0001062993-22-023733.txt : 20221212 0001062993-22-023733.hdr.sgml : 20221212 20221212170249 ACCESSION NUMBER: 0001062993-22-023733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strategic Value Special Situations Offshore Fund IV, L.P. CENTRAL INDEX KEY: 0001705216 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457773 BUSINESS ADDRESS: STREET 1: C/O STRATEGIC VALUE PARTNERS LLC STREET 2: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-3500 MAIL ADDRESS: STREET 1: C/O STRATEGIC VALUE PARTNERS LLC STREET 2: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strategic Value Partners, LLC CENTRAL INDEX KEY: 0001301912 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457781 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 618-3500 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Khosla Victor CENTRAL INDEX KEY: 0001473996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457780 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVP Special Situations III-A LLC CENTRAL INDEX KEY: 0001614275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457774 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-3500 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strategic Value Special Situations Fund IV, L.P. CENTRAL INDEX KEY: 0001705215 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457772 BUSINESS ADDRESS: STREET 1: C/O STRATEGIC VALUE PARTNERS LLC STREET 2: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-3500 MAIL ADDRESS: STREET 1: C/O STRATEGIC VALUE PARTNERS LLC STREET 2: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strategic Value Sullivan Offshore Fund, L.P. CENTRAL INDEX KEY: 0001929772 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457776 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-3500 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strategic Value Capital Solutions Fund, L.P. CENTRAL INDEX KEY: 0001813431 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457777 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-3500 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: Strategic Value Dislocation Fund, L.P. DATE OF NAME CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVP Dislocation LLC CENTRAL INDEX KEY: 0001817732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457779 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.585.3668 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strategic Value Opportunities Fund, L.P. CENTRAL INDEX KEY: 0001919713 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457775 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-3500 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strategic Value Capital Solutions Offshore Fund, L.P. CENTRAL INDEX KEY: 0001920184 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 221457778 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-3500 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-12-08 0000910612 CBL & ASSOCIATES PROPERTIES INC CBL 0001301912 Strategic Value Partners, LLC 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001473996 Khosla Victor C/O STRATEGIC VALUE PARTNERS, LLC 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001817732 SVP Dislocation LLC 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001920184 Strategic Value Capital Solutions Offshore Fund, L.P. 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001813431 Strategic Value Capital Solutions Fund, L.P. 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001929772 Strategic Value Sullivan Offshore Fund, L.P. 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001919713 Strategic Value Opportunities Fund, L.P. 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001614275 SVP Special Situations III-A LLC C/O STRATEGIC VALUE PARTNERS, LLC 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001705216 Strategic Value Special Situations Offshore Fund IV, L.P. 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 0001705215 Strategic Value Special Situations Fund IV, L.P. 100 WEST PUTNAM AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock 2022-12-08 4 S 0 3822 29.78 D 405483 I See footnotes Common Stock 2022-12-08 4 S 0 1296 29.78 D 137500 I See footnotes Common Stock 2022-12-08 4 S 0 329 29.78 D 34951 I See footnotes Common Stock 2022-12-08 4 S 0 1208 29.78 D 128186 I See footnotes Common Stock 2022-12-08 4 S 0 1202 29.78 D 127568 I See footnotes Common Stock 2022-12-08 4 S 0 7032 29.78 D 746079 I See footnotes Common Stock 2022-12-08 4 S 0 2764 29.78 D 293331 I See footnotes Common Stock 2022-12-08 4 S 0 7926 29.78 D 841071 I See footnotes Common Stock 2022-12-08 4 S 0 4583 29.78 D 486323 I See footnotes Common Stock 2022-12-08 4 S 0 125 29.78 D 13210 I See footnotes Common Stock 2022-12-09 4 S 0 1801 26.86 D 403682 I See footnotes Common Stock 2022-12-09 4 S 0 610 26.86 D 136890 I See footnotes Common Stock 2022-12-09 4 S 0 155 26.86 D 34796 I See footnotes Common Stock 2022-12-09 4 S 0 569 26.86 D 127617 I See footnotes Common Stock 2022-12-09 4 S 0 566 26.86 D 127002 I See footnotes Common Stock 2022-12-09 4 S 0 3312 26.86 D 742767 I See footnotes Common Stock 2022-12-09 4 S 0 1302 26.86 D 292029 I See footnotes Common Stock 2022-12-09 4 S 0 3734 26.86 D 837337 I See footnotes Common Stock 2022-12-09 4 S 0 2159 26.86 D 484164 I See footnotes Common Stock 2022-12-09 4 S 0 59 26.86 D 13151 I See footnotes Held directly by Strategic Value Capital Solutions Offshore Fund, L.P. SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Capital Solutions Offshore Fund, L.P. Held directly by Strategic Value Capital Solutions Fund, L.P. SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Capital Solutions Fund, L.P. Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 1). SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC) is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 1). Held directly by Strategic Value Excelsior Fund, L.P. SVP Excelsior Management, LLC is the investment manager of Strategic Value Excelsior Fund, L.P. Held directly by Strategic Value Opportunities Fund, L.P. SVP Special Situations III-A LLC is the investment manager of Strategic Value Opportunities Fund, L.P. Held directly by Strategic Value Special Situations Offshore Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Offshore Fund IV, L.P. Held directly by Strategic Value Special Situations Fund IV, L.P. SVP Special Situations IV LLC is the investment manager of Strategic Value Special Situations Fund IV, L.P. Held directly by Strategic Value Special Situations Offshore Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Offshore Fund V, L.P. Held directly by Strategic Value Special Situations Fund V, L.P. SVP Special Situations V LLC is the investment manager of Strategic Value Special Situations Fund V, L.P. Held directly by Strategic Value Sullivan Offshore Fund, L.P. (Series 2). SVP Special Situations V LLC is the investment manager of Strategic Value Sullivan Offshore Fund, L.P. (Series 2). Strategic Value Partners, LLC, which is indirectly majority owned and controlled by Mr. Khosla, is the managing member of SVP Capital Solutions LLC (f/k/a SVP Dislocation LLC), SVP Special Situations III-A, LLC, SVP Special Situations IV LLC, SVP Special Situations V LLC, and SVP Excelsior Management LLC. The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owners of any of the securities reported herein. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest. This Form 4 is one of two Form 4s filed relating to the same event. Combined, the two reports report the holdings for the following reporting persons: Strategic Value Partners, LLC, Victor Khosla, SVP Dislocation LLC, Strategic Value Capital Solutions Offshore Fund, L.P., Strategic Value Capital Solutions Fund, L.P., Strategic Value Sullivan Offshore Fund, L.P., Strategic Value Opportunities Fund, L.P., SVP Special Situations III-A LLC, Strategic Value Special Situations Offshore Fund IV, L.P., Strategic Value Special Situations Fund IV, L.P., SVP Special Situations IV LLC, Strategic Value Special Situations Offshore Fund V, L.P., Strategic Value Special Situations Fund V, L.P., SVP Special Situations V LLC, Strategic Value Excelsior Fund, L.P. and SVP Excelsior Management LLC. This Form 4 has been split into two filings because there are more than 10 reporting persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 reporting persons. /s/ James Dougherty - for Strategic Value Partners, LLC, By: James Dougherty, Chief Financial Officer 2022-12-12 /s/ Victor Khosla 2022-12-12 /s/ James Dougherty - for SVP Dislocation LLC, By: James Dougherty, Chief Financial Officer 2022-12-12 /s/ James Dougherty - for Strategic Value Capital Solutions Offshore Fund, L.P., By: SVP Dislocation LLC, its investment manager, By: James Dougherty, Chief Financial Officer 2022-12-12 /s/ James Dougherty - for Strategic Value Capital Solutions Fund, L.P., By: SVP Dislocation LLC, its investment manager, By: James Dougherty, Chief Financial Officer 2022-12-12 /s/ James Dougherty - for Strategic Value Sullivan Offshore Fund, L.P., By: SVP Dislocation LLC, its investment manager, By: James Dougherty, CFO and By: SVP Special Situations V LLC, its investment manager, By: James Dougherty, CFO 2022-12-12 /s/ James Dougherty - for Strategic Value Opportunities Fund, L.P., By: SVP Special Situations III-A, LLC, its investment manager, By: James Dougherty, Chief Financial Officer 2022-12-12 /s/ James Dougherty - for SVP Special Situations III-A, LLC, By: James Dougherty, Chief Financial Officer 2022-12-12 /s/ James Dougherty - for Strategic Value Special Situations Offshore Fund IV, L.P., By: SVP Special Situations IV LLC, its investment manager, By: James Dougherty, Chief Financial Officer 2022-12-12 /s/ James Dougherty - for Strategic Value Special Situations Fund IV, L.P., By: SVP Special Situations IV LLC, its investment manager, By: James Dougherty, Chief Financial Officer 2022-12-12