AGSHS NEWH8923133816896SHDFND100896UNITED TECHNOLOGIES CORPCOM91301710920175SHDFND100175VANGUARD BD INDEX FD INCSHORT TRM BOND92193782715773196334SHDFND100196334VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783530451370357SHDFND100370357VANGUARD INDEX FDSREIT ETF92290855312973173338SHDFND100173338VANGUARD INDEX FDSSML CP GRW ETF92290859502SHDFND1002VANGUARD INDEX FDSTOTAL STK MKT922908769332SHDFND10032VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285817641409030SHDFND100409030VANGUARD MALVERN FDSSTRM INFPROIDX922020805189837870SHDFND10037870VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858452941063485SHDFND1001063485VISA INCCOM CL A92826C8391675SHDFND10075WELLS FARGO & CO NEWCOM94974610116309SHDFND100309