EX-1.01 2 exh_101.htm EXHIBIT 1.01

Exhibit 1.01

 

Conflict Minerals Report of 3D Systems Corporation

in Accordance with Rule 13p-1 of the Securities Exchange Act of 1934

 

This Conflict Minerals Report of 3D Systems Corporation (“3D Systems” or the “Company” or “we” or “us”) for the calendar year ended December 31, 2018 is being filed in accordance with Rule 13p-1 (“Rule 13p-1”) of the Securities Exchange Act of 1934. Please refer to Rule 13p-1, Form SD and Release No. 34-67716 for definitions of the terms used in this Conflict Minerals Report, unless otherwise defined herein.

 

3D Systems undertook due diligence intended to determine the conflict minerals status of raw materials used in its 3D-printing-centric design-to-manufacturing solutions, including 3D printers, print materials, on-demand custom parts services, sculpting and simulation applications. As described in our accompanying Form SD, we sought information from our direct suppliers, with those suppliers in turn seeking similar information within their supply chains to identify the original sources of necessary conflict minerals.

 

3D Systems’ due diligence measures were based upon, and designed to conform, in all material respects, with the due diligence framework established by the Organisation for Economic Co-operation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.

 

Consistent with the OECD Guidelines, 3D Systems due diligence measures included:

 

Step 1. Establish Strong Company Management Systems

 

We formed a multi-disciplinary conflict minerals working group to oversee compliance with Rule 13p-1 and our responsible sourcing of conflict minerals. This working group includes members of senior management and is responsible for all aspects of our responsible conflict minerals sourcing program.

 

Step 2. Identify and Assess Risks in the Supply Chain

 

To determine whether any conflict minerals in our products originated in the Democratic Republic of the Congo or an adjoining country (“Covered Countries”), we retained a third-party service provider to assist us in collecting and reviewing data from our supply chain. With the assistance of the third-party service provider, we engage with our direct suppliers to evaluate the source of conflict minerals in our products. Upon receiving a Conflict Minerals Reporting Template (the “CMRT”), it is reviewed for consistency and accuracy. This review also includes checking all identified smelters and refiners against the Responsible Minerals Initiative’s (“RMI”) Responsible Minerals Assurance Process database (the “RMI Database”). The majority of smelters and refiners identified in our supply chain were listed as compliant with the relevant Responsible Minerals Assurance Process assessment protocols in the RMI Database as of May 20, 2019, as identified on Table A.

 

After exercising due diligence, the country of origin of conflict minerals contained within our products cannot be readily determined at this time. We are unable to determine this information with greater specificity at this time because certain of our direct suppliers were unable to provide the information to us.

 

Step 3. Design and Implement a Strategy to Respond to Identified Risks

 

Due to the breadth and complexity of our products and supply chain, many of our suppliers have not responded with verifications of the origin of materials supplied to us. We will continue to look for ways to strengthen our conflict minerals compliance program, including the processes outlined above. In addition, we will continue to collaborate with our direct suppliers so that they and we are better able to track the sourcing of conflict minerals with greater precision. To accomplish this objective, we will continue outreach and education efforts among the direct supplier base, particularly with respect to direct suppliers that are unable to provide greater transparency as to their own sourcing practices. We encourage direct suppliers to source, when feasible, from smelters or refiners that are certified as conflict-free by an independent third party, such as RMI.

 

 

Step 4. Carry Out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

 

3D System supports audits of conflict minerals smelters and refiners conducted by third parties, such as RMI.

 

Step 5. Report Annually on Supply Chain Due Diligence

 

This report and the related Form SD constitutes 3D Systems’ annual report on its conflict minerals due diligence and is available free of charge on our website at www.3dsystems.com. Other information contained in, and that can be accessed through the website, is not, and shall not be deemed to be, part of this Conflict Minerals Report or incorporated into any other filings we make with the SEC.

 

 

 

 

 

 

 

 

 

 

 

 

 

Table A

 

Summary of Identified Smelters and Refiners for Calendar Year ended December 31, 2018

 

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Gold 8853 S.p.A.* ITALY CID002763
Gold Abington Reldan Metals, LLC UNITED STATES CID002708
Gold Advanced Chemical Company* UNITED STATES CID000015
Gold African Gold Refinery UGANDA CID003185
Gold Aida Chemical Industries Co., Ltd.* JAPAN CID000019
Gold Al Etihad Gold LLC* UNITED ARAB EMIRATES CID002560
Gold Allgemeine Gold-und Silberscheideanstalt A.G.* GERMANY CID000035
Gold Almalyk Mining and Metallurgical Complex (AMMC)* UZBEKISTAN CID000041
Gold AngloGold Ashanti Córrego do Sítio Mineração* BRAZIL CID000058
Gold Argor-Heraeus S.A.* SWITZERLAND CID000077
Gold Asahi Pretec Corp.* JAPAN CID000082
Gold Asahi Refining Canada Ltd.* CANADA CID000924
Gold Asahi Refining USA Inc.* UNITED STATES CID000920
Gold Asaka Riken Co., Ltd.* JAPAN CID000090
Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. TURKEY CID000103
Gold AU Traders and Refiners* SOUTH AFRICA CID002850
Gold Aurubis AG* GERMANY CID000113
Gold Bangalore Refinery* INDIA CID002863
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* PHILIPPINES CID000128
Gold Boliden AB* SWEDEN CID000157
Gold C. Hafner GmbH + Co. KG* GERMANY CID000176
Gold Caridad MEXICO CID000180
Gold CCR Refinery - Glencore Canada Corporation* CANADA CID000185
Gold Cendres + Métaux S.A.* SWITZERLAND CID000189
Gold CGR Metalloys Pvt Ltd. INDIA CID003382
Gold Chimet S.p.A.* ITALY CID000233
Gold Chugai Mining JAPAN CID000264
Gold Daejin Indus Co., Ltd.* KOREA, REPUBLIC OF CID000328

 

A-1

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Gold Daye Non-Ferrous Metals Mining Ltd. CHINA CID000343
Gold Degussa Sonne / Mond Goldhandel GmbH GERMANY CID002867
Gold Dijllah Gold Refinery FZC UNITED ARAB EMIRATES CID003348
Gold DODUCO Contacts and Refining GmbH* GERMANY CID000362
Gold Dowa* JAPAN CID000401
Gold DS PRETECH Co., Ltd.* KOREA, REPUBLIC OF CID003195
Gold DSC (Do Sung Corporation)* KOREA, REPUBLIC OF CID000359
Gold Eco-System Recycling Co., Ltd.* JAPAN CID000425
Gold Emirates Gold DMCC* UNITED ARAB EMIRATES CID002561
Gold Fidelity Printers and Refiners Ltd. ZIMBABWE CID002515
Gold Fujairah Gold FZE UNITED ARAB EMIRATES CID002584
Gold GCC Gujrat Gold Centre Pvt. Ltd. INDIA CID002852
Gold Geib Refining Corporation* UNITED STATES CID002459
Gold Gold Refinery of Zijin Mining Group Co., Ltd.* CHINA CID002243
Gold Great Wall Precious Metals Co., Ltd. of CBPM CHINA CID001909
Gold Guangdong Jinding Gold Limited CHINA CID002312
Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. CHINA CID000651
Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CHINA CID000671
Gold HeeSung* KOREA, REPUBLIC OF CID000689
Gold Heimerle + Meule GmbH* GERMANY CID000694
Gold Heraeus Metals Hong Kong Ltd.* CHINA CID000707
Gold Heraeus Precious Metals GmbH & Co. KG* GERMANY CID000711
Gold Hunan Chenzhou Mining Co., Ltd. CHINA CID000767
Gold Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. CHINA CID000773
Gold Hwasung CJ Co., Ltd. KOREA, REPUBLIC OF CID000778
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* CHINA CID000801
Gold International Precious Metal Refiners UNITED ARAB EMIRATES CID002562
Gold Ishifuku Metal Industry Co., Ltd.* JAPAN CID000807
Gold Istanbul Gold Refinery* TURKEY CID000814
Gold Italpreziosi* ITALY CID002765
Gold Japan Mint* JAPAN CID000823

 

A-2

 

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Gold Jiangxi Copper Co., Ltd.* CHINA CID000855
Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant RUSSIAN FEDERATION CID000927
Gold JSC Uralelectromed* RUSSIAN FEDERATION CID000929
Gold JX Nippon Mining & Metals Co., Ltd.* JAPAN CID000937
Gold Kaloti Precious Metals UNITED ARAB EMIRATES CID002563
Gold Kazakhmys Smelting LLC KAZAKHSTAN CID000956
Gold Kazzinc* KAZAKHSTAN CID000957
Gold Kennecott Utah Copper LLC* UNITED STATES CID000969
Gold KGHM Polska Miedz Spolka Akcyjna POLAND CID002511
Gold Kojima Chemicals Co., Ltd.* JAPAN CID000981
Gold Korea Zinc Co., Ltd.* KOREA, REPUBLIC OF CID002605
Gold Kyrgyzaltyn JSC* KYRGYZSTAN CID001029
Gold Kyshtym Copper-Electrolytic Plant ZAO RUSSIAN FEDERATION CID002865
Gold L'azurde Company For Jewelry SAUDI ARABIA CID001032
Gold Lingbao Gold Co., Ltd. CHINA CID001056
Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. CHINA CID001058
Gold L'Orfebre S.A.* ANDORRA CID002762
Gold LS-NIKKO Copper Inc.* KOREA, REPUBLIC OF CID001078
Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CHINA CID001093
Gold Marsam Metals* BRAZIL CID002606
Gold Materion* UNITED STATES CID001113
Gold Matsuda Sangyo Co., Ltd.* JAPAN CID001119
Gold Metalor Technologies (Hong Kong) Ltd.* CHINA CID001149
Gold Metalor Technologies (Singapore) Pte., Ltd.* SINGAPORE CID001152
Gold Metalor Technologies (Suzhou) Ltd.* CHINA CID001147
Gold Metalor Technologies S.A.* SWITZERLAND CID001153
Gold Metalor USA Refining Corporation* UNITED STATES CID001157
Gold Metalúrgica Met-Mex Peñoles S.A. De C.V.* MEXICO CID001161
Gold Mitsubishi Materials Corporation* JAPAN CID001188
Gold Mitsui Mining and Smelting Co., Ltd.* JAPAN CID001193
Gold MMTC-PAMP India Pvt., Ltd.* INDIA CID002509

 

A-3

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Gold Modeltech Sdn Bhd MALAYSIA CID002857
Gold Morris and Watson NEW ZEALAND CID002282
Gold Morris and Watson Gold Coast AUSTRALIA CID002866
Gold Moscow Special Alloys Processing Plant* RUSSIAN FEDERATION CID001204
Gold Nadir Metal Rafineri San. Ve Tic. A.Ş.* TURKEY CID001220
Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN CID001236
Gold NH Recytech Company KOREA, REPUBLIC OF CID003189
Gold Nihon Material Co., Ltd.* JAPAN CID001259
Gold Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH* AUSTRIA CID002779
Gold Ohura Precious Metal Industry Co., Ltd.* JAPAN CID001325
Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)* RUSSIAN FEDERATION CID001326
Gold OJSC Novosibirsk Refinery* RUSSIAN FEDERATION CID000493
Gold PAMP S.A.* SWITZERLAND CID001352
Gold Pease & Curren UNITED STATES CID002872
Gold Penglai Penggang Gold Industry Co., Ltd. CHINA CID001362
Gold Planta Recuperadora de Metales SpA* CHILE CID002919
Gold Prioksky Plant of Non-Ferrous Metals* RUSSIAN FEDERATION CID001386
Gold PT Aneka Tambang (Persero) Tbk* INDONESIA CID001397
Gold PX Précinox S.A.* SWITZERLAND CID001498
Gold QG Refining, LLC UNITED STATES OF AMERICA CID003324
Gold Rand Refinery (Pty) Ltd.* SOUTH AFRICA CID001512
Gold Refinery of Seemine Gold Co., Ltd. CHINA CID000522
Gold Remondis Argentia B.V.* NETHERLANDS CID002582
Gold Republic Metals Corporation* UNITED STATES CID002510
Gold Royal Canadian Mint* CANADA CID001534
Gold SAAMP* FRANCE CID002761
Gold Sabin Metal Corp. UNITED STATES CID001546
Gold Safimet S.p.A* Italy CID002973
Gold SAFINA A.S. CZECH REPUBLIC CID002290
Gold Sai Refinery INDIA CID002853
Gold Samduck Precious Metals KOREA, REPUBLIC OF CID001555

 

A-4

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Gold SAMWON Metals Corp. KOREA, REPUBLIC OF CID001562
Gold SAXONIA Edelmetalle GmbH* GERMANY CID002777
Gold SEMPSA Joyería Platería S.A.* SPAIN CID001585
Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. CHINA CID001619
Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* CHINA CID001622
Gold Shangdong Humon Smelting Co., Ltd. CHINA CID002525
Gold Sichuan Tianze Precious Metals Co., Ltd.* CHINA CID001736
Gold Singway Technology Co., Ltd.* TAIWAN CID002516
Gold SOE Shyolkovsky Factory of Secondary Precious Metals* RUSSIAN FEDERATION CID001756
Gold Solar Applied Materials Technology Corp.* TAIWAN CID001761
Gold Sovereign Metals INDIA CID003383
Gold State Research Institute Center for Physical Sciences and Technology LITHUANIA CID003153
Gold Sudan Gold Refinery SUDAN CID002567
Gold Sumitomo Metal Mining Co., Ltd.* JAPAN CID001798
Gold SungEel HiTech* KOREA, REPUBLIC OF CID002918
Gold T.C.A S.p.A* ITALY CID002580
Gold Tanaka Kikinzoku Kogyo K.K.* JAPAN CID001875
Gold The Refinery of Shandong Gold Mining Co., Ltd.* CHINA CID001916
Gold Tokuriki Honten Co., Ltd.* JAPAN CID001938
Gold Tongling Nonferrous Metals Group Co., Ltd. CHINA CID001947
Gold Tony Goetz NV BELGIUM CID002587
Gold TOO Tau-Ken-Altyn KAZAKHSTAN CID002615
Gold Torecom* KOREA, REPUBLIC OF CID001955
Gold Umicore Brasil Ltda.* BRAZIL CID001977
Gold Umicore Precious Metals Thailand* THAILAND CID002314
Gold Umicore S.A. Business Unit Precious Metals Refining* BELGIUM CID001980
Gold United Precious Metal Refining, Inc.* UNITED STATES CID001993
Gold Universal Precious Metals Refining Zambia ZAMBIA CID002854
Gold Valcambi S.A.* SWITZERLAND CID002003
Gold Western Australian Mint trading as The Perth Mint* AUSTRALIA CID002030

 

A-5

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Gold WIELAND Edelmetalle GmbH* GERMANY CID002778
Gold Yamamoto Precious Metal Co., Ltd.* JAPAN CID002100
Gold Yokohama Metal Co., Ltd.* JAPAN CID002129
Gold Yunnan Copper Industry Co., Ltd. CHINA CID000197
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation* CHINA CID002224
Tantalum Asaka Riken Co., Ltd.* JAPAN CID000092
Tantalum Changsha South Tantalum Niobium Co., Ltd.* CHINA CID000211
Tantalum CP Metals Inc. UNITED STATES OF AMERICA CID003402
Tantalum D Block Metals, LLC* UNITED STATES CID002504
Tantalum Exotech Inc.* UNITED STATES CID000456
Tantalum F&X Electro-Materials Ltd.* CHINA CID000460
Tantalum FIR Metals & Resource Ltd.* CHINA CID002505
Tantalum Global Advanced Metals Aizu* JAPAN CID002558
Tantalum Global Advanced Metals Boyertown* UNITED STATES CID002557
Tantalum Guangdong Rising Rare Metals-EO Materials Ltd.* CHINA CID000291
Tantalum Guangdong Zhiyuan New Material Co., Ltd.* CHINA CID000616
Tantalum H.C. Starck Co., Ltd.* THAILAND CID002544
Tantalum H.C. Starck Hermsdorf GmbH* GERMANY CID002547
Tantalum H.C. Starck Inc.* UNITED STATES CID002548
Tantalum H.C. Starck Ltd.* JAPAN CID002549
Tantalum H.C. Starck Smelting GmbH & Co. KG* GERMANY CID002550
Tantalum H.C. Starck Tantalum and Niobium GmbH* GERMANY CID002545
Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd.* CHINA CID002492
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd.* CHINA CID002512
Tantalum Jiangxi Tuohong New Raw Material* CHINA CID002842
Tantalum Jiujiang Janny New Material Co., Ltd.* CHINA CID003191
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd.* CHINA CID000914
Tantalum Jiujiang Tanbre Co., Ltd.* CHINA CID000917
Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* CHINA CID002506
Tantalum KEMET Blue Metals* MEXICO CID002539

 

A-6

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Tantalum KEMET Blue Powder* UNITED STATES CID002568
Tantalum LSM Brasil S.A.* BRAZIL CID001076
Tantalum Metallurgical Products India Pvt., Ltd.* INDIA CID001163
Tantalum Mineracao Taboca S.A.* BRAZIL CID001175
Tantalum Mitsui Mining and Smelting Co., Ltd.* JAPAN CID001192
Tantalum Ningxia Orient Tantalum Industry Co., Ltd.* CHINA CID001277
Tantalum NPM Silmet AS* ESTONIA CID001200
Tantalum Power Resources Ltd.* MACEDONIA CID002847
Tantalum QuantumClean* UNITED STATES CID001508
Tantalum Resind Industria e Comercio Ltda.* BRAZIL CID002707
Tantalum RFH Tantalum Smeltry Co., Ltd.* CHINA CID001522
Tantalum Solikamsk Magnesium Works OAO* RUSSIAN FEDERATION CID001769
Tantalum Taki Chemicals* JAPAN CID001869
Tantalum Telex Metals* UNITED STATES CID001891
Tantalum Ulba Metallurgical Plant JSC* KAZAKHSTAN CID001969
Tantalum XinXing HaoRong Electronic Material Co., Ltd.* CHINA CID002508
Tin Alpha* UNITED STATES CID000292
Tin An Vinh Joint Stock Mineral Processing Company VIET NAM CID002703
Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.* CHINA CID000228
Tin Chifeng Dajingzi Tin Industry Co., Ltd.* CHINA CID003190
Tin China Tin Group Co., Ltd.* CHINA CID001070
Tin CV Ayi Jaya* INDONESIA CID002570
Tin CV Dua Sekawan* INDONESIA CID002592
Tin CV Gita Pesona* INDONESIA CID000306
Tin CV Tiga Sekawan* INDONESIA CID002593
Tin CV United Smelting* INDONESIA CID000315
Tin CV Venus Inti Perkasa* INDONESIA CID002455
Tin Dongguan CiEXPO Environmental Engineering Co., Ltd. CHINA CID003356
Tin Dowa* JAPAN CID000402
Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company VIET NAM CID002572

A-7

 

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Tin EM Vinto* BOLIVIA CID000438
Tin Estanho de Rondônia S.A. BRAZIL CID000448
Tin Fenix Metals* POLAND CID000468
Tin Gejiu Fengming Metallurgy Chemical Plant* CHINA CID002848
Tin Gejiu Kai Meng Industry and Trade LLC* CHINA CID000942
Tin Gejiu Non-Ferrous Metal Processing Co., Ltd.* CHINA CID000538
Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.* CHINA CID001908
Tin Gejiu Zili Mining And Metallurgy Co., Ltd.* CHINA CID000555
Tin Guangdong Hanhe Non-ferrous Metal Limited Company* CHINA CID003116
Tin Guanyang Guida Nonferrous Metal Smelting Plant* CHINA CID002849
Tin HuiChang Hill Tin Industry Co., Ltd.* CHINA CID002844
Tin Huichang Jinshunda Tin Co., Ltd.* CHINA CID000760
Tin Jiangxi New Nanshan Technology Ltd.* CHINA CID001231
Tin Magnu's Minerais Metais e Ligas Ltda.* BRAZIL CID002468
Tin Malaysia Smelting Corporation (MSC)* MALAYSIA CID001105
Tin Melt Metais e Ligas S.A.* BRAZIL CID002500
Tin Metallic Resources, Inc.* UNITED STATES CID001142
Tin Metallo Belgium N.V.* BELGIUM CID002773
Tin Metallo Spain S.L.U.* SPAIN CID002774
Tin Mineracao Taboca S.A.* BRAZIL CID001173
Tin Minsur* PERU CID001182
Tin Mitsubishi Materials Corporation* JAPAN CID001191
Tin Modeltech Sdn Bhd* MALAYSIA CID002858
Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company VIET NAM CID002573
Tin O.M. Manufacturing (Thailand) Co., Ltd.* THAILAND CID001314
Tin O.M. Manufacturing Philippines, Inc.* PHILIPPINES CID002517
Tin Operaciones Metalurgical S.A.* BOLIVIA CID001337
Tin Pongpipat Company Limited MYANMAR CID003208
Tin PT Aries Kencana Sejahtera* INDONESIA CID000309
Tin PT Artha Cipta Langgeng* INDONESIA CID001399

A-8

 

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Tin PT ATD Makmur Mandiri Jaya* INDONESIA CID002503
Tin PT Babel Inti Perkasa* INDONESIA CID001402
Tin PT Babel Surya Alam Lestari* INDONESIA CID001406
Tin PT Bangka Prima Tin* INDONESIA CID002776
Tin PT Bangka Serumpun* INDONESIA CID003205
Tin PT Bangka Tin Industry* INDONESIA CID001419
Tin PT Belitung Industri Sejahtera* INDONESIA CID001421
Tin PT Bukit Timah* INDONESIA CID001428
Tin PT DS Jaya Abadi* INDONESIA CID001434
Tin PT Inti Stania Prima* INDONESIA CID002530
Tin PT Kijang Jaya Mandiri* INDONESIA CID002829
Tin PT Menara Cipta Mulia* INDONESIA CID002835
Tin PT Mitra Stania Prima* INDONESIA CID001453
Tin PT Panca Mega Persada* INDONESIA CID001457
Tin PT Premium Tin Indonesia* INDONESIA CID000313
Tin PT Prima Timah Utama* INDONESIA CID001458
Tin PT Rajawali Rimba Perkasa* INDONESIA CID003381
Tin PT Refined Bangka Tin* INDONESIA CID001460
Tin PT Sariwiguna Binasentosa* INDONESIA CID001463
Tin PT Stanindo Inti Perkasa* INDONESIA CID001468
Tin PT Sukses Inti Makmur* INDONESIA CID002816
Tin PT Sumber Jaya Indah* INDONESIA CID001471
Tin PT Timah (Persero) Tbk Kundur* INDONESIA CID001477
Tin PT Timah (Persero) Tbk Mentok* INDONESIA CID001482
Tin PT Tinindo Inter Nusa* INDONESIA CID001490
Tin PT Tirus Putra Mandiri* INDONESIA CID002478
Tin PT Tommy Utama* INDONESIA CID001493
Tin Resind Industria e Comercio Ltda.* BRAZIL CID002706
Tin Rui Da Hung* TAIWAN CID001539
Tin *Soft Metais Ltda. BRAZIL CID001758
Tin Super Ligas Brazil CID002756

A-9

 

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Tin Thai Nguyen Mining and Metallurgy Co., Ltd.* VIET NAM CID002834
Tin Thaisarco* THAILAND CID001898
Tin Tin Technology & Refining* UNITED STATES OF AMERICA CID003325
Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company VIET NAM CID002574
Tin White Solder Metalurgia e Mineração Ltda.* BRAZIL CID002036
Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd.* CHINA CID002158
Tin Yunnan Tin Company Limited* CHINA CID002180
Tungsten A.L.M.T. TUNGSTEN Corp.* JAPAN CID000004
Tungsten ACL Metais Eireli* BRAZIL CID002833
Tungsten Asia Tungsten Products Vietnam Ltd.* VIET NAM CID002502
Tungsten Chenzhou Diamond Tungsten Products Co., Ltd.* CHINA CID002513
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd.* CHINA CID000258
Tungsten CNMC (Guangxi) PGMA Co., Ltd. CHINA CID000281
Tungsten Fujian Jinxin Tungsten Co., Ltd.* CHINA CID000499
Tungsten Ganzhou Haichuang Tungsten Co., Ltd.* CHINA CID002645
Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd.* CHINA CID000875
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd.* CHINA CID002315
Tungsten Ganzhou Seadragon W & Mo Co., Ltd.* CHINA CID002494
Tungsten Ganzhou Yatai Tungsten Co., Ltd. CHINA CID002536
Tungsten Global Tungsten & Powders Corp.* UNITED STATES CID000568
Tungsten Guangdong Xianglu Tungsten Co., Ltd.* CHINA CID000218
Tungsten H.C. Starck Smelting GmbH & Co.KG* GERMANY CID002542
Tungsten H.C. Starck Tungsten GmbH* GERMANY CID002541
Tungsten Hunan Chenzhou Mining Co., Ltd.* CHINA CID000766
Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* CHINA CID002579
Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd.* CHINA CID000769
Tungsten Hunan Litian Tungsten Industry Co., Ltd. CHINA CID003182
Tungsten Hydrometallurg, JSC* RUSSIAN FEDERATION CID002649
Tungsten Japan New Metals Co., Ltd.* JAPAN CID000825
Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd.* CHINA CID002551
Tungsten Jiangxi Dayu Longxintai Tungsten Co., Ltd. CHINA CID002647

A-10

 

 

Metal Smelter Name Smelter Country

CFSI

Smelter ID No.

Tungsten Jiangxi Gan Bei Tungsten Co., Ltd.* CHINA CID002321
Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. CHINA CID002313
Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.* CHINA CID002318
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd.* CHINA CID002317
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd.* CHINA CID002316
Tungsten Kennametal Fallon* UNITED STATES CID000966
Tungsten Kennametal Huntsville* UNITED STATES CID000105
Tungsten KGETS CO., LTD.* KOREA, REPUBLIC OF CID003388
Tungsten Malipo Haiyu Tungsten Co., Ltd.* CHINA CID002319
Tungsten Moliren Ltd* RUSSIAN FEDERATION CID002845
Tungsten Niagara Refining LLC* UNITED STATES CID002589
Tungsten Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC* VIET NAM CID002543
Tungsten Philippine Chuangxin Industrial Co., Inc.* PHILIPPINES CID002827
Tungsten South-East Nonferrous Metal Company Limited of Hengyang City* CHINA CID002815
Tungsten Tejing (Vietnam) Tungsten Co., Ltd.* VIET NAM CID001889
Tungsten Unecha Refractory metals plant* RUSSIAN FEDERATION CID002724
Tungsten Wolfram Bergbau und Hütten AG* AUSTRIA CID002044
Tungsten Woltech Korea Co., Ltd.* KOREA, REPUBLIC OF CID002843
Tungsten Xiamen Tungsten (H.C.) Co., Ltd.* CHINA CID002320
Tungsten Xiamen Tungsten Co., Ltd.* CHINA CID002082
Tungsten Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* CHINA CID002830
Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd.* CHINA CID002095

 

* Denotes smelters and refiners that are identified as being compliant with the relevant Responsible Minerals Assurance Process assessment protocols in the RMI Database as of May 20, 2019.

 

 

 

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