0001225208-23-000909.txt : 20230126 0001225208-23-000909.hdr.sgml : 20230126 20230126174145 ACCESSION NUMBER: 0001225208-23-000909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230124 FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dahya Hanif CENTRAL INDEX KEY: 0001392546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 23558833 MAIL ADDRESS: STREET 1: NEW YORK COOMUNITY BANCORP INC STREET 2: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5166834100 MAIL ADDRESS: STREET 1: 102 DUFFY AVENUE CITY: HICKSVILLE STATE: NY ZIP: 11801 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 4 1 doc4.xml X0306 4 2023-01-24 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001392546 Dahya Hanif 102 DUFFY AVENUE HICKSVILLE NY 11801 1 1 Presiding Director of Board Common Stock 2022-01-29 5 G 0 1802.0000 0.0000 D 0.0000 D Common Stock 2022-02-15 5 G 0 1500.0000 0.0000 D 0.0000 D Common Stock 2022-03-01 5 G 0 1500.0000 0.0000 D 0.0000 D Common Stock 2022-04-01 5 G 0 3000.0000 0.0000 D 0.0000 D Common Stock 2023-01-25 5 G 0 9434.0000 0.0000 D 0.0000 D Common Stock 2022-01-29 5 G 0 1802.0000 0.0000 A 184508.0000 I By Spouse Common Stock 2022-02-15 5 G 0 1500.0000 0.0000 A 186008.0000 I By Spouse Common Stock 2022-03-01 5 G 0 1500.0000 0.0000 A 187508.0000 I By Spouse Common Stock 2022-04-01 5 G 0 3000.0000 0.0000 A 190508.0000 I By Spouse Common Stock 2023-01-25 5 G 0 9434.0000 0.0000 A 199942.0000 I By Spouse Common Stock 2023-01-24 4 A 0 11868.0000 0.0000 A 11868.0000 I By Stock Award (012423) Series A Preferred Stock 1640.0000 D Common Stock 1500.0000 I By Stock Award X Common Stock 3000.0000 I By Stock Award XI Common Stock 5406.0000 I By Stock Award XII The number of shares gifted includes certain shares that were previously held by Stock Awards and that have subsequently vested. These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 24, 2024. The remaining 1,500 shares, granted under Stock Award X on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on February 15, 2023. The remaining 3,000 shares, granted under Stock Award XI on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 1, 2023. The remaining 5,406 shares, granted under Stock Award XII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 29, 2023. Exhibit List: Exhibit 24 Power of Attorney /s/ Jan M. Klym, Power of Attorney 2023-01-26 EX-24 2 hmdpoa.txt Section 16 and Rule 144 Limited Power of Attorney Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of R. Patrick Quinn, Salvatore J. DiMartino, Christine M. Reid and Jan M. Klym, or either of them acting singly, and with full power of substitution and re-substitution, the undersigned's true and lawful attorney in fact (each of such persons and their substitutes being referred to herein as the "Attorney-in-Fact"), with full power to act for the undersigned and in the undersigned's name, place and stead, in any and all capacities, to: (1) Prepare, execute, and submit to the Securities and Exchange Commission ("SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required or considered by the Attorney-in-Fact to be advisable under Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or any rule or regulation of the SEC; (2) Prepare, execute and submit to the SEC, New York Community Bancorp, Inc. (the "Company"), and/or any national securities exchange on which the Company's securities are listed any and all reports (including any amendments thereto) the undersigned is required to file with the SEC, or which the Attorney-in-Fact considers it advisable to file with the SEC, under Section 16 of the Exchange Act or any rule or regulation thereunder, or under Rule 144 under the Securities Act of 1933 ("Rule 144"), with respect to any security of the Company, including Forms 3, 4 and 5 and Forms 144; and (3) Obtain, as the undersigned's representative and on the undersigned's behalf, information regarding transactions in the Company's equity securities from any third party, including the Company and any brokers, dealers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such third party to release any such information to the Attorney-in-Fact. The undersigned acknowledges that: a) This Power of Attorney authorizes, but does not require, the Attorney-in-Fact to act in his or her discretion on information provided to such Attorney-in-Fact without independent verification of such information; b) Any documents prepared or executed by the Attorney-in-Fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information as the Attorney-in-Fact, in his or her discretion, deems necessary or desirable; c) Neither the Company nor the Attorney-in-Fact assumes any liability for the undersigned's responsibility to comply with the requirements of Section 16 of the Exchange Act or Rule 144, any liability of the undersigned for any failure to comply with such requirements, or any liability of the undersigned for disgorgement of profits under Section 16(b) of the Exchange Act; and d) This Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under Section 16 of the Exchange Act, including, without limitation, the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby grants to the Attorney-in-Fact full power and authority to do and perform each and every act and thing requisite, necessary or advisable to be done in connection with the foregoing, as fully, to all intents and purposes, as the undersigned might or could do in person, hereby ratifying and confirming all that the Attorney-in-Fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by authority of this Power of Attorney. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 4 or 5 or Forms 144 with respect to the undersigned's holdings of and transactions in securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Attorney-in-Fact. This Power of Attorney revokes all previous powers of attorney with respect to the subject matter of this Power of Attorney. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of December 13, 2022. /s/ Hanif M. Dahya ------------------------- Hanif M. Dahya