0001127602-17-005381.txt : 20170213 0001127602-17-005381.hdr.sgml : 20170213 20170213160528 ACCESSION NUMBER: 0001127602-17-005381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHAS AUGUSTUS N CENTRAL INDEX KEY: 0001220930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 17599026 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE STE 500 CITY: CHATTANOOGA STATE: TN ZIP: 374216000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-10 0000910612 CBL & ASSOCIATES PROPERTIES INC CBL 0001220930 STEPHAS AUGUSTUS N 2030 HAMILTON PLACE BLVD., SUITE 500 CHATTANOOGA TN 374216000 1 Exec VP & COO Common Stock 2017-02-10 4 A 0 18736 0 A 110487.1277 D Preferred Series D Depositary Shares 2162 D Preferred Series E Depositary Shares 1600 D Preferred Series E Depositary Shares 195 I By Spouse Common Units 2043-11-03 Common Stock 55340 55340 D Grant of restricted Common Stock pursuant to the terms of the CBL & Associates Properties, Inc. 2012 Stock Incentive Plan, as amended. Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The Common Units are exerciseable on a 1 to 1 ratio with no exercise price. Immediately exercisable. /s/ Jeffery V. Curry, Attorney-In-Fact for Augustus N. Stephas 2017-02-13