FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ TDSC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/16/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 11/16/2011 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/16/2011 | S | 204,000(1)(2) | D | $20.9 | 2,917,714 | I | See Footnotes(3)(4) | ||
Common Stock | 53,042 | I | Kevin S. Moore, Trustee, The Kevin Scott Moore 2011 Revocable Living Trust dated September 13, 2011 |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On April 5, 2011, The Clark Estates, Inc. sold 102,000 shares as reported in its Amendment 10 to Schedule 13D filed on April 6, 2011. This disposition reduced the shares of 3D Systems Corporation (the "Corporation") common stock owned by the various investment accounts for which The Clark Estates, Inc. provides administrative services to 1,458,857 shares as of that date. See note 4 below. As a result of the Corporation's two-for-one stock split distributed to the Corporation's stockholders on May 18, 2011, the shares of the Corporation's common stock owned by such investment accounts as of that date was 2,917,714. This amount was incorrectly shown as 3,121,714, which did not account for the sale on April 5, 2011, in each of Mr. Moore's Form 4 filings on May 6, 2011, May 19, 2011, November 8, 2011 and November 16, 2011. |
2. This Form 4/A is being filed in connection with the most recent November 16, 2011 Form 4 filing to correctly reflect the number of shares of the Corporation's common stock owned by such investment accounts as of November 16, 2011. |
3. These securities are owned by various investment accounts for which The Clark Estates, Inc., a New York corporation, provides administrative and management services. The Clark Estates, Inc. may be deemed to be the beneficial owner of those securities. The Reporting Person is President and a director of The Clark Estates, Inc. |
4. The Reporting Person disclaims beneficial ownership of these securities as well as any pecuniary interest therein. |
Remarks: |
/s/ Robert M. Grace, Jr., Attorney-in-Fact | 11/30/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |