0001562180-17-001321.txt : 20170324
0001562180-17-001321.hdr.sgml : 20170324
20170324124637
ACCESSION NUMBER: 0001562180-17-001321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170322
FILED AS OF DATE: 20170324
DATE AS OF CHANGE: 20170324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTORIA FINANCIAL CORP
CENTRAL INDEX KEY: 0000910322
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 113170868
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0319
BUSINESS ADDRESS:
STREET 1: ONE ASTORIA BANK PLAZA
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042-1085
BUSINESS PHONE: 5163273000
MAIL ADDRESS:
STREET 1: ONE ASTORIA BANK PLAZA
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042-1085
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EGGLESTON ALAN P
CENTRAL INDEX KEY: 0001210748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11967
FILM NUMBER: 17711957
MAIL ADDRESS:
STREET 1: ONE ASTORIA BANK PLAZA
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-03-22
false
0000910322
ASTORIA FINANCIAL CORP
AF
0001210748
EGGLESTON ALAN P
ONE ASTORIA BANK PLAZA
LAKE SUCCESS
NY
US 11042
false
true
false
false
SEVP,ChfRskOff &AsstSec
Common Stock
2017-03-22
4
A
false
34680.00
0.00
A
34680.00
I
RSA
Common Stock
317926.00
D
Common Stock
87246.44
I
401(k)
Common Stock
8190.00
I
RSA
Common Stock
30440.00
I
RSA
Represents award of restricted stock dated March 22, 2017 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 11,560 shares on December 14, 2017, 11,560 shares on December 14, 2018 and 11,560 shares on December 16, 2019 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Eggleston as of March 2, 2017. Shares are held in the 401(k) Plan Trust.
Represents award of restricted stock dated April 27, 2015 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 8,190 shares on December 14, 2017 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 15,220 shares on December 14, 2017 and 15,220 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
POWER OF ATTORNEY
I hereby authorize and designate Monte N. Redman,
David J. DeBaun, Michele M. Weber, Theodore S. Ayvas,
Frank E. Fusco, Yvonne Schade, Javier Evans, and
Deborah J. Dusel, or any one of them acting as agent and
attorney-in-fact, with full power of substitution, to:
(1) prepare and sign on my behalf any Form 3,
Form 4 or Form 5 pursuant to Section 16 of the
Securities Exchange Act of 1934, as amended,
and file the same with the Securities
Exchange Commission, NYSE, and
each stock exchange on which Astoria
Financial Corporation's common stock or
other securities are listed, as required by law;
(2) prepare and sign on my behalf any Form 144
pursuant to the Securities Act of 1933, as
amended, and file the same with the Securities
Exchange Commission, NYSE, and
each stock exchange on which Astoria
Financial Corporation's common stock or
other securities are listed, as required by law;
and
(3) do anything else necessary or proper in
connection with the foregoing.
This Power of Attorney shall not be affected by my subsequent
disability or incompetence.
Date: August 24, 2016
Alan P. Eggleston
Alan P. Eggleston by Deborah J. Dusel, attorney-in-fact
2017-03-24
EX-24
2
egglestonpoa2016.txt
EGGLESTONPOA2016
POWER OF ATTORNEY
I hereby authorize and designate Monte N. Redman,
David J. DeBaun, Michele M. Weber, Theodore S. Ayvas,
Frank E. Fusco, Yvonne Schade, Javier Evans, and
Deborah J. Dusel, or any one of them acting as agent and
attorney-in-fact, with full power of substitution, to:
(1) prepare and sign on my behalf any Form 3,
Form 4 or Form 5 pursuant to Section 16 of the
Securities Exchange Act of 1934, as amended,
and file the same with the Securities
Exchange Commission, NYSE, and
each stock exchange on which Astoria
Financial Corporation's common stock or
other securities are listed, as required by law;
(2) prepare and sign on my behalf any Form 144
pursuant to the Securities Act of 1933, as
amended, and file the same with the Securities
Exchange Commission, NYSE, and
each stock exchange on which Astoria
Financial Corporation's common stock or
other securities are listed, as required by law;
and
(3) do anything else necessary or proper in
connection with the foregoing.
This Power of Attorney shall not be affected by my subsequent
disability or incompetence.
Date: August 24, 2016
Alan P. Eggleston