0001193125-13-038023.txt : 20130205 0001193125-13-038023.hdr.sgml : 20130205 20130205103837 ACCESSION NUMBER: 0001193125-13-038023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130205 DATE AS OF CHANGE: 20130205 EFFECTIVENESS DATE: 20130205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND SECURITIES CORP /MA/ CENTRAL INDEX KEY: 0000910316 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15121 FILM NUMBER: 13572581 BUSINESS ADDRESS: STREET 1: 501 BOYLSTON ST CITY: BOSTON STATE: MA ZIP: 02117 13F-HR 1 d467580d13fhr.txt NEW ENGLAND SECURITIES CORPORATION ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: ------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NEW ENGLAND SECURITIES CORPORATION Address: 1095 Avenue of the Americas, New York, NY 10036 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc A. Cohn Title: Chief Compliance Officer Phone: 212-578-0594 Signature, Place, and Date of Signing: Marc Cohn New York, NY January 18, 2013 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1199 Form 13F Information Table Value Total: 114019 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
SHRS OR PRN AMT TITLE OF VALUE SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY -------------------------------------------- --------- -------------------- ------- ---------- ---------- -------- --------- 3D SYS CORP DEL COM NEW 88554D205 Common Stock 4 82.00 SOLE N/A NONE 3M CO COM 88579Y101 Common Stock 220 2,372.02 SOLE N/A NONE AASTROM BIOSCIENCES INC COM NEW 00253U305 Common Stock 4 3,000.00 SOLE N/A NONE ABB LTD SPONSORED ADR 000375204 Common Stock ADR 8 377.40 SOLE N/A NONE ABBOTT LABS COM 002824100 Common Stock 221 3,376.29 SOLE N/A NONE ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 G1151C101 Common Stock 10 150.00 SOLE N/A NONE ACE LIMITED SHS ISIN#CH0044328745 H0023R105 Common Stock 5 65.00 SOLE N/A NONE ACORN ENERGY INC COM 004848107 Common Stock 4 500.00 SOLE N/A NONE ADOBE SYS INC COM 00724F101 Common Stock 2 40.00 SOLE N/A NONE ADVISORSHARES TR RANGER EQUITY BEAR ETF 00768Y883 Common Stock 360 19,675.00 SOLE N/A NONE AEROPOSTALE COM 007865108 Common Stock 0 33.00 SOLE N/A NONE AETNA INC NEW COM 00817Y108 Common Stock 42 910.00 SOLE N/A NONE AFLAC INC COM 001055102 Common Stock 70 1,313.94 SOLE N/A NONE AGENUS INC COM NEW 00847G705 Common Stock 0 1.00 SOLE N/A NONE AGL RES INC COM 001204106 Common Stock 7 171.68 SOLE N/A NONE AIR PRODS & CHEMS INC COM 009158106 Common Stock 6 66.00 SOLE N/A NONE AKORN INC COM 009728106 Common Stock 15 1,150.00 SOLE N/A NONE ALASKA COMMUNICATIONS SYS GROUP INC COM 01167P101 Common Stock 2 1,000.00 SOLE N/A NONE ALCATEL LUCENT SPON ADR 013904305 Common Stock ADR 87 62,900.00 SOLE N/A NONE ALCOA INC COM 013817101 Common Stock 7 762.15 SOLE N/A NONE ALEXCO RES CORP COM ISIN#CA01535P1062 01535P106 Common Stock 4 1,000.00 SOLE N/A NONE ALEXION PHARMACEUTICALS INC 015351109 Common Stock 15 165.00 SOLE N/A NONE ALLEGHENY TECHNOLOGIES INC COM 01741R102 Common Stock 3 100.00 SOLE N/A NONE ALLERGAN INC COM 018490102 Common Stock 14 149.00 SOLE N/A NONE ALLIANCEBERNSTEIN HLDGS L P UNIT LTD PARTNERSHIP INT 01881G106 Common Stock 2 109.79 SOLE N/A NONE ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG SHS H01531104 Common Stock 2 30.00 SOLE N/A NONE ALLSTATE CORP COM 020002101 Common Stock 9 219.00 SOLE N/A NONE ALPHA NAT RES INC COM 02076X102 Common Stock 15 1,505.00 SOLE N/A NONE ALPHATEC HLDGS INC COM 02081G102 Common Stock 1 500.00 SOLE N/A NONE ALPS ETF TR ALERIAN MLP ETF 00162Q866 Common Stock 1,030 64,554.23 SOLE N/A NONE ALTRIA GROUP INC COM 02209S103 Common Stock 191 6,062.29 SOLE N/A NONE AMARIN CORP PLC SPONS ADR NEW ISIN#US0231112063 023111206 Common Stock ADR 5 575.00 SOLE N/A NONE AMAZON COM INC 023135106 Common Stock 64 256.00 SOLE N/A NONE AMEREN CORP COM 023608102 Common Stock 76 2,466.89 SOLE N/A NONE AMERICA MOVIL SAB DE C V SPONSORED ADR REPSTG SER L SHS ISIN#US02364W1053 02364W105 Common Stock ADR 49 2,136.00 SOLE N/A NONE AMERICAN CAPITAL LTD COM 02503Y103 Common Stock 87 7,207.23 SOLE N/A NONE AMERICAN CAP AGY CORP COM 02503X105 Common Stock 93 3,214.00 SOLE N/A NONE AMERICAN ELECTRIC POWER CO 025537101 Common Stock 171 4,001.14 SOLE N/A NONE AMERICAN EXPRESS COMPANY 025816109 Common Stock 10 178.00 SOLE N/A NONE AMERICAN INTL GROUP INC COM NEW 026874784 Common Stock 44 1,256.00 SOLE N/A NONE AMERICAN TOWER REIT COM 03027X100 Common Stock 52 672.22 SOLE N/A NONE AMETEK INC NEW COM 031100100 Common Stock 14 369.00 SOLE N/A NONE AMGEN INC COM 031162100 Common Stock 194 2,249.82 SOLE N/A NONE ANALOG DEVICES INC COM 032654105 Common Stock 19 450.00 SOLE N/A NONE ANHEUSER BUSCH INBEV SA NV SPONSORED ADR ISIN#US03524A1088 03524A108 Common Stock ADR 3 40.00 SOLE N/A NONE ANNALY CAP MGMT INC COM 035710409 Common Stock 350 24,941.47 SOLE N/A NONE ANWORTH MTG ASSET CORP COM 037347101 Common Stock 15 2,575.00 SOLE N/A NONE AON PLC SHS CL A ISIN#GB00B5BT0K07 G0408V102 Common Stock 58 1,047.00 SOLE N/A NONE APACHE CORP COM 037411105 Common Stock 100 1,280.00 SOLE N/A NONE APPLE INC COM 037833100 Common Stock 1,304 2,449.76 SOLE N/A NONE APPLIED INDL TECHNOLOGIES INC COM 03820C105 Common Stock 1 25.00 SOLE N/A NONE APPLIED MATERIALS INC 038222105 Common Stock 28 2,430.00 SOLE N/A NONE AQUA AMER INC COM 03836W103 Common Stock 3 118.00 SOLE N/A NONE ARCH COAL INC COM 039380100 Common Stock 15 2,000.00 SOLE N/A NONE ARCHER DANIELS MIDLAND CO L COM 039483102 Common Stock 50 1,835.92 SOLE N/A NONE ARES CAP CORP COM 04010L103 Common Stock 87 4,966.41 SOLE N/A NONE ARKANSAS BEST CORP DEL 040790107 Common Stock 8 810.19 SOLE N/A NONE ARLINGTON ASSET INVT CORP CL A NEW 041356205 Common Stock 2 100.00 SOLE N/A NONE ARM HLDGS PLC SPONSORED ADR 042068106 Common Stock ADR 2 50.00 SOLE N/A NONE ARMOUR RESIDENTIAL REIT INC COM 042315101 Common Stock 24 3,772.00 SOLE N/A NONE ASA GOLD & PRECIOUS METALS LTD SHS ISIN#BMG3156P1032 G3156P103 Common Stock 65 3,002.45 SOLE N/A NONE ASHLAND INC NEW COM 044209104 Common Stock 4 45.00 SOLE N/A NONE ASM INTERNATIONAL NV NY REGISTERED SHS N07045102 Common Stock 2 45.00 SOLE N/A NONE ASTRAZENECA PLC SPONSORED ADR 046353108 Common Stock ADR 9 200.00 SOLE N/A NONE AT&T INC COM 00206R102 Common Stock 960 28,473.96 SOLE N/A NONE ATLANTIC PWR CORP COM NEW ISIN#CA04878Q8636 04878Q863 Common Stock 2 200.00 SOLE N/A NONE ATLAS PIPELINE L P UNIT LP PARTNERSHIP INT 049392103 Common Stock 15 475.15 SOLE N/A NONE ATMEL CORP 049513104 Common Stock 7 1,015.00 SOLE N/A NONE AUTOMATIC DATA PROCESSING INC COM 053015103 Common Stock 60 1,050.00 SOLE N/A NONE AUTOZONE INC 053332102 Common Stock 21 60.00 SOLE N/A NONE AVALONBAY CMNTYS INC COM 053484101 Common Stock 5 40.00 SOLE N/A NONE AVIS BUDGET GROUP INC COM 053774105 Common Stock 0 20.00 SOLE N/A NONE AVNET INC COM 053807103 Common Stock 3 100.00 SOLE N/A NONE AXIS CAPITAL HLDGS LTD SHS ISIN#BMG0692U1099 G0692U109 Common Stock 3 77.00 SOLE N/A NONE B & G FOODS INC NEW COM 05508R106 Common Stock 96 3,392.00 SOLE N/A NONE BAIDU COM INC SPONS ADR REPSTG ORD SHS CL A 056752108 Common Stock ADR 28 280.00 SOLE N/A NONE BALL CORP COM 058498106 Common Stock 22 500.00 SOLE N/A NONE BANCO BRADESCO S A SPONSORED ADR REPSTG PFD SHS NEW 2004 059460303 Common Stock ADR 3 200.00 SOLE N/A NONE BANCO SANTANDER SA ADR ISIN#US05964H1059 05964H105 Common Stock ADR 6 710.00 SOLE N/A NONE BANK OF MONTREAL 063671101 Common Stock 62 1,009.14 SOLE N/A NONE BANK OF NEW YORK MELLON CORP COM 064058100 Common Stock 31 1,217.00 SOLE N/A NONE BANK OF NOVA SCOTIA HALIFAX COM SHS ISIN#CA0641491075 064149107 Common Stock 3 50.00 SOLE N/A NONE BANK AMER CORP COM 060505104 Common Stock 360 31,026.05 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS GRAINS TOTAL RETURN SUB INDEX ETN 06739H305 Common Stock 3 50.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS NATURAL GAS TOTAL RETURN SUB INDEX ETN 06739H644 Common Stock 2 600.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO DOW JONES UBS COMMODITY INDEX TOTAL RETURN 06738C778 Common Stock 2 56.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P 500 VIX MID TERM FUTURES ETN 06740C519 Common Stock 6 212.00 SOLE N/A NONE BARCLAYS BL PLC IPATH S&P 500 VIX SHORT TERM FUTURES ETN NEW 2012 06740C188 Common Stock 94 2,943.00 SOLE N/A NONE BARCLAYS BK PLC IPATH ETNS LKD MSCI INDIA TOTAL RETURN INDEX MAT 2036 06739F291 Common Stock 11 180.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO SECS LKD TO GSCI COMMODITY CRUDE OIL RETURN INDEX 06738C786 Common Stock 211 9,677.00 SOLE N/A NONE BARCLAYS PLC ADR ISIN#US06738E2046 06738E204 Common Stock ADR 8 440.00 SOLE N/A NONE BARRICK GOLD CORP COM ISIN#CA0679011084 067901108 Common Stock 4 100.00 SOLE N/A NONE BAXTER INTL INC COM 071813109 Common Stock 5 80.00 SOLE N/A NONE BB & T CORP COM 054937107 Common Stock 130 4,460.00 SOLE N/A NONE BCE INC COM NEW ISIN#CA05534B7604 SHS 05534B760 Common Stock 30 690.00 SOLE N/A NONE BEAM INC COM 073730103 Common Stock 12 200.00 SOLE N/A NONE BEAZER HOMES USA INC COM NEW 07556Q881 Common Stock 68 4,050.00 SOLE N/A NONE BECTON DICKINSON & CO 075887109 Common Stock 8 100.00 SOLE N/A NONE BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 Common Stock 273 3,048.92 SOLE N/A NONE BHP BILLITON LTD SPONSORED ADR ISIN#US0886061086 088606108 Common Stock ADR 42 537.00 SOLE N/A NONE BLACKROCK INC COM 09247X101 Common Stock 31 150.00 SOLE N/A NONE BLACKROCK KELSO CAP CORPORATION COM 092533108 Common Stock 13 1,300.00 SOLE N/A NONE BLACKSTONE GROUP L P COM UNIT REPSTG LTD PARTNERSHIP INT 09253U108 Common Stock 224 14,350.00 SOLE N/A NONE BLDRS INDEX FDS TR ASIA 50 ADR INDEX FD 09348R102 Common Stock 3 100.00 SOLE N/A NONE BLOCK H & R INC 093671105 Common Stock 21 1,127.00 SOLE N/A NONE BOEING CO COM 097023105 Common Stock 89 1,185.87 SOLE N/A NONE
BOSTON PPTYS INC COM 101121101 Common Stock 2 15.00 SOLE N/A NONE BP PLC SPONS ADR 055622104 Common Stock ADR 62 1,495.00 SOLE N/A NONE BP PRUDHOE BAY ROYALTY TRUST 055630107 Common Stock 19 270.00 SOLE N/A NONE BRIGGS & STRATTON CORP COM 109043109 Common Stock 90 4,278.00 SOLE N/A NONE BRINKER INTL INC COM 109641100 Common Stock 9 300.00 SOLE N/A NONE BRISTOL MYERS SQUIBB CO COM 110122108 Common Stock 810 24,856.25 SOLE N/A NONE BRITISH AMERN TOB PLC SPONSORED ADR ISIN#US1104481072 110448107 Common Stock ADR 10 100.00 SOLE N/A NONE BROADCOM CORP CL A 111320107 Common Stock 7 210.00 SOLE N/A NONE BROOKDALE SR LIVING INC COM 112463104 Common Stock 3 100.00 SOLE N/A NONE BUFFALO WILD WINGS INC COM 119848109 Common Stock 2 21.00 SOLE N/A NONE BUNGE LIMITED SHS ISIN#BMG169621056 G16962105 Common Stock 10 132.89 SOLE N/A NONE CABELAS INC COM CL A 126804301 Common Stock 7 170.00 SOLE N/A NONE CALUMET SPECIALTY PRODS PARTNERS L P COMMON UNITS REPSTG LTD PARTNER 131476103 Common Stock 20 650.00 SOLE N/A NONE CAMDEN PPTY TR COM 133131102 Common Stock 14 200.00 SOLE N/A NONE CAMPBELL SOUP CO 134429109 Common Stock 6 183.00 SOLE N/A NONE CAMPUS CREST CMNTYS INC COM 13466Y105 Common Stock 7 600.00 SOLE N/A NONE CANADIAN NATL RY CO COM ISIN#CA1363751027 136375102 Common Stock 12 132.00 SOLE N/A NONE CANON INC ADR REPSTG 5 SHS 138006309 Common Stock ADR 2 40.00 SOLE N/A NONE CAPITAL ONE FINL CORP COM 14040H105 Common Stock 58 1,000.00 SOLE N/A NONE CAPITAL PRODUCT PARTNERS LP Y11082107 Common Stock 13 2,000.00 SOLE N/A NONE CAPITALSOURCE INC COM 14055X102 Common Stock 9 1,250.00 SOLE N/A NONE CAPITOL FED FINL INC COM 14057J101 Common Stock 26 2,263.00 SOLE N/A NONE CAPSTEAD MTG CORP COM NO PAR 14067E506 Common Stock 11 934.00 SOLE N/A NONE CATERPILLAR INC 149123101 Common Stock 136 1,518.53 SOLE N/A NONE CBRE GROUP INC CL A 12504L109 Common Stock 2 100.00 SOLE N/A NONE CELANESE CORP DEL COM SER A 150870103 Common Stock 4 97.00 SOLE N/A NONE CELGENE CORP 151020104 Common Stock 79 1,005.00 SOLE N/A NONE CEMEX S A B DE C V SPONSOR ADR NEW REP ORD PARTN CTF NEW FOR A & B SHS ISIN#US1512908898 151290889 Common Stock ADR 1 119.00 SOLE N/A NONE CENTURYLINK INC COM 156700106 Common Stock 32 820.00 SOLE N/A NONE CERNER CORP 156782104 Common Stock 70 900.00 SOLE N/A NONE CHART INDS INC COM PAR 16115Q308 Common Stock 2 32.00 SOLE N/A NONE CHELSEA THERAPEUTICS INTL LTD COM 163428105 Common Stock 0 200.00 SOLE N/A NONE CHENIERE ENERGY INC COM NEW 16411R208 Common Stock 215 11,451.00 SOLE N/A NONE CHESAPEAKE ENERGY CORP 165167107 Common Stock 11 670.47 SOLE N/A NONE CHESAPEAKE LODGING TR SH BEN INT 165240102 Common Stock 50 2,400.00 SOLE N/A NONE CHEVRON CORP NEW COM 166764100 Common Stock 404 3,732.10 SOLE N/A NONE CHIMERA INVT CORP COM 16934Q109 Common Stock 10 4,000.00 SOLE N/A NONE CHINA FUND INC 169373107 Common Stock 106 4,965.89 SOLE N/A NONE CHINA MOBILE LTD SPON ADR S A ISIN#US16941M099 16941M109 Common Stock ADR 47 800.00 SOLE N/A NONE CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS 16941R108 Common Stock ADR 17 150.00 SOLE N/A NONE CHIPOTLE MEXICAN GRILL INC COM 169656105 Common Stock 8 28.00 SOLE N/A NONE CHUBB CORP 171232101 Common Stock 3 45.00 SOLE N/A NONE CIMAREX ENERGY CO COM 171798101 Common Stock 6 100.00 SOLE N/A NONE CINCINNATI BELL INC NEW COM 171871106 Common Stock 1 100.00 SOLE N/A NONE CINEMARK HOLDINGS INC COM 17243V102 Common Stock 6 216.00 SOLE N/A NONE CIRRUS LOGIC INC 172755100 Common Stock 1 41.00 SOLE N/A NONE CISCO SYSTEMS INC 17275R102 Common Stock 170 8,673.00 SOLE N/A NONE CIT GROUP INC NEW COM NEW 125581801 Common Stock 4 91.00 SOLE N/A NONE CITIGROUP INC COM NEW ISIN#US1729674242 172967424 Common Stock 30 752.00 SOLE N/A NONE CITRIX SYSTEMS INC 177376100 Common Stock 151 2,300.00 SOLE N/A NONE CITY NATL CORP 178566105 Common Stock 9 188.00 SOLE N/A NONE CLEAN ENERGY FUELS CORP COM 184499101 Common Stock 4 355.00 SOLE N/A NONE CLEAN HBRS INC COM 184496107 Common Stock 3 50.00 SOLE N/A NONE CLOROX CO COM 189054109 Common Stock 36 492.00 SOLE N/A NONE CME GROUP INC COM 12572Q105 Common Stock 10 203.74 SOLE N/A NONE CMS ENERGY CORP 125896100 Common Stock 14 582.00 SOLE N/A NONE COACH INC COM 189754104 Common Stock 41 731.00 SOLE N/A NONE COCA COLA COMPANY 191216100 Common Stock 227 6,270.97 SOLE N/A NONE COCA COLA FEMSA SAB DE CV SPON ADR REPSTG 10 SHS SER L 191241108 Common Stock ADR 10 70.00 SOLE N/A NONE COINSTAR INC COM 19259P300 Common Stock 14 270.00 SOLE N/A NONE COLGATE PALMOLIVE CO COM 194162103 Common Stock 68 650.00 SOLE N/A NONE COMCAST CORP CL A 20030N101 Common Stock 108 2,884.94 SOLE N/A NONE COMCAST CORP NEW CL A SPL 20030N200 Common Stock 8 217.00 SOLE N/A NONE COMPANHIA DE BEBIDAS DAS AMERS AMBEV SPONSORED ADR REPSTG PFD SHS 20441W203 Common Stock ADR 10 250.00 SOLE N/A NONE COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR REPSTG ORD SHS ISIN#US20440W1053 20440W105 Common Stock ADR 1 212.20 SOLE N/A NONE COMPUTER SCIENCES CORP COM 205363104 Common Stock 4 92.00 SOLE N/A NONE CONCHO RES INC COM 20605P101 Common Stock 4 50.00 SOLE N/A NONE CONOCOPHILLIPS COM 20825C104 Common Stock 258 4,444.58 SOLE N/A NONE CONSOLIDATED EDISON INC COM 209115104 Common Stock 33 586.00 SOLE N/A NONE CORNING INC COM 219350105 Common Stock 12 975.00 SOLE N/A NONE COSI INC COM 22122P101 Common Stock 1 1,000.00 SOLE N/A NONE COSTCO WHOLESALE CORP NEW COM 22160K105 Common Stock 116 1,177.00 SOLE N/A NONE COVIDIEN PLC SHS NEW ISIN#IE00B68SQD29 G2554F113 Common Stock 10 180.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH ETN LKD TO CUSING 30 MLP INDEX 22542D852 Common Stock 50 2,069.00 SOLE N/A NONE CROWN HLDGS INC COM 228368106 Common Stock 1 30.00 SOLE N/A NONE CSX CORPORATION 126408103 Common Stock 32 1,601.92 SOLE N/A NONE CTRIP COM INTL LTD AMERICAN DEP SHS ISIN#US22943F1003 22943F100 Common Stock ADR 1 30.00 SOLE N/A NONE CUBIST PHARMACEUTICALS INC COM 229678107 Common Stock 84 2,000.00 SOLE N/A NONE CUMMINS INC 231021106 Common Stock 129 1,192.26 SOLE N/A NONE CURRENCYSHARES AUSTRAILIAN DLR TR AUSTRALIAN DOLLAR SHS 23129U101 Common Stock 80 768.48 SOLE N/A NONE CURRENCYSHARES SWEDISH KRONA TR SWEDISH KRONA SHS 23129R108 Common Stock 14 93.00 SOLE N/A NONE CVS CAREMARK CORP 126650100 Common Stock 32 654.00 SOLE N/A NONE CYPRESS SEMICONDUCTOR CORP COM 232806109 Common Stock 1 100.00 SOLE N/A NONE CYS INVTS INC COM 12673A108 Common Stock 47 3,953.00 SOLE N/A NONE DAVITA HEALTHCARE PARTNERS INC 23918K108 Common Stock 18 160.00 SOLE N/A NONE DEAN FOODS CO NEW COM 242370104 Common Stock 9 563.00 SOLE N/A NONE DECKERS OUTDOOR CORP COM 243537107 Common Stock 37 925.00 SOLE N/A NONE DEERE & CO 244199105 Common Stock 133 1,544.71 SOLE N/A NONE DELCATH SYS INC COM 24661P104 Common Stock 4 3,000.00 SOLE N/A NONE DELL INC COM 24702R101 Common Stock 18 1,773.00 SOLE N/A NONE DENBURY RES INC COM NEW 247916208 Common Stock 56 3,470.00 SOLE N/A NONE DEUTSCHE BANK AG NAMEN AKT ISIN#DE0005140008 D18190898 Common Stock 2 50.00 SOLE N/A NONE DEVON ENERGY CORP NEW COM 25179M103 Common Stock 17 318.94 SOLE N/A NONE DIAGEO PLC SPONSORED ADR NEW ISIN#US25243Q2057 25243Q205 Common Stock ADR 95 810.88 SOLE N/A NONE DIAMONDROCK HOSPITALITY CO COM 252784301 Common Stock 9 1,030.00 SOLE N/A NONE DISCOVER FINL SVCS COM INC 254709108 Common Stock 21 534.00 SOLE N/A NONE DISNEY WALT CO DISNEY COM 254687106 Common Stock 252 5,057.37 SOLE N/A NONE DOLLAR GEN CORP NEW COM 256677105 Common Stock 36 825.00 SOLE N/A NONE DOMINION RES INC VA COM 25746U109 Common Stock 46 884.06 SOLE N/A NONE R R DONNELLEY & SONS CO COM 257867101 Common Stock 31 3,450.00 SOLE N/A NONE DORCHESTER MINERALS LP COM UNITS 25820R105 Common Stock 6 300.00 SOLE N/A NONE DORMAN PRODS INC COM 258278100 Common Stock 5 154.00 SOLE N/A NONE DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 Common Stock 1 250.00 SOLE N/A NONE DOVER CORP COM 260003108 Common Stock 13 191.00 SOLE N/A NONE DOW CHEM CO 260543103 Common Stock 60 1,846.00 SOLE N/A NONE DREAMWORKS ANIMATION SKG INC CL A 26153C103 Common Stock 5 300.00 SOLE N/A NONE DRYSHIPS INC COM SHS Y2109Q101 Common Stock 6 4,000.00 SOLE N/A NONE DTE ENERGY CO COM 233331107 Common Stock 13 210.93 SOLE N/A NONE DU PONT E I DE NEMOURS & CO COM 263534109 Common Stock 76 1,680.00 SOLE N/A NONE
DUKE ENERGY CORP NEW COM NEW 26441C204 Common Stock 404 6,336.68 SOLE N/A NONE DUNKIN BRANDS GROUP INC COM 265504100 Common Stock 19 560.00 SOLE N/A NONE EMC CORP COM 268648102 Common Stock 57 2,255.00 SOLE N/A NONE EATON CORP PLC SHS ISIN#IE00B8KQN827 G29183103 Common Stock 5 100.00 SOLE N/A NONE EBAY INC COM 278642103 Common Stock 170 3,335.00 SOLE N/A NONE ECOLAB INC 278865100 Common Stock 56 772.00 SOLE N/A NONE EDISON INTERNATIONAL 281020107 Common Stock 41 899.00 SOLE N/A NONE EL PASO ELECTRIC CO COM NEW 283677854 Common Stock 40 1,250.00 SOLE N/A NONE EL PASO PIPELINE PARTNERS L P COM UNIT LTD PARTNERSHIP INT 283702108 Common Stock 9 250.00 SOLE N/A NONE ELAN PLC ADR REPSTG SHS ISIN#US2841312083 284131208 Common Stock ADR 2 200.00 SOLE N/A NONE EMERSON ELEC CO COM 291011104 Common Stock 160 3,013.75 SOLE N/A NONE ENBRIDGE ENERGY PARTNERS LP COM 29250R106 Common Stock 39 1,395.00 SOLE N/A NONE ENBRIDGE INC COM ISIN#CA29250N1050 29250N105 Common Stock 10 221.00 SOLE N/A NONE ENCANA CORP COM SHS ISIN#CA2925051047 292505104 Common Stock 25 1,250.00 SOLE N/A NONE ENERGEN CORP COM 29265N108 Common Stock 2 44.11 SOLE N/A NONE ENERGY TRANSFER PARTNERS L P UNIT LTD PARTNERSHIP INT 29273R109 Common Stock 19 454.00 SOLE N/A NONE ENERPLUS CORP COM ISIN#CA2927661025 292766102 Common Stock 77 5,926.85 SOLE N/A NONE ENI SPA SPONSORED ADR 26874R108 Common Stock ADR 1 12.00 SOLE N/A NONE ENPRO INDS INC COM 29355X107 Common Stock 6 150.00 SOLE N/A NONE ENTEGRIS INC COM 29362U104 Common Stock 0 18.00 SOLE N/A NONE ENTERGY CORP NEW COM 29364G103 Common Stock 56 883.00 SOLE N/A NONE ENTERPRISE PRODS PARTNERS L P COM UNIT 293792107 Common Stock 320 6,399.68 SOLE N/A NONE EOG RES INC COM 26875P101 Common Stock 51 425.00 SOLE N/A NONE EQUITY ONE INC COM 294752100 Common Stock 6 300.00 SOLE N/A NONE ERICSSON L M TEL CO ADR CL B SEK 10 NEW EXCH FOR ADR CL B SEK NEW 294821608 Common Stock ADR 3 340.00 SOLE N/A NONE ETFS GOLD TR SH 26922Y105 Common Stock 37 222.00 SOLE N/A NONE ETFS SILVER TR SILVER SHS ETF 26922X107 Common Stock 18 613.00 SOLE N/A NONE EV ENERGY PARTNERS LP COM UNITS REPSTG LTD PARTNER INT 26926V107 Common Stock 48 856.00 SOLE N/A NONE EXELON CORP COM 30161N101 Common Stock 212 7,130.74 SOLE N/A NONE EXPEDIA INC DEL COM NEW 30212P303 Common Stock 111 1,810.00 SOLE N/A NONE EXPEDITORS INTL WASH INC 302130109 Common Stock 4 100.00 SOLE N/A NONE EXPRESS SCRIPTS HLDG CO COM 30219G108 Common Stock 28 516.00 SOLE N/A NONE EXXON MOBIL CORP COM 30231G102 Common Stock 632 7,303.06 SOLE N/A NONE FACEBOOK INC CL A 30303M102 Common Stock 81 3,036.00 SOLE N/A NONE FAMILY DOLLAR STORES 307000109 Common Stock 27 428.00 SOLE N/A NONE FASTENAL CO 311900104 Common Stock 12 266.62 SOLE N/A NONE FEDEX CORP COM 31428X106 Common Stock 26 285.00 SOLE N/A NONE FERRELLGAS PARTNERS L P UNIT LTD PARTNERSHIP INT 315293100 Common Stock 17 1,000.00 SOLE N/A NONE FIFTH THIRD BANCORP COM 316773100 Common Stock 2 150.00 SOLE N/A NONE FIRST BUSEY CORP 319383105 Common Stock 1 151.00 SOLE N/A NONE FIRST INDL RLTY TR INC COM 32054K103 Common Stock 8 600.00 SOLE N/A NONE FIRST MAJESTIC SILVER CORP COM ISIN#CA32076V1031 32076V103 Common Stock 6 297.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II CONSUMER DISCRETIONARY ALPHADEX (FD ANNUAL) 33734X101 Common Stock 79 3,501.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II CONSUMER STAPLES ALPHADEX 33734X119 Common Stock 197 7,796.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD 33733E302 Common Stock 99 2,547.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II FINL ALPHADEX FD ANNUAL 33734X135 Common Stock 9 555.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II MATLS ALPHADEX FD ANNUAL 33734X168 Common Stock 23 903.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX FD 33733E203 Common Stock 108 2,360.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II UTILS ALPHADEX FD ANNUAL 33734X184 Common Stock 17 925.00 SOLE N/A NONE FIRST TR ISE REVERE NAT GAS INDEX FD COM 33734J102 Common Stock 6 400.00 SOLE N/A NONE FIRST TR MORNINGSTAR DIVID LEADERS INDEX FD SHS 336917109 Common Stock 26 1,400.00 SOLE N/A NONE FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS 337345102 Common Stock 16 602.00 SOLE N/A NONE FIRST TR S&P REIT INDEX FD COM 33734G108 Common Stock 66 3,739.00 SOLE N/A NONE FIRST TR VALUE LINE DIVID INDEX FD SHS ISIN#US33734H1068 33734H106 Common Stock 307 17,764.73 SOLE N/A NONE FIRSTENERGY CORP COM 337932107 Common Stock 121 2,894.00 SOLE N/A NONE FORD MOTOR CO DEL COM PAR 345370860 Common Stock 612 47,247.12 SOLE N/A NONE FORTINET INC COM 34959E109 Common Stock 1 64.00 SOLE N/A NONE FORTRESS INVT GROUP LLC DEL CL A 34958B106 Common Stock 7 1,705.00 SOLE N/A NONE FORTUNE BRANDS HOMES & SEC INC COM 34964C106 Common Stock 6 200.00 SOLE N/A NONE FRANKLIN RESOURCES INC 354613101 Common Stock 3 20.00 SOLE N/A NONE FREEPORT-MCMORAN COPPER & GOLD INC CL B 35671D857 Common Stock 64 1,860.00 SOLE N/A NONE FRESH MKT INC COM 35804H106 Common Stock 23 485.00 SOLE N/A NONE FRONTIER COMMUNICATIONS CORP COM 35906A108 Common Stock 57 13,291.00 SOLE N/A NONE FRONTLINE LTD SHS ISIN#BMG3682E1277 G3682E127 Common Stock 3 1,060.00 SOLE N/A NONE FUELCELL ENERGY INC COM 35952H106 Common Stock 0 150.00 SOLE N/A NONE FURIEX PHARMACEUTICALS INC COM 36106P101 Common Stock 0 25.00 SOLE N/A NONE GAP INC 364760108 Common Stock 22 708.00 SOLE N/A NONE GATX CORP 361448103 Common Stock 4 100.00 SOLE N/A NONE GENERAL DYNAMICS CORP COM 369550108 Common Stock 20 292.21 SOLE N/A NONE GENERAL ELECTRIC CO COM 369604103 Common Stock 780 37,155.32 SOLE N/A NONE GENERAL MILLS INC COM 370334104 Common Stock 25 609.57 SOLE N/A NONE GENERAL MTRS CO COM 37045V100 Common Stock 13 448.00 SOLE N/A NONE GENUINE PARTS CO 372460105 Common Stock 161 2,530.00 SOLE N/A NONE GETTY RLTY CORP NEW COM 374297109 Common Stock 2 116.41 SOLE N/A NONE GILEAD SCIENCES INC 375558103 Common Stock 5 65.00 SOLE N/A NONE GLAXOSMITHKLINE PLC SPONS ADR 37733W105 Common Stock ADR 39 900.89 SOLE N/A NONE GLOBAL X FDS FTSE COLOMBIA 20 ETF 37950E200 Common Stock 1 45.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X LITHIUM ETF 37950E762 Common Stock 0 25.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X SILVER MINERS ETF 37950E853 Common Stock 34 1,497.00 SOLE N/A NONE GNC HLDGS INC COM CL A 36191G107 Common Stock 7 200.00 SOLE N/A NONE GOLAR LNG LIMITED SHS ISIN#BMG9456A1009 G9456A100 Common Stock 4 100.00 SOLE N/A NONE GOLDEN STAR RES LTD CDA COM SHS 38119T104 Common Stock 1 500.00 SOLE N/A NONE GOLDMAN SACHS GROUP INC COM 38141G104 Common Stock 115 899.00 SOLE N/A NONE GOOGLE INC CL A 38259P508 Common Stock 279 395.00 SOLE N/A NONE GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 Common Stock 22 922.00 SOLE N/A NONE GRAINGER WW INC 384802104 Common Stock 113 560.00 SOLE N/A NONE GREAT PLAINS ENERGY INC COM 391164100 Common Stock 20 1,000.00 SOLE N/A NONE GREEN MTN COFFEE ROASTERS INC COM 393122106 Common Stock 0 10.00 SOLE N/A NONE GREENBRIER COS INC COM 393657101 Common Stock 2 150.00 SOLE N/A NONE GREENHILL & CO INC COM 395259104 Common Stock 3 50.00 SOLE N/A NONE GROUPON INC COM CL A 399473107 Common Stock 22 4,430.00 SOLE N/A NONE GT ADVANCED TECHNOLOGIES INC COM 36191U106 Common Stock 9 3,100.00 SOLE N/A NONE HAEMONETICS CORP MASS COM 405024100 Common Stock 8 200.00 SOLE N/A NONE HAIN CELESTIAL GROUP INC COM 405217100 Common Stock 4 75.00 SOLE N/A NONE HALLIBURTON CO COM 406216101 Common Stock 21 614.00 SOLE N/A NONE HARRIS TEETER SUPERMARKETS INC COM ISIN#US4145851097 414585109 Common Stock 15 400.00 SOLE N/A NONE HARTFORD FINL SVCS GROUP INC COM 416515104 Common Stock 5 219.00 SOLE N/A NONE HATTERAS FINL CORP COM 41902R103 Common Stock 24 975.00 SOLE N/A NONE HCA HLDGS INC COM 40412C101 Common Stock 10 347.00 SOLE N/A NONE HEALTH CARE REIT INC COM 42217K106 Common Stock 24 397.00 SOLE N/A NONE HEALTHCARE TR AMER INC CL A 42225P105 Common Stock 3 281.00 SOLE N/A NONE HEINZ H J COMPANY 423074103 Common Stock 45 783.03 SOLE N/A NONE HELIX ENERGY SOLUTIONS GROUP INC COM 42330P107 Common Stock 38 1,824.00 SOLE N/A NONE HERBALIFE LTD USD COM SHS ISIN#KYG4412G1010 G4412G101 Common Stock 4 119.44 SOLE N/A NONE HERSHEY CO COM 427866108 Common Stock 7 100.00 SOLE N/A NONE HEWLETT PACKARD CO COM 428236103 Common Stock 35 2,463.68 SOLE N/A NONE HILLSHIRE BRANDS CO COM 432589109 Common Stock 2 80.00 SOLE N/A NONE HOLOGIC INC COM 436440101 Common Stock 39 1,952.00 SOLE N/A NONE HOME DEPOT INC COM 437076102 Common Stock 285 4,601.00 SOLE N/A NONE
HONEYWELL INTL INC COM ISIN#US4385161066 438516106 Common Stock 55 872.00 SOLE N/A NONE HORMEL FOODS CORP COM 440452100 Common Stock 5 168.00 SOLE N/A NONE HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 Common Stock 2 88.00 SOLE N/A NONE HSBC HLDGS PLC SPONS ADR NEW 404280406 Common Stock ADR 9 162.00 SOLE N/A NONE HUMANA INC COM 444859102 Common Stock 3 50.00 SOLE N/A NONE HUNTINGTON BANCSHARES INC 446150104 Common Stock 65 10,150.00 SOLE N/A NONE IAC INTERACTIVECORP COM PAR 44919P508 Common Stock 189 4,000.00 SOLE N/A NONE ILLINOIS TOOL WORKS INC COM 452308109 Common Stock 61 1,000.00 SOLE N/A NONE IMPAC MTG HLDGS INC COM NEW 45254P508 Common Stock 6 400.00 SOLE N/A NONE IMPERIAL OIL LTD COM 453038408 Common Stock 3 77.00 SOLE N/A NONE INCYTE CORP COM 45337C102 Common Stock 3 198.00 SOLE N/A NONE INGERSOLL RAND PLC SHS ISIN#IE00B6330302 G47791101 Common Stock 18 378.00 SOLE N/A NONE INGLES MARKETS INC CL A 457030104 Common Stock 4 230.00 SOLE N/A NONE INTEL CORP COM 458140100 Common Stock 440 21,325.00 SOLE N/A NONE INTERNATIONAL BUSINESS MACHS CORP COM 459200101 Common Stock 314 1,639.05 SOLE N/A NONE INTUITIVE SURGICAL INC COM NEW 46120E602 Common Stock 10 20.00 SOLE N/A NONE INVESCO MORTGAGE CAPITAL INC COM 46131B100 Common Stock 26 1,335.00 SOLE N/A NONE ISHARES COMEX GOLD TR ISHARES 464285105 Common Stock 236 14,467.00 SOLE N/A NONE ISHARES INC MSCI AUSTRALIA INDEX FD 464286103 Common Stock 5 200.00 SOLE N/A NONE ISHARES INC MSCI BRAZIL FREE INDEX FD 464286400 Common Stock 885 15,816.09 SOLE N/A NONE ISHARES INC MCSI BRIC INDEX FD 464286657 Common Stock 12 299.00 SOLE N/A NONE ISHARES INC MSCI CDA INDEX FD 464286509 Common Stock 166 5,847.72 SOLE N/A NONE ISHARES INC MSCI CHILE INVESTABLE MARKET INDEX FD 464286640 Common Stock 13 200.00 SOLE N/A NONE ISHARES INC MSCI JAPAN INDEX FD 464286848 Common Stock 1 136.00 SOLE N/A NONE ISHARES INC MSCI MEXICO FREE INDEX FD 464286822 Common Stock 1 16.00 SOLE N/A NONE ISHARES INC MSCI PACIFIC EX-JAPAN INDEX FD 464286665 Common Stock 82 1,737.73 SOLE N/A NONE ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 Common Stock 6 100.00 SOLE N/A NONE ISHARES INC MSCI SPAIN INDEX FD 464286764 Common Stock 1 29.00 SOLE N/A NONE ISHARES INC MSCI SOUTH AFRICA INDEX FD 464286780 Common Stock 1 15.00 SOLE N/A NONE ISHARES GSCI COMMODITY INDEXED TR UNIT BEN INT 46428R107 Common Stock 155 4,713.00 SOLE N/A NONE ISHARES SILVER TR ISHARES 46428Q109 Common Stock 119 4,060.00 SOLE N/A NONE ISHARES TR BARCLAYS 10-20 YR TREAS BD FD 464288653 Common Stock 3 22.00 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR TREAS BD FD 464287457 Common Stock 388 4,601.75 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR CR BD FD 464288646 Common Stock 229 2,171.01 SOLE N/A NONE ISHARES TR BARCLAYS 20+ TREAS BD FD 464287432 Common Stock 477 3,935.40 SOLE N/A NONE ISHARES TR BARCLAYS 3-7 YR TREAS BD FD 464288661 Common Stock 148 1,199.00 SOLE N/A NONE ISHARES TR BARCLAYS 7-10 YR TREAS BD FD 464287440 Common Stock 97 904.00 SOLE N/A NONE ISHARES TR BARCLAYS INTER CR BD FD 464288638 Common Stock 33 300.00 SOLE N/A NONE ISHARES TR BARCLAYS MBS BD FD 464288588 Common Stock 382 3,534.00 SOLE N/A NONE ISHARES TR BARCLAYS TIPS BD FD 464287176 Common Stock 2,011 16,560.08 SOLE N/A NONE ISHARES TR COHEN & STEERS REALTY MAJORS INDEX FD 464287564 Common Stock 737 9,383.64 SOLE N/A NONE ISHARES TR DOW JONES U S CONSUMER GOODS SECTOR 464287812 Common Stock 440 5,867.98 SOLE N/A NONE ISHARES TR DOW JONES U S CONSUMER SVCS SECTOR 464287580 Common Stock 343 3,955.43 SOLE N/A NONE ISHARES TR CORE S&P MID-CAP ETF 464287507 Common Stock 873 8,584.05 SOLE N/A NONE ISHARES TR CORE S&P SMALL-CAP ETF 464287804 Common Stock 102 1,301.00 SOLE N/A NONE ISHARES TR CORE S&P 500 ETF 464287200 Common Stock 102 715.02 SOLE N/A NONE ISHARES TR CORE TOTAL U S BD MKT ETF 464287226 Common Stock 670 6,034.48 SOLE N/A NONE ISHARES TR DOW JONES US HEALTH CARE PROVIDERS 464288828 Common Stock 164 2,390.00 SOLE N/A NONE ISHARES TR DOW JONES US HOME CONSTN INDEX FD 464288752 Common Stock 8 365.00 SOLE N/A NONE ISHARES TR DOW JONES INTL SELECT DIVIDEND INDEX FD 464288448 Common Stock 84 2,487.86 SOLE N/A NONE ISHARES TR DOW JONES US OIL EQUIP & SVCS INDEX FD 464288844 Common Stock 53 1,046.36 SOLE N/A NONE ISHARES TR DOW JONES US OIL & GAS EXPL & ISIN#464288851 464288851 Common Stock 9 140.00 SOLE N/A NONE ISHARES TR DOW JONES SELECT DIVID INDEX FD 464287168 Common Stock 1,280 22,370.01 SOLE N/A NONE ISHARES TR DOW JONES U S BASIC MATERIALS SECTOR 464287838 Common Stock 61 880.59 SOLE N/A NONE ISHARES TR DOW JONES U S ENERGY SECTOR INDEX FD 464287796 Common Stock 14 350.00 SOLE N/A NONE ISHARES TR DOW JONES U S FINL SECTOR INDEX FD 464287788 Common Stock 8 129.00 SOLE N/A NONE ISHARES TR DOW JONES U S HEALTHCARE SECTOR 464287762 Common Stock 62 744.00 SOLE N/A NONE ISHARES TR DOW JONES U S TOTAL MKT INDEX FD 464287846 Common Stock 79 1,100.00 SOLE N/A NONE ISHARES TR DOW JONES U S REAL ESTATE INDEX FD 464287739 Common Stock 112 1,730.00 SOLE N/A NONE ISHARES TR DOW JONES U S TECHNOLOGY SECTOR 464287721 Common Stock 32 450.00 SOLE N/A NONE ISHARES TR DOW JONES U S UTILS SECTOR INDEX FD 464287697 Common Stock 96 1,105.98 SOLE N/A NONE ISHARES TR FTSE CHINA 25 INDEX FD 464287184 Common Stock 96 2,384.79 SOLE N/A NONE ISHARES TR HIGH DIVID EQUITY FD 46429B663 Common Stock 219 3,730.51 SOLE N/A NONE ISHARES TR IBOXX $ HIGH YIELD CORP BD FD 464288513 Common Stock 542 5,802.72 SOLE N/A NONE ISHARES TR IBOXX USD INVT GRADE CORP BD FD 464287242 Common Stock 1,310 10,824.71 SOLE N/A NONE ISHARES TR JPMORGAN USD EMERGING MKTS BD FD 464288281 Common Stock 132 1,079.00 SOLE N/A NONE ISHARES TR MSCI EAFE INDEX FD 464287465 Common Stock 549 9,646.66 SOLE N/A NONE ISHARES TR MSCI EMERGING MKTS INDEX FD 464287234 Common Stock 266 6,007.54 SOLE N/A NONE ISHARES TR KLD SELECT SOCIAL INDEX FD 464288802 Common Stock 8 143.00 SOLE N/A NONE ISHARES TR MSCI EAFE GROWTH INDEX FD 464288885 Common Stock 6 101.00 SOLE N/A NONE ISHARES TR MSCI ALL PERU CAPPED INDEX FD 464289842 Common Stock 1 20.00 SOLE N/A NONE ISHARES TR MSCI EAFE SMALL CAP INDEX FD 464288273 Common Stock 24 597.00 SOLE N/A NONE ISHARES TR MSCI EAFE VALUE INDEX FD 464288877 Common Stock 44 897.00 SOLE N/A NONE ISHARES TR NASDAQ BIOTECHNOLOGY INDEX FD 464287556 Common Stock 437 3,185.46 SOLE N/A NONE ISHARES TR PHLX SOX SEMICONDUCTOR SECTOR INDEX FD 464287523 Common Stock 4 72.08 SOLE N/A NONE ISHARES TR RUSSELL MICROCAP INDEX FD 464288869 Common Stock 1 25.00 SOLE N/A NONE ISHARES TR RUSSELL 2000 GROWTH INDEX FD 464287648 Common Stock 123 1,290.03 SOLE N/A NONE ISHARES TR RUSSELL 2000 VALUE INDEX FD 464287630 Common Stock 91 1,200.67 SOLE N/A NONE ISHARES TR RUSSELL 3000 VALUE INDEX FD 464287663 Common Stock 3 34.00 SOLE N/A NONE ISHARES TR RUSSELL 1000 INDEX FD 464287622 Common Stock 52 654.00 SOLE N/A NONE ISHARES TR RUSSELL 2000 INDEX FD 464287655 Common Stock 289 3,424.45 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP GROWTH INDEX FD 464287481 Common Stock 35 559.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP VALUE INDEX FD 464287473 Common Stock 34 671.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 Common Stock 190 1,681.00 SOLE N/A NONE ISHARES TR RUSSELL 1000 GROWTH INDEX FD 464287614 Common Stock 518 7,916.00 SOLE N/A NONE ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 Common Stock 171 2,350.00 SOLE N/A NONE ISHARES TR S&P 500 VALUE INDEX FD 464287408 Common Stock 433 6,518.00 SOLE N/A NONE ISHARES TR S&P CALIF MUN BD FD 464288356 Common Stock 3 24.00 SOLE N/A NONE ISHARES TR S&P EMERGING MKTS 464288216 Common Stock 4 127.00 SOLE N/A NONE ISHARES TR S&P EUROPE 350 INDEX FD 464287861 Common Stock 1 29.00 SOLE N/A NONE ISHARES TR S&P GLOBAL ENERGY SECTOR INDEX FD 464287341 Common Stock 22 570.00 SOLE N/A NONE ISHARES TR S&P GLOBAL INFO TECHNOLOGY SECTOR 464287291 Common Stock 10 150.00 SOLE N/A NONE ISHARES TR S&P GLOBAL 100 INDEX FD 464287572 Common Stock 163 2,541.00 SOLE N/A NONE ISHARES TR S&P LATIN AMER 40 INDEX FD 464287390 Common Stock 7 163.76 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 GROWTH INDEX FD 464287606 Common Stock 30 265.00 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 VALUE INDEX FD 464287705 Common Stock 57 643.00 SOLE N/A NONE ISHARES TR S&P GSSI NAT RES INDEX FD 464287374 Common Stock 82 2,155.00 SOLE N/A NONE ISHARES TR S&P GSSI SOFTWARE INDEX FD 464287515 Common Stock 29 454.00 SOLE N/A NONE ISHARES TR S&P NATL MUN BD FD 464288414 Common Stock 230 2,076.28 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 GROWTH INDEX FD 464287887 Common Stock 1,567 18,649.26 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 VALUE INDEX FD 464287879 Common Stock 1,577 19,492.00 SOLE N/A NONE ISHARES TR S&P 500 GROWTH INDEX FD 464287309 Common Stock 444 5,861.00 SOLE N/A NONE ISHARES TR DOW JONES TRANSN AVERAGE INDEX FD 464287192 Common Stock 99 1,053.59 SOLE N/A NONE ISHARES TR S&P U S PFD STK INDEX FD 464288687 Common Stock 883 22,297.16 SOLE N/A NONE JACK IN THE BOX INC COM 466367109 Common Stock 11 400.00 SOLE N/A NONE JOHNSON & JOHNSON COM 478160104 Common Stock 869 12,401.51 SOLE N/A NONE JOHNSON CTLS INC COM 478366107 Common Stock 6 205.00 SOLE N/A NONE JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP (LEVEL OF INDEX) 46625H365 Common Stock 379 9,856.33 SOLE N/A NONE JP MORGAN CHASE & CO COM ISIN#US46625H1005 46625H100 Common Stock 147 3,348.90 SOLE N/A NONE
KAMAN CORP COM 483548103 Common Stock 4 100.00 SOLE N/A NONE KANSAS CITY SOUTHN COM NEW 485170302 Common Stock 3 39.00 SOLE N/A NONE KELLOGG CO 487836108 Common Stock 113 2,021.00 SOLE N/A NONE KELLY SVCS INC CL A 488152208 Common Stock 5 300.00 SOLE N/A NONE KEYCORP NEW COM 493267108 Common Stock 1 140.00 SOLE N/A NONE KIMBERLY CLARK CORP 494368103 Common Stock 116 1,373.00 SOLE N/A NONE KIMCO REALTY CORP (MARYLAND) 49446R109 Common Stock 1 67.00 SOLE N/A NONE KINDER MORGAN ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT 494550106 Common Stock 105 1,316.57 SOLE N/A NONE KINDER MORGAN INC DEL COM 49456B101 Common Stock 24 670.73 SOLE N/A NONE KIRBY CORP COM 497266106 Common Stock 6 100.00 SOLE N/A NONE KLA-TENCOR CORP COM 482480100 Common Stock 2 50.00 SOLE N/A NONE KONINKLIJKE PHILIPS ELECTRS N V SPONSORED ADR NEW 2000 ISIN#US5004723038 500472303 Common Stock ADR 1 47.00 SOLE N/A NONE KRAFT FOODS GROUP INC COM 50076Q106 Common Stock 48 1,065.00 SOLE N/A NONE KRISPY KREME DOUGHNUTS INC COM 501014104 Common Stock 15 1,600.00 SOLE N/A NONE KROGER CO COM 501044101 Common Stock 7 268.00 SOLE N/A NONE KULICKE & SOFFA INDS INC COM 501242101 Common Stock 5 400.00 SOLE N/A NONE LAKES ENTMT INC COM 51206P109 Common Stock 2 500.00 SOLE N/A NONE LAS VEGAS SANDS CORP COM 517834107 Common Stock 32 700.00 SOLE N/A NONE LEAR CORP COM NEW 521865204 Common Stock 5 100.00 SOLE N/A NONE LEGGETT & PLATT INC 524660107 Common Stock 8 295.00 SOLE N/A NONE LIBBEY INC COM 529898108 Common Stock 2 100.00 SOLE N/A NONE ELI LILLY & CO COM 532457108 Common Stock 113 2,300.00 SOLE N/A NONE LIMITED BRANDS INC 532716107 Common Stock 40 860.00 SOLE N/A NONE LINEAR TECHNOLOGY CORP 535678106 Common Stock 5 135.00 SOLE N/A NONE LINKEDIN CORP CL A 53578A108 Common Stock 6 50.00 SOLE N/A NONE LINN ENERGY LLC UNIT REPSTG LTD LIABILITY CO INTS 536020100 Common Stock 25 710.00 SOLE N/A NONE LKQ CORP COM 501889208 Common Stock 6 280.00 SOLE N/A NONE LOCKHEED MARTIN CORP COM 539830109 Common Stock 92 992.00 SOLE N/A NONE LORILLARD INC COM 544147101 Common Stock 8 70.00 SOLE N/A NONE LOUISIANA-PAC CORP COM 546347105 Common Stock 8 400.00 SOLE N/A NONE LOWES COS INC COM 548661107 Common Stock 52 1,476.00 SOLE N/A NONE LSI CORP COM 502161102 Common Stock 0 21.00 SOLE N/A NONE MACYS INC COM 55616P104 Common Stock 25 650.00 SOLE N/A NONE MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT 559080106 Common Stock 18 421.31 SOLE N/A NONE MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 559222401 Common Stock 5 100.00 SOLE N/A NONE MAIN STR CAP CORP COM 56035L104 Common Stock 9 300.00 SOLE N/A NONE MANULIFE FINL CORP COM ISIN#CA56501R1064 56501R106 Common Stock 14 998.00 SOLE N/A NONE MARATHON OIL CORP COM 565849106 Common Stock 21 700.00 SOLE N/A NONE MARATHON PETE CORP COM 56585A102 Common Stock 13 200.00 SOLE N/A NONE MARKET VECTORS ETF TR AGRIBUSINESS ETF 57060U605 Common Stock 285 5,400.17 SOLE N/A NONE MARKET VECTORS ETF TR BIOTECH ETF 57060U183 Common Stock 184 3,430.00 SOLE N/A 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Common Stock 95 3,300.39 SOLE N/A NONE SEMPRA ENERGY COM 816851109 Common Stock 26 363.93 SOLE N/A NONE SENIOR HSG PPTYS TR SH BEN INT 81721M109 Common Stock 158 6,697.00 SOLE N/A NONE SHERWIN WILLIAMS CO 824348106 Common Stock 28 180.00 SOLE N/A NONE SHFL ENTMT INC COM 78423R105 Common Stock 117 8,071.00 SOLE N/A NONE SHIP FINANCE INTL LTD SHS ISIN#BMG810751062 G81075106 Common Stock 137 8,223.98 SOLE N/A NONE SIEMENS A G SPONSORED ADR ISIN#US8261975010 826197501 Common Stock ADR 16 150.00 SOLE N/A NONE SIGMA ALDRICH CORP COM 826552101 Common Stock 103 1,400.00 SOLE N/A NONE SILGAN HLDGS INC COM 827048109 Common Stock 189 4,542.00 SOLE N/A NONE SILVER STD RES INC COM ISIN#CA82823L1067 82823L106 Common Stock 6 395.00 SOLE N/A NONE SILVER WHEATON CORP COM ISIN#CA8283361076 828336107 Common Stock 64 1,784.00 SOLE N/A NONE SIMON PPTY GROUP INC NEW COM 828806109 Common Stock 2 10.00 SOLE N/A NONE SINCLAIR BROADCAST GROUP INC CL A 829226109 Common Stock 111 8,788.00 SOLE N/A NONE SIRIUS XM RADIO INC COM 82967N108 Common Stock 52 18,003.00 SOLE N/A NONE SKYWORKS SOLUTIONS INC COM 83088M102 Common Stock 31 1,520.00 SOLE N/A NONE SMITH & WESSON HLDG CORP COM 831756101 Common Stock 13 1,500.00 SOLE N/A NONE SMITH A O CORP COMMON 831865209 Common Stock 5 80.00 SOLE N/A NONE SMUCKER J M CO COM NEW 832696405 Common Stock 13 150.00 SOLE N/A NONE SOCIEDAD QUIMICA Y MINERA DE CHILE S A SPON ADR 833635105 Common Stock ADR 4 70.00 SOLE N/A NONE SOLAR CAP LTD COM 83413U100 Common Stock 12 500.00 SOLE N/A NONE SOLARWINDS INC COM 83416B109 Common Stock 47 900.00 SOLE N/A NONE SONOCO PRODS CO COM 835495102 Common Stock 58 1,935.00 SOLE N/A NONE SOUTHERN CO COM 842587107 Common Stock 126 2,953.86 SOLE N/A NONE SOUTHERN COPPER CORP DEL COM 84265V105 Common Stock 49 1,296.47 SOLE N/A NONE SOUTHWEST AIRLS CO COM 844741108 Common Stock 10 1,012.00 SOLE N/A NONE SOUTHWESTERN ENERGY CO COM 845467109 Common Stock 4 132.00 SOLE N/A NONE SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 78467X109 Common Stock 300 2,295.87 SOLE N/A NONE SPDR GOLD TR GOLD SHS 78463V107 Common Stock 1,677 10,351.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING ASIA PAC ETF 78463X301 Common Stock 12 148.46 SOLE N/A NONE SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF 78463X863 Common Stock 5 129.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING MKTS ETF 78463X509 Common Stock 2 30.00 SOLE N/A NONE SPDR INDEX SHS FDS EURO STOXX 50 ETF 78463X202 Common Stock 10 300.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL DIVIDEND ETF 78463X772 Common Stock 161 3,346.48 SOLE N/A NONE SPDR S&P 500 ETF TR TR UNIT 78462F103 Common Stock 1,633 11,467.90 SOLE N/A NONE SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT 78467Y107 Common Stock 115 620.00 SOLE N/A NONE SPDR SER TR BARCLAYS TIIPS ETF 78464A656 Common Stock 15 253.00 SOLE N/A NONE SPDR SER TR BARCLAYS HIGH YIELD BD ETF 78464A417 Common Stock 532 13,067.00 SOLE N/A NONE SPDR SER TR BARCLAYS 1-3 T BILL ETF 78464A680 Common Stock 94 2,060.00 SOLE N/A NONE SPDR SER TR BARCLAYS INTL TREAS BD ETF 78464A516 Common Stock 52 846.00 SOLE N/A NONE SPDR SER TR DOW JONES REIT ETF 78464A607 Common Stock 38 517.00 SOLE N/A NONE SPDR SER TR S&P OIL & GAS EQUIP & SVCS ETF 78464A748 Common Stock 5 145.00 SOLE N/A NONE SPDR SER TR S&P 400 MID CAP VALUE ETF 78464A839 Common Stock 4 75.00 SOLE N/A NONE SPDR SER TR S&P BIOTECH ETF 78464A870 Common Stock 233 2,651.00 SOLE N/A NONE SPDR SER TR S&P DIVID ETF 78464A763 Common Stock 2,272 39,062.66 SOLE N/A NONE SPDR SER TR S&P HOMEBUILDERS ETF 78464A888 Common Stock 349 13,125.19 SOLE N/A NONE SPDR SER TR S&P METALS & MNG ETF 78464A755 Common Stock 3 56.00 SOLE N/A NONE SPDR SER TR S&P REGL BKG ETF 78464A698 Common Stock 50 1,800.00 SOLE N/A NONE SPECTRA ENERGY CORP COM 847560109 Common Stock 135 4,942.62 SOLE N/A NONE SPRINT NEXTEL CORP FON SHS 852061100 Common Stock 4 651.00 SOLE N/A NONE THE SAINT JOE CO COM 790148100 Common Stock 32 1,400.00 SOLE N/A NONE ST JUDE MED INC COM 790849103 Common Stock 11 300.00 SOLE N/A NONE STAMPS.COM INC COM NEW 852857200 Common Stock 1 50.00 SOLE N/A NONE STANDARD PACIFIC CORP 85375C101 Common Stock 41 5,550.00 SOLE N/A NONE STAPLES INC 855030102 Common Stock 33 2,914.00 SOLE N/A NONE STARBUCKS CORP COM 855244109 Common Stock 145 2,696.00 SOLE N/A NONE STATOIL ASA SPONSORED ADR ISIN#US85771P1021 85771P102 Common Stock ADR 2 90.00 SOLE N/A NONE STERICYCLE INC COM 858912108 Common Stock 101 1,087.00 SOLE N/A NONE STRYKER CORP 863667101 Common Stock 41 743.69 SOLE N/A NONE STURM RUGER & CO INC 864159108 Common Stock 23 500.00 SOLE N/A NONE SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTNERSHIP 864482104 Common Stock 28 730.00 SOLE N/A NONE SUMITOMO MITSUI FINL GROUP INC SPONS ADR ISIN#US86562M2098 86562M209 Common Stock ADR 2 286.00 SOLE N/A NONE SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 867224107 Common Stock 20 605.00 SOLE N/A NONE SUNOCO LOGISTICS PARTNERS LP COM UNITS 86764L108 Common Stock 67 1,345.00 SOLE N/A NONE SUNTRUST BKS INC COM 867914103 Common Stock 2 75.00 SOLE N/A NONE SUPERCONDUCTOR TECHNOLOGIES INC COM NEW 867931305 Common Stock 0 4.00 SOLE N/A NONE SUPERIOR ENERGY SVCS INC COM 868157108 Common Stock 29 1,400.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX TOTAL RETURN 870297801 Common Stock 113 13,056.00 SOLE N/A NONE SWIFT TRANSN CO CL A 87074U101 Common Stock 87 9,500.00 SOLE N/A NONE SYMANTEC CORP 871503108 Common Stock 174 9,227.00 SOLE N/A NONE SYSCO CORP 871829107 Common Stock 102 3,213.62 SOLE N/A NONE TARGET CORP COM 87612E106 Common Stock 11 178.00 SOLE N/A NONE TC PIPELINES LP UNIT COM LTD PARTNERSHIP INT 87233Q108 Common Stock 12 300.00 SOLE N/A NONE TE CONNECTIVITY LTD REG SHS ISIN#CH0102993182 H84989104 Common Stock 20 526.18 SOLE N/A NONE TECK RES LTD CL B SUB VTG ISIN#CA8787422044 878742204 Common Stock 22 610.00 SOLE N/A NONE TECO ENERGY INC COM 872375100 Common Stock 8 500.00 SOLE N/A NONE
TEEKAY TANKERS LTD CL A ISIN#MHY8565N1022 Y8565N102 Common Stock 2 700.00 SOLE N/A NONE TELEDYNE TECHNOLOGIES INC COM 879360105 Common Stock 5 72.00 SOLE N/A NONE TENET HEALTHCARE CORP COM NEW 88033G407 Common Stock 2 50.00 SOLE N/A NONE TERADATA CORP DEL COM 88076W103 Common Stock 14 234.00 SOLE N/A NONE TEREX CORP NEW .01 PV 880779103 Common Stock 6 200.00 SOLE N/A NONE TERRA NITROGEN COMPANY L.P. DEPOSITARY RECEIPTS EVIDENCING COMMON UNITS REPRESENTING LIMITED PARTNER INTS 881005201 Common Stock 21 96.00 SOLE N/A NONE TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 Common Stock 3 62.00 SOLE N/A NONE TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098 881624209 Common Stock ADR 48 1,297.00 SOLE N/A NONE TEXAS CAP BANCSHARES INC COM DELAWARE 88224Q107 Common Stock 1 30.00 SOLE N/A NONE TEXAS INSTRUMENTS INC 882508104 Common Stock 21 677.07 SOLE N/A NONE ADT CORP COM 00101J106 Common Stock 5 118.00 SOLE N/A NONE THERMO FISHER SCIENTIFIC INC 883556102 Common Stock 9 144.00 SOLE N/A NONE THOMPSON CREEK METALS CO INC COM ISIN#CA8847681027 884768102 Common Stock 2 478.00 SOLE N/A NONE TIME WARNER CABLE INC COM 88732J207 Common Stock 6 60.00 SOLE N/A NONE TIMKEN CO COM 887389104 Common Stock 24 500.00 SOLE N/A NONE TITAN MACHY INC COM 88830R101 Common Stock 10 400.00 SOLE N/A NONE TJX COMPANIES INC (NEW) 872540109 Common Stock 2 50.00 SOLE N/A NONE TORONTO DOMINION BK ONT COM NEW ISIN#CA8911605092 891160509 Common Stock 12 146.00 SOLE N/A NONE TOTAL S A SPONSORED ADR 89151E109 Common Stock ADR 54 1,036.00 SOLE N/A NONE TOYOTA MTR CO SPON ADR 892331307 Common Stock ADR 5 50.00 SOLE N/A NONE TRACTOR SUPPLY CO 892356106 Common Stock 13 150.00 SOLE N/A NONE TRANSCANADA CORP COM ISIN#CA89353D1078 89353D107 Common Stock 30 625.00 SOLE N/A NONE TRANSMONTAIGNE PARTNERS L P COM UNIT REPSTG LTD PARTNERSHIP INT 89376V100 Common Stock 4 100.00 SOLE N/A NONE TRANSOCEAN LTD ZUG NAMEN AKT ISIN#CH0048265513 H8817H100 Common Stock 18 392.00 SOLE N/A NONE TRAVELERS COS INC COM 89417E109 Common Stock 6 86.00 SOLE N/A NONE TRC COMPANIES INC 872625108 Common Stock 69 11,812.00 SOLE N/A NONE TREE COM INC COM 894675107 Common Stock 0 7.00 SOLE N/A NONE TRIANGLE CAP CORP COM 895848109 Common Stock 25 1,000.00 SOLE N/A NONE TRIMBLE NAV LTD 896239100 Common Stock 69 1,151.00 SOLE N/A NONE TRINITY INDS INC COM 896522109 Common Stock 4 100.00 SOLE N/A NONE TRIPADVISOR INC COM 896945201 Common Stock 5 110.00 SOLE N/A NONE TWO HBRS INVT CORP COM 90187B101 Common Stock 37 3,300.00 SOLE N/A NONE TYCO INTL LTD SHS ISIN#CH0100383485 H89128104 Common Stock 7 238.00 SOLE N/A NONE TYLER TECHNOLOGIES INC COM 902252105 Common Stock 7 140.00 SOLE N/A NONE UIL HLDG CORP COM 902748102 Common Stock 24 666.00 SOLE N/A NONE ULTRA PETE CORP COM ISIN#CA9039141093 903914109 Common Stock 20 1,099.00 SOLE N/A NONE UMPQUA HLDGS CORP COM 904214103 Common Stock 0 30.00 SOLE N/A NONE UNDER ARMOUR INC CL A COM 904311107 Common Stock 12 251.00 SOLE N/A NONE UNILEVER PLC SPON ADR NEW ISIN#US9047677045 904767704 Common Stock ADR 6 145.00 SOLE N/A NONE UNION PACIFIC CORP COM 907818108 Common Stock 3 25.00 SOLE N/A NONE UNITED CMNTY BK BLAIRSVILLE GA COM 90984P303 Common Stock 7 787.00 SOLE N/A NONE UNITED PARCEL SVC INC CL B 911312106 Common Stock 4 48.00 SOLE N/A NONE UNITED RENTALS INC COM 911363109 Common Stock 7 155.00 SOLE N/A NONE UNITED STS NAT GAS FD LP UNIT PAR $0 001 912318201 Common Stock 99 5,222.00 SOLE N/A NONE UNITED STS STL CORP NEW COM 912909108 Common Stock 3 108.00 SOLE N/A NONE UNITED STS GASOLINE FD LP UNITS 91201T102 Common Stock 1 25.00 SOLE N/A NONE UNITED TECHNOLOGIES CORP COM 913017109 Common Stock 66 807.00 SOLE N/A NONE UNITEDHEALTH GROUP INC COM 91324P102 Common Stock 17 308.00 SOLE N/A NONE UNS ENERGY CORP COM 903119105 Common Stock 32 750.00 SOLE N/A NONE US BANCORP DEL COM 902973304 Common Stock 52 1,625.53 SOLE N/A NONE USEC INC COM 90333E108 Common Stock 1 1,000.00 SOLE N/A NONE V F CORP 918204108 Common Stock 12 77.00 SOLE N/A NONE VALE SA ADR ISIN#US91912E1055 91912E105 Common Stock ADR 14 651.86 SOLE N/A NONE VALERO ENERGY CORP NEW COM 91913Y100 Common Stock 27 800.00 SOLE N/A NONE VALSPAR CORP 920355104 Common Stock 30 480.00 SOLE N/A NONE VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF 921937819 Common Stock 138 1,568.00 SOLE N/A NONE VANGUARD BD INDEX FD INC LONG TERM BD ETF 921937793 Common Stock 20 214.00 SOLE N/A NONE VANGUARD BD INDEX FD INC SHORT TERM BD ETF 921937827 Common Stock 569 7,024.30 SOLE N/A NONE VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF 921937835 Common Stock 107 1,272.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD GROWTH ETF 922908736 Common Stock 395 5,549.00 SOLE N/A NONE VANGUARD INDEX FDS MID-CAP GROWTH INDEX VIPER SHS 922908538 Common Stock 61 888.00 SOLE N/A NONE VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS 922908512 Common Stock 52 889.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD MID-CAP ETF 922908629 Common Stock 189 2,289.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD REIT ETF 922908553 Common Stock 77 1,166.00 SOLE N/A NONE VANGUARD INDEX FDS S&P 500 ETF SHS 922908413 Common Stock 183 2,812.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF 922908611 Common Stock 61 839.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF 922908751 Common Stock 206 2,548.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETF 922908595 Common Stock 71 802.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF 922908769 Common Stock 66 900.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD VALUE ETF 922908744 Common Stock 230 3,915.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS 922042775 Common Stock 336 7,335.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EMERGING MKTS ETF 922042858 Common Stock 476 10,686.15 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EUROPE ETF 922042874 Common Stock 42 854.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI PAC ETF 922042866 Common Stock 34 633.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS TOTAL WORLD STK INDEX FD ETF SHS 922042742 Common Stock 2 45.00 SOLE N/A NONE VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO INTS 92205F106 Common Stock 114 4,387.24 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS 92206C870 Common Stock 22 250.00 SOLE N/A NONE VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF 921908844 Common Stock 1,545 25,933.99 SOLE N/A NONE VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 Common Stock 50 1,411.00 SOLE N/A NONE VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS 921946406 Common Stock 75 1,516.00 SOLE N/A NONE VANGUARD WORLD FD MEGA CAP 300 GROWTH INDEX ETF 921910816 Common Stock 2 41.00 SOLE N/A NONE VANGUARD WORLD FD MEGA CAP 300 VALUE INDEX ETF 921910840 Common Stock 2 53.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER DISCRETIONARY ETF 92204A108 Common Stock 3 34.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF 92204A207 Common Stock 2 28.00 SOLE N/A NONE VANGUARD WORLDS FDS VANGUARD ENERGY ETF 92204A306 Common Stock 2 23.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF 92204A504 Common Stock 29 410.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INDLS ETF 92204A603 Common Stock 3 36.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 Common Stock 108 1,569.19 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD MATLS ETF 92204A801 Common Stock 3 30.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD UTILS ETF 92204A876 Common Stock 47 625.00 SOLE N/A NONE VEECO INSTRS INC DEL COM 922417100 Common Stock 3 100.00 SOLE N/A NONE VENTAS INC COM 92276F100 Common Stock 17 259.00 SOLE N/A NONE VERIFONE SYSTEMS INC COM 92342Y109 Common Stock 16 545.00 SOLE N/A NONE VERIZON COMMUNICATIONS COM 92343V104 Common Stock 1,191 27,524.86 SOLE N/A NONE VERTEX PHARMACEUTICALS INC COM 92532F100 Common Stock 38 900.00 SOLE N/A NONE VIACOM INC NEW CL A 92553P102 Common Stock 2 28.00 SOLE N/A NONE VIACOM INC NEW CL B 92553P201 Common Stock 2 45.00 SOLE N/A NONE VIRGIN MEDIA INC COM 92769L101 Common Stock 6 160.00 SOLE N/A NONE VISA INC COM CL A 92826C839 Common Stock 18 120.20 SOLE N/A NONE VMWARE INC CL A COM 928563402 Common Stock 14 150.00 SOLE N/A NONE VOC ENERGY TR TR UNIT 91829B103 Common Stock 1 100.00 SOLE N/A NONE VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098 92857W209 Common Stock ADR 134 5,307.67 SOLE N/A NONE WALGREEN CO 931422109 Common Stock 2 45.00 SOLE N/A NONE WAL MART STORES INC COM 931142103 Common Stock 196 2,870.00 SOLE N/A NONE WALTER ENERGY INC COM 93317Q105 Common Stock 4 100.00 SOLE N/A NONE WALTER INVT MGMT CORP COM 93317W102 Common Stock 5 120.00 SOLE N/A NONE WASHINGTON REAL ESTATE INVESTMENT TRUST SBI 939653101 Common Stock 22 858.00 SOLE N/A NONE WASTE MGMT INC DEL COM 94106L109 Common Stock 129 3,817.91 SOLE N/A NONE WATERS CORP COM 941848103 Common Stock 15 170.00 SOLE N/A NONE
WATSON PHARMACEUTICALS INC COM 942683103 Common Stock 103 1,194.00 SOLE N/A NONE WD 40 CO COM 929236107 Common Stock 15 325.00 SOLE N/A NONE WEATHERFORD INTL LTD REG ISIN#CH0038838394 H27013103 Common Stock 4 400.00 SOLE N/A NONE WEINGARTEN REALTY INVESTORS SHARES OF BENEFICIAL INTEREST 948741103 Common Stock 5 178.61 SOLE N/A NONE WELLCARE HEALTH PLANS INC 94946T106 Common Stock 1 30.00 SOLE N/A NONE WELLPOINT INC COM 94973V107 Common Stock 3 50.00 SOLE N/A NONE WELLS FARGO & CO NEW COM 949746101 Common Stock 129 3,787.00 SOLE N/A NONE WESTAR ENERGY INC COM 95709T100 Common Stock 26 893.00 SOLE N/A NONE WESTERN DIGITAL CORP COM 958102105 Common Stock 2 50.00 SOLE N/A NONE WESTERN UN CO COM 959802109 Common Stock 4 273.00 SOLE N/A NONE WEYERHAEUSER CO 962166104 Common Stock 4 140.00 SOLE N/A NONE WGL HLDGS INC COM 92924F106 Common Stock 29 736.49 SOLE N/A NONE WHITING USA TR I TR UNIT 966389108 Common Stock 1 120.00 SOLE N/A NONE WHOLE FOODS MKT INC COM 966837106 Common Stock 38 420.49 SOLE N/A NONE WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT 96950F104 Common Stock 33 668.00 SOLE N/A NONE WINDSTREAM CORP COM 97381W104 Common Stock 351 42,375.10 SOLE N/A NONE WISDOMTREE TR DIVID EX-FINANCIALS FD 97717W406 Common Stock 7 120.00 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS EQUITY INCOME FD EQUITY 97717W315 Common Stock 341 5,969.02 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS SMALL CAP 97717W281 Common Stock 4 89.00 SOLE N/A NONE WISDOMTREE TR INDIA EARNINGS FD 97717W422 Common Stock 3 155.00 SOLE N/A NONE WISDOMTREE TR LARGECAP DIVID FD 97717W307 Common Stock 989 18,442.65 SOLE N/A NONE WISDOMTREE TR MIDCAP DIVID FD 97717W505 Common Stock 170 2,964.00 SOLE N/A NONE WORLD WRESTLING ENTMT INC CL A 98156Q108 Common Stock 9 1,150.00 SOLE N/A NONE WYNN RESORTS LTD COM 983134107 Common Stock 19 165.00 SOLE N/A NONE XCEL ENERGY INC COM 98389B100 Common Stock 8 300.00 SOLE N/A NONE XILINX INC COM 983919101 Common Stock 11 315.00 SOLE N/A NONE YAHOO INC COM 984332106 Common Stock 168 8,441.00 SOLE N/A NONE YINGLI GREEN HLDG CO LTD ADR 98584B103 Common Stock ADR 5 2,000.00 SOLE N/A NONE YUM BRANDS INC COM 988498101 Common Stock 71 1,066.73 SOLE N/A NONE ZAZA ENERGY CORP COM 98919T100 Common Stock 0 100.00 SOLE N/A NONE ZYGO CORP 989855101 Common Stock 5 315.00 SOLE N/A NONE ABERDEEN ASIA-PACIFIC INCOME FD INC COM 003009107 Common Stock 131 16,988.32 SOLE N/A NONE ABERDEEN AUSTRALIA EQUITY FD INC COM 003011103 Common Stock 1,608 154,003.70 SOLE N/A NONE ABERDEEN CHILE FD INC COM 00301W105 Common Stock 87 5,787.00 SOLE N/A NONE ABERDEEN LATIN AMER EQUITY FD INC COM 00306K106 Common Stock 57 1,569.28 SOLE N/A NONE ADMINISTRADORA DE FONDOS ADR RPSTG 15 SHS COM 00709P108 Common Stock ADR 5 50.00 SOLE N/A NONE ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM ISIN#US01879R1068 01879R106 Common Stock 4 250.00 SOLE N/A NONE ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF BEN INT 02083A103 Common Stock 205 28,191.00 SOLE N/A NONE ALPINE TOTAL DYNAMIC DIVID FD COM SHS BEN INT 021060108 Common Stock 12 3,025.00 SOLE N/A NONE AMERIANA BANCORP COM 023613102 Common Stock 8 1,000.00 SOLE N/A NONE AMERICA MOVIL SAB DE C V SPONSORED ADR REPSTG SER A SHS 02364W204 Common Stock ADR 51 2,220.00 SOLE N/A NONE AMERICAN INCOME FD INC COM 02672T109 Common Stock 52 6,220.29 SOLE N/A NONE AMERICAN INTL GROUP INC WT EXP 01/19/21 026874156 Warrants 0 36.00 SOLE N/A NONE Corporate Bond/Note AMGEN INC - CV SR NTS 031162AQ3 Convertible Domestic 26 23,000.00 SOLE N/A NONE APOLLO SR FLOATING RATE FD INC COM 037636107 Common Stock 8 430.00 SOLE N/A NONE ARCHER DANIELS MIDLAND CO SR NT CONV Corporate Bond/Note 0.875% 02/15/14 B/EDTD 02/22/07 039483AW2 Convertible Domestic 70 70,000.00 SOLE N/A NONE BARCLAYS BK PLC 8.125% SPON ADR PREF SHS SER 5 CALLABLE 6/15/13@25.00 06739H362 Preferred Stock ADR 175 6,900.00 SOLE N/A NONE BARCLAYS BK PLC BARCLAYS USD INTELLIGENT CARRY INDEX 06739H412 Common Stock 11 235.00 SOLE N/A NONE BARCLAYS BK PLC 7.1% SPON ADR REPSTG CALLABLE DOLLAR PREF SHS SER 3 CALLABLE 12/15/12@25.00 06739H776 Preferred Stock 172 6,854.43 SOLE N/A NONE BARCLAYS BK PLC ETN S&P 500 DYNAMIC VEQTOR ETN 06740C337 Common Stock 167 1,294.00 SOLE N/A NONE BLACKROCK BUILD AMER BD TR SHS 09248X100 Common Stock 7 300.00 SOLE N/A NONE BLACKROCK CALIF MUN 2018 TERM TR COM 09249C105 Common Stock 30 1,835.87 SOLE N/A NONE BLACKROCK CALIF MUN INCOME TR SH BEN INT 09248E102 Common Stock 16 989.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD V INC COM 09255N102 Common Stock 5 418.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD III INC COM 09255M104 Common Stock 2 300.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD INC COM 09255L106 Common Stock 5 697.00 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR IV INC 092508100 Common Stock 81 5,889.00 SOLE N/A NONE BLACKROCK ECOSOLUTIONS INVT TR COM 092546100 Common Stock 26 3,053.00 SOLE N/A NONE BLACKROCK ENERGY & RES TR COM 09250U101 Common Stock 1,338 56,824.96 SOLE N/A NONE BLACKROCK ENHANCED CAP & INCOME FD 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GOVT FD INC COM 72200X104 Common Stock 59 5,171.11 SOLE N/A NONE PIONEER HIGH INCOME TR COM 72369H106 Common Stock 102 6,398.58 SOLE N/A NONE POWERSHARES ACTIVELY MANAGED ETF TR POWER SHARES ACTIVE LOW DURATION PORT 73935B409 Common Stock 2 60.00 SOLE N/A NONE POWERSHARES ACTIVELY MANAGED ETF TR US REAL ESTATE FRD 73935B508 Common Stock 15 263.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II BUILD AMERICA BOND PORTFOLIO 73937B407 Common Stock 65 2,135.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II S&P SMALLCAP HEALTH CARE PORT 73937B886 Common Stock 17 475.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR FTSE RAFI US 1500 SMALL MID PORT 73935X567 Common Stock 42 597.46 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II DWA DEVELOPED MKTS TECHNICAL PORT 73936Q108 Common Stock 14 693.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II GLOBAL AGRICULTURE PORT 73936Q702 Common Stock 9 300.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II KBW HIGH DIVID YIELD FINL PORT 73936Q793 Common Stock 60 2,578.66 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II KBW PREMIUM YIELD EQUITY REIT PORT 73936Q819 Common Stock 56 2,000.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II MENA FRONTIER COUNTRIES PORT 73936Q603 Common Stock 5 500.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II SENIOR LN PORT NYSE ARCA INC 73936Q769 Common Stock 91 3,654.00 SOLE N/A NONE POWERSHARES EXCH TRD FD TR NASDAQ INTERNET PORTFOLIO 73935X146 Common Stock 3 73.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR CALIF MUNI BD PORT 73936T441 Common Stock 11 423.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR FTSE RAFI DEVELOPED MARKETS EX US SMALL PORT 73936T771 Common Stock 9 373.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL CLEAN ENERGY PORT 73936T615 Common Stock 4 446.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR I 30 LADDERED TREAS PORT TD 73936T524 Common Stock 5 150.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR WEEKLY VRDO TAX FREE PORTFOLIO 73936T433 Common Stock 21 830.00 SOLE N/A NONE PUTNAM MANAGED MUNICIPAL INCOME TRUST 746823103 Common Stock 16 1,960.00 SOLE N/A NONE PUTNAM MASTER INTER INCOME TRUST SHARES OF BENEFICIAL INT 746909100 Common Stock 3 500.00 SOLE N/A NONE PUTNAM MUNICIPAL OPPORTUNITIES TRUST SBI 746922103 Common Stock 22 1,673.00 SOLE N/A NONE PUTNAM PREMIER INCOME TRUST SHARES OF BENEFICIAL INT 746853100 Common Stock 2 345.00 SOLE N/A NONE REAVES UTIL INCOME FD COM SH BEN INT 756158101 Common Stock 80 3,341.00 SOLE N/A NONE REVENUESHARES ETF TR MID CAP FD 761396209 Common Stock 8 250.00 SOLE N/A NONE REVENUESHARES ETF TR S&P 500 FINANCIALS SECTOR FD 761396506 Common Stock 3 100.00 SOLE N/A NONE REVENUESHARES ETF TR SMALL CAP FD 761396308 Common Stock 133 3,547.00 SOLE N/A NONE ROYAL BANK SCOTLAND GROUP PLC 7.25% SPON ADR REPSTG SER T PFD SHS CALLABLE 12/31/12@ 25.00 780097713 Preferred Stock ADR 5 200.00 SOLE N/A NONE ROYCE FOCUS TR INC COM 78080N108 Common Stock 23 3,549.00 SOLE N/A NONE ROYCE VALUE TR INC COM 780910105 Common Stock 47 3,486.74 SOLE N/A NONE SCBT FINL CORP COM 78401V102 Common Stock 19 467.39 SOLE N/A NONE SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF 78463X749 Common Stock 23 537.99 SOLE N/A NONE SPDR INDEX SHS FDS SPDR S&P INTL ENERGY SECTOR ETF 78463X715 Common Stock 5 185.00 SOLE N/A NONE SPDR INDEX SHS FDS SPDR S&P INTL MATERIALS SECTOR 78463X665 Common Stock 4 170.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING LATIN AMER ETF 78463X707 Common Stock 9 124.42 SOLE N/A NONE SPDR INDEX SHS FDS S&P RUSSIA ETF 78463X558 Common Stock 5 159.51 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS BUILD AMER BD ETF 78464A276 Common Stock 114 1,851.00 SOLE N/A NONE SPDR SER TR BARCLAYS CONV SECS ETF 78464A359 Common Stock 253 6,274.28 SOLE N/A NONE SPDR SER TR BARCLAYS AGGREGATE BD ETF 78464A649 Common Stock 4 75.00 SOLE N/A NONE SPDR SER TR DB INTL GOVT INFLATION-PROTECTED 78464A490 Common Stock 40 633.00 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS SHORT TERM MUN BD ETF 78464A425 Common Stock 4 175.00 SOLE N/A NONE SPDR SER TR S&P 500 GROWTH ETF 78464A409 Common Stock 46 707.00 SOLE N/A NONE SPDR SER TR BARCLAYS SHORT TERM INTL TREAS BD ETF 78464A334 Common Stock 33 900.00 SOLE N/A NONE SPDR SER TR WELLS FARGO PFD STOCK ETF 78464A292 Common Stock 177 3,943.00 SOLE N/A NONE SPROTT PHYSICAL GOLD TR UNIT ISIN#CA85207H1047 85207H104 Common Stock 488 34,332.00 SOLE N/A NONE SPROTT PHYSICAL SILVER TR TR UNIT ISIN#CA85207K1075 85207K107 Common Stock 42 3,520.00 SOLE N/A NONE TEMPLETON DRAGON FUND INC 88018T101 Common Stock 121 4,269.96 SOLE N/A NONE TEMPLETON EMERGING MKTS INCOME FD INC 880192109 Common Stock 245 14,166.37 SOLE N/A NONE TEMPLETON GLOBAL INCOME FUND INC 880198106 Common Stock 69 7,281.59 SOLE N/A NONE TESSCO TECHNOLOGIES INC COM 872386107 Common Stock 14 613.00 SOLE N/A NONE TORTOISE ENERGY INFRASTRUCTURE CORP COM 89147L100 Common Stock 131 3,463.00 SOLE N/A NONE TRANSAMERICA INCOME SHS INC 893506105 Common Stock 0 11.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD ALERIAN NATIONAL GAS INDEX LKD INTL INDEX BASKET ISIN#US9026416209 902641620 Common Stock 4 150.00 SOLE N/A NONE UNITED STS COMMODITY INDEX FD COMMODITY INDEX FD 911717106 Common Stock 33 556.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS 922042718 Common Stock 38 422.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD 92206C409 Common Stock 21 267.00 SOLE N/A NONE VIRTUS INVT PARTNERS INC COM 92828Q109 Common Stock 2 20.00 SOLE N/A NONE WELLS FARGO & CO NEW PERP PFD CONV CL A Preferred Stock 7.5% PFD SHS 949746804 Convertible 18 15.00 SOLE N/A NONE WELLS FARGO ADV INCOME OPP FD COM SHS 94987B105 Common Stock 5 515.00 SOLE N/A NONE WELLS FARGO ADV UTILS & HIGH INCOME FD COM 94987E109 Common Stock 5 472.97 SOLE N/A NONE WESTERN ASSET GLOBAL HIGH INCOME FD INC 95766B109 Common Stock 28 1,997.00 SOLE N/A NONE WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY FD INC COM 95790C107 Common Stock 24 1,135.00 SOLE N/A NONE WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FD INC COM 95768B107 Common Stock 20 1,094.00 SOLE N/A NONE WESTERN ASSET INCOME FD II INC 95766J102 Common Stock 14 1,408.00 SOLE N/A NONE WESTERN ASSET INCOME FD COM 95766T100 Common Stock 15 1,000.00 SOLE N/A NONE WESTERN ASSET MANAGED HIGH INCOME FD INC 95766L107 Common Stock 601 97,393.92 SOLE N/A NONE WESTERN ASSET VARIABLE RT STRATEGIC FD INC 957667108 Common Stock 27 1,500.00 SOLE N/A NONE WHITESTONE REIT CL B SHS BEN INT ISIN#US9660842041 966084204 Common Stock 2 150.00 SOLE N/A NONE WISDOMTREE TR DEFA EQUITY INCOME FD 97717W802 Common Stock 465 11,489.51 SOLE N/A NONE WISDOMTREE TR DEFA FD 97717W703 Common Stock 26 551.00 SOLE N/A NONE WISDOMTREE TR EARNINGS 500 FD 97717W588 Common Stock 186 3,775.00 SOLE N/A NONE WISDOMTREE TR GLOBAL NATURAL RES FD 97717W711 Common Stock 71 2,894.00 SOLE N/A NONE WISDOMTREE TR INTL MIDCAP DIVID FD 97717W778 Common Stock 1 20.00 SOLE N/A NONE WISDOMTREE TR INTL SMALLCAP DIVID FD 97717W760 Common Stock 1 25.00 SOLE N/A NONE WISDOMTREE TR MIDCAP EARNINGS FD 97717W570 Common Stock 6 100.00 SOLE N/A NONE WISDOMTREE TR SMALLCAP EARNINGS FD 97717W562 Common Stock 99 1,741.00 SOLE N/A NONE ZWEIG TOTAL RETURN FD INC COM NEW 989837208 Common Stock 238 19,299.54 SOLE N/A NONE