0000931017-19-000001.txt : 20191104 0000931017-19-000001.hdr.sgml : 20191104 20191104141303 ACCESSION NUMBER: 0000931017-19-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHNER MICHAEL L CENTRAL INDEX KEY: 0001139233 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12494 FILM NUMBER: 191189195 MAIL ADDRESS: STREET 1: C/O WINTHROP FINANCIAL ASSOCIATES STREET 2: TWO JERICHO PLAZA WING A CITY: JERICHO STATE: NY ZIP: 11753 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBL & ASSOCIATES PROPERTIES INC CENTRAL INDEX KEY: 0000910612 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621545718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238550001 MAIL ADDRESS: STREET 1: 2030 HAMILTON PLACE BVLD, SUITE 500 STREET 2: CBL CENTER CITY: CHATTANOOGA STATE: TN ZIP: 37421 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2019-11-01 0 0000910612 CBL & ASSOCIATES PROPERTIES INC cbl 0001139233 ASHNER MICHAEL L C/O WINTHROP FINANCIAL ASSOCIATES TWO JERICHO PLAZA WING A JERICHO NY 11753 1 0 0 0 Common Stock 10350000 I see note Shares are held by Exeter Capital Investors, L.P. ("Exeter"). The general partner of Exeter is Exeter Capital GP LLC, the managing member of which is WEM Exeter LLC ("WEM"). Michael L. Ashner is the managing member of WEM. On a fully diluted basis, Mr. Ashner owns 1,394,929 of the shares owned by Investors. Michael L. Ashner 2019-11-04