0001127602-12-031079.txt : 20121116 0001127602-12-031079.hdr.sgml : 20121116 20121116112828 ACCESSION NUMBER: 0001127602-12-031079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121115 FILED AS OF DATE: 20121116 DATE AS OF CHANGE: 20121116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0502 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEPHAS AUGUSTUS N CENTRAL INDEX KEY: 0001220930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 121210626 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE STE 500 CITY: CHATTANOOGA STATE: TN ZIP: 374216000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-11-15 0000910612 CBL & ASSOCIATES PROPERTIES INC CBL 0001220930 STEPHAS AUGUSTUS N 2030 HAMILTON PLACE BLVD., SUITE 500 CHATTANOOGA TN 374216000 1 Exec VP & COO Preferred Series D Depositary Shares 2012-11-15 4 P 0 442 25.35 A 2162 D Common Stock 50041.4542 D Preferred Series E Depositary Shares 1000 D Common Units 2043-11-03 Common Stock 55340 55340 D Additionally, the Reporting Person owns a limited partnership interest in CBL & Associates Limited Partnership, a Delaware limited partnership, that may be exchanged at any time for 55,340 shares of the Issuer's Common Stock (on a one-for-one basis) or cash, at the Issuer's election. The Common Units are exerciseable on a 1 to 1 ratio with no exercise price. Immediately exercisable. /s/ Augustus N. Stephas 2012-11-16