0001225208-13-017306.txt : 20130805
0001225208-13-017306.hdr.sgml : 20130805
20130805170135
ACCESSION NUMBER: 0001225208-13-017306
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130801
FILED AS OF DATE: 20130805
DATE AS OF CHANGE: 20130805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK COMMUNITY BANCORP INC
CENTRAL INDEX KEY: 0000910073
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036]
IRS NUMBER: 061377322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
BUSINESS PHONE: 7183596400
MAIL ADDRESS:
STREET 1: 615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
FORMER COMPANY:
FORMER CONFORMED NAME: QUEENS COUNTY BANCORP INC
DATE OF NAME CHANGE: 19930802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KUPFERBERG MAX L
CENTRAL INDEX KEY: 0001215098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31565
FILM NUMBER: 131010877
MAIL ADDRESS:
STREET 1: C/O NEW YORK COMMUNITY BANCORP INC
STREET 2: S615 MERRICK AVE
CITY: WESTBURY
STATE: NY
ZIP: 11590
4
1
doc4.xml
X0306
4
2013-08-01
0000910073
NEW YORK COMMUNITY BANCORP INC
NYCB
0001215098
KUPFERBERG MAX L
615 MERRICK AVENUE
WESTBURY
NY
11590
1
Common Stock
2013-08-01
4
S
0
106660.0000
15.4224
D
0.0000
I
Trustee for KRT
Common Stock
679004.0000
D
Common Stock
536377.0000
I
As Partner
Common Stock
705821.0000
I
As shareholder of the Max K One LLC
Common Stock
42599.0000
I
By Estate of Selma Kupferberg
Common Stock
182917.0000
I
By Kupferberg Foundation
Common Stock
3000.0000
I
By Stock Award
Common Stock
73017.0000
I
Max & Selma Kupferberg Foundation
The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on June 14, 2013. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators. As of August 1, 2013 all shares which were to be sold pursuant to the 10b5-1 trading plan have been sold.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.26 to $15.525, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
3,000 shares, granted under Stock Award on January 10, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in five equal annual installments commencing on January 10, 2014.
/s/ Ilene A. Angarola, Power of Attorney
2013-08-05