0001225208-13-017306.txt : 20130805 0001225208-13-017306.hdr.sgml : 20130805 20130805170135 ACCESSION NUMBER: 0001225208-13-017306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130801 FILED AS OF DATE: 20130805 DATE AS OF CHANGE: 20130805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 FORMER COMPANY: FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC DATE OF NAME CHANGE: 19930802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUPFERBERG MAX L CENTRAL INDEX KEY: 0001215098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31565 FILM NUMBER: 131010877 MAIL ADDRESS: STREET 1: C/O NEW YORK COMMUNITY BANCORP INC STREET 2: S615 MERRICK AVE CITY: WESTBURY STATE: NY ZIP: 11590 4 1 doc4.xml X0306 4 2013-08-01 0000910073 NEW YORK COMMUNITY BANCORP INC NYCB 0001215098 KUPFERBERG MAX L 615 MERRICK AVENUE WESTBURY NY 11590 1 Common Stock 2013-08-01 4 S 0 106660.0000 15.4224 D 0.0000 I Trustee for KRT Common Stock 679004.0000 D Common Stock 536377.0000 I As Partner Common Stock 705821.0000 I As shareholder of the Max K One LLC Common Stock 42599.0000 I By Estate of Selma Kupferberg Common Stock 182917.0000 I By Kupferberg Foundation Common Stock 3000.0000 I By Stock Award Common Stock 73017.0000 I Max & Selma Kupferberg Foundation The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on June 14, 2013. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators. As of August 1, 2013 all shares which were to be sold pursuant to the 10b5-1 trading plan have been sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.26 to $15.525, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote. 3,000 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on January 10, 2014. /s/ Ilene A. Angarola, Power of Attorney 2013-08-05